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Livermore
Livermore
ZHEN

Creative Planning

SEC CIK
0001540235
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 16, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,808
+278 vs. Q2 2023
Portfolio value
$74.9B
−$122.3M (−0.2%) vs. Q2 2023
Filed
Nov 16, 2023
SEC
Holdings of Creative Planning in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CASSCass Information Systems IncCOM97$3.61K<0.1%+97NewHistory
KOSKosmos Energy Ltd.COM460$3.76K<0.1%+460NewHistory
iShares Ibonds Dec 2029 Term Corporate ETF46436E205ETF173$3.79K<0.1%+173New–
Fidelity Covington Trust316092824LOW VOLITY ETF78$3.79K<0.1%+78New–
iShares Tr46436E825IBONDS 29 TRM TS181$3.80K<0.1%+181New–
JGHNuveen Global High Income FundSHS337$3.86K<0.1%+337NewHistory
FLWS1 800 Flowers Com IncCL A500$3.96K<0.1%+500NewHistory
XOSXos, Inc.COMMON STOCK11,508$3.96K<0.1%−1,000−8.0%ReducedHistory
SHOSunstone Hotel Investors, Inc.COM425$3.97K<0.1%+425NewHistory
IARTIntegra Lifesciences Holdings CorpCOM NEW105$4.01K<0.1%+105NewHistory
NTRANatera, Inc.COM91$4.03K<0.1%+91NewHistory
PTYPIMCO Corporate & Income Opportunity FundCOM310$4.05K<0.1%−16,422−98.1%ReducedHistory
DNNDenison Mines Corp.COM2,500$4.13K<0.1%+2,500NewHistory
CTSCTS CorpCOM100$4.17K<0.1%+100NewHistory
Amplify ETF Tr032108854SEYMOUR CANNBS875$4.22K<0.1%+875New–
Bakkt Holdings Inc05759B115*W EXP 07/01/20217,976$4.22K<0.1%00.0%Unchanged–
iShares Tr46436E593IBOND DEC 2030226$4.27K<0.1%+226New–
ODPODP CorpCOM95$4.38K<0.1%+95NewHistory
ETF Managers Tr26924G755ETFMG US ALTER2,379$4.40K<0.1%+2,379New–
BLDPBallard Power Systems Inc.COM1,225$4.50K<0.1%+1,225NewHistory
NOMDNomad Foods LtdUSD ORD SHS265$4.60K<0.1%+265NewHistory
FBIOFortress Biotech, Inc.COM15,900$4.62K<0.1%00.0%UnchangedHistory
FPIFarmland Partners Inc.COM455$4.67K<0.1%+455NewHistory
CARECarter Bankshares, Inc.COM NEW376$4.71K<0.1%+376NewHistory
OTLKOutlook Therapeutics, Inc.COM NEW21,500$4.75K<0.1%00.0%UnchangedHistory
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM306$4.76K<0.1%+306NewHistory
iShares Tr46436E833IBONDS 28 TRM TS222$4.79K<0.1%+222New–
EPSNEpsilon Energy Ltd.COM912$4.82K<0.1%+912NewHistory
Greenbrier Cos Inc393657AK7NOTE 2.875% 2/05,000$4.87K<0.1%+5,000New–
CEINViking Global Technologies, Inc.COM21,314$4.90K<0.1%00.0%UnchangedHistory
CDECoeur Mining, Inc.COM NEW2,210$4.91K<0.1%−5,154−70.0%ReducedHistory
BPMCBlueprint Medicines CorpCOM100$5.02K<0.1%+100NewHistory
Barnes Group Inc067806109COM148$5.03K<0.1%−9,635−98.5%Reduced–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN95$5.04K<0.1%−6,545−98.6%ReducedHistory
CVGWCalavo Growers IncCOM201$5.06K<0.1%+201NewHistory
AVNSAvanos Medical, Inc.Stock251$5.08K<0.1%+251NewHistory
ADUSAddus HomeCare CorpCOM60$5.11K<0.1%+60NewHistory
PSNParsons CorpCOM95$5.16K<0.1%+95NewHistory
OMCLOmnicell, Inc.COM115$5.18K<0.1%−7,590−98.5%ReducedHistory
NBBNuveen Taxable Municipal Income FundCOM358$5.20K<0.1%+358NewHistory
STCStewart Information Services CorpCOM121$5.30K<0.1%+121NewHistory
ProShares Tr74347B680S&P MDCP 400 DIV80$5.34K<0.1%+80New–
RGRSturm Ruger & Co IncStock103$5.37K<0.1%+103NewHistory
BLKBBlackbaud IncCOM78$5.49K<0.1%+78NewHistory
INOInovio Pharmaceuticals, Inc.COM NEW14,385$5.60K<0.1%−3,573−19.9%ReducedHistory
