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Creative Planning

SEC CIK
0001540235
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
2,050
+75 vs. Q2 2021
Portfolio value
$56.4B
+$40.3M (+0.1%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of Creative Planning in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
RMDResmed IncCOM4,156$1.09M<0.1%−38−0.9%ReducedHistory
AVAAvista CorpCOM27,907$1.09M<0.1%+902+3.3%AddedHistory
TMETencent Music Entertainment GroupSPON ADS150,300$1.09M<0.1%+45,200+43.0%AddedHistory
iShares Tr464287788U.S. FINLS ETF13,202$1.09M<0.1%−521−3.8%Reduced–
ProShares Tr74348A145PET CARE ETF14,022$1.09M<0.1%+10+0.1%Added–
VRSKVerisk Analytics, Inc.COM5,427$1.09M<0.1%−1,251−18.7%ReducedHistory
CBUCommunity Financial System, Inc.COM15,840$1.08M<0.1%+33+0.2%AddedHistory
GNRCGenerac Holdings Inc.Stock2,649$1.08M<0.1%+490+22.7%AddedHistory
BMOBank of MontrealCOM10,853$1.08M<0.1%−22,274−67.2%ReducedHistory
DTMDT Midstream, Inc.COMMON STOCK23,262$1.08M<0.1%+23,262NewHistory
First Trust Cloud Computing ETF33734X192ETF10,206$1.07M<0.1%+773+8.2%Added–
BBWIBath & Body Works, Inc.COM17,028$1.07M<0.1%+11+0.1%AddedHistory
ALBAlbemarle CorpStock4,877$1.07M<0.1%−266−5.2%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG9,696$1.07M<0.1%−5,941−38.0%Reduced–
CMPCompass Minerals International IncStock16,526$1.06M<0.1%+16,526NewHistory
PFGPrincipal Financial Group IncCOM16,525$1.06M<0.1%+1,118+7.3%AddedHistory
DGXQuest Diagnostics IncCOM7,310$1.06M<0.1%+291+4.1%AddedHistory
NTRSNorthern Trust CorpCOM9,842$1.06M<0.1%+875+9.8%AddedHistory
EFSCEnterprise Financial Services CorpCOM23,409$1.06M<0.1%00.0%UnchangedHistory
MTDMettler Toledo International IncCOM769$1.06M<0.1%+16+2.1%AddedHistory
AFGAmerican Financial Group IncCOM8,393$1.06M<0.1%00.0%UnchangedHistory
BSCLBILI Social International, Inc.BULSHS 2021 CB50,074$1.06M<0.1%−3,205−6.0%ReducedHistory
SRXHSRX Global Inc.COM284,685$1.06M<0.1%+284,685NewHistory
EQTEQT CorpStock51,511$1.05M<0.1%−51,780−50.1%ReducedHistory
iShares MSCI India ETF46429B598ETF21,589$1.05M<0.1%+81+0.4%Added–
ANSSAnsys IncCOM3,087$1.05M<0.1%−369−10.7%ReducedHistory
VanEck Semiconductor ETF92189F676ETF4,095$1.05M<0.1%+1,293+46.1%Added–
CFFNCapitol Federal Financial, Inc.COM91,223$1.05M<0.1%+1,864+2.1%AddedHistory
iShares Tr464288356CALIF MUN BD ETF16,825$1.04M<0.1%+7,532+81.1%Added–
MPWRMonolithic Power Systems, Inc.COM2,149$1.04M<0.1%+32+1.5%AddedHistory
AMRSAmyris, Inc.COM NEW75,669$1.04M<0.1%+3,419+4.7%AddedHistory
TTWOTake Two Interactive Software IncCOM6,706$1.03M<0.1%−31−0.5%ReducedHistory
FIRYFiry Inc.COM105,031$1.03M<0.1%+16,325+18.4%AddedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF20,084$1.03M<0.1%+2,154+12.0%Added–
WisdomTree Tr97717X214EMERG MKTS ESG29,022$1.03M<0.1%+29,022New–
ZGNXZogenix, Inc.COM NEW67,650$1.03M<0.1%+67,650NewHistory
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS13,265$1.03M<0.1%+529+4.2%Added–
TALTAL Education GroupSPONSORED ADS211,715$1.02M<0.1%+211,715NewHistory
AGNCAGNC Investment Corp.REIT64,823$1.02M<0.1%−5,811−8.2%ReducedHistory
