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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
2,596
+18 vs. Q1 2023
Portfolio value
$14.4B
+$833.5M (+6.1%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
OVLYOak Valley BancorpCOM10,100$254.4K<0.1%00.0%UnchangedHistory
STAAStaar Surgical CoCOM PAR $0.014,844$254.6K<0.1%+4,844NewHistory
AGOAssured Guaranty LtdCOM4,572$255.1K<0.1%+302+7.1%AddedHistory
KRNTKornit Digital Ltd.SHS8,689$255.2K<0.1%+8,689NewHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1009,766$255.3K<0.1%+1,196+14.0%Added–
Fidelity MSCI Financials Index ETF316092501ETF5,445$256.3K<0.1%−29,619−84.5%Reduced–
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN12,370$257.1K<0.1%−1,428−10.3%ReducedHistory
ENSEnerSysCOM2,371$257.3K<0.1%−523−18.1%ReducedHistory
iShares Tr46434VAX8IBONDS DEC23 ETF10,190$257.7K<0.1%+17+0.2%Added–
ABGAsbury Automotive Group IncCOM1,079$259.4K<0.1%+1,079NewHistory
NTRSNorthern Trust CorpCOM3,501$259.6K<0.1%−638−15.4%ReducedHistory
COHRCoherent Corp.COM5,096$259.8K<0.1%−4,910−49.1%ReducedHistory
SGISomnigroup International Inc.COM6,499$260.4K<0.1%−1,769−21.4%ReducedHistory
SEESealed Air CorpCOM6,550$262.0K<0.1%+456+7.5%AddedHistory
HLNEHamilton Lane INCCL A3,295$263.5K<0.1%−59−1.8%ReducedHistory
EADAllspring Income Opportunities FundINC OPPTY FD40,886$263.7K<0.1%+571+1.4%AddedHistory
NOGNorthern Oil & Gas, Inc.COM7,689$263.9K<0.1%−1,516−16.5%ReducedHistory
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF12,475$264.0K<0.1%+148+1.2%Added–
VanEck ETF Trust92189F130REAL ASSETS ETF10,566$264.1K<0.1%−10,492−49.8%Reduced–
AAAlcoa CorpStock7,786$264.2K<0.1%+1,996+34.5%AddedHistory
RVTRoyce Small-Cap Trust, Inc.COM19,195$264.9K<0.1%+964+5.3%AddedHistory
NFGNational Fuel Gas CoStock5,161$265.1K<0.1%−501−8.8%ReducedHistory
Innovator ETFs Trust45782C532US EQTY ULTRA B8,792$265.4K<0.1%00.0%Unchanged–
iShares Inc464286426MSCI EM ASIA ETF4,056$266.5K<0.1%−628−13.4%Reduced–
CGCarlyle Group Inc.COM8,343$266.6K<0.1%+214+2.6%AddedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT30,164$266.6K<0.1%−536−1.7%ReducedHistory
VACMarriott Vacations Worldwide CorpCOM2,177$267.2K<0.1%−249−10.3%ReducedHistory
DBBInvesco DB Base Metals FundBASE METALS FD14,884$267.2K<0.1%+14,884NewHistory
ITTItt Inc.COM2,872$267.7K<0.1%−14−0.5%ReducedHistory
ALKSAlkermes plc.SHS8,553$267.7K<0.1%+735+9.4%AddedHistory
PFGCPerformance Food Group CoCOM4,451$268.1K<0.1%+4,451NewHistory
UNFUnifirst CorpCOM1,738$269.4K<0.1%−21−1.2%ReducedHistory
Global X FDS37954Y681FOUNDER RUN CO10,082$269.5K<0.1%+200+2.0%Added–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR19,514$269.9K<0.1%−7,685−28.3%ReducedHistory
PSTLPostal Realty Trust, Inc.CL A18,391$270.5K<0.1%+4,600+33.4%AddedHistory
DIODDiodes IncCOM2,929$270.9K<0.1%−531−15.3%ReducedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR43,428$271.0K<0.1%+7,365+20.4%AddedHistory
CCChemours CoStock7,356$271.4K<0.1%−690−8.6%ReducedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR2,458$271.9K<0.1%+108+4.6%AddedHistory
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF10,820$272.2K<0.1%+10,820New–
CLNEClean Energy Fuels Corp.COM54,886$272.2K<0.1%−2,231−3.9%ReducedHistory
Global X FDS37954Y376RATE PREFERRED12,198$272.4K<0.1%−13,655−52.8%Reduced–
CCOICogent Communications Holdings, Inc.COM NEW4,054$272.8K<0.1%+290+7.7%AddedHistory