DORMDorman Products, Inc.COM74$5.61K<0.1%−2,775−97.4%ReducedHistory
PATKPatrick Industries IncCOM75$5.63K<0.1%+75NewHistory
DENNDENNY'S CorpCOM690$5.84K<0.1%+690NewHistory
MCRIMonarch Casino & Resort IncCOM95$5.90K<0.1%+95NewHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL50$5.97K<0.1%+50New–
CMPCompass Minerals International IncStock214$5.98K<0.1%+214NewHistory
TRVNTrevena IncCOM NEW10,000$6.03K<0.1%00.0%UnchangedHistory
AUBAtlantic Union Bankshares CorpCOM216$6.22K<0.1%+216NewHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A389$6.27K<0.1%+389NewHistory
MMIMarcus & Millichap, Inc.COM215$6.31K<0.1%+215NewHistory
KALUKaiser Aluminum CorpCOM PAR $0.0185$6.40K<0.1%+85NewHistory
Global X FDS37954Y814FINTECH ETF321$6.46K<0.1%−11,242−97.2%Reduced–
Fidelity Covington Trust316092709MSCI INDL INDX120$6.50K<0.1%+120New–
MRTXMirati Therapeutics, Inc.COM150$6.53K<0.1%+150NewHistory
KFRCKforce IncCOM112$6.68K<0.1%+112NewHistory
STNGScorpio Tankers Inc.SHS125$6.76K<0.1%+125NewHistory
NTLAIntellia Therapeutics, Inc.COM215$6.80K<0.1%+215NewHistory
SRXHSRX Global Inc.COM54,910$6.81K<0.1%+15,000+37.6%AddedHistory
CRGECharge Enterprises, Inc.COM14,165$7.04K<0.1%−31,665−69.1%ReducedHistory
iShares Ibonds Dec 2030 Term Corporate ETF46436E726ETF362$7.38K<0.1%+362New–
SDCSmileDirectClub, Inc.CL A COM18,045$7.49K<0.1%+18,045NewHistory
ALGSAligos Therapeutics, Inc.COM10,050$7.51K<0.1%+10,050NewHistory
GRBKGreen Brick Partners, Inc.COM184$7.64K<0.1%+184NewHistory
NRIMNorthrim Bancorp IncCOM193$7.65K<0.1%+193NewHistory
CINGCingulate Inc.COMMON STOCK10,919$7.74K<0.1%00.0%UnchangedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT2,125$7.78K<0.1%+2,125NewHistory
BMEBlackRock Health Sciences TrustCOM200$7.83K<0.1%+200NewHistory
CSWCSW Industrials, Inc.COM45$7.89K<0.1%+45NewHistory
NPOEnpro Inc.COM66$8.00K<0.1%+66NewHistory
SDPISuperior Drilling Products, Inc.COM10,000$8.00K<0.1%00.0%UnchangedHistory
CCIFCarlyle Credit Income FundSHS BEN INT1,000$8.18K<0.1%+1,000NewHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF104$8.19K<0.1%+104New–
SGMOQSangamo Therapeutics, IncCOM13,690$8.21K<0.1%−1,000−6.8%ReducedHistory
GLOClough Global Opportunities FundSH BEN INT1,870$8.29K<0.1%+1,870NewHistory
SOLOElectrameccanica Vehicles Corp.COM NEW12,895$8.45K<0.1%+443+3.6%AddedHistory
BYSIBeyondSpring Inc.SHS10,800$8.64K<0.1%+10,800NewHistory
PRPermian Resources CorpCLASS A COM639$8.92K<0.1%+639NewHistory
NRCNRC HealthCOM NEW202$8.96K<0.1%+202NewHistory
LFWDLifeward Ltd.SHS12,063$9.17K<0.1%00.0%UnchangedHistory
VREXVarex Imaging CorpCOM491$9.23K<0.1%+491NewHistory
SHCRSharecare, Inc.COM CL A10,000$9.40K<0.1%00.0%UnchangedHistory
CWCOConsolidated Water Co. Ltd.ORD334$9.50K<0.1%+334NewHistory
OFIXOrthofix Medical Inc.COM750$9.64K<0.1%+750NewHistory
SQFTPresidio Property Trust, Inc.COM CL A12,287$9.78K<0.1%00.0%UnchangedHistory
ENSEnerSysCOM104$9.85K<0.1%−1,882−94.8%ReducedHistory
TRUPTrupanion, Inc.COM354$9.98K<0.1%+354NewHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR15,251$10.2K<0.1%00.0%Unchanged–
Cybin Ord23256X100COM19,757$10.5K<0.1%+8,800+80.3%Added–
Ea Series Trust02072L722STRI US ENER ETF360$10.8K<0.1%+360New–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR142$10.9K<0.1%+142New–