EMNEastman Chemical CoStock10,136$1.02M<0.1%+1,230+13.8%AddedHistory
iShares Tr46435G342MORTGE REL ETF28,193$1.02M<0.1%+1,461+5.5%Added–
OPENOpendoor Technologies Inc.COM49,599$1.02M<0.1%+19,966+67.4%AddedHistory
Global X FDS37954Y624AUTONMOUS EV ETF37,135$1.02M<0.1%−945−2.5%Reduced–
USOUnited States Oil Fund, LPUNITS19,304$1.01M<0.1%−172−0.9%ReducedHistory
INFYInfosys LtdSPONSORED ADR45,529$1.01M<0.1%−7,238−13.7%ReducedHistory
WWEWorld Wrestling Entertainment, LLCCL A17,996$1.01M<0.1%+470+2.7%AddedHistory
iShares Tr464287325GLOB HLTHCRE ETF12,071$1.01M<0.1%+420+3.6%Added–
AVBAvalonbay Communities IncCOM4,548$1.01M<0.1%+944+26.2%AddedHistory
CAHCardinal Health IncStock20,343$1.01M<0.1%+234+1.2%AddedHistory
HRCHill-Rom Holdings, Inc.COM6,703$1.00M<0.1%−17,675−72.5%ReducedHistory
WWDWoodward, Inc.COM8,854$1.00M<0.1%+35+0.4%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF19,702$999.0K<0.1%+10,466+113.3%Added–
FHIFederated Hermes, Inc.CL B30,699$998.0K<0.1%−13,910−31.2%ReducedHistory
DREDuke Realty CorpCOM NEW20,834$997.0K<0.1%+2,698+14.9%AddedHistory
SEICSEI Investments CoCOM16,801$996.0K<0.1%+13,091+352.9%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD18,715$996.0K<0.1%+12,779+215.3%Added–
State Street Materials Select Sector SPDR ETF81369Y100ETF12,552$993.0K<0.1%−50−0.4%Reduced–
SMARSmartsheet IncCOM CL A14,431$993.0K<0.1%+2,160+17.6%AddedHistory
CWTCalifornia Water Service GroupCOM16,820$991.0K<0.1%−877−5.0%ReducedHistory
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM35,949$987.0K<0.1%+2,769+8.3%AddedHistory
HQIHireQuest, Inc.COM50,663$979.0K<0.1%00.0%UnchangedHistory
SPLKSplunk IncCOM6,726$973.0K<0.1%−1,820−21.3%ReducedHistory
ALCAlcon IncStock12,075$972.0K<0.1%+1,217+11.2%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM63,996$972.0K<0.1%+4,991+8.5%AddedHistory
Kraneshares Tr500767694SSE STAR MRKT 5041,873$970.0K<0.1%00.0%Unchanged–
MDBMongoDB, Inc.CL A2,055$969.0K<0.1%−71−3.3%ReducedHistory
WRBBerkley W R CorpCOM13,225$968.0K<0.1%−687−4.9%ReducedHistory
CMSCMS Energy CorpCOM16,191$967.0K<0.1%+2,486+18.1%AddedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF21,547$958.0K<0.1%+2,407+12.6%Added–
UAAUnder Armour, Inc.Stock47,342$955.0K<0.1%+4,360+10.1%AddedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW10,939$952.0K<0.1%−2,591−19.2%ReducedHistory
FLYYSpirit Aviation Holdings, Inc.COM36,623$950.0K<0.1%−49,297−57.4%ReducedHistory
SPOTSpotify Technology S.A.Stock4,209$948.0K<0.1%−2,967−41.3%ReducedHistory
CNPCenterpoint Energy IncCOM38,253$941.0K<0.1%+3,036+8.6%AddedHistory
VTRVentas, Inc.REIT17,009$939.0K<0.1%+2,822+19.9%AddedHistory
WisdomTree Tr97717X651US S CAP QTY DIV21,162$939.0K<0.1%+40+0.2%Added–
WSMWilliams Sonoma IncCOM5,278$936.0K<0.1%−149−2.7%ReducedHistory
iShares Tr46435G755IBONDS DEC202235,700$935.0K<0.1%+6,958+24.2%Added–
HTLFHeartland Financial USA IncCOM19,352$930.0K<0.1%+17+0.1%AddedHistory
NTRNutrien Ltd.COM14,294$927.0K<0.1%+320+2.3%AddedHistory
CNCCentene CorpStock14,814$923.0K<0.1%+593+4.2%AddedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF18,696$923.0K<0.1%+3,975+27.0%Added–
