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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,024
+79 vs. Q3 2021
Portfolio value
$8.17B
+$776.6M (+10.5%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PORPortland General Electric CoCOM NEW6,532$346.0K<0.1%00.0%UnchangedHistory
BAHBooz Allen Hamilton Holding CorpCL A4,092$347.0K<0.1%−149−3.5%ReducedHistory
AVBAvalonbay Communities IncCOM1,372$347.0K<0.1%+386+39.1%AddedHistory
ZZillow Group, Inc.CL C CAP STK5,439$347.0K<0.1%+743+15.8%AddedHistory
RGRSturm Ruger & Co IncStock5,119$348.0K<0.1%+1,470+40.3%AddedHistory
iShares Inc464286517JP MORGAN EM ETF8,866$348.0K<0.1%+971+12.3%Added–
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM15,293$348.0K<0.1%+836+5.8%AddedHistory
DECKDeckers Outdoor CorpCOM954$349.0K<0.1%−913−48.9%ReducedHistory
CATYCathay General BancorpCOM8,127$349.0K<0.1%+1,608+24.7%AddedHistory
Invesco Exch Traded FD Tr II46138E420RUSEL 1000 EQL7,402$350.0K<0.1%+7,402New–
Exchange Traded Concepts Tr301505715NORTH SHOR GBL4,854$350.0K<0.1%+4,854New–
iShares Tr464288737GLB CNSM STP ETF5,421$351.0K<0.1%+5,421New–
LEGLeggett & Platt IncStock8,546$352.0K<0.1%−5,863−40.7%ReducedHistory
iShares Tr464287374NORTH AMERN NAT11,196$352.0K<0.1%+132+1.2%Added–
FCNCAFirst Citizens Bancshares IncCL A424$352.0K<0.1%00.0%UnchangedHistory
EMFTempleton Emerging Markets FundCOM21,988$353.0K<0.1%+1,514+7.4%AddedHistory
BMRNBiomarin Pharmaceutical IncCOM3,995$353.0K<0.1%−3,416−46.1%ReducedHistory
American Centy ETF Tr025072810FOCUSED DYNAMIC4,389$354.0K<0.1%+100+2.3%Added–
VanEck ETF Trust92189H102DURABLE HGH DIV11,021$354.0K<0.1%+11,021New–
TNLTravel & Leisure Co.COM6,417$355.0K<0.1%+6,417NewHistory
ESSEssex Property Trust, Inc.COM1,007$355.0K<0.1%+149+17.4%AddedHistory
RMBSRambus IncCOM12,117$356.0K<0.1%+317+2.7%AddedHistory
DEAEasterly Government Properties, Inc.COM15,586$357.0K<0.1%+3,269+26.5%AddedHistory
CDNSCadence Design Systems IncStock1,930$360.0K<0.1%+99+5.4%AddedHistory
INCYIncyte CorpCOM4,903$360.0K<0.1%+4,903NewHistory
Innovator ETFs Trust45782C748US EQTY PWR BUF11,208$361.0K<0.1%−20,828−65.0%Reduced–
iShares Tr46435G755IBONDS DEC202213,870$361.0K<0.1%−2,892−17.3%Reduced–
RVTYRevvity, Inc.COM1,799$362.0K<0.1%+70+4.0%AddedHistory
MUABlackRock Muniassets Fund, Inc.COM24,365$362.0K<0.1%−578−2.3%ReducedHistory
AFRMAffirm Holdings, Inc.COM CL A3,603$362.0K<0.1%+231+6.9%AddedHistory
Nuveen PFD & Income 2022 Ter67075T105COM14,730$362.0K<0.1%+14,730New–
XFLTXAI Floating Rate & Alternative Income TrustCOM40,610$362.0K<0.1%+14,860+57.7%AddedHistory
ETF Managers Tr26924G888ETHO CLIMATE LEA5,636$363.0K<0.1%+171+3.1%Added–
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN35,133$363.0K<0.1%00.0%UnchangedHistory
BHPBHP Group LtdADR6,027$364.0K<0.1%−478−7.3%ReducedHistory
Innovator ETFs Trust45782C276GRWT100 PWR BUF7,555$364.0K<0.1%−235−3.0%Reduced–
DXCDXC Technology CoStock11,349$365.0K<0.1%−149−1.3%ReducedHistory
CPBCAMPBELL'S CoCOM8,392$365.0K<0.1%−169−2.0%ReducedHistory
WMSAdvanced Drainage Systems, Inc.COM2,691$366.0K<0.1%+116+4.5%AddedHistory
ETF Ser Solutions26922A321DISTILLATE US7,898$366.0K<0.1%+7,898New–
ADCAgree Realty CorpCOM5,123$366.0K<0.1%+5,123NewHistory
New York Life Investments Et45409B800MERGE ARBIT ETF11,371$367.0K<0.1%−26,769−70.2%Reduced–
FMCFMC CorpCOM NEW3,353$368.0K<0.1%+81+2.5%AddedHistory
WisdomTree Tr97717W547US VALUE FD5,819$369.0K<0.1%−279−4.6%Reduced–
UDRUDR, Inc.COM6,147$369.0K<0.1%+36+0.6%AddedHistory