Global X FDS37954Y384CYBRSCURTY ETF459$11.2K<0.1%+459New–
GPKGraphic Packaging Holding CoCOM507$11.3K<0.1%+507NewHistory
iShares Tr464288729GLOB INDSTRL ETF100$11.3K<0.1%+100New–
NWNNorthwest Natural Holding CoCOM300$11.4K<0.1%+300NewHistory
BMRCBank of Marin BancorpCOM632$11.6K<0.1%+632NewHistory

Options (78)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Creative Planning in Q3 2023
SecurityClassPutsCalls
CRMSalesforce, Inc.Stock$2.72K$2.67M
GOOGAlphabet Inc.Stock$222$2.57M
GOOGLAlphabet Inc.Stock$3.56K$1.68M
WFCWells Fargo & CompanyStock–$486.0K
AAPLApple Inc.Stock$327.2K$2.36K
TSLATesla, Inc.Stock$311.3K$1.73K
DISWalt Disney CoStock–$209.5K
MSFTMicrosoft CorpStock$1.46K$172.5K
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$150.8K
NVDANVIDIA CorpStock$125.8K$12.3K
CINFCincinnati Financial CorpCOM$115.9K–
QCOMQualcomm IncStock$4.31K$107.8K
INTCIntel CorpStock–$85.1K
CFLTConfluent, Inc.CLASS A COM$54.4K–
TGTTarget CorpStock–$50.3K
NUNu Holdings Ltd.ORD SHS CL A$49.5K–
BABAAlibaba Group Holding LtdADR–$47.6K
SNOWSnowflake Inc.Stock$45.1K$1.99K
JDJD.com, Inc.SPON ADS CL A–$37.6K
BRK.BBerkshire Hathaway IncStock$30.9K$3.28K
SPYSPDR S&P 500 ETF TrustETF$26.5K$5.55K
ABNBAirbnb, Inc.Stock$31.1K–
DLTRDollar Tree, Inc.COM$26.0K–
UNHUnitedHealth Group IncStock$25.5K–
HDHome Depot, Inc.Stock$24.0K$1.30K
SCHWSchwab Charles CorpStock$21.6K–
QSQuantumScape CorpCOM CL A–$20.9K
DASHDoorDash, Inc.Stock$18.6K–
MAMastercard IncStock$18.5K–
ABTAbbott LaboratoriesStock$15.4K–
NFLXNetflix IncStock$4.71K$8.72K
VRSNVerisign IncCOM$13.3K–
UPSUnited Parcel Service IncStock$13.0K–
ALRMAlarm.com Holdings, Inc.COM$12.3K–
Invesco QQQ Trust Series I46090E103ETF$826$11.2K
GDSGDS Holdings LtdSPONSORED ADS–$10.5K
ProShares Tr74347X831ULTRAPRO QQQ–$8.17K
KLACKLA CorpCOM NEW$7.95K–
CMGChipotle Mexican Grill IncCOM–$6.97K
AMDAdvanced Micro Devices IncStock$3.94K$1.82K
ABBVAbbVie Inc.Stock$4.74K–
iShares MSCI Eafe ETF464287465ETF$4.39K–
RTXRTX CorpStock–$4.27K
UGIUgi CorpStock–$3.90K
BABoeing CoStock$3.67K–
SEDGSolaredge Technologies, Inc.COM–$3.60K
COSTCostco Wholesale CorpStock$3.34K–
MGPIMGP Ingredients IncCOM$3.05K–
iShares Tr464287234MSCI EMG MKT ETF$3.02K–
iShares Russell 2000 ETF464287655ETF$1.21K$1.74K
MSTRStrategy IncStock$2.79K–
CCLCarnival Corp Ltd.UNIT 99/99/9999–$2.74K
ADBEAdobe Inc.Stock–$1.57K
PLTRPalantir Technologies Inc.Stock–$1.39K
UNGUnited States Natural Gas Fund, LPUNIT PAR–$1.25K
SBUXStarbucks CorpStock–$1.12K
AMZNAmazon Com IncStock–$1.11K
RIVNRivian Automotive, Inc.Stock–$973
SLViShares Silver TrustETF–$819
SNAPSnap IncStock–$700
PFEPfizer IncStock$611–
DOCUDocuSign, Inc.Stock–$433
TAT&T Inc.Stock–$320
EBAYeBay IncCOM–$251
GLDSPDR Gold TrustETF–$213
GMGeneral Motors CoCOM–$210
GTMZoomInfo Technologies Inc.Stock–$209
SAPSAP SEADR–$170
AMGNAmgen IncStock$134–
FFord Motor CoStock–$130
SPCEVirgin Galactic Holdings, IncCOM–$71
XYZBlock, Inc.CL A–$37
SOFISoFi Technologies, Inc.Stock–$34
EVGOEVgo Inc.CL A COM–$28
QRVOQorvo, Inc.Stock–$14
PYPLPayPal Holdings, Inc.Stock–$14
SSentinelOne, Inc.CL A–$6
CDECoeur Mining, Inc.COM NEW–$1

Sold out since Q2 2023 (165)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 165 by value last quarter.

