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Livermore
Livermore
ZHEN

Gradient Investments LLC

SEC CIK
0001542265
Latest filing
Jul 8, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 26, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,254
−49 vs. Q4 2021
Portfolio value
$3.89B
−$52.0M (−1.3%) vs. Q4 2021
Filed
May 26, 2022
SEC
Holdings of Gradient Investments LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS18,115,519$467.9M12.0%+18,115,519New–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,440,850$234.6M6.0%+761,684+9.9%Added–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF3,271,001$134.6M3.5%+490,183+17.6%Added–
ProShares Tr74347B698RUSS 2000 DIVD1,740,603$112.4M2.9%+302,929+21.1%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF2,111,376$112.2M2.9%−1,275,434−37.7%Reduced–
Ssga Active ETF Tr78467V608ST STR BL LN ETF2,239,933$100.7M2.6%−14,725−0.7%Reduced–
VanEck ETF Trust92189F437FALLEN ANGEL HG3,009,215$91.5M2.4%+24,082+0.8%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF4,030,079$76.7M2.0%+444,541+12.4%Added–
GLDMWorld Gold TrustSPDR GLD MINIS1,724,482$66.3M1.7%+100,855+6.2%AddedConverted for a 1-for-2 splitHistory
AAPLApple Inc.Stock367,069$64.1M1.6%−36,300−9.0%ReducedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF1,851,903$63.2M1.6%+542,732+41.5%Added–
VanEck ETF Trust92189F411BDC INCOME ETF3,306,353$59.2M1.5%+2,603,980+370.7%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM818,424$50.3M1.3%+54,942+7.2%Added–
ProShares Tr74348A566MERGER ETF1,211,083$49.4M1.3%+80,807+7.1%Added–
Invesco Exchange Traded FD T46137V324S&P500 EQL IND261,062$49.2M1.3%+43,997+20.3%Added–
Legg Mason ETF Invt52468L406FRANKLIN US LOW1,230,628$48.8M1.3%+17,689+1.5%Added–
MSFTMicrosoft CorpStock155,345$47.9M1.2%+2,358+1.5%AddedHistory
AMZNAmazon Com IncStock13,628$44.4M1.1%+568+4.3%AddedHistory
Goldman Sachs ETF Tr381430388ACCESS EMNG MKTS927,568$43.0M1.1%+927,568New–
UNHUnitedHealth Group IncStock76,123$38.8M1.0%−2,278−2.9%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF258,106$32.3M0.8%+258,012+274,480.9%Added–
iShares Tr464288281JPMORGAN USD EMG327,338$32.0M0.8%+212,750+185.7%Added–
iShares Tr464288588MBS ETF308,891$31.5M0.8%−444,846−59.0%Reduced–
SPDR Series Trust78464A672ST INTER ETF1,037,885$31.4M0.8%−68,202−6.2%Reduced–
JPMJPMorgan Chase & CoStock226,847$30.9M0.8%−1,904−0.8%ReducedHistory
CVXChevron CorpStock184,091$30.0M0.8%−40,771−18.1%ReducedHistory
NEENextera Energy IncStock345,885$29.3M0.8%−4,882−1.4%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY1,194,688$29.3M0.8%−20,623−1.7%Reduced–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY1,222,818$29.1M0.7%+1,125,451+1,155.9%Added–
GOOGAlphabet Inc.Stock10,321$28.8M0.7%−124−1.2%ReducedHistory
WMTWalmart Inc.Stock188,369$28.1M0.7%−390−0.2%ReducedHistory
PGProcter & Gamble CoStock182,593$27.9M0.7%−30,713−14.4%ReducedHistory
JNJJohnson & JohnsonStock143,902$25.5M0.7%−10,292−6.7%ReducedHistory
HDHome Depot, Inc.Stock83,319$24.9M0.6%+18,490+28.5%AddedHistory
BACBank of America CorpStock560,149$23.1M0.6%+40,672+7.8%AddedHistory
LOWLowes Companies IncStock108,159$21.9M0.6%+59,312+121.4%AddedHistory
AVGOBroadcom Inc.Stock33,953$21.4M0.5%+11,261+49.6%AddedHistory
BMYBristol Myers Squibb CoStock288,550$21.1M0.5%−45,328−13.6%ReducedHistory