WGSGeneDx Holdings Corp.COMMON STOCK82,700$369.0K<0.1%+3,500+4.4%AddedHistory
FLGTFulgent Genetics, Inc.COM3,674$370.0K<0.1%−1,512−29.2%ReducedHistory
Innovator ETFs Tr45782C102IBD 50 ETF8,091$371.0K<0.1%+13+0.2%Added–
SPDR Ser Tr78468R689S&P KENSHO SMART6,720$371.0K<0.1%+435+6.9%Added–
Viacomcbs Inc92556H305PFD7,408$372.0K<0.1%+7,408New–
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A78,055$374.0K<0.1%−7,000−8.2%ReducedHistory
SABRSabre CorpCOM43,516$374.0K<0.1%−1,312−2.9%ReducedHistory
iShares Tr46435U366SELF DRIVNG EV6,924$375.0K<0.1%+1,772+34.4%Added–
CSLCarlisle Companies IncCOM1,512$375.0K<0.1%−124−7.6%ReducedHistory
Innovator ETFs Trust45782C433US EQTY BUFR FEB11,685$375.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10011,179$375.0K<0.1%−194−1.7%Reduced–
SPDR Series Trust78464A516ST INTL BBG ETF13,248$375.0K<0.1%−4,131−23.8%Reduced–
AZOAutoZone IncCOM180$377.0K<0.1%+4+2.3%AddedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE8,941$377.0K<0.1%−4,965−35.7%Reduced–
MHKMohawk Industries IncCOM2,072$377.0K<0.1%+25+1.2%AddedHistory
BKHBlack Hills CorpCOM5,349$377.0K<0.1%+1,180+28.3%AddedHistory
iShares Inc46434G889EMNG MKTS EQT7,399$378.0K<0.1%+7,399New–
Aim ETF Products Trust00888H307ALLIANZIM US EQ12,878$378.0K<0.1%+1,550+13.7%Added–
Advisorshares Tr00768Y818DOUBLELIN VAL EQ3,852$378.0K<0.1%−11−0.3%Reduced–
CRUSCirrus Logic, Inc.Stock4,114$379.0K<0.1%+4,114NewHistory
STAGSTAG Industrial, Inc.COM7,899$379.0K<0.1%−2,287−22.5%ReducedHistory
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM14,144$379.0K<0.1%+14,144NewHistory
Exchange Listed FDS Tr30151E764ARMOR US EQT IDX14,130$379.0K<0.1%−142,052−91.0%Reduced–
WisdomTree Tr97717X867EM LCL DEBT FD12,682$380.0K<0.1%00.0%Unchanged–
GRBKGreen Brick Partners, Inc.COM12,565$381.0K<0.1%+1,000+8.6%AddedHistory
iShares Tr464287697U.S. UTILITS ETF4,316$382.0K<0.1%+31+0.7%Added–
iShares Tr464287390LATN AMER 40 ETF16,307$383.0K<0.1%+7,386+82.8%Added–
Listed FDS Tr53656F623HORI KI INFL ETF12,274$383.0K<0.1%+4,523+58.4%Added–
EADAllspring Income Opportunities FundINC OPPTY FD41,877$384.0K<0.1%+1,540+3.8%AddedHistory
HASHasbro, Inc.COM3,774$384.0K<0.1%+732+24.1%AddedHistory
EXPDExpeditors International of Washington IncCOM2,863$384.0K<0.1%+22+0.8%AddedHistory
Healthpeak Properties, Inc.71943U104COM20,414$384.0K<0.1%+2,000+10.9%Added–
Invesco Nasdaq 100 ETF46138G649ETF2,354$385.0K<0.1%+74+3.2%Added–
QSQuantumScape CorpCOM CL A17,358$385.0K<0.1%+5,954+52.2%AddedHistory
MFCManulife Financial CorpCOM20,196$385.0K<0.1%+1,088+5.7%AddedHistory
GOODGladstone Commercial CorpCOM14,981$386.0K<0.1%+1,141+8.2%AddedHistory
WUWestern Union COStock21,681$387.0K<0.1%+8,446+63.8%AddedHistory
FLCFlaherty & Crumrine Total Return Fund IncCOM16,976$387.0K<0.1%−816−4.6%ReducedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW9,684$388.0K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C680US EQTY PWR BF12,770$389.0K<0.1%−370−2.8%Reduced–
DXCMDexcom IncCOM725$389.0K<0.1%+109+17.7%AddedHistory
DGXQuest Diagnostics IncCOM2,251$389.0K<0.1%+90+4.2%AddedHistory
IONSIonis Pharmaceuticals IncCOM12,825$390.0K<0.1%+273+2.2%AddedHistory
MXLMaxlinear, IncCOM5,179$390.0K<0.1%+5,179NewHistory
CHKPCheck Point Software Technologies LtdORD3,344$390.0K<0.1%−239−6.7%ReducedHistory
CFRCullen/Frost Bankers, Inc.COM3,096$390.0K<0.1%+653+26.7%AddedHistory
PPTFranklin Premier Income TrustSH BEN INT91,826$392.0K<0.1%−26,115−22.1%ReducedHistory
