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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
2,596
+18 vs. Q1 2023
Portfolio value
$14.4B
+$833.5M (+6.1%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
STEWSRH Total Return Fund, Inc.COM29,609$393.2K<0.1%+587+2.0%AddedHistory
PENNPENN Entertainment, Inc.COM16,363$393.2K<0.1%+144+0.9%AddedHistory
GTYGetty Realty CorpCOM11,628$393.3K<0.1%−135−1.1%ReducedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE10,100$395.3K<0.1%−729−6.7%Reduced–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT13,618$395.3K<0.1%+3,374+32.9%AddedHistory
CPTCamden Property TrustREIT3,635$395.7K<0.1%+303+9.1%AddedHistory
TCPCBlackRock TCP Capital Corp.COM36,302$396.1K<0.1%+10,980+43.4%AddedHistory
Pacer FDS Tr69374H543SWAN SOS CONS AP18,066$396.1K<0.1%−1,366−7.0%Reduced–
AEISAdvanced Energy Industries IncCOM3,555$396.2K<0.1%+130+3.8%AddedHistory
OLEDUniversal Display CorpCOM2,751$396.6K<0.1%+2,751NewHistory
CRSPCRISPR Therapeutics AGNAMEN AKT7,099$398.5K<0.1%−35−0.5%ReducedHistory
J P Morgan Exchange Traded F46641Q266ACTIVEBLDRS EMER10,966$399.4K<0.1%+872+8.6%Added–
WPPWPP plcADR7,649$399.9K<0.1%+215+2.9%AddedHistory
CPBCAMPBELL'S CoCOM8,748$399.9K<0.1%−1,183−11.9%ReducedHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS31,056$400.0K<0.1%+13,031+72.3%AddedHistory
ZZillow Group, Inc.CL C CAP STK7,964$400.3K<0.1%−569−6.7%ReducedHistory
HESMHess Midstream LPCL A SHS13,069$401.0K<0.1%+227+1.8%AddedHistory
ProShares Tr74347R248LARGE CAP CRE7,858$401.0K<0.1%−324−4.0%Reduced–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR9,064$401.4K<0.1%+9,064New–
NBIXNeurocrine Biosciences IncStock4,257$401.4K<0.1%+1,665+64.2%AddedHistory
LITELumentum Holdings Inc.COM7,081$401.7K<0.1%−403−5.4%ReducedHistory
MGYMagnolia Oil & Gas CorpCL A19,276$402.9K<0.1%−3,334−14.7%ReducedHistory
DBPInvesco DB Precious Metals FundPRECIOUS METAL8,175$403.5K<0.1%−291−3.4%ReducedHistory
SFMSprouts Farmers Market, Inc.COM11,022$404.8K<0.1%+865+8.5%AddedHistory
RBB FD Inc74933W486US TREASY 2 YR8,398$405.1K<0.1%−756−8.3%Reduced–
CTLTCatalent, Inc.COM9,347$405.3K<0.1%−1,453−13.5%ReducedHistory
INGRIngredion IncCOM3,829$405.7K<0.1%+251+7.0%AddedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET4,680$406.0K<0.1%−711−13.2%ReducedHistory
SPDR Series Trust78468R796ST STR SP500FF11,300$408.7K<0.1%−1,650−12.7%Reduced–
Invesco Exch Traded FD Tr II46138E651GLOBAL WATER11,438$409.1K<0.1%−6−0.1%Reduced–
SPDR Series Trust78464A771ST STR SP CAPMKT4,821$409.2K<0.1%−400−7.7%Reduced–
NWENorthWestern Energy Group, Inc.COM NEW7,218$409.7K<0.1%+203+2.9%AddedHistory
HYBNew America High Income Fund IncCOM NEW61,612$409.7K<0.1%+3,307+5.7%AddedHistory
CMAComerica IncCOM9,680$410.1K<0.1%+1,004+11.6%AddedHistory
iShares Tr46429B333GNMA BOND ETF9,354$410.1K<0.1%−1,422−13.2%Reduced–
RYAMRayonier Advanced Materials Inc.COM96,073$411.2K<0.1%+7,000+7.9%AddedHistory
Victory Portfolios II92647N873VCSHS US SMCP HG8,028$412.2K<0.1%−1,000−11.1%Reduced–
CODICompass Diversified HoldingsSH BEN INT19,038$412.9K<0.1%−90−0.5%ReducedHistory
American Centy ETF Tr025072810FOCUSED DYNAMIC6,308$414.2K<0.1%+319+5.3%Added–
PIMCO ETF Tr72201R2051-5 US TIP IDX8,241$414.5K<0.1%−1,679−16.9%Reduced–
YPFYpf Sociedad AnonimaSPON ADR CL D27,856$414.8K<0.1%−733−2.6%ReducedHistory
CMCCommercial Metals CoStock7,885$415.2K<0.1%−1,144−12.7%ReducedHistory
EVTCEVERTEC, Inc.COM11,283$415.6K<0.1%+205+1.9%AddedHistory
