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Livermore
Livermore
ZHEN

Catalyst Capital Advisors LLC

SEC CIK
0001549275
Latest filing
Jul 24, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
356
−49 vs. Q3 2023
Portfolio value
$3.72B
+$146.6M (+4.1%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Catalyst Capital Advisors LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,470,545$407.6M10.9%−94,681−6.0%Reduced–
iShares Tr464287622RUS 1000 ETF1,547,720$405.9M10.9%−80,198−4.9%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF3,577,133$279.1M7.5%−4,999−0.1%Reduced–
iShares Russell 2000 ETF464287655ETF1,320,393$265.0M7.1%−237,076−15.2%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF6,002,949$246.7M6.6%+70,548+1.2%Added–
SPYSPDR S&P 500 ETF TrustETF510,691$242.7M6.5%+98,474+23.9%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF1,812,439$196.2M5.3%−312,384−14.7%Reduced–
Vanguard S&P 500 ETF922908363ETF238,203$104.0M2.8%−23,009−8.8%Reduced–
iShares MSCI India ETF46429B598ETF1,960,463$95.7M2.6%−308,976−13.6%Reduced–
Vanguard Morningstar Large-Cap ETF922908637ETF435,581$95.0M2.6%−32,276−6.9%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF367,442$85.5M2.3%−29,089−7.3%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF2,865,643$83.8M2.3%−79,789−2.7%Reduced–
Vanguard Real Estate ETF922908553ETF911,439$80.5M2.2%−188,321−17.1%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF304,104$64.9M1.7%−23,055−7.0%Reduced–
iShares Russell Midcap ETF464287499ETF664,220$51.6M1.4%−53,172−7.4%Reduced–
iShares Tr46435G334MSCI UK ETF NEW1,513,446$50.0M1.3%−160,073−9.6%Reduced–
iShares Inc46434G822MSCI JAPAN ETF768,040$49.3M1.3%−19,848−2.5%Reduced–
iShares Tr46434V456MSCI INTL QUALTY1,291,678$48.5M1.3%−198,106−13.3%Reduced–
iShares Inc46434G772MSCI TAIWAN ETF1,016,634$46.8M1.3%−68,206−6.3%Reduced–
Dimensional Emerging Core Equity Market ETF25434V302ETF1,594,086$38.4M1.0%+156,199+10.9%Added–
Dimensional ETF Trust25434V799INTL CORE EQUITY1,475,301$37.7M1.0%+156,777+11.9%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF221,106$32.5M0.9%−17,681−7.4%Reduced–
Dimensional ETF Trust25434V831US HIGH PROF ETF1,043,052$29.8M0.8%−56,782−5.2%Reduced–
LNGCheniere Energy, Inc.COM NEW144,331$24.6M0.7%−1,800−1.2%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN1,699,907$23.5M0.6%+4,000+0.2%AddedHistory
iShares Inc464286749MSCI SWITZERLAND467,504$22.6M0.6%−66,758−12.5%Reduced–
WMBWilliams Companies, Inc.COM617,814$21.5M0.6%+10,581+1.7%AddedHistory
ETRNMidstream Co LLCCOM1,885,367$19.2M0.5%+53,520+2.9%AddedHistory
iShares Inc464286822MSCI MEXICO ETF243,537$16.5M0.4%−25,875−9.6%Reduced–
iShares Inc464286400MSCI BRAZIL ETF470,558$16.5M0.4%−59,393−11.2%Reduced–
WisdomTree Tr97717W422INDIA ERNGS FD384,523$15.8M0.4%−53,793−12.3%Reduced–
iShares Inc464286509MSCI CDA ETF429,477$15.8M0.4%−32,589−7.1%Reduced–