VOYAVoya Financial, Inc.COM3,807$273.0K<0.1%−204−5.1%ReducedHistory
LCIDLucid Group, Inc.COM39,629$273.0K<0.1%−800−2.0%ReducedHistory
FNBFNB CorpCOM23,897$273.4K<0.1%−918−3.7%ReducedHistory
WisdomTree Tr97717X610EURO QTLY DIV GR8,943$273.7K<0.1%+1,650+22.6%Added–
ORIOld Republic International CorpCOM10,904$274.5K<0.1%+631+6.1%AddedHistory
EGEverest Group, Ltd.COM803$274.6K<0.1%−45−5.3%ReducedHistory
DENDenbury IncCOM3,185$274.7K<0.1%−1,004−24.0%ReducedHistory
TWTradeweb Markets Inc.Stock4,018$275.2K<0.1%+4,018NewHistory
COOPMaverick Merger Sub 2, LLCCOM5,435$275.2K<0.1%−80−1.5%ReducedHistory
iShares Inc464286285JP MRGN EM HI BD7,870$276.5K<0.1%−1,197−13.2%Reduced–
iShares Tr46436E551ESG SELECT SCRE7,763$276.5K<0.1%−5,458−41.3%Reduced–
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM17,647$276.7K<0.1%−154−0.9%ReducedHistory
Fidelity Covington Trust316092220ELEC VEHS & FUTR14,431$276.8K<0.1%+14,431New–
ENVXEnovix CorpCOM15,356$277.0K<0.1%−557−3.5%ReducedHistory
PLABPhotronics IncCOM10,743$277.1K<0.1%+75+0.7%AddedHistory
SBCFSeacoast Banking Corp of FloridaCOM NEW12,590$278.2K<0.1%+50+0.4%AddedHistory
FNVFranco Nevada CorpStock1,956$279.0K<0.1%−128−6.1%ReducedHistory
BCBrunswick CorpCOM3,222$279.2K<0.1%−17−0.5%ReducedHistory
AWIArmstrong World Industries IncCOM3,804$279.4K<0.1%+52+1.4%AddedHistory
CRUSCirrus Logic, Inc.Stock3,456$280.0K<0.1%+397+13.0%AddedHistory
AYIAcuity Inc. (DE)Stock1,718$280.2K<0.1%−86−4.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,845$281.0K<0.1%−15−0.2%Reduced–
WisdomTree Tr97717W588US LARGECAP FUND6,021$281.2K<0.1%−893−12.9%Reduced–
SWXSouthwest Gas Holdings, Inc.COM4,419$281.3K<0.1%+388+9.6%AddedHistory
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST4,482$281.4K<0.1%+59+1.3%Added–
ALNYAlnylam Pharmaceuticals, Inc.COM1,482$281.5K<0.1%−165−10.0%ReducedHistory
OTTROtter Tail CorpCOM3,566$281.6K<0.1%−369−9.4%ReducedHistory
UHAL.BU-Haul Holding CoCOM SER N5,564$281.9K<0.1%−4,330−43.8%ReducedHistory
AVTRAvantor, Inc.COM13,727$282.0K<0.1%−25,511−65.0%ReducedHistory
CARECarter Bankshares, Inc.COM NEW19,073$282.1K<0.1%+19,073NewHistory
ARWArrow Electronics, Inc.COM1,971$282.3K<0.1%−132−6.3%ReducedHistory
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL3,445$282.9K<0.1%+277+8.7%Added–
MCIBarings Corporate InvestorsCOM19,066$284.1K<0.1%−3,383−15.1%ReducedHistory
LESLLeslie's, Inc.COM30,255$284.1K<0.1%+1,500+5.2%AddedHistory
CRNCCerence Inc.COM9,730$284.4K<0.1%+492+5.3%AddedHistory
TSTenaris SASPONSORED ADS9,515$285.0K<0.1%−8,805−48.1%ReducedHistory
Innovator ETFs Tr45783Y202US EQUITY9,960$285.6K<0.1%00.0%Unchanged–
XUnited States Steel CorpCOM11,436$286.0K<0.1%−554−4.6%ReducedHistory
MHKMohawk Industries IncCOM2,777$286.5K<0.1%+63+2.3%AddedHistory
GMEGameStop Corp.Stock11,860$287.6K<0.1%+168+1.4%AddedHistory
Direxion Shs ETF Tr25460G500OIL GAS BL 2X SH2,371$287.8K<0.1%+10.0%Added–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT15,903$288.0K<0.1%00.0%UnchangedHistory
WDCWestern Digital CorpCOM7,595$288.1K<0.1%−491−6.1%ReducedHistory
UHTUniversal Health Realty Income TrustSH BEN INT6,080$289.3K<0.1%00.0%UnchangedHistory
XERSXeris Biopharma Holdings, Inc.COM110,837$290.4K<0.1%+6,567+6.3%AddedHistory
HTGCHercules Capital, Inc.COM19,652$290.9K<0.1%+2,806+16.7%AddedHistory
Global X FDS37954Y319MSCI GREECE ETF7,845$291.3K<0.1%+7,845New–
OLNOLIN CorpStock5,679$291.8K<0.1%−910−13.8%ReducedHistory