INGRIngredion IncCOM10,364$922.0K<0.1%+6+0.1%AddedHistory
CRLCharles River Laboratories International, Inc.COM2,234$922.0K<0.1%+30+1.4%AddedHistory
WisdomTree Tr97717Y691CLOUD COMPUTNG15,978$921.0K<0.1%−296−1.8%Reduced–
Vanguard Industrials ETF92204A603ETF4,899$920.0K<0.1%+289+6.3%Added–
CHCOCity Holding CoCOM11,770$917.0K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G409PRIME MOBILE PAY13,529$915.0K<0.1%+248+1.9%Added–
SPDR Series Trust78464A292ST STR PFD ETF21,020$914.0K<0.1%+2,058+10.9%Added–
QRVOQorvo, Inc.Stock5,422$907.0K<0.1%+22+0.4%AddedHistory
COOCooper Companies, Inc.COM NEW2,186$904.0K<0.1%+131+6.4%AddedHistory
EPREpr PropertiesCOM SH BEN INT18,295$903.0K<0.1%−7,029−27.8%ReducedHistory
YAlleghany CorpCOM1,445$902.0K<0.1%+585+68.0%AddedHistory
STESTERIS plcSHS USD4,395$898.0K<0.1%+115+2.7%AddedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB41,718$898.0K<0.1%−10,392−19.9%Reduced–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF3,110$896.0K<0.1%−569−15.5%Reduced–
OHIOmega Healthcare Investors IncCOM29,640$888.0K<0.1%+5,010+20.3%AddedHistory
RAVNRaven Industries IncCOM15,380$886.0K<0.1%00.0%UnchangedHistory
LEGLeggett & Platt IncStock19,743$885.0K<0.1%+1,991+11.2%AddedHistory
LMNDLemonade, Inc.Stock13,204$885.0K<0.1%+2,747+26.3%AddedHistory

Options (59)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Creative Planning in Q3 2021
SecurityClassPutsCalls
EAREargo, Inc.COM$346.0K–
MVISMicrovision, Inc.COM NEW–$302.0K
AMATApplied Materials IncStock$250.0K–
BOXBox IncCL A–$203.0K
SNOWSnowflake Inc.Stock–$201.0K
AAPLApple Inc.Stock$156.0K$17.0K
INTCIntel CorpStock–$145.0K
NIONIO Inc.ADR–$108.0K
UBERUber Technologies, IncStock–$95.0K
State Street Energy Select Sector SPDR ETF81369Y506ETF–$86.0K
FDXFedEx CorpStock$52.0K–
PLUGPlug Power IncStock–$50.0K
SPCEVirgin Galactic Holdings, IncCOM–$48.0K
ABNBAirbnb, Inc.Stock–$42.0K
PPGPPG Industries IncStock$31.0K–
TTDTrade Desk, Inc.Stock–$31.0K
UNPUnion Pacific CorpStock$29.0K–
SHOPShopify Inc.Stock–$28.0K
BABAAlibaba Group Holding LtdADR–$26.0K
TLRYTilray Brands, Inc.COM CL 2–$22.0K
BEBloom Energy CorpCOM CL A–$20.0K
AMZNAmazon Com IncStock$11.0K$8.00K
SPYSPDR S&P 500 ETF TrustETF–$19.0K
FSLRFirst Solar, Inc.Stock–$16.0K
JNJJohnson & JohnsonStock$15.0K–
LCIDLucid Group, Inc.COM–$15.0K
AMDAdvanced Micro Devices IncStock$13.0K–
PLTRPalantir Technologies Inc.Stock–$13.0K
UPSUnited Parcel Service IncStock$11.0K–
ABTCAmerican Bitcoin Corp.COM–$11.0K
MSFTMicrosoft CorpStock$9.00K–
ILMNIllumina, Inc.COM–$8.00K
EXASExact Sciences CorpCOM–$8.00K
BACBank of America CorpStock$7.00K–
UPSTUpstart Holdings, Inc.COM–$7.00K
WFCWells Fargo & CompanyStock$6.00K–
POSHPoshmark, Inc.COM CL A–$6.00K
PYPLPayPal Holdings, Inc.Stock–$5.00K
ETSYEtsy IncCOM–$5.00K
NNDMNano Dimension Ltd.SPONSORD ADS NEW–$4.00K
HUTHut 8 Corp.Common Stock–$4.00K
NVTAInvitae CorpCOM–$4.00K
GOOGLAlphabet Inc.Stock$3.00K–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF–$3.00K
ARK ETF Tr00214Q302GENOMIC REV ETF–$3.00K
COINCoinbase Global, Inc.COM CL A–$3.00K
RIOTRiot Platforms, Inc.COM–$3.00K
FFord Motor CoStock–$2.00K