First Tr Exchng Traded FD VI33740F649FT VEST NAS18,613$416.7K<0.1%−2,233−10.7%Reduced–
Victory Portfolios II92647N667VICSHS DV AC ETF9,017$417.2K<0.1%+1,433+18.9%Added–
DXCDXC Technology CoStock15,632$417.7K<0.1%−1,049−6.3%ReducedHistory
CMSCMS Energy CorpCOM7,115$418.0K<0.1%−326−4.4%ReducedHistory
Advisorshares Tr00768Y206DORSEY WRIGT ADR8,439$418.6K<0.1%+676+8.7%Added–
iShares Tr464289446RUS TOP 200 ETF3,926$418.7K<0.1%−722−15.5%Reduced–
COTYCoty Inc.COM CL A34,081$418.9K<0.1%−4,714−12.2%ReducedHistory
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF7,892$419.5K<0.1%+582+8.0%Added–
SESea LtdSPONSORD ADS7,231$419.7K<0.1%+2,141+42.1%AddedHistory
First Tr Exchange-Traded FD33733E849VEST GOLD STRTGY21,423$419.7K<0.1%+8,272+62.9%Added–
SHAKShake Shack Inc.CL A5,403$419.9K<0.1%+423+8.5%AddedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM40,095$420.2K<0.1%+1,157+3.0%AddedHistory
Listed FDS Tr53656F623HORI KI INFL ETF13,766$420.8K<0.1%+2,490+22.1%Added–
EXLSExlService Holdings, Inc.COM2,787$421.0K<0.1%+326+13.2%AddedHistory
BKHBlack Hills CorpCOM6,991$421.3K<0.1%−990−12.4%ReducedHistory
WCNWaste Connections, Inc.COM2,948$421.4K<0.1%−274−8.5%ReducedHistory
INVHInvitation Homes Inc.COM12,249$421.4K<0.1%+522+4.5%AddedHistory
WisdomTree Tr97717X867EM LCL DEBT FD15,303$422.1K<0.1%−47−0.3%Reduced–
EHCEncompass Health CorpCOM6,241$422.6K<0.1%−24−0.4%ReducedHistory
IAGIamgold CorpCOM160,698$422.6K<0.1%+8,208+5.4%AddedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF4,011$423.2K<0.1%−377−8.6%Reduced–
KNFKnife River CorpStock9,754$424.3K<0.1%+9,754NewHistory
Crescent PT Energy Corp22576C101COM62,980$424.6K<0.1%+10,908+20.9%Added–
GDDYGoDaddy Inc.CL A5,657$425.0K<0.1%+1,135+25.1%AddedHistory
Franklin ETF Tr353506108SHRT DUR US GOVT4,759$425.6K<0.1%+198+4.3%Added–
iShares Tr46435U861CORE DIVID ETF11,136$426.0K<0.1%−7,478−40.2%Reduced–
ASXASE Technology Holding Co., Ltd.SPONSORED ADS54,712$426.2K<0.1%−3,617−6.2%ReducedHistory
FICOFair Isaac CorpCOM527$426.5K<0.1%−109−17.1%ReducedHistory
HESHess CorpStock3,156$429.0K<0.1%−2,467−43.9%ReducedHistory
HIHillenbrand, Inc.COM8,370$429.2K<0.1%00.0%UnchangedHistory
EPAMEPAM Systems, Inc.COM1,913$430.0K<0.1%−126−6.2%ReducedHistory
FLOFlowers Foods IncCOM17,287$430.1K<0.1%+496+3.0%AddedHistory
INFYInfosys LtdSPONSORED ADR26,775$430.3K<0.1%+2,095+8.5%AddedHistory
EOIEaton Vance Enhanced Equity Income FundCOM26,128$430.9K<0.1%+951+3.8%AddedHistory
iShares Tr464287580US CONSUM DISCRE6,070$432.0K<0.1%−133−2.1%Reduced–
WisdomTree Tr97717Y691CLOUD COMPUTNG13,637$432.3K<0.1%+1,500+12.4%Added–
GSBDGoldman Sachs BDC, Inc.SHS31,235$432.9K<0.1%+5,130+19.7%AddedHistory
Fidelity Covington Trust316092832DIVID ETF RISI10,374$433.0K<0.1%−358−3.3%Reduced–
GXOGXO Logistics, Inc.Stock6,912$434.2K<0.1%−545−7.3%ReducedHistory
PATHUiPath, Inc.Stock26,218$434.4K<0.1%+1,790+7.3%AddedHistory
BROSDutch Bros Inc.CL A15,292$435.1K<0.1%+867+6.0%AddedHistory
EGOEldorado Gold CorpCOM42,934$435.1K<0.1%−45−0.1%ReducedHistory
UDRUDR, Inc.COM10,135$435.4K<0.1%+98+1.0%AddedHistory
DKSDick's Sporting Goods, Inc.Stock3,298$436.0K<0.1%−3,624−52.4%ReducedHistory
AESAES CorpStock21,037$436.1K<0.1%−427−2.0%ReducedHistory
Timothy Plan887432334INTL ETF17,311$436.8K<0.1%+1,997+13.0%Added–
UECUranium Energy CorpCOM129,123$439.0K<0.1%+29,744+29.9%AddedHistory
LYVLive Nation Entertainment, Inc.COM4,820$439.1K<0.1%−3,457−41.8%ReducedHistory
