Catalyst Capital Advisors LLC
- SEC CIK
- 0001549275
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 405
- +67 vs. Q2 2023
- Portfolio value
- $3.58B
- +$134.4M (+3.9%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 1,565,226 | $390.3M | 10.9% | −426,073−21.4% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 1,627,918 | $382.4M | 10.7% | −75,072−4.4% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 1,557,469 | $275.3M | 7.7% | −367,146−19.1% | Reduced | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 3,582,132 | $259.3M | 7.3% | +3,582,132 | New | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 5,932,401 | $232.6M | 6.5% | +2,961,726+99.7% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 2,124,823 | $200.4M | 5.6% | −874,887−29.2% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 412,217 | $176.2M | 4.9% | +412,217 | New | History |
| Vanguard S&P 500 ETF922908363 | ETF | 261,212 | $102.6M | 2.9% | +22,069+9.2% | Added | – |
| iShares MSCI India ETF46429B598 | ETF | 2,269,439 | $100.4M | 2.8% | +2,209,156+3,664.6% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 467,857 | $91.6M | 2.6% | +41,383+9.7% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 1,099,760 | $83.2M | 2.3% | −1,112,937−50.3% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 396,531 | $82.6M | 2.3% | −432,409−52.2% | Reduced | – |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 2,945,432 | $77.2M | 2.2% | +2,945,432 | New | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 327,159 | $61.9M | 1.7% | −396,614−54.8% | Reduced | – |
| iShares Tr46435G334 | MSCI UK ETF NEW | 1,673,519 | $53.0M | 1.5% | +1,304,222+353.2% | Added | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 1,489,784 | $50.1M | 1.4% | +1,489,784 | New | – |
| iShares Russell Midcap ETF464287499 | ETF | 717,392 | $49.7M | 1.4% | −942,443−56.8% | Reduced | – |
| iShares Inc46434G772 | MSCI TAIWAN ETF | 1,084,840 | $48.3M | 1.4% | +727,018+203.2% | Added | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 787,888 | $47.5M | 1.3% | +509,673+183.2% | Added | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 1,437,887 | $32.5M | 0.9% | +1,437,887 | New | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 238,787 | $31.5M | 0.9% | +238,787 | New | – |
| Dimensional ETF Trust25434V799 | INTL CORE EQUITY | 1,318,524 | $30.8M | 0.9% | +1,318,524 | New | – |
| Dimensional ETF Trust25434V831 | US HIGH PROF ETF | 1,099,834 | $28.3M | 0.8% | +1,099,834 | New | – |
| LNGCheniere Energy, Inc. | COM NEW | 146,131 | $24.3M | 0.7% | +600+0.4% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 1,695,907 | $23.8M | 0.7% | −6,425−0.4% | Reduced | History |
| iShares Inc464286749 | MSCI SWITZERLAND | 534,262 | $23.3M | 0.7% | +257,480+93.0% | Added | – |
| WMBWilliams Companies, Inc. | COM | 607,233 | $20.5M | 0.6% | +14,762+2.5% | Added | History |
| ETRNMidstream Co LLC | COM | 1,831,847 | $17.2M | 0.5% | +243,658+15.3% | Added | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 529,951 | $16.3M | 0.5% | −2,841−0.5% | Reduced | – |
| iShares Inc464286103 | MSCI AUST ETF | 749,996 | $16.1M | 0.5% | −24,984−3.2% | Reduced | – |
| WisdomTree Tr97717W422 | INDIA ERNGS FD | 438,316 | $16.1M | 0.5% | −3,613−0.8% | Reduced | – |
| iShares Inc464286822 | MSCI MEXICO ETF | 269,412 | $15.7M | 0.4% | +11,456+4.4% | Added | – |
| iShares Inc464286509 | MSCI CDA ETF | 462,066 | $15.5M | 0.4% | −20,018−4.2% | Reduced | – |