PYPLPayPal Holdings, Inc.Stock179,805$20.8M0.5%+66,965+59.3%AddedHistory
SPLKSplunk IncCOM136,175$20.2M0.5%−13,643−9.1%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J650BULLSHS 24 USD799,289$20.0M0.5%+729,994+1,053.5%Added–
NVDANVIDIA CorpStock73,354$20.0M0.5%+71,389+3,633.0%AddedHistory
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD844,034$19.9M0.5%+34,840+4.3%Added–
MDTMedtronic plcStock178,071$19.8M0.5%+7,596+4.5%AddedHistory
PANWPalo Alto Networks IncStock31,718$19.7M0.5%−1,125−3.4%ReducedHistory
EQIXEquinix IncCOM26,020$19.3M0.5%+14,545+126.8%AddedHistory
CICigna GroupStock78,820$18.9M0.5%+19,764+33.5%AddedHistory
VVisa Inc.Stock81,796$18.1M0.5%−1,116−1.3%ReducedHistory
BSXBoston Scientific CorpStock403,330$17.9M0.5%−42,674−9.6%ReducedHistory
XOMExxonMobil Holdings CorpCOM205,142$16.9M0.4%−45,213−18.1%ReducedHistory
DOCUDocuSign, Inc.Stock156,279$16.7M0.4%+58,361+59.6%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF102,578$16.6M0.4%+102,574+2,564,350.0%Added–
METAMeta Platforms, Inc.Stock73,842$16.4M0.4%+14,164+23.7%AddedHistory
VRNSVaronis Systems IncCOM340,196$16.2M0.4%+41,780+14.0%AddedHistory
WisdomTree Tr97717W562US SMALLCAP FUND334,783$16.1M0.4%+334,708+446,277.3%Added–
GPNGlobal Payments IncStock114,795$15.7M0.4%−29,035−20.2%ReducedHistory
DXCMDexcom IncCOM30,614$15.7M0.4%+4,143+15.7%AddedHistory
UNPUnion Pacific CorpStock56,484$15.4M0.4%+1,233+2.2%AddedHistory
AMGNAmgen IncStock63,697$15.4M0.4%+1,775+2.9%AddedHistory
NOWServiceNow, Inc.Stock27,081$15.1M0.4%+1,532+6.0%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF388,275$15.0M0.4%+29,070+8.1%Added–
TRUTransUnionCOM144,335$14.9M0.4%+11,252+8.5%AddedHistory
IQVIQVIA Holdings Inc.Stock64,359$14.9M0.4%+3,450+5.7%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock59,354$14.7M0.4%+1,479+2.6%AddedHistory
ADPAutomatic Data Processing IncStock63,969$14.6M0.4%+6,354+11.0%AddedHistory
BAHBooz Allen Hamilton Holding CorpCL A165,449$14.5M0.4%−160,336−49.2%ReducedHistory
WTRGEssential Utilities, Inc.COM280,905$14.4M0.4%+17,645+6.7%AddedHistory
RTXRTX CorpStock144,565$14.3M0.4%−6,050−4.0%ReducedHistory
CCICrown Castle Inc.REIT77,461$14.3M0.4%+10,341+15.4%AddedHistory
UPSUnited Parcel Service IncStock66,619$14.3M0.4%+1,633+2.5%AddedHistory
MCDMcDonalds CorpStock57,710$14.3M0.4%+2,713+4.9%AddedHistory
STSensata Technologies Holding plcSHS279,288$14.2M0.4%−17,978−6.0%ReducedHistory
AMTAmerican Tower CorpREIT56,033$14.1M0.4%+10,783+23.8%AddedHistory
NSCNorfolk Southern CorpStock49,292$14.1M0.4%+2,671+5.7%AddedHistory
SYYSysco CorpStock170,591$13.9M0.4%−513−0.3%ReducedHistory
BXBlackstone Inc.COM108,903$13.8M0.4%+108,465+24,763.7%AddedHistory
CVSCVS Health CorpStock135,462$13.7M0.4%−11,165−7.6%ReducedHistory
NNNNNN REIT, Inc.REIT304,289$13.7M0.4%+26,865+9.7%AddedHistory
SNVSynovus Financial CorpCOM NEW276,495$13.5M0.3%−8,077−2.8%ReducedHistory
DLRDigital Realty Trust, Inc.COM95,320$13.5M0.3%+16,760+21.3%AddedHistory
VFCV F CorpStock237,621$13.5M0.3%+237,551+339,358.6%AddedHistory
SBUXStarbucks CorpStock147,614$13.4M0.3%+144,201+4,225.1%AddedHistory
FISFidelity National Information Services, Inc.Stock133,164$13.4M0.3%+133,158+2,219,300.0%AddedHistory
ADIAnalog Devices IncStock80,403$13.3M0.3%+7,834+10.8%AddedHistory
CECelanese CorpStock92,937$13.3M0.3%+11,351+13.9%AddedHistory
