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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,024
+79 vs. Q3 2021
Portfolio value
$8.17B
+$776.6M (+10.5%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Global X FDS37954Y418THMATC GWT ETF4,891$217.0K<0.1%+4,891New–
iShares Tr46434VBA7IBONDS DEC22 ETF8,622$217.0K<0.1%00.0%Unchanged–
TRIThomson Reuters CorpCOM NEW1,817$217.0K<0.1%−140−7.2%ReducedHistory
BLNKBlink Charging Co.COM8,218$218.0K<0.1%+8,218NewHistory
WBDWarner Bros. Discovery, Inc.COM SER A9,272$218.0K<0.1%−1,356−12.8%ReducedHistory
ACGLArch Capital Group Ltd.Stock4,936$219.0K<0.1%+4,936NewHistory
SFMSprouts Farmers Market, Inc.COM7,376$219.0K<0.1%+7,376NewHistory
ACNBAcnb CorpCOM7,016$219.0K<0.1%−2,623−27.2%ReducedHistory
ETF Ser Solutions26922A172NATIONWIDE RSK7,827$219.0K<0.1%+7,827New–
Fidelity MSCI Energy Index ETF316092402ETF14,500$220.0K<0.1%+14,500New–
MATXMatson, Inc.COM2,439$220.0K<0.1%+2,439NewHistory
AUPHAurinia Pharmaceuticals Inc.COM9,611$220.0K<0.1%+9,611NewHistory
UHTUniversal Health Realty Income TrustSH BEN INT3,706$220.0K<0.1%+3,706NewHistory
ORIOld Republic International CorpCOM9,007$221.0K<0.1%+380+4.4%AddedHistory
RLIRli CorpCOM1,969$221.0K<0.1%+1,969NewHistory
CFCF Industries Holdings, Inc.COM3,123$221.0K<0.1%−3,454−52.5%ReducedHistory
FLOFlowers Foods IncCOM8,055$221.0K<0.1%+8,055NewHistory
COOCooper Companies, Inc.COM NEW530$222.0K<0.1%00.0%UnchangedHistory
Innovator ETFs Tr45782C185DOUBLE STKER OCT6,637$222.0K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C722INTRNL DEV JULY9,084$223.0K<0.1%−100−1.1%Reduced–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF3,974$223.0K<0.1%00.0%Unchanged–
ELMEElme CommunitiesSH BEN INT8,646$223.0K<0.1%+436+5.3%AddedHistory
IAAIAA, Inc.COM4,400$223.0K<0.1%+558+14.5%AddedHistory
Innovator ETFs Trust45782C474US SML CP PWR B6,915$224.0K<0.1%−16,100−70.0%Reduced–
iShares Inc464286475EM MKT SM-CP ETF3,716$224.0K<0.1%+3,716New–
HIXWestern Asset High Income Fund II Inc.COM31,381$225.0K<0.1%+2,500+8.7%AddedHistory
VVVValvoline IncCOM6,034$225.0K<0.1%+6,034NewHistory
PRKPark National CorpCOM1,641$225.0K<0.1%00.0%UnchangedHistory
AREAlexandria Real Estate Equities, Inc.COM1,012$226.0K<0.1%+1,012NewHistory
CRSRCorsair Gaming, Inc.COM10,760$226.0K<0.1%+10,760NewHistory
MURMurphy Oil CorpCOM8,708$227.0K<0.1%+8,708NewHistory
iShares Tr46436E619ESG ADVAN ETF4,614$228.0K<0.1%+53+1.2%Added–
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL4,138$228.0K<0.1%−5,322−56.3%Reduced–
PSXPPhillips 66 Partners LPCOM UNIT REP INT6,312$228.0K<0.1%+646+11.4%AddedHistory
SIVBSVB Financial GroupCOM336$228.0K<0.1%−27−7.4%ReducedHistory
SPLKSplunk IncCOM1,966$228.0K<0.1%−3,268−62.4%ReducedHistory
NFGNational Fuel Gas CoStock3,582$229.0K<0.1%−442−11.0%ReducedHistory
SPDR Series Trust78464A722ST STR SP PHARMA4,960$229.0K<0.1%+4,960New–
HIHillenbrand, Inc.COM4,407$229.0K<0.1%+4,407NewHistory
WSTWest Pharmaceutical Services IncCOM491$230.0K<0.1%−18−3.5%ReducedHistory
HOLXHologic IncCOM3,007$230.0K<0.1%+164+5.8%AddedHistory
