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Livermore
Livermore
ZHEN

Gradient Investments LLC

SEC CIK
0001542265
Latest filing
Jul 8, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 12, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,303
+87 vs. Q3 2021
Portfolio value
$3.94B
+$375.3M (+10.5%) vs. Q3 2021
Filed
Jan 12, 2022
SEC
Holdings of Gradient Investments LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF879,271$417.6M10.6%−6,297−0.7%ReducedHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF7,679,166$227.5M5.8%+239,999+3.2%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,386,810$189.1M4.8%+399,627+13.4%Added–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF2,780,818$129.8M3.3%+799,406+40.3%Added–
Ssga Active ETF Tr78467V608ST STR BL LN ETF2,254,658$102.9M2.6%+76,842+3.5%Added–
VanEck ETF Trust92189F437FALLEN ANGEL HG2,985,133$98.4M2.5%+277,775+10.3%Added–
ProShares Tr74347B698RUSS 2000 DIVD1,437,674$96.2M2.4%+499,663+53.3%Added–
iShares Tr464288588MBS ETF753,737$81.0M2.1%−99,583−11.7%Reduced–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF3,585,538$72.9M1.8%+403,808+12.7%Added–
AAPLApple Inc.Stock403,369$71.6M1.8%+3,816+1.0%AddedHistory
iShares Tr46434V647GLOBAL REIT ETF2,164,871$66.3M1.7%+135,352+6.7%Added–
GLDMWorld Gold TrustSPDR GLD MINIS3,247,254$59.0M1.5%+264,337+8.9%AddedHistory
MSFTMicrosoft CorpStock152,987$51.5M1.3%+13,039+9.3%AddedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW1,212,939$48.6M1.2%+181,779+17.6%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM763,482$48.2M1.2%+88,433+13.1%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF1,309,171$47.3M1.2%−160,411−10.9%Reduced–
ProShares Tr74348A566MERGER ETF1,130,276$46.7M1.2%+120,133+11.9%Added–
AMZNAmazon Com IncStock13,060$43.5M1.1%+975+8.1%AddedHistory
Invesco Exchange Traded FD T46137V324S&P500 EQL IND217,065$42.9M1.1%+216,611+47,711.7%Added–
iShares Tr46434V4070-5YR HI YL CP925,111$41.9M1.1%+127,542+16.0%Added–
UNHUnitedHealth Group IncStock78,401$39.4M1.0%+32,482+70.7%AddedHistory
JPMJPMorgan Chase & CoStock228,751$36.2M0.9%+9,720+4.4%AddedHistory
SPDR Series Trust78464A672ST INTER ETF1,106,087$35.5M0.9%+667,264+152.1%Added–
PGProcter & Gamble CoStock213,306$34.9M0.9%+20,376+10.6%AddedHistory
NEENextera Energy IncStock350,767$32.7M0.8%+6,671+1.9%AddedHistory
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY1,326,093$30.8M0.8%+17,275+1.3%Added–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY1,215,311$30.7M0.8%+16,932+1.4%Added–
GOOGAlphabet Inc.Stock10,445$30.2M0.8%+3,333+46.9%AddedHistory
BAHBooz Allen Hamilton Holding CorpCL A325,785$27.6M0.7%+178,952+121.9%AddedHistory
WMTWalmart Inc.Stock188,759$27.3M0.7%+11,189+6.3%AddedHistory
HDHome Depot, Inc.Stock64,829$26.9M0.7%−10,470−13.9%ReducedHistory
CVXChevron CorpStock224,862$26.4M0.7%+1,045+0.5%AddedHistory