iShares Tr464288836U.S. PHARMA ETF2,453$439.4K<0.1%00.0%Unchanged–
Managed Portfolio Series56167N720TORTOISE NRAM PI17,851$440.1K<0.1%−8,942−33.4%Reduced–
CXCemex SAB de CVSPON ADR NEW62,248$440.7K<0.1%+43,568+233.2%AddedHistory
WisdomTree Tr97717W703INTL EQUITY FD8,815$441.0K<0.1%+82+0.9%Added–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,449$441.3K<0.1%+261+4.2%Added–
ETRNMidstream Co LLCCOM46,184$441.5K<0.1%−6,426−12.2%ReducedHistory
WDFCWD 40 CoCOM2,347$442.8K<0.1%+13+0.6%AddedHistory
EXPDExpeditors International of Washington IncCOM3,659$443.2K<0.1%−4,072−52.7%ReducedHistory
PIMCO ETF Tr72201R627SR LN ACTIVE ETF8,892$443.7K<0.1%+8,892New–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2023
SecurityClassPutsCalls
AGFirst Majestic Silver CorpCOM–$11.1K
AMDAdvanced Micro Devices IncStock–$2.49K
PAASPan American Silver CorpStock–$1.06K
NVDANVIDIA CorpStock$82–

Sold out since Q1 2023 (145)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 145 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
SPDR Ser Tr78464A813S&P 600 SML CAP61,142$5.14M<0.1%–
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF92,499$4.68M<0.1%–
JGHNuveen Global High Income FundSHS285,955$3.17M<0.1%History
ETF Managers Tr26924G409PRIME MOBILE PAY51,815$2.16M<0.1%–
HGLBHighland Global Allocation FundCOM182,136$1.65M<0.1%History
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF64,164$1.52M<0.1%–
BHKBlackRock Core Bond TrustSHS BEN INT132,125$1.43M<0.1%History
ABBNYABB LtdSPONSORED ADR39,656$1.36M<0.1%History
Yamana Gold Inc98462Y100COM227,928$1.33M<0.1%–
First Tr Exchng Traded FD VI33740U836FT VEST NAS66,421$1.28M<0.1%–
WBXWallbox N.V.SHS260,728$1.27M<0.1%History
Tidal ETF Tr886364793SOUND EQUITY INM47,873$1.23M<0.1%–
CERTCertara, Inc.COM50,781$1.22M<0.1%History
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD79,231$1.17M<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU50,791$1.01M<0.1%–
CRFCornerstone Total Return Fund IncCOM134,033$990.5K<0.1%History
UBSIUnited Bankshares IncCOM27,793$978.3K<0.1%History
JNPRJuniper Networks IncCOM27,500$946.6K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT10,486$760.8K<0.1%–
BEPCBrookfield Renewable CorpCL A SUB VTG20,995$733.2K<0.1%History
Starboard Invt Tr85521B775RH TACTICAL ROT57,923$689.1K<0.1%–
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US17,581$673.4K<0.1%–
TXNMTXNM Energy IncCOM12,938$629.8K<0.1%History
NEOGNeogen CorpCOM31,509$583.5K<0.1%History
VLYValley National BancorpCOM55,967$517.1K<0.1%History
SNVSynovus Financial CorpCOM NEW16,652$513.4K<0.1%History
CXTCrane NXT, Co.COM4,115$467.0K<0.1%History
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR18,399$459.1K<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF7,977$455.4K<0.1%–
FIBKFirst Interstate Bancsystem IncCOM14,089$420.7K<0.1%History
PPBIPacific Premier Bancorp IncCOM17,247$414.3K<0.1%History
TRIThomson Reuters CorpCOM NEW3,133$407.7K<0.1%History
WisdomTree Tr97717X719CHINADIV EX FI11,492$399.7K<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS5,256$398.9K<0.1%History
iShares Tr464288265MSCI KOKUSAI ETF4,446$389.9K<0.1%–
WisdomTree Tr97717W380INTRST RATE HDGE8,938$389.1K<0.1%–
TNDMTandem Diabetes Care IncCOM NEW9,050$367.5K<0.1%History
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM28,575$364.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS13,491$352.1K<0.1%–
PBProsperity Bancshares IncCOM5,689$350.0K<0.1%History