iShares Inc464286103MSCI AUST ETF641,238$15.6M0.4%−108,758−14.5%Reduced–
NEXTNextDecade CorpCOM2,741,295$13.1M0.4%00.0%UnchangedHistory
OKEONEOK IncCOM171,086$12.0M0.3%00.0%UnchangedHistory
iShares Inc464286871MSCI HONG KG ETF686,232$11.9M0.3%+128,716+23.1%Added–
TRGPTarga Resources Corp.COM137,084$11.9M0.3%00.0%UnchangedHistory
MSFTMicrosoft CorpStock29,662$11.2M0.3%−1,196−3.9%ReducedHistory
PBAPembina Pipeline CorpCOM318,551$11.0M0.3%−3,745−1.2%ReducedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD898,550$10.9M0.3%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock409,768$10.8M0.3%+6,000+1.5%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A669,552$10.7M0.3%00.0%UnchangedHistory
ENBEnbridge IncStock288,463$10.4M0.3%+32,986+12.9%AddedHistory
TRPTC Energy CorpCOM264,909$10.4M0.3%+23,657+9.8%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS190,764$9.78M0.3%−64,380−25.2%Reduced–
iShares Inc46434G780MSCI SINGPOR ETF519,016$9.71M0.3%+102,373+24.6%Added–
KMIKinder Morgan, Inc.Stock524,367$9.25M0.2%00.0%UnchangedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT311,920$9.13M0.2%00.0%UnchangedHistory
MPLXMPLX LPCOM UNIT REP LTD236,365$8.68M0.2%00.0%UnchangedHistory
PWRQuanta Services, Inc.COM38,800$8.37M0.2%−3,175−7.6%ReducedHistory
iShares Inc464286707MSCI FRANCE ETF211,033$8.27M0.2%−15,130−6.7%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD104,723$8.10M0.2%−43,580−29.4%Reduced–
BLDRBuilders FirstSource, Inc.Stock47,625$7.95M0.2%−3,875−7.5%ReducedHistory
iShares Inc464286764MSCI SPAIN ETF259,367$7.94M0.2%−33,361−11.4%Reduced–
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/17,225,000$6.68M0.2%00.0%Unchanged–
DTMDT Midstream, Inc.COMMON STOCK121,199$6.64M0.2%00.0%UnchangedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD132,165$6.53M0.2%−88,000−40.0%Reduced–
CORCencora, Inc.Stock29,975$6.16M0.2%−2,790−8.5%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF93,268$6.01M0.2%−13,241−12.4%Reduced–
HESMHess Midstream LPCL A SHS180,058$5.70M0.2%−2,000−1.1%ReducedHistory
iShares Inc464286624MSCI THAILND ETF88,525$5.65M0.2%+12,458+16.4%Added–
iShares Inc464286780MSCI STH AFR ETF134,839$5.63M0.2%−3,618−2.6%Reduced–
NSNuStar Energy L.P.UNIT COM280,821$5.25M0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF235,928$5.00M0.1%00.0%Unchanged–
AAPLApple Inc.Stock24,707$4.76M0.1%+1,418+6.1%AddedHistory
KNTKKinetik Holdings Inc.COM NEW CL A141,351$4.72M0.1%00.0%UnchangedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF111,697$4.68M0.1%00.0%Unchanged–
KLACKLA CorpCOM NEW8,043$4.68M0.1%−1,918−19.3%ReducedHistory
APOApollo Global Management, Inc.COM49,620$4.62M0.1%−3,300−6.2%ReducedHistory
Redwood Tr Inc758075AD7NOTE 5.625% 7/14,620,000$4.57M0.1%00.0%Unchanged–
COSTCostco Wholesale CorpStock6,670$4.40M0.1%+4,270+177.9%AddedHistory
iShares Inc46434G814MSCI MLY ETF NEW200,477$4.26M0.1%−29,875−13.0%Reduced–