RFRegions Financial CorpCOM596,003$13.3M0.3%−20,104−3.3%ReducedHistory
iShares Tr464288570ESG MSCI KLD ETF152,638$13.2M0.3%−6,716−4.2%Reduced–
AMPAmeriprise Financial IncCOM43,943$13.2M0.3%+1,332+3.1%AddedHistory
MMM3M CoStock88,401$13.2M0.3%+17,857+25.3%AddedHistory
NFLXNetflix IncStock34,801$13.0M0.3%+6,760+24.1%AddedHistory
CMCSAComcast CorpStock277,001$13.0M0.3%+265,617+2,333.2%AddedHistory
TFCTruist Financial CorpCOM228,040$12.9M0.3%+3,860+1.7%AddedHistory
FITBFifth Third BancorpCOM298,167$12.8M0.3%−18,961−6.0%ReducedHistory
LIILennox International IncCOM48,883$12.6M0.3%+48,883NewHistory
COSTCostco Wholesale CorpStock21,500$12.4M0.3%−2,004−8.5%ReducedHistory
DRIDarden Restaurants IncCOM92,617$12.3M0.3%+5,960+6.9%AddedHistory
TJXTJX Companies IncStock198,776$12.0M0.3%+20,520+11.5%AddedHistory
BLKBlackRock, Inc.COM15,707$12.0M0.3%+15,689+87,161.1%AddedHistory
CFGCitizens Financial Group IncCOM262,916$11.9M0.3%−7,307−2.7%ReducedHistory
LUVSouthwest Airlines CoCOM259,956$11.9M0.3%−10,426−3.9%ReducedHistory

Sold out since Q4 2021 (153)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 153 by value last quarter.

Positions of Gradient Investments LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Royal Dutch Shell PLC780259206SPONS ADR A10,058$437.0K<0.1%–
Fidelity MSCI Energy Index ETF316092402ETF9,622$146.0K<0.1%–
TTDTrade Desk, Inc.Stock1,280$117.0K<0.1%History
GLGlobe Life Inc.COM970$91.0K<0.1%History
BKRBaker Hughes CoCL A3,719$89.0K<0.1%History
iShares Tr46436E619ESG ADVAN ETF1,747$86.0K<0.1%–
IDXXIDEXX Laboratories IncCOM100$66.0K<0.1%History
RITMRithm Capital Corp.REIT5,000$54.0K<0.1%History
RBLXRoblox CorpStock500$52.0K<0.1%History
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT1,000$50.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B990$43.0K<0.1%–
MKLMarkel Group Inc.COM30$37.0K<0.1%History
CGNXCognex CorpCOM467$36.0K<0.1%History
Kirkland Lake Gold Ltd49741E100COM867$36.0K<0.1%–
iShares Tr464287838U.S. BAS MTL ETF240$34.0K<0.1%–
STNGScorpio Tankers Inc.SHS2,500$32.0K<0.1%History
TSCOTractor Supply CoCOM118$28.0K<0.1%History
MGPIMGP Ingredients IncCOM323$27.0K<0.1%History
XLNXXilinx IncCOM125$27.0K<0.1%History
HFCHollyFrontier CorpCOM774$25.0K<0.1%History
iShares Tr46436E767ESG MSCI USA ETF539$21.0K<0.1%–
AWPabrdn Global Premier Properties FundCOM SH BEN INT3,000$21.0K<0.1%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF258$20.0K<0.1%–
PDIPIMCO Dynamic Income FundSHS759$20.0K<0.1%History
VGIVirtus Global Multi-Sector Income FundCOM1,800$20.0K<0.1%History
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM1,552$17.0K<0.1%History
HUBSHubSpot IncCOM26$17.0K<0.1%History
First Trust Cloud Computing ETF33734X192ETF150$16.0K<0.1%–
iShares Tr46435G516ESG AW MSCI EAFE185$15.0K<0.1%–
AWFAlliancebernstein Global High Income Fund IncCOM1,200$15.0K<0.1%History
MAXRMaxar Technologies Inc.COM500$15.0K<0.1%History
NXPINXP Semiconductors N.V.COM62$14.0K<0.1%History
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN246$14.0K<0.1%–
BTGB2GOLD CorpCOM3,588$14.0K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW190$13.0K<0.1%–
NETCloudflare, Inc.CL A COM100$13.0K<0.1%History
iShares Tr464287739U.S. REAL ES ETF100$12.0K<0.1%–
EEFTEuronet Worldwide, Inc.COM100$12.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY200$12.0K<0.1%–
QSQuantumScape CorpCOM CL A500$11.0K<0.1%History
