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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,078
+23 vs. Q2 2022
Portfolio value
$8.05B
+$252.3M (+3.2%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
TCPCBlackRock TCP Capital Corp.COM16,305$178.0K<0.1%+96+0.6%AddedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM16,170$178.0K<0.1%−509−3.1%ReducedHistory
CRNCCerence Inc.COM11,436$180.0K<0.1%+2,148+23.1%AddedHistory
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM13,460$181.0K<0.1%+13,460NewHistory
OVLYOak Valley BancorpCOM10,412$186.0K<0.1%+10,412NewHistory
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG11,846$190.0K<0.1%−5,689−32.4%Reduced–
HIXWestern Asset High Income Fund II Inc.COM43,717$191.0K<0.1%+532+1.2%AddedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT22,707$192.0K<0.1%−500−2.2%ReducedHistory
RCMR1 RCM Inc.COM10,375$192.0K<0.1%+10,375NewHistory
FCFFirst Commonwealth Financial CorpCOM15,015$193.0K<0.1%+165+1.1%AddedHistory
First Tr Exchng Traded FD VI33740U836FT VEST NAS11,754$195.0K<0.1%00.0%Unchanged–
First Tr Exch Traded FD III33739P855INSTL PFD SECS11,345$195.0K<0.1%−1,285−10.2%Reduced–
SNAPSnap IncStock19,996$196.0K<0.1%−6,733−25.2%ReducedHistory
UAUnder Armour, Inc.CL C32,882$196.0K<0.1%−2,261−6.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY23,000$196.0K<0.1%+7,500+48.4%Added–
INGING Groep NVSPONSORED ADR23,356$199.0K<0.1%+5,352+29.7%AddedHistory
ZYXIZynex IncCOM22,000$200.0K<0.1%00.0%UnchangedHistory
Pacer FDS Tr69374H634AMERICAN ENERGY8,031$201.0K<0.1%−500−5.9%Reduced–
ORANYOrangeSPONSORED ADR22,373$201.0K<0.1%+2,666+13.5%AddedHistory
AAAlcoa CorpStock5,987$202.0K<0.1%−2,194−26.8%ReducedHistory
SPDR Index Shs FDS78463X533ST MAR DIVID ETF9,106$202.0K<0.1%+640+7.6%Added–
CASSCass Information Systems IncCOM5,823$202.0K<0.1%+5,823NewHistory
PDMPiedmont Realty Trust, Inc.COM CL A19,111$202.0K<0.1%+220+1.2%AddedHistory
RGPResources Connection, Inc.COM11,180$202.0K<0.1%+11,180NewHistory
MEDMedifast IncCOM1,863$202.0K<0.1%−1,964−51.3%ReducedHistory
PCGPG&E CorpStock16,226$203.0K<0.1%+1,312+8.8%AddedHistory
RUMRUM Group Inc.Stock16,545$203.0K<0.1%+16,545NewHistory
Global X FDS37954Y830GLOBAL X COPPER7,201$203.0K<0.1%+7,201New–
iShares Tr464288794US BR DEL SE ETF2,372$203.0K<0.1%−404−14.6%Reduced–
UHTUniversal Health Realty Income TrustSH BEN INT4,691$203.0K<0.1%+4,691NewHistory
ERHAllspring Utilities & High Income FundWF UTILITIES INC18,601$203.0K<0.1%00.0%UnchangedHistory
SJTSan Juan Basin Royalty TrustUNIT BEN INT21,665$204.0K<0.1%+21,665NewHistory
TRIThomson Reuters CorpCOM NEW1,983$204.0K<0.1%+64+3.3%AddedHistory
MPWRMonolithic Power Systems, Inc.COM565$205.0K<0.1%−814−59.0%ReducedHistory
CLNEClean Energy Fuels Corp.COM38,447$205.0K<0.1%−9,036−19.0%ReducedHistory
Global X FDS37950E549GLB X SUPERDIV27,123$205.0K<0.1%+7,663+39.4%Added–
Columbia ETF Tr II19762B707INDIA CONSMR ETF4,030$206.0K<0.1%−300−6.9%Reduced–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB11,027$206.0K<0.1%−256−2.3%Reduced–
ANAutonation, Inc.COM2,024$206.0K<0.1%−140−6.5%ReducedHistory
NWBINorthwest Bancshares, Inc.COM15,275$206.0K<0.1%+15,275NewHistory
ACNBAcnb CorpCOM6,865$206.0K<0.1%+29+0.4%AddedHistory
DAVAEndava plcADS2,549$206.0K<0.1%00.0%UnchangedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM25,027$207.0K<0.1%+1,555+6.6%AddedHistory
ETSYEtsy IncCOM2,071$207.0K<0.1%+2,071NewHistory