PIIPolaris Inc.Stock3,572$393.0K<0.1%+736+26.0%AddedHistory
AMEAmetek IncCOM2,674$393.0K<0.1%−73−2.7%ReducedHistory
CMAComerica IncCOM4,531$394.0K<0.1%00.0%UnchangedHistory
DELLDell Technologies Inc.Stock7,031$395.0K<0.1%+104+1.5%AddedHistory
WABWestinghouse Air Brake Technologies CorpStock4,285$395.0K<0.1%−96−2.2%ReducedHistory
iShares Tr46435U432IBONDS DEC 2514,197$396.0K<0.1%−2,726−16.1%Reduced–
MEDPMedpace Holdings, Inc.COM1,827$398.0K<0.1%+1,827NewHistory
SWCHSwitch, Inc.CL A13,940$399.0K<0.1%+13,940NewHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2021
SecurityClassPutsCalls
TTDTrade Desk, Inc.Stock–$42.0K
SPYSPDR S&P 500 ETF TrustETF$26.0K$6.00K
XYZBlock, Inc.CL A–$8.00K
AAPLApple Inc.Stock–$4.00K
LUVSouthwest Airlines CoCOM–$3.00K
Yamana Gold Inc98462Y100COM–$3.00K
AGFirst Majestic Silver CorpCOM–$2.00K
AALAmerican Airlines Group Inc.Stock–$1.00K

Sold out since Q3 2021 (145)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 145 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Global X FDS37954Y574ADAPTIVE US544,495$16.2M0.2%–
Managed Portfolio Series46143U849KNWLDL LD ETF287,006$13.4M0.2%–
JQCNuveen Credit Strategies Income FundCOM SHS481,015$3.15M<0.1%History
MCFContango Oil & Gas CoCOM NEW658,013$3.01M<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN28,205$2.85M<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN27,734$1.57M<0.1%–
iShares Inc464286608MSCI EURZONE ETF30,928$1.49M<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD43,627$1.33M<0.1%–
ProShares Tr74347B508DJ BRKFLD GLB29,097$1.31M<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR64,571$1.30M<0.1%History
BOCHBank of Commerce HoldingsCOM75,264$1.14M<0.1%History
BKRBaker Hughes CoCL A42,460$1.05M<0.1%History
Invesco Exch Traded FD Tr II46138E412RUSEL 1000 LOW25,484$991.0K<0.1%–
APOApollo Global Management, Inc.COM CL A15,961$983.0K<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF18,906$958.0K<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL10,201$921.0K<0.1%–
TXTernium S.A.SPONSORED ADS20,351$861.0K<0.1%History
Innovator ETFs Tr II45783G102LADRD FD S&P 50024,305$848.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS40,026$846.0K<0.1%History
DLOdLocal LtdCLASS A COM13,950$761.0K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW8,677$709.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM15,134$701.0K<0.1%–
Victory Portfolios II92647N873VCSHS US SMCP HG11,941$686.0K<0.1%–
Vanguard Wellington FD921935607US MULTIFACTOR6,708$668.0K<0.1%–
Invesco Exchange Traded FD T46137V183S&P SML 600 EQ7,009$567.0K<0.1%–
Nuveen Diversified Divid & I6706EP105COM54,697$567.0K<0.1%–
JMIAJumia Technologies AGSPONSORED ADS28,220$525.0K<0.1%History
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US7,716$516.0K<0.1%–
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR18,927$502.0K<0.1%–
CTXSCitrix Systems IncCOM4,636$498.0K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW4,090$483.0K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB21,733$458.0K<0.1%History
Triterras IncG9103H102SHS CL A76,550$448.0K<0.1%–
MTZMastec IncCOM4,875$421.0K<0.1%History
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI23,402$411.0K<0.1%–
PLBCPlumas BancorpCOM12,150$384.0K<0.1%History
SPDR Index Shs FDS78463X848ST STR ACWI ETF12,708$368.0K<0.1%–
EDITEditas Medicine, Inc.COM8,667$356.0K<0.1%History
MAINMain Street Capital CORPCEF8,625$354.0K<0.1%History
GEOGeo Group IncCOM46,833$350.0K<0.1%History