Positions of Creative Planning sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
APLDApplied Digital Corp.COM NEW1,082,050$10.1M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP91,879$5.73M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS200,000$1.43M<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A10,281$1.12M<0.1%History
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU35,987$893.6K<0.1%–
PDCEPDC Energy, Inc.COM11,328$805.9K<0.1%History
Global X FDS37954Y475S&P 500 COVERED16,990$697.4K<0.1%–
MYEMyers Industries IncCOM35,703$693.7K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF76,666$693.1K<0.1%–
RCELAVITA Medical, Inc.COM40,575$690.2K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM20,954$687.5K<0.1%–
Legg Mason ETF Invt52468L406FRANKLIN US LOW18,648$683.8K<0.1%–
First Tr Bick Index FD33733H107COM SHS19,830$540.0K<0.1%–
DOCNDigitalOcean Holdings, Inc.COM12,705$510.0K<0.1%History
TRTNTriton International LtdCL A6,022$501.4K<0.1%History
SPDR Index Shs FDS78463X459ST STR SP GLBDIV8,100$465.0K<0.1%–
ASHAshland Inc.COM5,173$449.6K<0.1%History
SYMSymbotic Inc.Stock10,500$449.5K<0.1%History
AXAxos Financial, Inc.COM11,372$448.5K<0.1%History
Kraneshares Tr500767736QUADRTC INT RT21,461$441.7K<0.1%–
LSILife Storage, Inc.COM3,013$400.6K<0.1%History
SYNHSyneos Health, Inc.CL A9,164$386.2K<0.1%History
Renaissance Cap Greenwich FD759937204IPO ETF11,503$376.2K<0.1%–
IIPRInnovative Industrial Properties IncCOM4,992$364.5K<0.1%History
DSEYDiversey Holdings, Ltd.ORD SHS42,853$359.5K<0.1%History
UMHUmh Properties, Inc.COM22,252$355.6K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM3,873$352.8K<0.1%History
FRFirst Industrial Realty Trust IncCOM6,685$351.9K<0.1%History
Dimensional ETF Trust25434V872CORE FIXE IN ETF8,377$349.6K<0.1%–
CSQCalamos Strategic Total Return FundCOM SH BEN INT23,629$348.5K<0.1%History
ProShares Ultrapro Short RUSSELL200074347G390ETF8,502$344.3K<0.1%–
BKIBlack Knight, Inc.COM5,685$339.6K<0.1%History
LITELumentum Holdings Inc.COM5,981$339.3K<0.1%History
iShares Inc464286772MSCI STH KOR ETF5,165$327.4K<0.1%–
Invesco Exch Traded FD Tr II46138G847GBL CLEAN ENRG16,955$320.4K<0.1%–
KRTXKaruna Therapeutics, Inc.COM1,462$317.0K<0.1%History
WOLFWolfspeed, Inc.Stock5,588$310.6K<0.1%History
FLNAFilana Therapeutics, Inc.COM12,616$309.3K<0.1%History
ITRIItron, Inc.COM4,264$307.4K<0.1%History
PEGAPegasystems IncCOM6,146$303.0K<0.1%History
HASIHA Sustainable Infrastructure Capital, Inc.COM12,107$302.7K<0.1%History
iShares Inc464286871MSCI HONG KG ETF15,496$299.5K<0.1%–
ARMKAramarkCOM6,919$297.9K<0.1%History
SRCLStericycle IncCOM6,358$295.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI11,915$295.1K<0.1%–
Liberty Media Corp Del531229607COM C SIRIUSXM8,950$292.9K<0.1%–
RNRRenaissancere Holdings LtdCOM1,545$288.2K<0.1%History
Vanguard Emerging Markets Government Bond ETF921946885ETF4,614$287.3K<0.1%–