JNJJohnson & JohnsonStock154,194$26.4M0.7%+9,831+6.8%AddedHistory
TNLTravel & Leisure Co.COM432,626$23.9M0.6%+54,986+14.6%AddedHistory
SPDR Series Trust78464A383ST STR BACKE ETF912,911$23.2M0.6%+120,197+15.2%Added–
BACBank of America CorpStock519,477$23.1M0.6%+130,321+33.5%AddedHistory
PYPLPayPal Holdings, Inc.Stock112,840$21.3M0.5%+57,068+102.3%AddedHistory
Invesco Exch TRD SLF Idx FD46138J676BULLSHS 22 USD821,050$20.9M0.5%+9,463+1.2%Added–
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD809,194$20.9M0.5%+11,429+1.4%Added–
BMYBristol Myers Squibb CoStock333,878$20.8M0.5%+15,414+4.8%AddedHistory
VZVerizon Communications IncStock394,862$20.5M0.5%+33,964+9.4%AddedHistory
METAMeta Platforms, Inc.Stock59,678$20.1M0.5%+13,217+28.4%AddedHistory
GPNGlobal Payments IncStock143,830$19.4M0.5%+59,662+70.9%AddedHistory
BSXBoston Scientific CorpStock446,004$18.9M0.5%+114,044+34.4%AddedHistory
STSensata Technologies Holding plcSHS297,266$18.3M0.5%+34,599+13.2%AddedHistory
PANWPalo Alto Networks IncStock32,843$18.3M0.5%+30+0.1%AddedHistory
VVisa Inc.Stock82,912$18.0M0.5%+14,674+21.5%AddedHistory
MDTMedtronic plcStock170,475$17.6M0.4%+109,521+179.7%AddedHistory
SPLKSplunk IncCOM149,818$17.3M0.4%+51,862+52.9%AddedHistory
IQVIQVIA Holdings Inc.Stock60,909$17.2M0.4%+8,279+15.7%AddedHistory
NFLXNetflix IncStock28,041$16.9M0.4%+5,136+22.4%AddedHistory
NOWServiceNow, Inc.Stock25,549$16.6M0.4%+4,208+19.7%AddedHistory
TRUTransUnionCOM133,083$15.8M0.4%+27,667+26.2%AddedHistory
XOMExxonMobil Holdings CorpCOM250,355$15.3M0.4%+6,695+2.7%AddedHistory
TAT&T Inc.Stock615,635$15.1M0.4%+113,462+22.6%AddedHistory
CVSCVS Health CorpStock146,627$15.1M0.4%−828−0.6%ReducedHistory
AVGOBroadcom Inc.Stock22,692$15.1M0.4%−1,765−7.2%ReducedHistory
DOCUDocuSign, Inc.Stock97,918$14.9M0.4%+51,513+111.0%AddedHistory
PAYXPaychex IncStock109,253$14.9M0.4%−3,548−3.1%ReducedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF359,205$14.9M0.4%+55,440+18.3%Added–
AKAMAkamai Technologies IncCOM127,101$14.9M0.4%+23,857+23.1%AddedHistory
iShares Tr464288570ESG MSCI KLD ETF159,354$14.8M0.4%+61,855+63.4%Added–
MCDMcDonalds CorpStock54,997$14.7M0.4%+596+1.1%AddedHistory
VRNSVaronis Systems IncCOM298,416$14.6M0.4%+112,606+60.6%AddedHistory
LMTLockheed Martin CorpStock40,507$14.4M0.4%−12,577−23.7%ReducedHistory
FNFFidelity National Financial, Inc.COM SHS272,840$14.2M0.4%−4,181−1.5%ReducedHistory
DXCMDexcom IncCOM26,471$14.2M0.4%+4,334+19.6%AddedHistory
ADPAutomatic Data Processing IncStock57,615$14.2M0.4%−3,660−6.0%ReducedHistory
WTRGEssential Utilities, Inc.COM263,260$14.1M0.4%+10,363+4.1%AddedHistory
CCICrown Castle Inc.REIT67,120$14.0M0.4%+3,070+4.8%AddedHistory
AMGNAmgen IncStock61,922$13.9M0.4%+6,084+10.9%AddedHistory
UPSUnited Parcel Service IncStock64,986$13.9M0.4%+1,729+2.7%AddedHistory
UNPUnion Pacific CorpStock55,251$13.9M0.4%−1,252−2.2%ReducedHistory