QSRRestaurant Brands International Inc.COM3,766$291.9K<0.1%+248+7.0%AddedHistory
RVTYRevvity, Inc.COM2,465$292.8K<0.1%+158+6.8%AddedHistory
UTHRUnited Therapeutics CorpCOM1,327$292.9K<0.1%−288−17.8%ReducedHistory
VanEck ETF Trust92189F486IG FLOA RATE ETF11,610$293.2K<0.1%−1,370−10.6%Reduced–
MSMMSC Industrial Direct Co IncCL A3,078$293.3K<0.1%−110−3.5%ReducedHistory
VKTXViking Therapeutics, Inc.COM18,098$293.4K<0.1%+220+1.2%AddedHistory
Goldman Sachs ETF Tr381430396JUST US LRG CP4,660$294.4K<0.1%+4,660New–
PVHPVH Corp.COM3,466$294.5K<0.1%+3,466NewHistory
iShares Tr46436E502US TECH BRKTHR7,784$294.5K<0.1%+7,784New–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2023
SecurityClassPutsCalls
AGFirst Majestic Silver CorpCOM–$11.1K
AMDAdvanced Micro Devices IncStock–$2.49K
PAASPan American Silver CorpStock–$1.06K
NVDANVIDIA CorpStock$82–

Sold out since Q1 2023 (145)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 145 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
SPDR Ser Tr78464A813S&P 600 SML CAP61,142$5.14M<0.1%–
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF92,499$4.68M<0.1%–
JGHNuveen Global High Income FundSHS285,955$3.17M<0.1%History
ETF Managers Tr26924G409PRIME MOBILE PAY51,815$2.16M<0.1%–
HGLBHighland Global Allocation FundCOM182,136$1.65M<0.1%History
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF64,164$1.52M<0.1%–
BHKBlackRock Core Bond TrustSHS BEN INT132,125$1.43M<0.1%History
ABBNYABB LtdSPONSORED ADR39,656$1.36M<0.1%History
Yamana Gold Inc98462Y100COM227,928$1.33M<0.1%–
First Tr Exchng Traded FD VI33740U836FT VEST NAS66,421$1.28M<0.1%–
WBXWallbox N.V.SHS260,728$1.27M<0.1%History
Tidal ETF Tr886364793SOUND EQUITY INM47,873$1.23M<0.1%–
CERTCertara, Inc.COM50,781$1.22M<0.1%History
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD79,231$1.17M<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU50,791$1.01M<0.1%–
CRFCornerstone Total Return Fund IncCOM134,033$990.5K<0.1%History
UBSIUnited Bankshares IncCOM27,793$978.3K<0.1%History
JNPRJuniper Networks IncCOM27,500$946.6K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT10,486$760.8K<0.1%–
BEPCBrookfield Renewable CorpCL A SUB VTG20,995$733.2K<0.1%History
Starboard Invt Tr85521B775RH TACTICAL ROT57,923$689.1K<0.1%–
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US17,581$673.4K<0.1%–
TXNMTXNM Energy IncCOM12,938$629.8K<0.1%History
NEOGNeogen CorpCOM31,509$583.5K<0.1%History
VLYValley National BancorpCOM55,967$517.1K<0.1%History
SNVSynovus Financial CorpCOM NEW16,652$513.4K<0.1%History
CXTCrane NXT, Co.COM4,115$467.0K<0.1%History
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR18,399$459.1K<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF7,977$455.4K<0.1%–
FIBKFirst Interstate Bancsystem IncCOM14,089$420.7K<0.1%History
PPBIPacific Premier Bancorp IncCOM17,247$414.3K<0.1%History
TRIThomson Reuters CorpCOM NEW3,133$407.7K<0.1%History
WisdomTree Tr97717X719CHINADIV EX FI11,492$399.7K<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS5,256$398.9K<0.1%History
iShares Tr464288265MSCI KOKUSAI ETF4,446$389.9K<0.1%–
WisdomTree Tr97717W380INTRST RATE HDGE8,938$389.1K<0.1%–
TNDMTandem Diabetes Care IncCOM NEW9,050$367.5K<0.1%History
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM28,575$364.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS13,491$352.1K<0.1%–
PBProsperity Bancshares IncCOM5,689$350.0K<0.1%History
