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Livermore
Livermore
ZHEN

Catalyst Capital Advisors LLC

SEC CIK
0001549275
Latest filing
Jul 24, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
356
−49 vs. Q3 2023
Portfolio value
$3.72B
+$146.6M (+4.1%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Catalyst Capital Advisors LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TXTTextron IncCOM31,200$2.51M0.1%+4,700+17.7%AddedHistory
TAKTakeda Pharmaceutical Co LtdADR169,000$2.41M0.1%+169,000NewHistory
METAMeta Platforms, Inc.Stock6,792$2.40M0.1%+295+4.5%AddedHistory
Invesco QQQ Trust Series I46090E103ETF5,654$2.32M0.1%00.0%Unchanged–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF25,000$2.28M0.1%00.0%Unchanged–
EVREvercore Inc.CLASS A13,275$2.27M0.1%+13,275NewHistory
CMECME Group Inc.COM10,308$2.17M0.1%−512−4.7%ReducedHistory
USFDUS Foods Holding Corp.COM47,600$2.16M0.1%+47,600NewHistory
AMATApplied Materials IncStock13,119$2.13M0.1%+165+1.3%AddedHistory
MDTMedtronic plcStock25,800$2.13M0.1%+3,737+16.9%AddedHistory
HDHome Depot, Inc.Stock6,014$2.08M0.1%−2,679−30.8%ReducedHistory
MOSMosaic CoCOM56,461$2.02M0.1%−60.0%ReducedHistory
ORANYOrangeSPONSORED ADR171,340$1.96M0.1%00.0%UnchangedHistory
PEverpure, Inc.CL A54,875$1.96M0.1%−3,125−5.4%ReducedHistory
WMTWalmart Inc.Stock12,273$1.93M0.1%+211+1.7%AddedHistory
JNJJohnson & JohnsonStock11,860$1.86M<0.1%00.0%UnchangedHistory
MDUMdu Resources Group IncStock86,010$1.70M<0.1%00.0%UnchangedHistory
NFGNational Fuel Gas CoStock33,845$1.70M<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock94,125$1.62M<0.1%+94,125NewHistory
INTCIntel CorpStock30,933$1.55M<0.1%+848+2.8%AddedHistory
HESHess CorpStock10,710$1.54M<0.1%+5,000+87.6%AddedHistory
ULTAUlta Beauty, Inc.Stock2,877$1.41M<0.1%−314−9.8%ReducedHistory
TAT&T Inc.Stock81,300$1.36M<0.1%00.0%UnchangedHistory
LIILennox International IncCOM2,967$1.33M<0.1%−742−20.0%ReducedHistory
EBAYeBay IncCOM29,853$1.30M<0.1%+104+0.3%AddedHistory
UGIUgi CorpStock51,920$1.28M<0.1%00.0%UnchangedHistory
MARMarriott International IncStock5,588$1.26M<0.1%−789−12.4%ReducedHistory
GWWW.W. Grainger, Inc.Stock1,480$1.23M<0.1%−128−8.0%ReducedHistory
FuboTV Inc.35953DAB0NOTE 3.250% 2/11,662,000$1.22M<0.1%00.0%Unchanged–
STLDSteel Dynamics IncCOM10,267$1.21M<0.1%−1,260−10.9%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock5,853$1.20M<0.1%−1,263−17.7%ReducedHistory
EXPDExpeditors International of Washington IncCOM9,254$1.18M<0.1%+9,254NewHistory
DRIDarden Restaurants IncCOM7,066$1.16M<0.1%+7,066NewHistory
UNHUnitedHealth Group IncStock2,199$1.16M<0.1%−525−19.3%ReducedHistory
DOWDow Inc.Stock21,054$1.15M<0.1%−564−2.6%ReducedHistory
DGDollar General CorpCOM8,483$1.15M<0.1%+2,172+34.4%AddedHistory