VRTXVertex Pharmaceuticals IncStock10,317$4.20M0.1%−798−7.2%ReducedHistory
MRKMerck & Co., Inc.Stock37,700$4.11M0.1%−3,000−7.4%ReducedHistory
FLEXFlex Ltd.Stock131,100$3.99M0.1%−10,500−7.4%ReducedHistory
DECKDeckers Outdoor CorpCOM5,970$3.99M0.1%−480−7.4%ReducedHistory
MSIMotorola Solutions, Inc.Stock12,175$3.81M0.1%−975−7.4%ReducedHistory
TDGTransDigm Group INCCOM3,555$3.60M0.1%−295−7.7%ReducedHistory
iShares Inc464286715MSCI TURKEY ETF111,274$3.59M0.1%−10,126−8.3%Reduced–
VVisa Inc.Stock13,410$3.49M0.1%+1,155+9.4%AddedHistory
HIMSHims & Hers Health, Inc.Stock386,220$3.44M0.1%−40,500−9.5%ReducedHistory
SNYSanofiSPONSORED ADR67,278$3.35M0.1%−51,887−43.5%ReducedHistory
IRMIron Mountain IncCOM47,450$3.32M0.1%−4,050−7.9%ReducedHistory
PSXPhillips 66Stock23,750$3.16M0.1%+23,750NewHistory
BGBunge Global SACOM SHS31,264$3.16M0.1%−787−2.5%ReducedHistory
INTUIntuit Inc.Stock4,963$3.10M0.1%+456+10.1%AddedHistory
NOWServiceNow, Inc.Stock4,325$3.06M0.1%+4,325NewHistory
TTEKTetra Tech IncCOM18,195$3.04M0.1%−32−0.2%ReducedHistory
BROBrown & Brown, Inc.Stock42,500$3.02M0.1%−3,475−7.6%ReducedHistory
GLDMWorld Gold TrustSPDR GLD MINIS73,500$3.01M0.1%00.0%UnchangedHistory
MLMMartin Marietta Materials IncCOM6,015$3.00M0.1%+790+15.1%AddedHistory
LULUlululemon athletica inc.Stock5,714$2.92M0.1%+5,624+6,248.9%AddedHistory
New MTN Fin Corp647551AE0NOTE 7.500%10/12,825,000$2.88M0.1%+2,825,000New–
Arbor Realty Trust Inc038923BA5NOTE 7.500% 8/02,825,000$2.88M0.1%+2,825,000New–
RWT Hldgs Inc749772AD1CONVERTIBLE BOND3,039,000$2.85M0.1%00.0%Unchanged–
HSBCHSBC Holdings PLCSPON ADR NEW70,200$2.85M0.1%−5,750−7.6%ReducedHistory
CSCOCisco Systems, Inc.Stock55,462$2.80M0.1%−1,262−2.2%ReducedHistory
NVSNovartis AGADR27,518$2.78M0.1%00.0%UnchangedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW128,840$2.61M0.1%00.0%UnchangedHistory
STLAStellantis N.V.SHS109,000$2.54M0.1%−9,400−7.9%ReducedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Catalyst Capital Advisors LLC in Q4 2023
SecurityClassPutsCalls
SPDR S&P 500 ETF Tr78462F903CALL–$3.96M
SPDR S&P 500 ETF Tr78462F953PUT$139.6K–

Sold out since Q3 2023 (66)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Catalyst Capital Advisors LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Prospect Cap Corp74348TAT9NOTE 6.375% 3/04,079,000$4.09M0.1%–
APHAmphenol CorpCL A38,445$3.23M0.1%History
TCOMTrip.com Group LtdADS86,450$3.02M0.1%History
EQTEQT CorpStock71,500$2.90M0.1%History
LWLamb Weston Holdings, Inc.Stock31,225$2.89M0.1%History
BWABorgwarner IncCOM67,175$2.71M0.1%History
BAHBooz Allen Hamilton Holding CorpCL A24,725$2.70M0.1%History
TXRHTexas Roadhouse, Inc.COM27,150$2.61M0.1%History
HUBSHubSpot IncCOM4,825$2.38M0.1%History
NOKNokia CorpSPONSORED ADR428,550$1.60M<0.1%History
HCAHCA Healthcare, Inc.COM4,989$1.23M<0.1%History
OXYOccidental Petroleum CorpStock17,421$1.13M<0.1%History