Invesco Exch TRD SLF Idx FD46138J734RAFI STRG US SML5,825$230.0K<0.1%+5,825New–
KDKyndryl Holdings, Inc.Stock12,769$231.0K<0.1%+12,769NewHistory
ARIApollo Commercial Real Estate Finance, Inc.COM17,615$232.0K<0.1%−201−1.1%ReducedHistory
TTCFTattooed Chef, Inc.COM CL A14,901$232.0K<0.1%+14,901NewHistory
NLSNNielsen Holdings plcSHS EUR11,319$232.0K<0.1%+11,319NewHistory
HOGHarley-Davidson, Inc.COM6,187$233.0K<0.1%−1,537−19.9%ReducedHistory
CTLTCatalent, Inc.COM1,823$233.0K<0.1%+1,823NewHistory
CERNCERNER CorpCOM2,514$233.0K<0.1%−6,758−72.9%ReducedHistory
HOMBHome Bancshares IncCOM9,618$234.0K<0.1%+54+0.6%AddedHistory
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT6,686$234.0K<0.1%+6,686New–
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE5,196$234.0K<0.1%00.0%Unchanged–
BNTXBioNTech SESPONSORED ADS908$234.0K<0.1%−166−15.5%ReducedHistory
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL2,913$235.0K<0.1%−440−13.1%Reduced–
Innovator ETFs Trust45782C391US EQTY BUFR MAR6,823$236.0K<0.1%00.0%Unchanged–
NDAQNasdaq, Inc.COM1,121$236.0K<0.1%+75+7.2%AddedHistory
CMSCMS Energy CorpCOM3,624$236.0K<0.1%−388−9.7%ReducedHistory
LBRDKLiberty Broadband CorpCOM SER C1,463$236.0K<0.1%+33+2.3%AddedHistory
PXDPioneer Natural Resources CoCOM1,300$236.0K<0.1%−362−21.8%ReducedHistory
WRKWestRock CoCOM5,328$236.0K<0.1%−180−3.3%ReducedHistory
HSTHost Hotels & Resorts, Inc.COM13,618$237.0K<0.1%+700+5.4%AddedHistory
FCFFirst Commonwealth Financial CorpCOM14,720$237.0K<0.1%+59+0.4%AddedHistory
AITApplied Industrial Technologies IncCOM2,304$237.0K<0.1%+2,304NewHistory
Indexiq ETF Tr45409B453IQ CNDRM ESG INT7,919$237.0K<0.1%−2,175−21.5%Reduced–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,280$238.0K<0.1%+4,280New–
STLDSteel Dynamics IncCOM3,840$238.0K<0.1%−248−6.1%ReducedHistory
HIGHartford Insurance Group, Inc.Stock3,460$239.0K<0.1%−85−2.4%ReducedHistory
FBINFortune Brands Innovations, Inc.COM2,236$239.0K<0.1%−232−9.4%ReducedHistory
SPDR Index Shs FDS78463X400SP CHINA ETF2,316$239.0K<0.1%+144+6.6%Added–
Invesco Exch Traded FD Tr II46138E636INTL CORP BD8,592$239.0K<0.1%−12,233−58.7%Reduced–
RFICohen & Steers Total Return Realty Fund IncCOM13,936$239.0K<0.1%+2,889+26.2%AddedHistory
SGENSeagen Inc.COM1,548$239.0K<0.1%+104+7.2%AddedHistory
Sports Entertainment Gaming Global Corp54570M108COM37,500$239.0K<0.1%+37,500New–
iShares Inc464286400MSCI BRAZIL ETF8,557$240.0K<0.1%+8,557New–
ProShares Tr74347B607INVT INT RT HG3,231$240.0K<0.1%+10.0%Added–
CACICACI International IncCL A892$240.0K<0.1%+13+1.5%AddedHistory
SPDR Ser Tr78468R697S&P KENSHO INTLG5,284$240.0K<0.1%+5,284New–
RBB FD Inc74933W635MOTLEY FOOL GBL7,471$240.0K<0.1%+7,471New–
INFOIHS Markit Ltd.SHS1,815$241.0K<0.1%−25−1.4%ReducedHistory
PBIPitney Bowes IncCOM36,550$242.0K<0.1%+22,000+151.2%AddedHistory
CCKCrown Holdings, Inc.COM2,200$243.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V803DWA CYCLICALS2,659$243.0K<0.1%+2,659New–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM12,549$244.0K<0.1%+12,549NewHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM15,139$244.0K<0.1%+959+6.8%AddedHistory