CHEChemed CorpCOM1,955$1.14M<0.1%−10−0.5%ReducedHistory
CROXCrocs, Inc.COM12,213$1.14M<0.1%+10,428+584.2%AddedHistory
PAGPenske Automotive Group, Inc.COM7,094$1.14M<0.1%−430−5.7%ReducedHistory
WMWaste Management IncStock6,326$1.13M<0.1%−321−4.8%ReducedHistory
ULUnilever PLCSPON ADR NEW22,760$1.10M<0.1%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock24,900$1.06M<0.1%−855−3.3%ReducedHistory
MUMicron Technology IncStock12,178$1.04M<0.1%−22,380−64.8%ReducedHistory
LMTLockheed Martin CorpStock2,253$1.02M<0.1%−82−3.5%ReducedHistory
COPConocoPhillipsStock8,455$981.4K<0.1%−1,437−14.5%ReducedHistory
EOGEOG Resources IncStock7,789$942.1K<0.1%−1,319−14.5%ReducedHistory
EAElectronic Arts Inc.COM6,173$844.5K<0.1%+52+0.8%AddedHistory
CODICompass Diversified HoldingsSH BEN INT35,292$792.3K<0.1%00.0%UnchangedHistory
DEODiageo PLCSPON ADR NEW5,000$728.3K<0.1%+5,000NewHistory
ORLYO Reilly Automotive IncStock742$705.0K<0.1%+647+681.1%AddedHistory
PNNTPennantpark Investment CorpCOM99,131$685.0K<0.1%00.0%UnchangedHistory
LPLALPL Financial Holdings Inc.COM3,005$684.0K<0.1%+3,005NewHistory
ENSGEnsign Group, IncCOM6,090$683.4K<0.1%+2,500+69.6%AddedHistory
Ezcorp Inc302301AE6CONVERTIBLE BOND717,000$672.6K<0.1%00.0%Unchanged–
MAMastercard IncStock1,535$654.7K<0.1%00.0%UnchangedHistory
NVONovo Nordisk A SADR6,050$625.9K<0.1%−480−7.4%ReducedHistory
WBDWarner Bros. Discovery, Inc.Stock49,177$559.6K<0.1%+487+1.0%AddedHistory
CELHCelsius Holdings, Inc.COM NEW10,060$548.5K<0.1%+10,060NewHistory
NVDANVIDIA CorpStock1,082$535.8K<0.1%+230+27.0%AddedHistory
MAINMain Street Capital CORPCEF12,128$524.3K<0.1%00.0%UnchangedHistory
CPRTCopart IncCOM10,237$501.6K<0.1%+191+1.9%AddedHistory
ARESAres Management CorpCL A COM STK4,160$494.7K<0.1%−1,890−31.2%ReducedHistory
AMPAmeriprise Financial IncCOM1,150$436.8K<0.1%+395+52.3%AddedHistory
AVGOBroadcom Inc.Stock388$433.1K<0.1%+80+26.0%AddedHistory
GOOGLAlphabet Inc.Stock2,598$362.9K<0.1%+549+26.8%AddedHistory
DISWalt Disney CoStock4,000$361.2K<0.1%+4,000NewHistory
GOOGAlphabet Inc.Stock2,540$358.0K<0.1%+514+25.4%AddedHistory
IBMInternational Business Machines CorpStock2,161$353.4K<0.1%00.0%UnchangedHistory
TSLATesla, Inc.Stock1,390$345.4K<0.1%−1,928−58.1%ReducedHistory
NIO Inc.62914VAF3NOTE 0.500% 2/0350,000$322.0K<0.1%00.0%Unchanged–
AFCGAdvanced Flower Capital Inc.COM26,000$312.8K<0.1%00.0%UnchangedHistory
RJFRaymond James Financial IncCOM2,760$307.7K<0.1%+2,760NewHistory
iShares Tr464288513IBOXX HI YD ETF3,380$261.6K<0.1%00.0%Unchanged–
ADBEAdobe Inc.Stock428$255.3K<0.1%+89+26.3%AddedHistory
IIPRInnovative Industrial Properties IncCOM2,390$241.0K<0.1%00.0%UnchangedHistory
VICIVici Properties Inc.COM7,475$238.3K<0.1%00.0%UnchangedHistory