MGMMGM Resorts InternationalStock–$2.00K
XYZBlock, Inc.CL A–$2.00K
LENLennar CorpCL A–$2.00K
DDD3D Systems CorpCOM NEW–$2.00K
NFLXNetflix IncStock$1.00K–
GMEGameStop Corp.Stock$1.00K–
JPMJPMorgan Chase & CoStock$1.00K–
CCitigroup IncStock$1.00K–
DOCUDocuSign, Inc.Stock–$1.00K
ACBAurora Cannabis IncCOM–$1.00K
COUPCoupa Software IncCOM–$1.00K

Sold out since Q2 2021 (127)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 127 by value last quarter.

Positions of Creative Planning sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Churchill Capital Corp IV171439102CL A164,508$4.74M<0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF14,723$3.60M<0.1%–
PARPar Technology CorpCOM41,986$2.94M<0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS147,334$2.60M<0.1%History
STNEStoneCo Ltd.COM29,008$1.95M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A95,850$1.81M<0.1%–
MXIMMaxim Integrated Products IncCOM9,275$977.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE56,621$871.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A17,163$760.0K<0.1%History
ProShares Tr74347R693PSHS ULTRA TECH6,926$667.0K<0.1%–
AXSMAxsome Therapeutics, Inc.COM9,668$652.0K<0.1%History
Gores Holdings VI Inc38286R105COM CL A40,132$651.0K<0.1%–
Capital Product Partners L PY11082206PARTNERSHP UNITS52,545$641.0K<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE14,013$621.0K<0.1%–
ZNGAZynga IncCL A52,424$557.0K<0.1%History
AEOAmerican Eagle Outfitters IncCOM14,736$553.0K<0.1%History
VALEVale S.A.SPONSORED ADS24,005$548.0K<0.1%History
TWSTTwist Bioscience CorpCOM3,950$526.0K<0.1%History
RADNew Rite Aid, LLCCOM29,439$480.0K<0.1%History
VINCVincerx Pharma, Inc.COM NEW35,000$455.0K<0.1%History
iShares Tr46435G474FALN ANGLS USD14,795$443.0K<0.1%–
USCRU.S. Concrete, Inc.COM5,768$426.0K<0.1%History
VBTXVeritex Holdings, Inc.COM11,648$412.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF6,426$407.0K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF14,929$386.0K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,639$386.0K<0.1%–
MSEXMiddlesex Water CoCOM4,451$364.0K<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A1,996$357.0K<0.1%History
DAYDayforce, Inc.COM3,727$357.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM1,931$355.0K<0.1%History
iShares Inc464286632MSCI ISRAEL ETF5,074$354.0K<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF8,700$344.0K<0.1%–
RDYDr Reddys Laboratories LtdADR4,550$334.0K<0.1%History
GRWGGrowGeneration Corp.COM6,892$332.0K<0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,850$319.0K<0.1%–
MFNCMackinac Financial CorpCOM15,778$312.0K<0.1%History
COHRCoherent Corp.COM4,247$308.0K<0.1%History
KDPKeurig Dr Pepper Inc.COM8,607$303.0K<0.1%History
EBSEmergent BioSolutions Inc.COM4,749$299.0K<0.1%History
NVCRNovoCure LtdORD SHS1,341$297.0K<0.1%History
ASBAssociated Banc-CorpCOM14,330$293.0K<0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF3,839$290.0K<0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL2,535$284.0K<0.1%–
Tuscan Hldgs Corp90069K104COM20,070$274.0K<0.1%–
SRSpire IncCOM3,646$264.0K<0.1%History