GDENNew Royal Holdco I Inc.COM6,861$286.8K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM35,078$285.5K<0.1%History
CBUCommunity Financial System, Inc.COM5,888$276.0K<0.1%History
ARNCArconic CorpCOM9,314$275.5K<0.1%History
AIZAssurant, Inc.Stock2,178$273.8K<0.1%History
JACKJack in the Box IncCOM2,799$273.0K<0.1%History
SPDR Index Shs FDS78463X772ST S&P INTL ETF7,783$267.7K<0.1%–
Amplify ETF Tr032108409CWP ENHANCED DIV7,426$267.3K<0.1%–
SEMSelect Medical Holdings CorpCOM8,320$265.1K<0.1%History
VVVValvoline IncCOM7,026$263.5K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF8,585$262.4K<0.1%–
AMKRAmkor Technology, Inc.COM8,711$259.2K<0.1%History
TMDXTransMedics Group, Inc.COM3,070$257.8K<0.1%History
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN11,312$257.2K<0.1%–
SIMOSilicon Motion Technology CORPSPONSORED ADR3,507$252.0K<0.1%History
BRXBrixmor Property Group Inc.COM11,435$251.6K<0.1%History
NVCRNovoCure LtdORD SHS6,024$250.0K<0.1%History
FLGTFulgent Genetics, Inc.COM6,749$249.9K<0.1%History
SHOOSteven Madden, Ltd.COM7,644$249.9K<0.1%History
SMPLSimply Good Foods CoCOM6,807$249.1K<0.1%History
FCPTFour Corners Property Trust, Inc.COM9,705$246.5K<0.1%History
AMSFAmerisafe IncCOM4,612$245.9K<0.1%History
CACCamden National CorpCOM7,912$245.0K<0.1%History
NVAXNovavax IncCOM NEW32,501$241.5K<0.1%History
iShares Tr46435G342MORTGE REL ETF10,231$241.5K<0.1%–
iShares Tr46435G102CONV BD ETF3,031$231.5K<0.1%–
ISEEIVERIC bio, Inc.COM5,858$230.5K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A34,010$229.9K<0.1%History
NWENorthWestern Energy Group, Inc.COM NEW4,038$229.2K<0.1%History
BAPCredicorp LtdCOM1,540$227.4K<0.1%History
Global X FDS37954Y459RUSSELL 200012,551$227.0K<0.1%–
UNFIUnited Natural Foods IncCOM11,485$224.5K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS8,978$223.8K<0.1%History
RYNRayonier IncCOM6,955$218.4K<0.1%History
ALGMAllegro Microsystems, Inc.COM4,834$218.2K<0.1%History
PIMCO ETF Tr72201R2051-5 US TIP IDX4,267$214.6K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD9,604$213.7K<0.1%–
SFNCSimmons First National CorpCL A $1 PAR12,315$212.4K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S19,894$212.1K<0.1%–
YORWYork Water CoCOM5,132$211.8K<0.1%History
RLRalph Lauren CorpCL A1,712$211.1K<0.1%History
PGNYProgyny, Inc.COM5,308$208.8K<0.1%History
iShares Tr464287333GLOBAL FINLS ETF2,877$205.8K<0.1%–
MSEXMiddlesex Water CoCOM2,537$204.6K<0.1%History
WisdomTree Tr97717W786INTL DIV EX FINL5,211$203.2K<0.1%–
WINGWingstop Inc.COM1,013$202.8K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,479$200.4K<0.1%–
BILIBilibili Inc.SPONS ADS REP Z11,808$178.3K<0.1%History
Curevac N VN2451R105COM16,721$174.2K<0.1%–
ADAMAdamas Trust, Inc.COM16,745$166.1K<0.1%History
ECCEagle Point Credit CoCOM15,692$159.4K<0.1%History
Healthpeak Properties, Inc.71943U104COM11,154$156.0K<0.1%–