Schwab Strategic Tr8085246985 10YR CORP BD4,941$208.0K<0.1%+4,941New–
PSNYPolestar Automotive Holding UK PLCADS A41,105$208.0K<0.1%+475+1.2%AddedHistory
DCIDonaldson Co IncStock4,265$209.0K<0.1%+4,265NewHistory
RMDResmed IncCOM959$209.0K<0.1%−9−0.9%ReducedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,581$209.0K<0.1%+2,581NewHistory
MHDBlackRock Muniholdings Fund, Inc.COM18,544$209.0K<0.1%+3,511+23.4%AddedHistory
iShares Tr46436E825IBONDS 29 TRM TS9,740$210.0K<0.1%00.0%Unchanged–
IDXXIDEXX Laboratories IncCOM646$210.0K<0.1%−96−12.9%ReducedHistory
iShares Tr464288737GLB CNSM STP ETF3,910$210.0K<0.1%+313+8.7%Added–
MSEXMiddlesex Water CoCOM2,721$210.0K<0.1%−332−10.9%ReducedHistory
Advisorshares Tr00768Y768STAR GLOB BUYW6,477$210.0K<0.1%−6−0.1%Reduced–
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,472$210.0K<0.1%+10,472New–
SHLXShell Midstream Partners, L.P.UNIT LTD INT13,268$210.0K<0.1%−988−6.9%ReducedHistory
QSQuantumScape CorpCOM CL A25,090$211.0K<0.1%+3,849+18.1%AddedHistory
FTVFortive CorpStock3,639$212.0K<0.1%+3,639NewHistory
FNVFranco Nevada CorpStock1,772$212.0K<0.1%+1,772NewHistory
First Tr Exchng Traded FD VI33740F698FT VEST US EQT7,141$212.0K<0.1%+7,141New–
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG12,958$212.0K<0.1%−389−2.9%Reduced–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT4,776$213.0K<0.1%+4,776New–
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF4,390$213.0K<0.1%+4,390New–
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF2,224$213.0K<0.1%+2,224New–
SBSWSibanye Stillwater LtdSPONSORED ADR22,968$214.0K<0.1%+22,968NewHistory
LADRLadder Capital CorpCL A23,889$214.0K<0.1%+13,496+129.9%AddedHistory
SFMSprouts Farmers Market, Inc.COM7,696$214.0K<0.1%+7,696NewHistory
iShares Tr464288869MICRO-CAP ETF2,069$214.0K<0.1%+111+5.7%Added–
HLTHilton Worldwide Holdings Inc.COM1,775$214.0K<0.1%+1,775NewHistory
GIBCgi IncCL A2,828$214.0K<0.1%−103−3.5%ReducedHistory
Global X FDS37950E119MSCI SUPR EM ETF29,532$214.0K<0.1%+29,532New–
WRKWestRock CoCOM6,923$214.0K<0.1%−319−4.4%ReducedHistory
TERTeradyne, IncStock2,863$215.0K<0.1%+338+13.4%AddedHistory
MKSIMKS IncCOM2,604$215.0K<0.1%+149+6.1%AddedHistory
MMacy's, Inc.COM13,719$215.0K<0.1%−1,385−9.2%ReducedHistory
GILTGilat Satellite Networks LtdSHS NEW41,013$215.0K<0.1%+1,348+3.4%AddedHistory
HOGHarley-Davidson, Inc.COM6,201$216.0K<0.1%+6,201NewHistory
INSMINSMED IncCOM PAR $.0110,040$216.0K<0.1%−365−3.5%ReducedHistory
VanEck ETF Trust92189F429PREFERRED SECURT12,570$216.0K<0.1%−1,791−12.5%Reduced–
WTWWillis Towers Watson PLCSHS1,080$217.0K<0.1%−235−17.9%ReducedHistory
CRSRCorsair Gaming, Inc.COM19,187$218.0K<0.1%+973+5.3%AddedHistory
AEISAdvanced Energy Industries IncCOM2,827$219.0K<0.1%−484−14.6%ReducedHistory
AESAES CorpStock9,740$220.0K<0.1%+9,740NewHistory
DAYDayforce, Inc.COM3,937$220.0K<0.1%+3,937NewHistory
COOPMaverick Merger Sub 2, LLCCOM5,435$220.0K<0.1%00.0%UnchangedHistory
HOMBHome Bancshares IncCOM9,827$221.0K<0.1%+68+0.7%AddedHistory
Global X FDS37954Y681FOUNDER RUN CO9,882$221.0K<0.1%00.0%Unchanged–
ARIApollo Commercial Real Estate Finance, Inc.COM26,721$222.0K<0.1%+906+3.5%AddedHistory
HALOHalozyme Therapeutics, Inc.COM5,611$222.0K<0.1%+89+1.6%AddedHistory
MCRMFS Charter Income TrustSH BEN INT37,300$222.0K<0.1%−4,195−10.1%ReducedHistory
NCANuveen California Municipal Value FundCOM STK26,850$222.0K<0.1%+1,100+4.3%AddedHistory
RVTYRevvity, Inc.COM1,850$223.0K<0.1%−1,081−36.9%ReducedHistory
