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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,767
+71 vs. Q3 2023
Portfolio value
$18.0B
+$2.12B (+13.4%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SHYFShyft Group, Inc.COM14,481$177.0K<0.1%−1,381−8.7%ReducedHistory
SANBanco Santander, S.A.ADR42,805$177.2K<0.1%+9,135+27.1%AddedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM36,453$181.2K<0.1%−5,209−12.5%ReducedHistory
ESRTEmpire State Realty Trust, Inc.CL A18,707$181.3K<0.1%+18,707NewHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM15,600$181.6K<0.1%+2,000+14.7%AddedHistory
FSLYFastly, Inc.CL A10,249$182.4K<0.1%+10,249NewHistory
CPRXCatalyst Pharmaceuticals, Inc.COM10,857$182.5K<0.1%+432+4.1%AddedHistory
PKPark Hotels & Resorts Inc.COM11,965$183.1K<0.1%+646+5.7%AddedHistory
Crescent PT Energy Corp22576C101COM26,295$183.3K<0.1%−9,426−26.4%Reduced–
PTONPeloton Interactive, Inc.CL A COM30,108$183.4K<0.1%+830+2.8%AddedHistory
GLADGladstone Capital CorpCOM17,177$183.8K<0.1%−600−3.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF10,230$185.5K<0.1%+10,230New–
FTFFranklin Ltd Duration Income TrustCOM30,079$187.1K<0.1%+1,118+3.9%AddedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT16,349$187.2K<0.1%+4,403+36.9%AddedHistory
APLEApple Hospitality REIT, Inc.REIT11,301$187.7K<0.1%−749−6.2%ReducedHistory
LYFTLyft, Inc.CL A COM12,944$194.0K<0.1%−10,408−44.6%ReducedHistory
OGCPEmpire State Realty OP, L.P.UNIT LTD PRT 6021,474$199.1K<0.1%00.0%UnchangedHistory
GMEGameStop Corp.Stock11,360$199.1K<0.1%−41−0.4%ReducedHistory
SCSSteelcase IncCL A14,771$199.7K<0.1%−12,114−45.1%ReducedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM17,175$199.9K<0.1%−2,989−14.8%ReducedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM17,558$200.3K<0.1%+6,537+59.3%AddedHistory
HUNHuntsman CORPCOM7,980$200.5K<0.1%−781−8.9%ReducedHistory
Hartford FDS Exchange Traded41653L701CORE BD ETF5,707$200.7K<0.1%−704−11.0%Reduced–
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT18,849$200.7K<0.1%+3,600+23.6%AddedHistory
KTBKontoor Brands, Inc.Stock3,218$200.9K<0.1%+3,218NewHistory
IOSPInnospec Inc.COM1,630$200.9K<0.1%+1,630NewHistory
ACIAlbertsons Companies, Inc.COMMON STOCK8,739$201.0K<0.1%−97−1.1%ReducedHistory
CALYCallaway Golf CoCOM14,030$201.2K<0.1%−1,189−7.8%ReducedHistory
TKRTimken CoCOM2,512$201.3K<0.1%+2,512NewHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM14,409$201.9K<0.1%−245−1.7%ReducedHistory
INMDInMode Ltd.SHS9,084$202.0K<0.1%−4,046−30.8%ReducedHistory
Innovator ETFs Trust45783Y731BUFF STEP UP ETF7,103$202.1K<0.1%−1,651−18.9%Reduced–
SPDR Series Trust78464A789ST STR SP INS4,472$202.2K<0.1%−19,901−81.7%Reduced–
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF4,591$202.3K<0.1%+4,591New–
CNRCore Natural Resources, Inc.COM2,013$202.4K<0.1%−88−4.2%ReducedHistory
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD3,976$202.8K<0.1%+3,976New–
RKTRocket Companies, Inc.Stock14,018$203.0K<0.1%−104−0.7%ReducedHistory
KRNTKornit Digital Ltd.SHS10,610$203.3K<0.1%+12+0.1%AddedHistory
PCHPotlatchdeltic CorpCOM4,158$204.1K<0.1%−302−6.8%ReducedHistory
First Tr Exchange Traded FD33738R878DORSEY WRIGHT6,232$204.3K<0.1%+6,232New–
Defiance Quantum ETF26922A420ETF3,765$204.5K<0.1%+3,765New–
ARMArm Holdings PLCADR2,725$204.8K<0.1%+2,725NewHistory
First Tr Exchange-Traded FD33733E401NASDAQ 100 EX2,327$205.0K<0.1%−186−7.4%Reduced–