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV3,724$337.5K<0.1%–
iShares Tr464287275GBL COMM SVC ETF5,037$322.7K<0.1%–
HTHTH World Group LtdSPONSORED ADS6,503$318.5K<0.1%History
SPDR Series Trust78464A151SST SPDR BLOOMBE11,039$315.1K<0.1%–
HALOHalozyme Therapeutics, Inc.COM8,227$314.2K<0.1%History
iShares Inc464286475EM MKT SM-CP ETF6,181$311.4K<0.1%–
SBRSabine Royalty TrustUNIT BEN INT4,307$309.3K<0.1%History
BGSB&G Foods, Inc.COM19,327$300.2K<0.1%History
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM16,506$298.8K<0.1%History
ETF Managers Tr26924G888ETHO CLIMATE LEA5,632$293.8K<0.1%–
FFIVF5, Inc.Stock1,978$288.2K<0.1%History
IQiQIYI, Inc.SPONSORED ADS38,703$281.8K<0.1%History
UMBFUmb Financial CorpCOM4,742$273.7K<0.1%History
GLPGlobal Partners LPCOM UNITS8,561$265.6K<0.1%History
WSCWillScot Holdings CorpCOM CL A5,422$254.2K<0.1%History
AEGAegon Ltd.NY REGISTRY SHS58,836$253.0K<0.1%History
LKFNLakeland Financial CorpCOM3,969$248.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,194$245.3K<0.1%History
ProShares Tr74347B557SP500 EX TECH3,535$244.3K<0.1%–
BCPCBalchem CorpCOM1,921$243.0K<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN2,896$240.1K<0.1%–
DNLIDenali Therapeutics Inc.COM10,373$239.0K<0.1%History
ASHAshland Inc.COM2,308$237.1K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE11,021$235.2K<0.1%–
CPKChesapeake Utilities CorpCOM1,835$234.9K<0.1%History
LOGILogitech International S.A.SHS4,020$233.4K<0.1%History
TFIITFI International Inc.COM1,954$232.9K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS7,708$227.8K<0.1%–
POSTPost Holdings, Inc.COM2,516$226.1K<0.1%History
NWNNorthwest Natural Holding CoCOM4,744$225.6K<0.1%History
DBEInvesco DB Energy FundENERGY FD10,821$222.3K<0.1%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID6,743$221.7K<0.1%–
MGEEMge Energy IncCOM2,838$220.4K<0.1%History
Invesco Actively Managed Exc46090A101ACTIVE US REAL2,510$219.5K<0.1%–
iShares MSCI India ETF46429B598ETF5,572$219.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF5,781$218.5K<0.1%–
CASSCass Information Systems IncCOM5,015$217.2K<0.1%History
Global X FDS37960A669SUPERDIVIDEND9,404$216.7K<0.1%–
PRKPark National CorpCOM1,800$213.4K<0.1%History
SYFSynchrony FinancialCOM7,198$209.3K<0.1%History
WisdomTree Tr97717W786INTL DIV EX FINL5,382$209.1K<0.1%–
SPDR Series Trust78464A789ST STR SP INS5,295$208.4K<0.1%–
NEWRNew Relic, Inc.COM2,768$208.4K<0.1%History
Harbor ETF Trust41151J505COMM ALL WEA ETF9,402$208.3K<0.1%–
AAOIApplied Optoelectronics, Inc.COM94,000$207.7K<0.1%History
MCRMFS Charter Income TrustSH BEN INT32,999$207.6K<0.1%History
COLMColumbia Sportswear CoCOM2,295$207.1K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO2,548$206.5K<0.1%–
HRBH&R Block IncCOM5,779$203.7K<0.1%History
SSTKShutterstock, Inc.COM2,804$203.6K<0.1%History
CHRDChord Energy CorpCOM NEW1,507$202.8K<0.1%History
iShares Inc464286772MSCI STH KOR ETF3,295$201.7K<0.1%–
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF1,824$201.5K<0.1%–
COLLCollegium Pharmaceutical, IncCOM8,371$200.8K<0.1%History
First Rep BK San Francisco C33616C100COM13,933$194.9K<0.1%–
MRCMRC Global Inc.COM19,613$190.6K<0.1%History
NWBINorthwest Bancshares, Inc.COM15,030$180.8K<0.1%History
MGFAberdeen Government Markets Income FundSH BEN INT49,950$164.8K<0.1%History
MACMacerich CoCOM14,210$150.6K<0.1%History
PSNYPolestar Automotive Holding UK PLCADS A39,505$149.7K<0.1%History