PRKPark National CorpCOM1,791$223.0K<0.1%00.0%UnchangedHistory
EADAllspring Income Opportunities FundINC OPPTY FD36,132$224.0K<0.1%−10,042−21.7%ReducedHistory
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,278$224.0K<0.1%−142−10.0%Reduced–
EFSCEnterprise Financial Services CorpCOM5,080$224.0K<0.1%00.0%UnchangedHistory
SPDR Ser Tr78464A532S&P TRANSN ETF3,517$224.0K<0.1%−2,786−44.2%Reduced–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4003,001$225.0K<0.1%−1,803−37.5%Reduced–
Advisorshares Tr00768Y206DORSEY WRIGT ADR5,137$226.0K<0.1%+5,137New–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$331.0K–
NVDANVIDIA CorpStock$18.0K–
TTDTrade Desk, Inc.Stock–$13.0K
MSFTMicrosoft CorpStock$8.00K–
Yamana Gold Inc98462Y100COM–$8.00K
Invesco QQQ Trust Series I46090E103ETF–$5.00K
MRKMerck & Co., Inc.Stock–$5.00K
ONOn Semiconductor CorpStock$5.00K–
ZSZscaler, Inc.Stock$2.00K–
ProShares Bitcoin ETF74347G440ETF–$1.00K

Sold out since Q2 2022 (134)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 134 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Uncommon Investment Funds Tr90431R209PORTFOLIO DESIGN424,479$9.28M0.1%–
WisdomTree Tr97717Y808YIELD ENHANCED167,487$7.97M0.1%–
GSKGSK plcSPONSORED ADR83,590$3.64M<0.1%History
iShares Tr46435G342MORTGE REL ETF120,759$3.23M<0.1%–
SPDR Series Trust78468R812ST STR MSCI USAQ25,746$2.78M<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT79,438$2.14M<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US42,917$1.92M<0.1%–
ALNYAlnylam Pharmaceuticals, Inc.COM4,853$708.0K<0.1%History
Listed FDS Tr53656F599SWAN HEDGED EQTY40,146$685.0K<0.1%–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR10,852$668.0K<0.1%–
MTHMeritage Homes CORPCOM9,196$667.0K<0.1%History
IONSIonis Pharmaceuticals IncCOM17,276$640.0K<0.1%History
ETF Ser Solutions26922A321DISTILLATE US15,380$596.0K<0.1%–
J P Morgan Exchange-Traded F46641Q795US DIVIDEND18,433$581.0K<0.1%–
ENTGEntegris IncCOM5,693$525.0K<0.1%History
SAFMSanderson Farms IncCOM2,380$513.0K<0.1%History
Fidelity Covington Trust316092782VLU FACTOR ETF11,483$494.0K<0.1%–
Healthcare Realty Trust Inc42225P501CL A NEW17,329$484.0K<0.1%–
KNSLKinsale Capital Group, Inc.Stock2,034$467.0K<0.1%History
CVBFCVB Financial CorpCOM18,634$462.0K<0.1%History
Signature BK New York N Y82669G104COM2,468$442.0K<0.1%–
CTLTCatalent, Inc.COM4,065$436.0K<0.1%History
CMBTCmb.tech NVSHS36,444$435.0K<0.1%History
PNFPPinnacle Financial Partners, Inc.COM5,658$409.0K<0.1%History
First Rep BK San Francisco C33616C100COM2,744$396.0K<0.1%–
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR14,609$395.0K<0.1%History
SIVBSVB Financial GroupCOM994$393.0K<0.1%History
CGCarlyle Group Inc.COM12,066$382.0K<0.1%History
SICPSilvergate Capital CorpCL A7,027$376.0K<0.1%History
SSBSouthState Bank CorpCOM4,797$370.0K<0.1%History
DVDoubleVerify Holdings, Inc.COM15,836$359.0K<0.1%History
Kraneshares Trust500767678GLOBAL CARB STRA7,029$346.0K<0.1%–
WALWestern Alliance BancorporationCOM4,808$339.0K<0.1%History
GRNBarclays Bank PLCETN 499,665$339.0K<0.1%History
GEFGreif, IncCL A5,418$338.0K<0.1%History
iShares U S ETF Tr46431W622INOVATIV HLTCR10,243$337.0K<0.1%–
RYNRayonier IncCOM8,994$336.0K<0.1%History
SITESiteOne Landscape Supply, Inc.COM2,824$336.0K<0.1%History
SFBSServisFirst Bancshares, Inc.COM4,242$335.0K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S3,756$326.0K<0.1%–