| NEXTNextDecade Corp | COM | 2,741,295 | $14.0M | 0.4% | +26,540+1.0% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 255,144 | $12.7M | 0.4% | −1200.0% | Reduced | – |
| TRGPTarga Resources Corp. | COM | 137,084 | $11.8M | 0.3% | −9,117−6.2% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 148,303 | $11.1M | 0.3% | −27,580−15.7% | Reduced | – |
| EPDEnterprise Products Partners L.P. | Stock | 403,768 | $11.1M | 0.3% | +9,075+2.3% | Added | History |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 898,550 | $11.0M | 0.3% | −145,316−13.9% | Reduced | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 220,165 | $10.9M | 0.3% | −33,500−13.2% | Reduced | – |
| OKEONEOK Inc | COM | 171,086 | $10.9M | 0.3% | −6,868−3.9% | Reduced | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 669,552 | $10.8M | 0.3% | −31,026−4.4% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 30,858 | $9.74M | 0.3% | +2,267+7.9% | Added | History |
| PBAPembina Pipeline Corp | COM | 322,296 | $9.69M | 0.3% | +10,500+3.4% | Added | History |
| iShares Inc464286871 | MSCI HONG KG ETF | 557,516 | $9.56M | 0.3% | −164,406−22.8% | Reduced | – |
| KMIKinder Morgan, Inc. | Stock | 524,367 | $8.69M | 0.2% | +8,000+1.5% | Added | History |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 311,920 | $8.49M | 0.2% | +153,743+97.2% | Added | History |
| ENBEnbridge Inc | Stock | 255,477 | $8.48M | 0.2% | +11,000+4.5% | Added | History |
| MPLXMPLX LP | COM UNIT REP LTD | 236,365 | $8.41M | 0.2% | +118,090+99.8% | Added | History |
| TRPTC Energy Corp | COM | 241,252 | $8.30M | 0.2% | +6,500+2.8% | Added | History |
| iShares Inc464286764 | MSCI SPAIN ETF | 292,728 | $8.05M | 0.2% | −120,623−29.2% | Reduced | – |
| iShares Inc464286707 | MSCI FRANCE ETF | 226,163 | $8.05M | 0.2% | −74,572−24.8% | Reduced | – |
| PWRQuanta Services, Inc. | COM | 41,975 | $7.85M | 0.2% | −1,625−3.7% | Reduced | History |
| ONOn Semiconductor Corp | Stock | 82,369 | $7.66M | 0.2% | −2,781−3.3% | Reduced | History |
| iShares Inc46434G780 | MSCI SINGPOR ETF | 416,643 | $7.65M | 0.2% | −122,945−22.8% | Reduced | – |
| Two HBRS Invt Corp90187BAB7 | NOTE 6.250% 1/1 | 7,225,000 | $6.68M | 0.2% | 00.0% | Unchanged | – |
| DTMDT Midstream, Inc. | COMMON STOCK | 121,199 | $6.41M | 0.2% | 00.0% | Unchanged | History |
| BLDRBuilders FirstSource, Inc. | Stock | 51,500 | $6.41M | 0.2% | −2,000−3.7% | Reduced | History |
| SNYSanofi | SPONSORED ADR | 119,165 | $6.39M | 0.2% | −2,125−1.8% | Reduced | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 106,509 | $6.17M | 0.2% | −530,937−83.3% | Reduced | – |
| CORCencora, Inc. | Stock | 32,765 | $5.90M | 0.2% | −1,819−5.3% | Reduced | History |
| HESMHess Midstream LP | CL A SHS | 182,058 | $5.30M | 0.1% | +631+0.3% | Added | History |
| iShares Inc464286780 | MSCI STH AFR ETF | 138,457 | $5.21M | 0.1% | −14,916−9.7% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 235,928 | $4.95M | 0.1% | −119,050−33.5% | Reduced | – |
| NSNuStar Energy L.P. | UNIT COM | 280,821 | $4.90M | 0.1% | 00.0% | Unchanged | History |
| KNTKKinetik Holdings Inc. | COM NEW CL A | 141,351 | $4.77M | 0.1% | +37,492+36.1% | Added | History |
| iShares Inc464286624 | MSCI THAILND ETF | 76,067 | $4.75M | 0.1% | −8,345−9.9% | Reduced | – |
| APOApollo Global Management, Inc. | COM | 52,920 | $4.75M | 0.1% | −5,860−10.0% | Reduced | History |