DLRDigital Realty Trust, Inc.COM78,560$13.9M0.4%+2,718+3.6%AddedHistory
ATOAtmos Energy CorpCOM132,608$13.9M0.4%+6,397+5.1%AddedHistory
NSCNorfolk Southern CorpStock46,621$13.9M0.4%−849−1.8%ReducedHistory
FITBFifth Third BancorpCOM317,128$13.8M0.4%+587+0.2%AddedHistory
CECelanese CorpStock81,586$13.7M0.3%+2,458+3.1%AddedHistory
SNVSynovus Financial CorpCOM NEW284,572$13.6M0.3%+1,530+0.5%AddedHistory
CICigna GroupStock59,056$13.6M0.3%+4,820+8.9%AddedHistory
TJXTJX Companies IncStock178,256$13.5M0.3%+177,135+15,801.5%AddedHistory
CMSCMS Energy CorpCOM207,889$13.5M0.3%+9,661+4.9%AddedHistory
ALLAllstate CorpStock114,727$13.5M0.3%+17,557+18.1%AddedHistory
SYYSysco CorpStock171,104$13.4M0.3%+8,039+4.9%AddedHistory
RFRegions Financial CorpCOM616,107$13.4M0.3%−9,588−1.5%ReducedHistory
COSTCostco Wholesale CorpStock23,504$13.3M0.3%−904−3.7%ReducedHistory
NNNNNN REIT, Inc.REIT277,424$13.3M0.3%+14,184+5.4%AddedHistory
AMTAmerican Tower CorpREIT45,250$13.2M0.3%+44,981+16,721.6%AddedHistory
TFCTruist Financial CorpCOM224,180$13.1M0.3%+6,062+2.8%AddedHistory
VanEck ETF Trust92189F452MORTGAGE REIT727,422$13.1M0.3%+10,743+1.5%Added–
DRIDarden Restaurants IncCOM86,657$13.1M0.3%+3,525+4.2%AddedHistory
RTXRTX CorpStock150,615$13.0M0.3%−73,995−32.9%ReducedHistory
AMPAmeriprise Financial IncCOM42,611$12.9M0.3%−3,438−7.5%ReducedHistory
CFGCitizens Financial Group IncCOM270,223$12.8M0.3%−13,231−4.7%ReducedHistory
ADIAnalog Devices IncStock72,569$12.8M0.3%+1,018+1.4%AddedHistory
LOWLowes Companies IncStock48,847$12.6M0.3%−9,213−15.9%ReducedHistory
MMM3M CoStock70,544$12.5M0.3%+6,800+10.7%AddedHistory
iShares Tr464288281JPMORGAN USD EMG114,588$12.5M0.3%−12,008−9.5%Reduced–
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF239,787$12.4M0.3%−533,370−69.0%Reduced–
LHXL3HARRIS Technologies, Inc.Stock57,875$12.3M0.3%+2,991+5.4%AddedHistory

Sold out since Q3 2021 (69)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Gradient Investments LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
BSCLBILI Social International, Inc.BULSHS 2021 CB13,700$289.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund12,526$288.0K<0.1%–
PTYPIMCO Corporate & Income Opportunity FundCOM14,650$268.0K<0.1%History
DDOGDatadog, Inc.CL A COM1,500$212.0K<0.1%History
EVRIEveri Holdings Inc.COM6,000$145.0K<0.1%History
SEDGSolaredge Technologies, Inc.COM500$133.0K<0.1%History
AMRCAmeresco, Inc.CL A1,124$66.0K<0.1%History
GOFGuggenheim Strategic Opportunities FundCOM SBI3,400$65.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF2,113$56.0K<0.1%–
NUANNuance Communications, Inc.COM1,000$55.0K<0.1%History
Schwab Strategic Tr8085247141 5YR CORP BD945$48.0K<0.1%–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN696$35.0K<0.1%History
CDNSCadence Design Systems IncStock200$30.0K<0.1%History
DNPDNP Select Income Fund IncCOM2,850$30.0K<0.1%History