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT45$10.0K<0.1%–
CONECyrusOne Holdco LLCCOM107$10.0K<0.1%History
SLCAU.S. Silica Holdings, Inc.COM1,057$10.0K<0.1%History
RHPRyman Hospitality Properties, Inc.COM103$9.00K<0.1%History
APPAppLovin CorpCOM CL A100$9.00K<0.1%History
LPXLouisiana-Pacific CorpCOM107$8.00K<0.1%History
iShares Tr46436E759ESG EAFE ETF118$8.00K<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF171$8.00K<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF103$7.00K<0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF32$7.00K<0.1%–
iShares Tr464288760US AER DEF ETF70$7.00K<0.1%–
PENNPENN Entertainment, Inc.COM133$7.00K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT163$7.00K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM84$7.00K<0.1%History
SPDR Series Trust78464A755ST STR SP METAL150$7.00K<0.1%–
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF124$7.00K<0.1%–
EDITEditas Medicine, Inc.COM250$7.00K<0.1%History
NEWRNew Relic, Inc.COM64$7.00K<0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF100$6.00K<0.1%–
MTCHMatch Group, Inc.COM46$6.00K<0.1%History
DHYUBS Asset Management High Yield Credit FundSH BEN INT2,530$6.00K<0.1%History
WisdomTree Tr97717W430HEDGED HI YLD BD251$6.00K<0.1%–
HYTBlackRock Corporate High Yield Fund, Inc.COM476$6.00K<0.1%History
DSUBlackRock Debt Strategies Fund, Inc.COM NEW535$6.00K<0.1%History
STORStore Capital LLCCOM186$6.00K<0.1%History
TYTRI-CONTINENTAL CorpCOM183$6.00K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF150$5.00K<0.1%–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV50$5.00K<0.1%–
LITELumentum Holdings Inc.COM51$5.00K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM132$5.00K<0.1%–
FIVEFive Below, IncCOM23$5.00K<0.1%History
TSLXSixth Street Specialty Lending, Inc.COM231$5.00K<0.1%History
iShares U S ETF Tr46431W606IT RT HDG HGYL61$5.00K<0.1%–
MASIMasimo CorpCOM16$5.00K<0.1%History
ZSZscaler, Inc.Stock13$4.00K<0.1%History
HLMNHillman Solutions Corp.COM400$4.00K<0.1%History
AGFirst Majestic Silver CorpCOM350$4.00K<0.1%History
ESSEssex Property Trust, Inc.COM11$4.00K<0.1%History
UPSTUpstart Holdings, Inc.COM24$4.00K<0.1%History
ZBRAZebra Technologies CorpCL A6$4.00K<0.1%History
UHALU-Haul Holding CoCOM5$4.00K<0.1%History
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE65$4.00K<0.1%–
OLEDUniversal Display CorpCOM22$4.00K<0.1%History
PINSPinterest, Inc.CL A100$4.00K<0.1%History
ProShares Tr74347B383ULTRASHRT S&P500500$4.00K<0.1%–
ProShares Tr74347B425SHORT S&P 500 NE275$4.00K<0.1%–
NTGTortoise Midstream Energy Fund, Inc.COM136$4.00K<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF40$3.00K<0.1%–
NBIXNeurocrine Biosciences IncStock34$3.00K<0.1%History
Vanguard Financials ETF92204A405ETF34$3.00K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD190$3.00K<0.1%–
Silvercrest Metals Inc828363101COM350$3.00K<0.1%–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM125$3.00K<0.1%History
CNSCohen & Steers, Inc.COM37$3.00K<0.1%History
ZGZillow Group, Inc.CL A50$3.00K<0.1%History
State Street Real Estate Select Sector SPDR ETF81369Y860ETF35$2.00K<0.1%–
ACADAcadia Pharmaceuticals IncCOM86$2.00K<0.1%History
FTFFranklin Ltd Duration Income TrustCOM252$2.00K<0.1%History
TXTTextron IncCOM32$2.00K<0.1%History
ALGTAllegiant Travel COCOM10$2.00K<0.1%History