| iShares Inc46434G814 | MSCI MLY ETF NEW | 230,352 | $4.74M | 0.1% | +18,583+8.8% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 111,697 | $4.68M | 0.1% | 00.0% | Unchanged | – |
| iShares Inc464286715 | MSCI TURKEY ETF | 121,400 | $4.68M | 0.1% | −9,409−7.2% | Reduced | – |
| Redwood Tr Inc758075AD7 | NOTE 5.625% 7/1 | 4,620,000 | $4.57M | 0.1% | 00.0% | Unchanged | – |
| KLACKLA Corp | COM NEW | 9,961 | $4.57M | 0.1% | −415−4.0% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 40,700 | $4.19M | 0.1% | −1,550−3.7% | Reduced | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | 4,079,000 | $4.09M | 0.1% | 00.0% | Unchanged | – |
| AAPLApple Inc. | Stock | 23,289 | $3.99M | 0.1% | −92−0.4% | Reduced | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 11,115 | $3.87M | 0.1% | −327−2.9% | Reduced | History |
| FLEXFlex Ltd. | Stock | 141,600 | $3.82M | 0.1% | −5,250−3.6% | Reduced | History |
| MSIMotorola Solutions, Inc. | Stock | 13,150 | $3.58M | 0.1% | −550−4.0% | Reduced | History |
| BGBunge Global SA | COM | 32,051 | $3.47M | 0.1% | +196+0.6% | Added | History |
| DECKDeckers Outdoor Corp | COM | 6,450 | $3.32M | 0.1% | −250−3.7% | Reduced | History |
| TDGTransDigm Group INC | COM | 3,850 | $3.25M | 0.1% | −125−3.1% | Reduced | History |
| APHAmphenol Corp | CL A | 38,445 | $3.23M | 0.1% | −3,920−9.3% | Reduced | History |
| BROBrown & Brown, Inc. | Stock | 45,975 | $3.21M | 0.1% | +13,475+41.5% | Added | History |
| IRMIron Mountain Inc | COM | 51,500 | $3.06M | 0.1% | −1,900−3.6% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 56,724 | $3.05M | 0.1% | +756+1.4% | Added | History |
| TCOMTrip.com Group Ltd | ADS | 86,450 | $3.02M | 0.1% | +9,700+12.6% | Added | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 75,950 | $3.00M | 0.1% | −3,150−4.0% | Reduced | History |
| EQTEQT Corp | Stock | 71,500 | $2.90M | 0.1% | +71,500 | New | History |
| LWLamb Weston Holdings, Inc. | Stock | 31,225 | $2.89M | 0.1% | −1,200−3.7% | Reduced | History |
| RWT Hldgs Inc749772AD1 | CONVERTIBLE BOND | 3,039,000 | $2.83M | 0.1% | 00.0% | Unchanged | – |
| VVisa Inc. | Stock | 12,255 | $2.82M | 0.1% | +10,945+835.5% | Added | History |
| NVSNovartis AG | ADR | 27,518 | $2.80M | 0.1% | −7,571−21.6% | Reduced | History |
| TTEKTetra Tech Inc | COM | 18,227 | $2.77M | 0.1% | +245+1.4% | Added | History |
| BWABorgwarner Inc | COM | 67,175 | $2.71M | 0.1% | +4,925+7.9% | Added | History |
| BAHBooz Allen Hamilton Holding Corp | CL A | 24,725 | $2.70M | 0.1% | −1,025−4.0% | Reduced | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 73,500 | $2.69M | 0.1% | 00.0% | Unchanged | History |
| HIMSHims & Hers Health, Inc. | Stock | 426,720 | $2.68M | 0.1% | +68,500+19.1% | Added | History |
| HDHome Depot, Inc. | Stock | 8,693 | $2.63M | 0.1% | −439−4.8% | Reduced | History |
| TXRHTexas Roadhouse, Inc. | COM | 27,150 | $2.61M | 0.1% | −1,050−3.7% | Reduced | History |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPDR S&P 500 ETF Tr78462F903 | CALL | – | $2.21M |
| SPDR S&P 500 ETF Tr78462F953 | PUT | $783.9K | – |
Sold out since Q2 2023 (50)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| Schwab U.S. REIT ETF808524847 | ETF | 1,251,723 | $24.4M | 0.7% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 693,414 | $18.9M | 0.5% | – |
| iShares Inc464286772 | MSCI STH KOR ETF | 247,868 | $15.7M | 0.5% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 446,043 | $12.7M | 0.4% | – |
