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Livermore
Livermore
ZHEN

Gradient Investments LLC

SEC CIK
0001542265
Latest filing
Jul 8, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,510
+159 vs. Q2 2022
Portfolio value
$3.27B
−$156.1M (−4.6%) vs. Q2 2022
Filed
Oct 14, 2022
SEC
Holdings of Gradient Investments LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF3,395,987$311.1M9.5%+3,395,470+656,764.0%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF6,310,202$157.4M4.8%−1,894,175−23.1%Reduced–
SPDR Series Trust78464A672ST INTER ETF4,818,744$135.6M4.1%+3,110,412+182.1%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,188,120$133.9M4.1%+1,009,573+46.3%Added–
iShares Tr464288638ISHS 5-10YR INVT1,816,309$87.7M2.7%+1,816,309New–
Schwab U.S. Mid-Cap ETF808524508ETF1,026,144$62.1M1.9%+1,026,144New–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF1,967,174$61.6M1.9%+660,633+50.6%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF2,284,667$58.9M1.8%+2,281,639+75,351.4%Added–
GLDMWorld Gold TrustSPDR GLD MINIS1,783,099$58.8M1.8%−32,110−1.8%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF1,335,070$57.4M1.8%+1,334,183+150,415.2%Added–
Global X FDS37954Y376RATE PREFERRED2,195,035$51.5M1.6%−747,355−25.4%Reduced–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF654,460$49.0M1.5%+654,460New–
AAPLApple Inc.Stock338,714$46.8M1.4%−16,016−4.5%ReducedHistory
AMZNAmazon Com IncStock392,390$44.3M1.4%−22,849−5.5%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF424,821$44.2M1.4%+424,795+1,633,826.9%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM814,594$41.7M1.3%−10,104−1.2%Reduced–
Ssga Active ETF Tr78467V608ST STR BL LN ETF952,424$38.9M1.2%−908,068−48.8%Reduced–
VanEck ETF Trust92189F437FALLEN ANGEL HG1,461,651$38.3M1.2%−1,561,525−51.7%Reduced–
Pacer FDS Tr69374H741DATA AND INFRAST1,289,495$36.9M1.1%+1,289,495New–
MSFTMicrosoft CorpStock150,139$35.0M1.1%+6,480+4.5%AddedHistory
GOOGAlphabet Inc.Stock348,856$33.5M1.0%+52,096+17.6%AddedConverted for a 20-for-1 splitHistory
iShares Tr464287556ISHARES BIOTECH274,240$32.1M1.0%+274,034+133,026.2%Added–
HDHome Depot, Inc.Stock108,858$30.0M0.9%−6,176−5.4%ReducedHistory
JPMJPMorgan Chase & CoStock266,725$27.9M0.9%−1,217−0.5%ReducedHistory
CVXChevron CorpStock182,787$26.3M0.8%+12,251+7.2%AddedHistory
PYPLPayPal Holdings, Inc.Stock286,260$24.6M0.8%−15,376−5.1%ReducedHistory
WMTWalmart Inc.Stock179,245$23.2M0.7%+3,245+1.8%AddedHistory
BACBank of America CorpStock764,482$23.1M0.7%−148,440−16.3%ReducedHistory
JNJJohnson & JohnsonStock140,877$23.0M0.7%+9,849+7.5%AddedHistory
LOWLowes Companies IncStock118,897$22.3M0.7%+4,926+4.3%AddedHistory
CICigna GroupStock80,375$22.3M0.7%+741+0.9%AddedHistory
Goldman Sachs ETF Tr381430388ACCESS EMNG MKTS595,447$22.3M0.7%−346,983−36.8%Reduced–
NEENextera Energy IncStock283,363$22.2M0.7%+845+0.3%AddedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF636,126$21.7M0.7%+633,723+26,372.2%Added–
iShares Tr46434V878ULTRA SHORT DUR423,691$21.2M0.6%+423,676+2,824,506.7%Added–
METAMeta Platforms, Inc.Stock138,037$18.7M0.6%+20,169+17.1%AddedHistory
BMYBristol Myers Squibb CoStock263,194$18.7M0.6%+21,504+8.9%AddedHistory
AVGOBroadcom Inc.Stock40,542$18.0M0.6%+5,067+14.3%AddedHistory
BXBlackstone Inc.COM209,576$17.5M0.5%+87,587+71.8%AddedHistory