SPGIS&P Global Inc.Stock2,809$1.03M<0.1%History
SCIService Corp InternationalCOM16,977$970.1K<0.1%History
iShares Tr464288588MBS ETF8,725$774.8K<0.1%–
KNFKnife River CorpStock14,627$714.2K<0.1%History
HCCWarrior Met Coal, Inc.COM13,237$676.1K<0.1%History
ATKRAtkore Inc.COM4,255$634.8K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM2,415$627.2K<0.1%History
MXLMaxlinear, IncCOM27,000$600.8K<0.1%History
ANETArista Networks, Inc.COM3,250$597.8K<0.1%History
Vanguard Mortgage-Backed Securities ETF92206C771ETF13,270$581.0K<0.1%–
PSECProspect Capital CorpCOM95,140$575.6K<0.1%History
BTUPeabody Energy CorpCOM19,680$511.5K<0.1%History
AMZNAmazon Com IncStock3,539$449.9K<0.1%History
iShares Tr46435G102CONV BD ETF3,140$233.0K<0.1%–
CBOECboe Global Markets, Inc.COM1,231$192.3K<0.1%History
AMDAdvanced Micro Devices IncStock1,191$122.5K<0.1%History
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF1,530$116.2K<0.1%–
AMGNAmgen IncStock395$106.2K<0.1%History
Two Harbors Investment Corp.90187B804COM7,170$94.9K<0.1%–
AGNCAGNC Investment Corp.REIT9,960$94.0K<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM7,870$93.4K<0.1%History
ABRArbor Realty Trust IncCOM6,150$93.4K<0.1%History
STWDStarwood Property Trust, Inc.COM4,800$92.9K<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK6,990$92.5K<0.1%History
LADRLadder Capital CorpCL A9,020$92.5K<0.1%History
NLYAnnaly Capital Management IncREIT4,875$91.7K<0.1%History
PMTPennyMac Mortgage Investment TrustCOM7,370$91.4K<0.1%History
RITMRithm Capital Corp.REIT9,530$88.5K<0.1%History
ADAMAdamas Trust, Inc.COM10,370$88.0K<0.1%History
RWTRedwood Trust IncCOM12,260$87.4K<0.1%History
MFAMfa Financial, Inc.COM9,029$86.8K<0.1%History
APDAir Products & Chemicals, Inc.Stock281$79.6K<0.1%History
ADPAutomatic Data Processing IncStock306$73.6K<0.1%History
ADIAnalog Devices IncStock371$65.0K<0.1%History
BEBloom Energy CorpCOM CL A2,471$32.8K<0.1%History
ADSKAutodesk, Inc.COM158$32.7K<0.1%History
AZNAstraZeneca PLCSPONSORED ADR438$29.7K<0.1%History
SGENSeagen Inc.COM139$29.5K<0.1%History
AEPAmerican Electric Power Co IncStock381$28.7K<0.1%History
BIIBBiogen Inc.COM107$27.5K<0.1%History
AWRAmerican States Water CoCOM274$21.6K<0.1%History
ADMArcher-Daniels-Midland CoStock284$21.4K<0.1%History
LNTAlliant Energy CorpStock395$19.1K<0.1%History
AWKAmerican Water Works Company, Inc.Stock148$18.3K<0.1%History
XUnited States Steel CorpCOM545$17.7K<0.1%History
ALGNAlign Technology IncCOM57$17.4K<0.1%History
BCPCBalchem CorpCOM138$17.1K<0.1%History
ACAArcosa, Inc.COM221$15.9K<0.1%History
BMIBadger Meter IncCOM107$15.4K<0.1%History
ELANElanco Animal Health IncCOM1,001$11.3K<0.1%History
LICYLi-Cycle Holdings Corp.COMMON SHARES3,161$11.2K<0.1%History
WMSAdvanced Drainage Systems, Inc.COM97$11.0K<0.1%History
ARRYArray Technologies, Inc.COM SHS434$9.63K<0.1%History
TPICQTpi Composites, IncCOM1,614$4.28K<0.1%History