VSTOVista Outdoor Inc.COM11,486$320.0K<0.1%History
Alps ETF Tr00162Q478DISRUPTIVE TECH9,491$315.0K<0.1%–
ProShares Tr74347X849SHRT 20+YR TRE15,500$311.0K<0.1%–
AZEKAZEK Co Inc.CL A18,397$308.0K<0.1%History
AVTAvnet IncCOM7,123$305.0K<0.1%History
BNLBroadstone Net Lease, Inc.COM14,550$298.0K<0.1%History
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF5,012$294.0K<0.1%–
EXPEExpedia Group, Inc.Stock3,097$293.0K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL13,252$289.0K<0.1%–
KSSKOHLS CorpStock8,051$288.0K<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF5,448$272.0K<0.1%–
LKQLKQ CorpCOM5,368$264.0K<0.1%History
SYNHSyneos Health, Inc.CL A3,648$261.0K<0.1%History
iShares Future AI & Tech ETF46435U556ETF9,719$257.0K<0.1%–
FLCFlaherty & Crumrine Total Return Fund IncCOM14,319$257.0K<0.1%History
CF Acquisition Corp VI12521J103COM CL A25,600$256.0K<0.1%–
MQYBlackRock Muniyield Quality Fund, Inc.COM20,107$255.0K<0.1%History
Fidelity MSCI Materials Index ETF316092881ETF6,213$254.0K<0.1%–
TOLToll Brothers, Inc.COM5,696$254.0K<0.1%History
PHIPLDT Inc.SPONSORED ADR8,220$250.0K<0.1%History
CCKCrown Holdings, Inc.COM2,699$249.0K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY4,841$244.0K<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL6,820$243.0K<0.1%–
ZIMZIM Integrated Shipping Services Ltd.SHS5,116$241.0K<0.1%History
SPDR Series Trust78468R549SP O&G EQP SERV4,031$241.0K<0.1%–
CHEChemed CorpCOM512$241.0K<0.1%History
JBLJabil IncStock4,690$240.0K<0.1%History
VNOVornado Realty TrustSH BEN INT8,356$239.0K<0.1%History
New Age Alpha Tr64157X104AVDR US LRGCP LE9,915$239.0K<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM9,998$238.0K<0.1%History
WisdomTree Tr97717W570US MIDCAP FUND5,043$232.0K<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF5,432$227.0K<0.1%–
SWXSouthwest Gas Holdings, Inc.COM2,564$224.0K<0.1%History
SPDR Index Shs FDS78463X848ST STR ACWI ETF9,366$223.0K<0.1%–
MDBMongoDB, Inc.CL A860$223.0K<0.1%History
NWNNorthwest Natural Holding CoCOM4,203$223.0K<0.1%History
Invesco Exch Traded FD Tr II46138G409S&P SMLCP UTIL3,864$222.0K<0.1%–
CMCanadian Imperial Bank of CommerceCOM4,536$220.0K<0.1%History
SASRSandy Spring Bancorp IncCOM5,628$220.0K<0.1%History
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN9,560$215.0K<0.1%–
EFREaton Vance Senior Floating-Rate TrustCOM17,424$214.0K<0.1%History
AUBAtlantic Union Bankshares CorpCOM6,322$214.0K<0.1%History
SUISun Communities IncCOM1,343$214.0K<0.1%History
Timothy Plan887432334INTL ETF9,388$214.0K<0.1%–
SRCLStericycle IncCOM4,888$214.0K<0.1%History
RNRRenaissancere Holdings LtdCOM1,358$212.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR9,137$212.0K<0.1%–
MHKMohawk Industries IncCOM1,705$212.0K<0.1%History
SPLKSplunk IncCOM2,404$212.0K<0.1%History
LANDGladstone Land CorpCOM9,472$210.0K<0.1%History
Renaissance Cap Greenwich FD759937204IPO ETF6,995$210.0K<0.1%–
LITELumentum Holdings Inc.COM2,620$208.0K<0.1%History
Global X FDS37954Y889S&P 500 CATHOLIC4,520$208.0K<0.1%–
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL1,345$207.0K<0.1%–
ALKSAlkermes plc.SHS6,900$206.0K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF1,908$206.0K<0.1%–
SGENSeagen Inc.COM1,166$206.0K<0.1%History
iShares Tr46435G243ESG AWRE 1 5 YR8,538$205.0K<0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA4,863$204.0K<0.1%–
ACCAmerican Campus Communities IncCOM3,159$204.0K<0.1%History