First Tr Exchange-Traded FD33735T109COMMON SHS24,900$346.0K<0.1%–
DISHDISH Network CORPCL A7,941$345.0K<0.1%History
Janus Detroit STR Tr47103U100HENDERSN CAP ETF5,192$337.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS1,838$336.0K<0.1%History
WisdomTree Tr97717W869EUROPE SMCP DV4,619$332.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,313$329.0K<0.1%–
ProShares Tr74347G804K1 FRE CRD OIL5,540$327.0K<0.1%–
LMNDLemonade, Inc.Stock4,800$322.0K<0.1%History
MCYMercury General CorpCOM5,749$320.0K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A6,110$316.0K<0.1%History
iShares Tr46435U135CYBERSECURITY7,044$306.0K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,281$304.0K<0.1%–
SPHRSphere Entertainment Co.CL A4,149$302.0K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM10,095$302.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM11,504$298.0K<0.1%History
SANMSanmina CorpCOM7,647$295.0K<0.1%History
iShares Inc464286145MSCI FRONTIER8,667$294.0K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF11,857$293.0K<0.1%–
HAEHaemonetics CorpCOM3,997$282.0K<0.1%History
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD11,649$281.0K<0.1%–
THFFFirst Financial CorpStock6,668$280.0K<0.1%History
CoreSite Realty Corp21870Q105COM2,022$280.0K<0.1%–
VERVEREIT, Inc.COM6,060$274.0K<0.1%History
Innovator ETFs Tr45783Y608GROWTH ACCELERAT9,585$272.0K<0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH3,390$271.0K<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM15,550$269.0K<0.1%History
NNOXNano-X Imaging Ltd.ORD SHS11,600$261.0K<0.1%History
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM16,549$261.0K<0.1%History
GRWGGrowGeneration Corp.COM10,559$260.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW13,624$259.0K<0.1%History
Ssga Active ETF Tr78467V400GLOBL ALLO ETF5,692$259.0K<0.1%–
FSLYFastly, Inc.CL A6,384$258.0K<0.1%History
MTCHMatch Group, Inc.COM1,616$254.0K<0.1%History
VSTOVista Outdoor Inc.COM6,252$252.0K<0.1%History
iShares Tr46435G789IBONDS DEC20219,795$251.0K<0.1%–
KSUKansas City SouthernCOM NEW928$251.0K<0.1%History
BMBLBumble Inc.COM CL A4,916$246.0K<0.1%History
CMOCapstead Mortgage CorpCOM NO PAR36,761$246.0K<0.1%History
NSANational Storage Affiliates TrustCOM SHS BEN IN4,550$240.0K<0.1%History
BYNDBeyond Meat, Inc.COM2,247$237.0K<0.1%History
Genius Sports LtdG3934V117COM33,000$236.0K<0.1%–
NHINational Health Investors IncCOM4,331$232.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN7,074$232.0K<0.1%–
ERICEricsson LM Telephone CoADR B SEK 1020,652$231.0K<0.1%History
NYTNew York Times CoCL A4,630$228.0K<0.1%History
RHPRyman Hospitality Properties, Inc.COM2,716$227.0K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE10,607$226.0K<0.1%–
UAAUnder Armour, Inc.Stock11,164$225.0K<0.1%History
RNGRingCentral, Inc.CL A1,022$222.0K<0.1%History
FOXAFox CorpCL A COM5,520$221.0K<0.1%History
Guggenheim Enhanced Equity I40167B100COM23,525$218.0K<0.1%–
GRMNGarmin LtdSHS1,381$215.0K<0.1%History
TDCTeradata CorpStock3,702$212.0K<0.1%History
SVF Investment Corp.G8601L102CL A SHS21,750$212.0K<0.1%–
Victory Portfolios II92647N691VICTORYSHS US5,519$211.0K<0.1%–
AIC3.ai, Inc.Stock4,531$210.0K<0.1%History
OLEDUniversal Display CorpCOM1,221$209.0K<0.1%History
HPSJohn Hancock Preferred Income Fund IIICOM11,105$208.0K<0.1%History
TCMDTactile Systems Technology IncCOM4,666$207.0K<0.1%History
ADER26 Capital Acquisition Corp.COM CL A21,200$206.0K<0.1%History