BSXBoston Scientific CorpStock452,614$17.5M0.5%−74,288−14.1%ReducedHistory
GSGoldman Sachs Group IncStock59,250$17.4M0.5%−5,039−7.8%ReducedHistory
UNHUnitedHealth Group IncStock33,923$17.1M0.5%−4,001−10.6%ReducedHistory
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF614,931$17.1M0.5%+614,931New–
XOMExxonMobil Holdings CorpCOM190,767$16.7M0.5%+9,785+5.4%AddedHistory
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB781,786$16.3M0.5%−169,344−17.8%Reduced–
TGTTarget CorpStock109,596$16.3M0.5%+6,240+6.0%AddedHistory
MDTMedtronic plcStock200,296$16.2M0.5%+26,019+14.9%AddedHistory
CMCSAComcast CorpStock543,793$15.9M0.5%+84,011+18.3%AddedHistory
NFLXNetflix IncStock66,993$15.8M0.5%−37,520−35.9%ReducedHistory
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF716,852$15.6M0.5%+416,077+138.3%Added–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB749,448$15.3M0.5%−158,935−17.5%Reduced–
SPLKSplunk IncCOM202,054$15.2M0.5%−10,457−4.9%ReducedHistory
EQIXEquinix IncCOM26,353$15.0M0.5%+1,832+7.5%AddedHistory
SBUXStarbucks CorpStock175,166$14.8M0.5%+2,194+1.3%AddedHistory
GPNGlobal Payments IncStock134,967$14.6M0.4%−2,773−2.0%ReducedHistory
MCDMcDonalds CorpStock60,363$13.9M0.4%+1,650+2.8%AddedHistory
CVSCVS Health CorpStock145,751$13.9M0.4%+4,516+3.2%AddedHistory
TJXTJX Companies IncStock222,484$13.8M0.4%+9,953+4.7%AddedHistory
DRIDarden Restaurants IncCOM106,673$13.5M0.4%+4,541+4.4%AddedHistory
MCHPMicrochip Technology IncStock220,357$13.4M0.4%+11,261+5.4%AddedHistory
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY607,506$13.2M0.4%−100,622−14.2%Reduced–
WTWWillis Towers Watson PLCSHS64,573$13.0M0.4%+3,799+6.3%AddedHistory
PSAPublic StorageCOM44,212$12.9M0.4%+3,225+7.9%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock61,481$12.8M0.4%+3,951+6.9%AddedHistory
Nushares ETF Tr67092P706NUVEEN SHRT TERM427,575$12.7M0.4%+157,924+58.6%Added–
AMTAmerican Tower CorpREIT59,135$12.7M0.4%+2,372+4.2%AddedHistory
AVBAvalonbay Communities IncCOM68,880$12.7M0.4%+6,703+10.8%AddedHistory
WTRGEssential Utilities, Inc.COM306,406$12.7M0.4%+16,103+5.5%AddedHistory
SYYSysco CorpStock179,082$12.7M0.4%+10,927+6.5%AddedHistory
ARESAres Management CorpCL A COM STK204,243$12.7M0.4%+8,045+4.1%AddedHistory
UPSUnited Parcel Service IncStock78,030$12.6M0.4%+3,871+5.2%AddedHistory
SNVSynovus Financial CorpCOM NEW335,054$12.6M0.4%+22,818+7.3%AddedHistory
ADIAnalog Devices IncStock90,143$12.6M0.4%+7,548+9.1%AddedHistory
TFCTruist Financial CorpCOM288,372$12.6M0.4%+17,837+6.6%AddedHistory
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF296,097$12.6M0.4%+295,752+85,725.2%Added–
DOVDOVER CorpCOM107,589$12.5M0.4%+8,374+8.4%AddedHistory
AMPAmeriprise Financial IncCOM49,381$12.4M0.4%+2,439+5.2%AddedHistory
UNPUnion Pacific CorpStock63,578$12.4M0.4%+4,426+7.5%AddedHistory
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB619,603$12.4M0.4%−110,326−15.1%Reduced–
ICEIntercontinental Exchange, Inc.Stock135,152$12.2M0.4%+10,380+8.3%AddedHistory
Global X FDS37954Y343GLBL X MLP ETF309,201$12.2M0.4%+72,389+30.6%Added–
FITBFifth Third BancorpCOM381,021$12.2M0.4%+31,035+8.9%AddedHistory
CCICrown Castle Inc.REIT83,849$12.1M0.4%+6,896+9.0%AddedHistory
CFGCitizens Financial Group IncCOM347,307$11.9M0.4%+26,558+8.3%AddedHistory
FISFidelity National Information Services, Inc.Stock157,051$11.9M0.4%+17,708+12.7%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF334,577$11.9M0.4%+102,301+44.0%Added–