Global X FDS37954Y780INTERNET OF THNG7,283$260.0K<0.1%–
CHMGChemung Financial CorpCOM5,814$258.0K<0.1%History
PAASPan American Silver CorpStock8,900$254.0K<0.1%History
PTCPTC Inc.Stock1,789$253.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF3,134$253.0K<0.1%–
TRTNTriton International LtdCL A4,826$253.0K<0.1%History
MDXGMimedx Group, Inc.COM20,135$252.0K<0.1%History
SFIXStitch Fix, Inc.Stock4,153$250.0K<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR1,900$250.0K<0.1%History
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM18,207$243.0K<0.1%History
PDIPIMCO Dynamic Income FundSHS8,381$241.0K<0.1%History
JAZZJazz Pharmaceuticals plcSHS USD1,323$235.0K<0.1%History
MKSIMKS IncCOM1,313$234.0K<0.1%History
MEDMedifast IncCOM825$233.0K<0.1%History
AEMAgnico Eagle Mines LtdStock3,789$229.0K<0.1%History
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,200$229.0K<0.1%History
Direxion Shs ETF Tr25459W730DLY MIDCAP ETF3X3,720$228.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS10,189$228.0K<0.1%History
CHWYChewy, Inc.CL A2,801$223.0K<0.1%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN2,382$222.0K<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF5,548$222.0K<0.1%–
iShares Inc464286681MSCI EQUAL WEITE2,607$220.0K<0.1%–
APOGApogee Enterprises, Inc.COM5,390$220.0K<0.1%History
LILi Auto Inc.SPONSORED ADS6,250$218.0K<0.1%History
RKTRocket Companies, Inc.Stock11,094$215.0K<0.1%History
NUSNu Skin Enterprises, Inc.CL A3,800$215.0K<0.1%History
PEGAPegasystems IncCOM1,528$213.0K<0.1%History
HQLabrdn Life Sciences InvestorsSH BEN INT9,919$213.0K<0.1%History
WIXWix.com Ltd.SHS734$213.0K<0.1%History
EDITEditas Medicine, Inc.COM3,736$212.0K<0.1%History
ELSEquity Lifestyle Properties IncCOM2,807$209.0K<0.1%History
WisdomTree Tr97717W406US AI ENHANCED2,143$208.0K<0.1%–
iShares Inc464286871MSCI HONG KG ETF7,800$208.0K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT6,481$208.0K<0.1%History
BTZBlackRock Credit Allocation Income TrustCOM13,145$205.0K<0.1%History
RLMDRelmada Therapeutics, Inc.COM6,375$204.0K<0.1%History
SNXTD Synnex CorpCOM1,650$201.0K<0.1%History
iShares Tr46434V282U S EQUITY FACTR4,697$201.0K<0.1%–
SKTTanger Inc.COM10,325$195.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF10,810$172.0K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT10,308$166.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK10,182$156.0K<0.1%History
MYIBlackRock Muniyield Quality Fund III, Inc.COM10,107$150.0K<0.1%History
STKLSunOpta Inc.COM11,902$146.0K<0.1%History
EOLSEvolus, Inc.COM10,946$138.0K<0.1%History
AIRCApartment Income REIT Corp.COM2,909$138.0K<0.1%History
LPLALPL Financial Holdings Inc.COM1,017$137.0K<0.1%History
JAMFJamf Holding Corp.COM4,000$134.0K<0.1%History
YELLQYellow CorpCOM20,385$133.0K<0.1%History
AELAmerican National Group Inc.COM4,000$129.0K<0.1%History
MDVLMedAvail Holdings, Inc.COM10,547$129.0K<0.1%History
OUSTOuster, Inc.COM10,200$127.0K<0.1%History
Genius Sports LtdG3934V117COM15,000$119.0K<0.1%–
PVHPVH Corp.COM1,000$108.0K<0.1%History
ASAASA Gold & Precious Metals LtdSHS5,000$108.0K<0.1%History