DNOWDNOW Inc.COM18,123$205.2K<0.1%−13,644−43.0%ReducedHistory
iShares Inc464286822MSCI MEXICO ETF3,027$205.4K<0.1%+3,027New–
ELSEquity Lifestyle Properties IncCOM2,916$205.7K<0.1%−1,985−40.5%ReducedHistory
Morgan Stanley ETF Trust61774R601CALVERT ULT SHR4,100$206.0K<0.1%+4,100New–
BBWIBath & Body Works, Inc.COM4,778$206.2K<0.1%+4,778NewHistory
IONSIonis Pharmaceuticals IncCOM4,081$206.5K<0.1%−357−8.0%ReducedHistory
BDCBelden Inc.COM2,673$206.5K<0.1%−1,117−29.5%ReducedHistory
LRNStride, Inc.COM3,496$207.6K<0.1%−1,569−31.0%ReducedHistory
ETF Ser Solutions26922B832BAHL GAYNOR SML8,245$207.8K<0.1%+8,245New–
UBSIUnited Bankshares IncCOM5,539$208.0K<0.1%+5,539NewHistory
ENVXEnovix CorpCOM16,649$208.4K<0.1%−1,509−8.3%ReducedHistory
TAKTakeda Pharmaceutical Co LtdADR14,655$209.1K<0.1%+1,210+9.0%AddedHistory
SYFSynchrony FinancialCOM5,482$209.4K<0.1%+5,482NewHistory
CHSChico's Fas, Inc.COM27,625$209.4K<0.1%−46−0.2%ReducedHistory
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS21,135$209.4K<0.1%+21,135NewHistory
LTCLTC Properties IncREIT6,532$209.8K<0.1%−3,751−36.5%ReducedHistory
GGALGrupo Financiero Galicia SASPONSORED ADR12,166$210.0K<0.1%−894−6.8%ReducedHistory
Aim ETF Products Trust00888H737ALLIA US JUN ETF7,781$210.3K<0.1%−393−4.8%Reduced–
FULTFulton Financial CorpCOM12,777$210.3K<0.1%+2,275+21.7%AddedHistory
SEESealed Air CorpCOM5,759$210.3K<0.1%−339−5.6%ReducedHistory
iShares Tr46435G433MSCI USA SMCP MN5,893$210.3K<0.1%−3,423−36.7%Reduced–
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC2,459$210.4K<0.1%+2,459New–
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN9,102$210.4K<0.1%−458−4.8%Reduced–
Franklin Templeton ETF Tr35473P603INVT GRADE CORPT9,732$210.7K<0.1%−2,906−23.0%Reduced–
IDCCInterDigital, Inc.COM1,942$210.8K<0.1%+1,942NewHistory
JEFJefferies Financial Group Inc.COM5,220$210.9K<0.1%+5,220NewHistory
KBHKB HomeCOM3,379$211.1K<0.1%+3,379NewHistory
CHHChoice Hotels International IncCOM1,864$211.2K<0.1%−932−33.3%ReducedHistory
MMSIMerit Medical Systems IncCOM2,780$211.2K<0.1%−140−4.8%ReducedHistory
First Tr Exchange-Traded FD33734G108COM8,048$211.2K<0.1%+8,048New–
PPLIPeople IncCOM NEW4,037$211.5K<0.1%−10,502−72.2%ReducedHistory
BJRIBJs RESTAURANTS INCCOM5,875$211.6K<0.1%+5,875NewHistory
ALVAutoliv IncCOM1,921$211.7K<0.1%+1,921NewHistory
MCMoelis & CoCL A3,774$211.8K<0.1%+3,774NewHistory
SVCService Properties TrustCOM SH BEN INT24,837$212.1K<0.1%+5,112+25.9%AddedHistory
KSSKOHLS CorpStock7,402$212.3K<0.1%+7,402NewHistory
JWNNordstrom IncStock11,526$212.7K<0.1%+1,064+10.2%AddedHistory
SHAKShake Shack Inc.CL A2,872$212.9K<0.1%−645−18.3%ReducedHistory
KLGWK Kellogg CoCOM16,213$213.0K<0.1%+16,213NewHistory
WTWisdomTree, Inc.COM30,766$213.2K<0.1%+1,305+4.4%AddedHistory
CCChemours CoStock6,769$213.5K<0.1%−1,017−13.1%ReducedHistory
BBDCBarings BDC, Inc.COM24,955$214.1K<0.1%+759+3.1%AddedHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW9,179$214.1K<0.1%−1,769−16.2%ReducedHistory
LUMNLumen Technologies, Inc.Stock117,156$214.4K<0.1%−13,755−10.5%ReducedHistory
KRCKilroy Realty CorpCOM5,391$214.8K<0.1%+5,391NewHistory
ROCKGibraltar Industries, Inc.COM2,720$214.8K<0.1%−450−14.2%ReducedHistory
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE5,494$215.0K<0.1%−1,304−19.2%Reduced–
UWMCUWM Holdings CorpCOM CL A30,109$215.3K<0.1%+1,204+4.2%AddedHistory