KHCKraft Heinz CoStock6,438$238.1K<0.1%+246+4.0%AddedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW28,543$226.9K<0.1%+326+1.2%AddedHistory
PEPPepsiCo IncStock1,293$219.6K<0.1%+274+26.9%AddedHistory
PBIPitney Bowes IncCOM47,154$207.5K<0.1%00.0%UnchangedHistory
NFLXNetflix IncStock416$202.5K<0.1%+87+26.4%AddedHistory
FPIFarmland Partners Inc.COM14,702$183.5K<0.1%−3,166−17.7%ReducedHistory
TMUST-Mobile US, Inc.Stock1,105$177.2K<0.1%+218+24.6%AddedHistory
VZVerizon Communications IncStock4,561$171.9K<0.1%00.0%UnchangedHistory
ICEIntercontinental Exchange, Inc.Stock1,332$171.1K<0.1%−7−0.5%ReducedHistory
CMCSAComcast CorpStock3,865$169.5K<0.1%+789+25.7%AddedHistory
LANDGladstone Land CorpCOM11,674$168.7K<0.1%−390−3.2%ReducedHistory
NSLRNeostellar Capital Corp.COM NEW42,466$167.3K<0.1%00.0%UnchangedHistory
QCOMQualcomm IncStock1,048$151.6K<0.1%+224+27.2%AddedHistory
CVXChevron CorpStock1,000$149.2K<0.1%−4,907−83.1%ReducedHistory
XPELXPEL, Inc.COM2,735$147.3K<0.1%−2,735−50.0%ReducedHistory
TXNTexas Instruments IncStock853$145.4K<0.1%+182+27.1%AddedHistory
GROWU S Global Investors IncCL A49,500$139.6K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock240$135.8K<0.1%−240−50.0%ReducedHistory
HONHoneywell International IncCOM624$130.9K<0.1%−5,174−89.2%ReducedHistory
BKNGBooking Holdings Inc.Stock34$120.6K<0.1%+7+25.9%AddedHistory
ISRGIntuitive Surgical IncCOM NEW330$111.3K<0.1%+71+27.4%AddedHistory
SBUXStarbucks CorpStock1,076$103.3K<0.1%+228+26.9%AddedHistory
LINLinde PLCStock237$97.3K<0.1%−24−9.2%ReducedHistory
LRCXLam Research CorpCOM124$97.1K<0.1%+25+25.3%AddedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Catalyst Capital Advisors LLC in Q4 2023
SecurityClassPutsCalls
SPDR S&P 500 ETF Tr78462F903CALL–$3.96M
SPDR S&P 500 ETF Tr78462F953PUT$139.6K–

Sold out since Q3 2023 (66)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Catalyst Capital Advisors LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Prospect Cap Corp74348TAT9NOTE 6.375% 3/04,079,000$4.09M0.1%–
APHAmphenol CorpCL A38,445$3.23M0.1%History
TCOMTrip.com Group LtdADS86,450$3.02M0.1%History
EQTEQT CorpStock71,500$2.90M0.1%History
LWLamb Weston Holdings, Inc.Stock31,225$2.89M0.1%History
BWABorgwarner IncCOM67,175$2.71M0.1%History
BAHBooz Allen Hamilton Holding CorpCL A24,725$2.70M0.1%History
TXRHTexas Roadhouse, Inc.COM27,150$2.61M0.1%History
HUBSHubSpot IncCOM4,825$2.38M0.1%History
NOKNokia CorpSPONSORED ADR428,550$1.60M<0.1%History
HCAHCA Healthcare, Inc.COM4,989$1.23M<0.1%History
OXYOccidental Petroleum CorpStock17,421$1.13M<0.1%History
SPGIS&P Global Inc.Stock2,809$1.03M<0.1%History
SCIService Corp InternationalCOM16,977$970.1K<0.1%History
iShares Tr464288588MBS ETF8,725$774.8K<0.1%–