Direxion Shs ETF Tr25460E265DLY S&P500 BR 3X1,200$28.0K<0.1%–
iShares Tr46434V613CORE UNIVRSL USD493$26.0K<0.1%–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF489$26.0K<0.1%–
iShares Tr46432F388MSCI USA VALUE223$22.0K<0.1%–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG222$19.0K<0.1%–
WisdomTree Tr97717X578EM EX ST-OWNED498$19.0K<0.1%–
iShares Tr464287721U.S. TECH ETF187$19.0K<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF305$14.0K<0.1%–
iShares Tr464287333GLOBAL FINLS ETF168$13.0K<0.1%–
DOXAmdocs LtdSHS159$12.0K<0.1%History
DBX ETF Tr233051200XTRACK MSCI EAFE326$12.0K<0.1%–
iShares Tr46429B7470-5 YR TIPS ETF115$12.0K<0.1%–
CRNCCerence Inc.COM125$12.0K<0.1%History
SAHSonic Automotive IncCL A200$11.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF71$10.0K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF405$10.0K<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF246$9.00K<0.1%–
VanEck Morningstar Wide Moat ETF92189F643ETF106$8.00K<0.1%–
SPDR Series Trust78468R812ST STR MSCI USAQ66$8.00K<0.1%–
ZTRVirtus Total Return Fund Inc.COM839$8.00K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH174$7.00K<0.1%–
MUABlackRock Muniassets Fund, Inc.COM251$4.00K<0.1%History
WisdomTree Tr97717W844GLOB EX US QU FD98$4.00K<0.1%–
iShares Tr464288638ISHS 5-10YR INVT56$3.00K<0.1%–
American Centy ETF Tr025072604AVANTIS EMGMKT44$3.00K<0.1%–
OVVOvintiv Inc.COM80$3.00K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW139$3.00K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A121$3.00K<0.1%History
Global X FDS37954Y228CLEANTECH ETF160$3.00K<0.1%–
ProShares Tr74347X310RAFI LG SHT FD95$3.00K<0.1%–
VanEck Vectors ETF Tr92189F114VIDEO GAMING40$3.00K<0.1%–
NWENorthWestern Energy Group, Inc.COM NEW31$2.00K<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A123$2.00K<0.1%History
SPDR Series Trust78464A664ST LON TREAS ETF37$2.00K<0.1%–
SPDR Series Trust78464A516ST INTL BBG ETF54$2.00K<0.1%–
TZOOTravelzooCOM NEW200$2.00K<0.1%History
VRTXVertex Pharmaceuticals IncStock3$1.00K<0.1%History
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR147$1.00K<0.1%History
CLMTCalumet, Inc.UT LTD PARTNER100$1.00K<0.1%History
Direxion Shs ETF Tr25460E554DAILY ENERGY BEA70$1.00K<0.1%–
SCSSteelcase IncCL A100$1.00K<0.1%History
PGRProgressive CorpStock3$00.0%History
KGCKinross Gold CorpCOM12$00.0%History
Invesco Exchange Traded FD T46137V407INVESCO MSCI2$00.0%–
CNKCinemark Holdings, Inc.COM18$00.0%History
HQYHealthequity, Inc.COM3$00.0%History
ANIPAni Pharmaceuticals IncCOM1$00.0%History
AMEDAmedisys IncCOM2$00.0%History
DRNADicerna Pharmaceuticals IncCOM14$00.0%History
Direxion Shs ETF Tr25460E240DAILY FINL BEAR5$00.0%–
DSDrive Shack Inc.COM127$00.0%History
ProShares Tr74347B235PSHS SHORT DOW3012$00.0%–
ProShares Tr74347G689ULTSHT RUSS20001$00.0%–
ProShares Tr74347G713ULTSHT FINLS NEW8$00.0%–
ProShares Tr74347G556ULTSHT REAL EST1$00.0%–