HEESH&E Equipment Services, Inc.COM4,115$215.3K<0.1%+4,115NewHistory
HMCHonda Motor Co LtdADR ECH CNV IN 36,985$215.9K<0.1%−1,456−17.2%ReducedHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A6,121$216.0K<0.1%+6,121NewHistory
ICLICL Group Ltd.SHS43,135$216.4K<0.1%−325−0.7%ReducedHistory
iShares Inc464286426MSCI EM ASIA ETF3,277$216.6K<0.1%−219−6.3%Reduced–
Nushares ETF Tr67092P508NUVEEN ESG MIDVL6,869$216.6K<0.1%+6,869New–
OKTAOkta, Inc.CL A2,397$217.0K<0.1%−556−18.8%ReducedHistory
FSVFirstService CorpCOM1,339$217.0K<0.1%−865−39.2%ReducedHistory
NEOGNeogen CorpCOM10,797$217.1K<0.1%−4,138−27.7%ReducedHistory

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2023
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock–$22.4K
AGFirst Majestic Silver CorpCOM–$14.7K
QCOMQualcomm IncStock–$5.60K
AAPLApple Inc.Stock$3.24K–
SPYSPDR S&P 500 ETF TrustETF$2.60K–
PAASPan American Silver CorpStock–$1.56K
HSBCHSBC Holdings PLCSPON ADR NEW–$950
TSLATesla, Inc.Stock–$90
BALLBALL CorpCOM$60–
NVDANVIDIA CorpStock$2–

Sold out since Q3 2023 (137)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Putnam ETF Trust746729409FOCSD LARCP GWT207,590$5.20M<0.1%–
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT111,922$4.49M<0.1%History
Listed FD Tr53656F847CORE ALT FD127,300$3.51M<0.1%–
CRKComstock Resources IncCOM259,913$2.87M<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB130,829$2.78M<0.1%–
Innovator ETFs Tr45783Y772US EQTY ACC PLUS81,607$1.88M<0.1%–
iShares Tr46436E882IBONDS 23 TRM TS71,857$1.78M<0.1%–
NOVNOV Inc.COM81,073$1.69M<0.1%History
Innovator ETFs Tr45782C219DOUBLE STACKR 952,012$1.64M<0.1%–
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.COM120,096$1.48M<0.1%History
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK36,336$1.27M<0.1%–
ATVIActivision Blizzard, Inc.COM12,118$1.13M<0.1%History
VMWVmware LLCCL A COM6,390$1.06M<0.1%History
Nuveen PFD & Incm Securties67072C105COM151,187$932.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY39,105$919.2K<0.1%–
EXTRExtreme Networks IncCOM26,595$643.9K<0.1%History
iShares Tr46435G318IBONDS DEC202324,070$614.4K<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW22,513$587.5K<0.1%–
SGENSeagen Inc.COM2,759$585.2K<0.1%History
Starboard Invt Tr85521B759RH TACTICAL OUTL44,554$578.0K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS4,811$556.6K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF21,395$514.3K<0.1%–
State Street SPDR NYSE Technology ETF78464A102ETF3,672$501.7K<0.1%–
Indexiq ETF Tr45409B883IQ GLB RES ETF14,595$477.2K<0.1%–
VICRVicor CorpCOM7,911$465.9K<0.1%History
iShares Inc464286517JP MORGAN EM ETF13,224$460.6K<0.1%–
RPRXRoyalty Pharma plcSHS CLASS A15,882$431.0K<0.1%History
SPDR Index Shs FDS78463X152ST STR SP N AM7,991$423.1K<0.1%–
Exchange Listed FDS Tr30151E764ARMOR US EQT IDX19,189$410.0K<0.1%–
PACWPacwest BancorpCOM51,709$409.0K<0.1%History
EXEExpand Energy CorpCOM4,595$396.3K<0.1%History
Victory Portfolios II92647N873VCSHS US SMCP HG7,980$390.9K<0.1%–
PLLPiedmont Lithium Inc.Stock9,785$388.5K<0.1%History
CCSCentury Communities, Inc.COM5,547$370.4K<0.1%History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST3,876$370.2K<0.1%–
STAAStaar Surgical CoCOM PAR $0.019,159$368.0K<0.1%History
FLOFlowers Foods IncCOM15,894$352.5K<0.1%History
LSCCLattice Semiconductor CorpCOM4,078$350.4K<0.1%History
iShares Tr46436E502US TECH BRKTHR9,550$349.1K<0.1%–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4003,926$342.8K<0.1%–