KNFKnife River CorpStock14,627$714.2K<0.1%History
HCCWarrior Met Coal, Inc.COM13,237$676.1K<0.1%History
ATKRAtkore Inc.COM4,255$634.8K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM2,415$627.2K<0.1%History
MXLMaxlinear, IncCOM27,000$600.8K<0.1%History
ANETArista Networks, Inc.COM3,250$597.8K<0.1%History
Vanguard Mortgage-Backed Securities ETF92206C771ETF13,270$581.0K<0.1%–
PSECProspect Capital CorpCOM95,140$575.6K<0.1%History
BTUPeabody Energy CorpCOM19,680$511.5K<0.1%History
AMZNAmazon Com IncStock3,539$449.9K<0.1%History
iShares Tr46435G102CONV BD ETF3,140$233.0K<0.1%–
CBOECboe Global Markets, Inc.COM1,231$192.3K<0.1%History
AMDAdvanced Micro Devices IncStock1,191$122.5K<0.1%History
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF1,530$116.2K<0.1%–
AMGNAmgen IncStock395$106.2K<0.1%History
Two Harbors Investment Corp.90187B804COM7,170$94.9K<0.1%–
AGNCAGNC Investment Corp.REIT9,960$94.0K<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM7,870$93.4K<0.1%History
ABRArbor Realty Trust IncCOM6,150$93.4K<0.1%History
STWDStarwood Property Trust, Inc.COM4,800$92.9K<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK6,990$92.5K<0.1%History
LADRLadder Capital CorpCL A9,020$92.5K<0.1%History
NLYAnnaly Capital Management IncREIT4,875$91.7K<0.1%History
PMTPennyMac Mortgage Investment TrustCOM7,370$91.4K<0.1%History
RITMRithm Capital Corp.REIT9,530$88.5K<0.1%History
ADAMAdamas Trust, Inc.COM10,370$88.0K<0.1%History
RWTRedwood Trust IncCOM12,260$87.4K<0.1%History
MFAMfa Financial, Inc.COM9,029$86.8K<0.1%History
APDAir Products & Chemicals, Inc.Stock281$79.6K<0.1%History
ADPAutomatic Data Processing IncStock306$73.6K<0.1%History
ADIAnalog Devices IncStock371$65.0K<0.1%History
BEBloom Energy CorpCOM CL A2,471$32.8K<0.1%History
ADSKAutodesk, Inc.COM158$32.7K<0.1%History
AZNAstraZeneca PLCSPONSORED ADR438$29.7K<0.1%History
SGENSeagen Inc.COM139$29.5K<0.1%History
AEPAmerican Electric Power Co IncStock381$28.7K<0.1%History
BIIBBiogen Inc.COM107$27.5K<0.1%History
AWRAmerican States Water CoCOM274$21.6K<0.1%History
ADMArcher-Daniels-Midland CoStock284$21.4K<0.1%History
LNTAlliant Energy CorpStock395$19.1K<0.1%History
AWKAmerican Water Works Company, Inc.Stock148$18.3K<0.1%History
XUnited States Steel CorpCOM545$17.7K<0.1%History
ALGNAlign Technology IncCOM57$17.4K<0.1%History
BCPCBalchem CorpCOM138$17.1K<0.1%History
ACAArcosa, Inc.COM221$15.9K<0.1%History
BMIBadger Meter IncCOM107$15.4K<0.1%History
ELANElanco Animal Health IncCOM1,001$11.3K<0.1%History
LICYLi-Cycle Holdings Corp.COMMON SHARES3,161$11.2K<0.1%History
WMSAdvanced Drainage Systems, Inc.COM97$11.0K<0.1%History
ARRYArray Technologies, Inc.COM SHS434$9.63K<0.1%History
TPICQTpi Composites, IncCOM1,614$4.28K<0.1%History