MMM3M CoStock106,782$11.8M0.4%+14,006+15.1%AddedHistory
NSCNorfolk Southern CorpStock56,179$11.8M0.4%+4,173+8.0%AddedHistory
Innovator ETFs Trust45782C722INTRNL DEV JULY543,661$11.6M0.4%+543,661New–
Innovator ETFs Trust45782C318US EQTY PWR BUF430,478$11.5M0.4%+126,472+41.6%Added–
DLRDigital Realty Trust, Inc.COM112,458$11.2M0.3%+13,012+13.1%AddedHistory
MAMastercard IncStock38,927$11.1M0.3%−4,435−10.2%ReducedHistory
FDXFedEx CorpStock74,527$11.1M0.3%+12,263+19.7%AddedHistory
BLKBlackRock, Inc.COM19,538$10.8M0.3%+1,327+7.3%AddedHistory
PANWPalo Alto Networks IncStock65,533$10.7M0.3%−11,522−15.0%ReducedConverted for a 3-for-1 splitHistory
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY496,272$10.7M0.3%−97,899−16.5%Reduced–
COPConocoPhillipsStock103,559$10.6M0.3%+923+0.9%AddedHistory
NVDANVIDIA CorpStock86,523$10.5M0.3%+5,508+6.8%AddedHistory
CECelanese CorpStock114,999$10.4M0.3%+24,123+26.5%AddedHistory
LUVSouthwest Airlines CoCOM335,485$10.3M0.3%−36,889−9.9%ReducedHistory

Sold out since Q2 2022 (112)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 112 by value last quarter.

Positions of Gradient Investments LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
First Tr Exchange-Traded FD33735T109COMMON SHS735,238$7.99M0.2%–
Innovator ETFs Trust45782C870US EQT PWR BUF154,229$4.17M0.1%–
Innovator ETFs Trust45782C334GRWT100 PWR BF80,960$2.76M0.1%–
Innovator ETFs Trust45782C359EMRGNG MKT APRIL108,492$2.52M0.1%–
SPDR Series Trust78468R721STATE STREET SPD10,544$484.0K<0.1%–
RSReliance, Inc.COM2,796$475.0K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,026$212.0K<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF3,878$199.0K<0.1%–
iShares Russell Midcap ETF464287499ETF575$37.0K<0.1%–
iShares S&P Mid-Cap 400 Value ETF464287705ETF356$34.0K<0.1%–
iShares Tr46432F388MSCI USA VALUE295$27.0K<0.1%–
Schwab U.S. REIT ETF808524847ETF1,129$24.0K<0.1%–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF355$23.0K<0.1%–
CCMPCMC Materials, Inc.COM120$21.0K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF167$20.0K<0.1%–
Schwab US Aggregate Bond ETF808524839ETF395$19.0K<0.1%–
NOGNorthern Oil & Gas, Inc.COM750$19.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW655$18.0K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF308$17.0K<0.1%–
CASHPathward Financial, Inc.COM405$16.0K<0.1%History
GSKGSK plcSPONSORED ADR367$16.0K<0.1%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID429$14.0K<0.1%–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE115$13.0K<0.1%–
WBTWelbilt, Inc.COM506$12.0K<0.1%History
MKSIMKS IncCOM108$11.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF398$10.0K<0.1%–
PIIPolaris Inc.Stock105$10.0K<0.1%History
DDOGDatadog, Inc.CL A COM100$10.0K<0.1%History
iShares Tr464287762US HLTHCARE ETF37$10.0K<0.1%–
MMLPMartin Midstream Partners L.P.UNIT L P INT2,500$10.0K<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF192$9.00K<0.1%–
iShares Core S&P US Value ETF464287663ETF132$9.00K<0.1%–
TXTernium S.A.SPONSORED ADS248$9.00K<0.1%History
iShares Tr46435G433MSCI USA SMCP MN273$9.00K<0.1%–
CF Acquisition Corp VI12521J103COM CL A900$9.00K<0.1%–
Fidelity MSCI Materials Index ETF316092881ETF178$7.00K<0.1%–
ZSZscaler, Inc.Stock50$7.00K<0.1%History
JQCNuveen Credit Strategies Income FundCOM SHS1,351$7.00K<0.1%History