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV3,724$337.5K<0.1%–
iShares Tr464287275GBL COMM SVC ETF5,037$322.7K<0.1%–
HTHTH World Group LtdSPONSORED ADS6,503$318.5K<0.1%History
SPDR Series Trust78464A151SST SPDR BLOOMBE11,039$315.1K<0.1%–
HALOHalozyme Therapeutics, Inc.COM8,227$314.2K<0.1%History
iShares Inc464286475EM MKT SM-CP ETF6,181$311.4K<0.1%–
SBRSabine Royalty TrustUNIT BEN INT4,307$309.3K<0.1%History
BGSB&G Foods, Inc.COM19,327$300.2K<0.1%History
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM16,506$298.8K<0.1%History
ETF Managers Tr26924G888ETHO CLIMATE LEA5,632$293.8K<0.1%–
FFIVF5, Inc.Stock1,978$288.2K<0.1%History
IQiQIYI, Inc.SPONSORED ADS38,703$281.8K<0.1%History
UMBFUmb Financial CorpCOM4,742$273.7K<0.1%History
GLPGlobal Partners LPCOM UNITS8,561$265.6K<0.1%History
WSCWillScot Holdings CorpCOM CL A5,422$254.2K<0.1%History
AEGAegon Ltd.NY REGISTRY SHS58,836$253.0K<0.1%History
LKFNLakeland Financial CorpCOM3,969$248.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,194$245.3K<0.1%History
ProShares Tr74347B557SP500 EX TECH3,535$244.3K<0.1%–
BCPCBalchem CorpCOM1,921$243.0K<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN2,896$240.1K<0.1%–
DNLIDenali Therapeutics Inc.COM10,373$239.0K<0.1%History
ASHAshland Inc.COM2,308$237.1K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE11,021$235.2K<0.1%–
CPKChesapeake Utilities CorpCOM1,835$234.9K<0.1%History
LOGILogitech International S.A.SHS4,020$233.4K<0.1%History
TFIITFI International Inc.COM1,954$232.9K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS7,708$227.8K<0.1%–
POSTPost Holdings, Inc.COM2,516$226.1K<0.1%History
NWNNorthwest Natural Holding CoCOM4,744$225.6K<0.1%History
DBEInvesco DB Energy FundENERGY FD10,821$222.3K<0.1%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID6,743$221.7K<0.1%–
MGEEMge Energy IncCOM2,838$220.4K<0.1%History
Invesco Actively Managed Exc46090A101ACTIVE US REAL2,510$219.5K<0.1%–
iShares MSCI India ETF46429B598ETF5,572$219.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF5,781$218.5K<0.1%–
CASSCass Information Systems IncCOM5,015$217.2K<0.1%History
Global X FDS37960A669SUPERDIVIDEND9,404$216.7K<0.1%–
PRKPark National CorpCOM1,800$213.4K<0.1%History
SYFSynchrony FinancialCOM7,198$209.3K<0.1%History
WisdomTree Tr97717W786INTL DIV EX FINL5,382$209.1K<0.1%–
SPDR Series Trust78464A789ST STR SP INS5,295$208.4K<0.1%–
NEWRNew Relic, Inc.COM2,768$208.4K<0.1%History
Harbor ETF Trust41151J505COMM ALL WEA ETF9,402$208.3K<0.1%–
AAOIApplied Optoelectronics, Inc.COM94,000$207.7K<0.1%History
MCRMFS Charter Income TrustSH BEN INT32,999$207.6K<0.1%History
COLMColumbia Sportswear CoCOM2,295$207.1K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO2,548$206.5K<0.1%–
HRBH&R Block IncCOM5,779$203.7K<0.1%History
SSTKShutterstock, Inc.COM2,804$203.6K<0.1%History
CHRDChord Energy CorpCOM NEW1,507$202.8K<0.1%History
iShares Inc464286772MSCI STH KOR ETF3,295$201.7K<0.1%–
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF1,824$201.5K<0.1%–
COLLCollegium Pharmaceutical, IncCOM8,371$200.8K<0.1%History
First Rep BK San Francisco C33616C100COM13,933$194.9K<0.1%–
MRCMRC Global Inc.COM19,613$190.6K<0.1%History
NWBINorthwest Bancshares, Inc.COM15,030$180.8K<0.1%History
MGFAberdeen Government Markets Income FundSH BEN INT49,950$164.8K<0.1%History
MACMacerich CoCOM14,210$150.6K<0.1%History
PSNYPolestar Automotive Holding UK PLCADS A39,505$149.7K<0.1%History