MGYMagnolia Oil & Gas CorpCL A14,287$327.3K<0.1%History
BYDBoyd Gaming CorpCOM5,339$324.8K<0.1%History
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF12,899$315.8K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,240$310.4K<0.1%–
CPACopa Holdings, S.A.CL A3,438$306.4K<0.1%History
iShares Tr46429B333GNMA BOND ETF7,215$301.4K<0.1%–
Pacer FDS Tr69374H865EMRG MKT CASH15,572$298.4K<0.1%–
Timothy Plan887432276HIGH DIVIDEND13,002$286.2K<0.1%–
XPELXPEL, Inc.COM3,551$273.8K<0.1%History
PIMCO ETF Tr72201R2051-5 US TIP IDX5,453$273.1K<0.1%–
ESTEEarthstone Energy IncCL A13,179$266.7K<0.1%History
GGenpact LTDSHS7,173$259.7K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY2,456$257.3K<0.1%–
Global X FDS37954Y681FOUNDER RUN CO9,775$256.3K<0.1%–
ABGAsbury Automotive Group IncCOM1,110$255.4K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF8,388$255.3K<0.1%–
AGRAvangrid, Inc.COM8,449$254.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF10,010$253.8K<0.1%–
UHTUniversal Health Realty Income TrustSH BEN INT6,095$246.4K<0.1%History
FROFrontline plcCOM12,963$243.4K<0.1%History
GKOSGLAUKOS CorpCOM3,234$243.4K<0.1%History
PRFTPerficient IncCOM4,135$239.3K<0.1%History
TALOTalos Energy Inc.COM14,404$236.8K<0.1%History
NEWRNew Relic, Inc.COM2,765$236.7K<0.1%History
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF9,650$235.6K<0.1%–
CRICarters IncCOM3,374$233.3K<0.1%History
Timothy Plan887432284US LARGE MID CP10,593$233.0K<0.1%–
FLYWFlywire CorpCOM VTG7,300$232.8K<0.1%History
VSTOVista Outdoor Inc.COM7,024$232.6K<0.1%History
CMCCommercial Metals CoStock4,705$232.5K<0.1%History
KRGKite Realty Group TrustCOM NEW10,690$229.0K<0.1%History
APAMArtisan Partners Asset Management Inc.CL A6,037$225.9K<0.1%History
NSPInsperity, Inc.COM2,311$225.6K<0.1%History
Vanguard World FD921910691ESG US CORP BD3,791$225.1K<0.1%–
LBRDKLiberty Broadband CorpCOM SER C2,452$223.9K<0.1%History
ONCBeOne Medicines Ltd.ADR1,234$222.0K<0.1%History
ALKSAlkermes plc.SHS7,886$220.9K<0.1%History
Advisorshares Tr00768Y768STAR GLOB BUYW6,041$218.7K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF8,196$216.8K<0.1%–
Invesco Actively Managed Exc46090A101ACTIVE US REAL2,743$216.7K<0.1%–
Uscf ETF Tr90290T882MIDS ENE INC ETF5,995$211.6K<0.1%–
STEPStepStone Group Inc.COM CL A6,700$211.6K<0.1%History
iShares Inc464286178US INTL HGH YLD4,989$207.1K<0.1%–
Nushares ETF Tr67092P706NUVEEN SHRT TERM7,589$206.0K<0.1%–
DBEInvesco DB Energy FundENERGY FD8,780$205.5K<0.1%History
XPROExpro LtdCOM8,842$205.4K<0.1%History
Invesco Exchange Traded FD T46137V860DWA FINL MUMT4,955$205.1K<0.1%–
AIRAar CorpStock3,422$203.7K<0.1%History
CSTMConstellium SECL A SHS10,569$192.4K<0.1%History
First Tr Exchange Traded FD33738R688S&P INTL DIVID12,584$184.9K<0.1%–
ASBAssociated Banc-CorpCOM10,253$175.4K<0.1%History
GBDCGolub Capital BDC, Inc.COM11,459$168.1K<0.1%History
DODiamond Offshore Drilling, Inc.COM11,222$164.7K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A18,428$158.7K<0.1%History
SABRSabre CorpCOM33,794$151.7K<0.1%History
SONOSonos IncCOM11,543$149.0K<0.1%History
HFROHighland Opportunities & Income FundHIGHLAND INCOME17,724$142.5K<0.1%History
AUDCAudiocodes LtdORD13,925$140.8K<0.1%History
AIFApollo Tactical Income Fund Inc.COM10,341$138.3K<0.1%History
First Tr Energy Income & Gro33738G104COM10,327$135.8K<0.1%–