FLGTFulgent Genetics, Inc.COM125$7.00K<0.1%History
MNDTMandiant, Inc.Stock300$7.00K<0.1%History
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF303$6.00K<0.1%–
Fidelity MSCI Information Technology Index ETF316092808ETF65$6.00K<0.1%–
SIBNSI-BONE, Inc.COM435$6.00K<0.1%History
CDWCDW CorpCOM36$6.00K<0.1%History
Fidelity Covington Trust316092204MSCI CONSM DIS97$6.00K<0.1%–
Gold STD Ventures Corp380738104COM20,000$6.00K<0.1%–
iShares Tr46436E619ESG ADVAN ETF117$5.00K<0.1%–
SPDR Series Trust78464A805ST STR PR SP1500100$5.00K<0.1%–
iShares Tr46435G425ESG AWR MSCI USA65$5.00K<0.1%–
NOVASunnova Energy International Inc.COM284$5.00K<0.1%History
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF375$4.00K<0.1%History
iShares Core MSCI Total International Stock ETF46432F834ETF68$4.00K<0.1%–
BLWBlackRock Ltd Duration Income TrustCOM SHS340$4.00K<0.1%History
GGGGraco IncCOM74$4.00K<0.1%History
ETSYEtsy IncCOM50$4.00K<0.1%History
PENGPenguin Solutions, Inc.SHS254$4.00K<0.1%History
BKNGBooking Holdings Inc.Stock2$3.00K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF65$3.00K<0.1%–
IONSIonis Pharmaceuticals IncCOM91$3.00K<0.1%History
UPSTUpstart Holdings, Inc.COM85$3.00K<0.1%History
HIXWestern Asset High Income Fund II Inc.COM684$3.00K<0.1%History
PINSPinterest, Inc.CL A150$3.00K<0.1%History
NVCRNovoCure LtdORD SHS40$3.00K<0.1%History
COOCooper Companies, Inc.COM NEW10$3.00K<0.1%History
NYCAmerican Strategic Investment Co.COM617$3.00K<0.1%History
PRTYParty City Holdco Inc.COM2,500$3.00K<0.1%History
SPDR Series Trust78464A607ST STR DOW REIT20$2.00K<0.1%–
iShares Tr46436E767ESG MSCI USA ETF60$2.00K<0.1%–
CDKCDK Global, Inc.COM39$2.00K<0.1%History
SMLPSummit Midstream Partners, LPCOM UNIT LTD145$2.00K<0.1%History
Fidelity MSCI Energy Index ETF316092402ETF48$1.00K<0.1%–
Fidelity MSCI Financials Index ETF316092501ETF18$1.00K<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF14$1.00K<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC25$1.00K<0.1%–
iShares Inc464286533MSCI EMERG MRKT26$1.00K<0.1%–
iShares Inc464286517JP MORGAN EM ETF27$1.00K<0.1%–
RGAReinsurance Group of America IncCOM NEW6$1.00K<0.1%History
OPENOpendoor Technologies Inc.COM250$1.00K<0.1%History
iShares Tr46436E759ESG EAFE ETF17$1.00K<0.1%–
MMacy's, Inc.COM32$1.00K<0.1%History
Fidelity Covington Trust316092857MSCI RL EST ETF30$1.00K<0.1%–
LSPDLightspeed Commerce Inc.SUB VTG SHS50$1.00K<0.1%History
CMRXChimerix IncCOM500$1.00K<0.1%History
MBIIPro Farm Group, Inc.COM800$1.00K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A62$1.00K<0.1%–
RDFNRedfin CorpCOM90$1.00K<0.1%History
FiscalNote Holdings, Inc.G28553108CL A125$1.00K<0.1%–
Highland Transcend PartnersG44690108COM CL A121$1.00K<0.1%–
Silver Crest Acquisition CorG81355102CL A SHS104$1.00K<0.1%–
Vectivbio Hldg AGH9060V101ORD SHS200$1.00K<0.1%–
ASTLAlgoma Steel Group Inc.COM120$1.00K<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF4$00.0%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD3$00.0%–
LYFTLyft, Inc.CL A COM20$00.0%History
BlackRock ETF Trust09290C509ISHA US AWAR ETF6$00.0%–
Fidelity Covington Trust316092303CONSMR STAPLES6$00.0%–
Northern LTS FD Tr III66538R748HCM DEFND 1001$00.0%–
iShares Tr464287713US TELECOM ETF7$00.0%–
Flexshares Tr33939L506IBOXX 3R TARGT19$00.0%–
iShares Tr46428865310-20 YR TRS ETF4$00.0%–