| iShares Inc464286640 | MSCI CHILE ETF | 294,843 | $8.60M | 0.3% | – |
| iShares Inc46434G830 | MSCI ITALY ETF | 175,933 | $5.60M | 0.2% | – |
| iShares Inc464286756 | MSCI SWEDEN ETF | 141,410 | $5.01M | 0.1% | – |
| HSYHershey Co | COM | 19,575 | $4.89M | 0.1% | History |
| CEQPCrestwood Equity Partners LP | UNIT LTD PARTNER | 159,072 | $4.21M | 0.1% | History |
| iShares Inc464286814 | MSCI NETHERL ETF | 84,474 | $3.66M | 0.1% | – |
| RTXRTX Corp | Stock | 36,050 | $3.53M | 0.1% | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 51,538 | $3.21M | 0.1% | History |
| SWAVShockwave Medical, Inc. | COM | 10,400 | $2.97M | 0.1% | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 56,200 | $2.81M | 0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 20,950 | $2.77M | 0.1% | History |
| KRKroger Co | Stock | 57,550 | $2.70M | 0.1% | History |
| iShares Tr464289842 | MSCI PERU GL ETF | 78,532 | $2.41M | 0.1% | – |
| SJMJ M SMUCKER Co | Stock | 15,800 | $2.33M | 0.1% | History |
| iShares Inc464286632 | MSCI ISRAEL ETF | 35,974 | $1.93M | 0.1% | – |
| VODVodafone Group Public Ltd Co | ADR | 158,730 | $1.50M | <0.1% | History |
| MPCMarathon Petroleum Corp | Stock | 10,245 | $1.19M | <0.1% | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 14,198 | $929.1K | <0.1% | – |
| iShares Inc464286202 | MSCI AUSTRIA ETF | 32,506 | $659.9K | <0.1% | – |
| SCUSculptor Capital Management, Inc. | COM CL A | 52,403 | $462.7K | <0.1% | History |
| iShares Inc464286301 | MSCI BELGIUM ETF | 22,357 | $396.2K | <0.1% | – |
| iShares Tips Bond ETF464287176 | ETF | 3,645 | $392.3K | <0.1% | – |
| VanEck ETF Trust92189F700 | AGRIBUSINESS ETF | 4,025 | $329.0K | <0.1% | – |
| XOMExxonMobil Holdings Corp | COM | 2,346 | $251.6K | <0.1% | History |
| iShares Tr464288216 | EMGR MKT INF ETF | 10,015 | $220.2K | <0.1% | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 4,554 | $213.8K | <0.1% | – |
| iShares Tr464288174 | GL TIMB FORE ETF | 2,844 | $203.9K | <0.1% | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 5,966 | $187.5K | <0.1% | – |
| First Tr Exchange-Traded FD33736G106 | GBL WND ENRG ETF | 10,371 | $181.2K | <0.1% | – |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 1,650 | $173.4K | <0.1% | – |
| iShares Global Clean Energy ETF464288224 | ETF | 8,687 | $159.8K | <0.1% | – |
| BEPBrookfield Renewable Partners L.P. | PARTNERSHIP UNIT | 4,789 | $141.2K | <0.1% | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 2,409 | $135.8K | <0.1% | – |
| VanEck ETF Trust92189F304 | ENVIRONMENTAL SR | 825 | $133.3K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 1,865 | $133.2K | <0.1% | – |
| VanEck Vectors ETF Tr92189F841 | NAT RES ETF | 2,479 | $119.4K | <0.1% | – |
| VanEck ETF Trust92189F601 | URANI NUCLE ETF | 1,914 | $113.7K | <0.1% | – |
| VanEck Vectors ETF Tr92189F205 | STEEL ETF | 1,409 | $90.1K | <0.1% | – |
| POOLPool Corp | COM | 220 | $82.4K | <0.1% | History |
| VanEck ETF Trust92189H805 | RARE EARTH AND S | 907 | $75.4K | <0.1% | – |
| PAGSPagSeguro Digital Ltd. | COM CL A | 4,325 | $40.8K | <0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 432 | $36.4K | <0.1% | History |
| BLDPBallard Power Systems Inc. | COM | 6,599 | $28.8K | <0.1% | History |
| JKHYJack Henry & Associates Inc | Stock | 160 | $26.8K | <0.1% | History |
| HTOOFusion Fuel Green PLC | CL A | 7,264 | $18.6K | <0.1% | History |
| RIVNRivian Automotive, Inc. | Stock | 507 | $8.45K | <0.1% | History |