TRMBTrimble Inc.COM2,797$244.0K<0.1%−42−1.5%ReducedHistory
SUMSummit Materials, Inc.CL A6,070$244.0K<0.1%+6,070NewHistory
Silvercrest Metals Inc828363101COM30,966$245.0K<0.1%−3,629−10.5%Reduced–
iShares Tr46436E825IBONDS 29 TRM TS9,740$245.0K<0.1%+9,740New–
HSBCHSBC Holdings PLCSPON ADR NEW8,140$245.0K<0.1%+8,140NewHistory
PSECProspect Capital CorpCOM29,185$245.0K<0.1%+550+1.9%AddedHistory
ORGOOrganogenesis Holdings Inc.COM26,528$245.0K<0.1%+8,590+47.9%AddedHistory
QGENQiagen N.V.SHS NEW4,411$245.0K<0.1%+4,411NewHistory
SEESealed Air CorpCOM3,668$248.0K<0.1%+10.0%AddedHistory
GRNQGreenpro Capital Corp.COM401,423$248.0K<0.1%+110,000+37.7%AddedHistory
iShares Tr464287184CHINA LG-CAP ETF6,801$249.0K<0.1%+6,801New–
TRPTC Energy CorpCOM5,341$249.0K<0.1%−30−0.6%ReducedHistory
AIMCAltra Industrial Motion Corp.COM4,822$249.0K<0.1%+567+13.3%AddedHistory
ISBCInvestors Bancorp, Inc.COM16,457$249.0K<0.1%−8,349−33.7%ReducedHistory
Alps Clean Energy ETF00162Q460ETF3,890$250.0K<0.1%+120+3.2%Added–
XERSXeris Biopharma Holdings, Inc.COM85,375$250.0K<0.1%+85,375NewHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2021
SecurityClassPutsCalls
TTDTrade Desk, Inc.Stock–$42.0K
SPYSPDR S&P 500 ETF TrustETF$26.0K$6.00K
XYZBlock, Inc.CL A–$8.00K
AAPLApple Inc.Stock–$4.00K
LUVSouthwest Airlines CoCOM–$3.00K
Yamana Gold Inc98462Y100COM–$3.00K
AGFirst Majestic Silver CorpCOM–$2.00K
AALAmerican Airlines Group Inc.Stock–$1.00K

Sold out since Q3 2021 (145)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 145 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Global X FDS37954Y574ADAPTIVE US544,495$16.2M0.2%–
Managed Portfolio Series46143U849KNWLDL LD ETF287,006$13.4M0.2%–
JQCNuveen Credit Strategies Income FundCOM SHS481,015$3.15M<0.1%History
MCFContango Oil & Gas CoCOM NEW658,013$3.01M<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN28,205$2.85M<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN27,734$1.57M<0.1%–
iShares Inc464286608MSCI EURZONE ETF30,928$1.49M<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD43,627$1.33M<0.1%–
ProShares Tr74347B508DJ BRKFLD GLB29,097$1.31M<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR64,571$1.30M<0.1%History
BOCHBank of Commerce HoldingsCOM75,264$1.14M<0.1%History
BKRBaker Hughes CoCL A42,460$1.05M<0.1%History
Invesco Exch Traded FD Tr II46138E412RUSEL 1000 LOW25,484$991.0K<0.1%–
APOApollo Global Management, Inc.COM CL A15,961$983.0K<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF18,906$958.0K<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL10,201$921.0K<0.1%–
TXTernium S.A.SPONSORED ADS20,351$861.0K<0.1%History
Innovator ETFs Tr II45783G102LADRD FD S&P 50024,305$848.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS40,026$846.0K<0.1%History
DLOdLocal LtdCLASS A COM13,950$761.0K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW8,677$709.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM15,134$701.0K<0.1%–
Victory Portfolios II92647N873VCSHS US SMCP HG11,941$686.0K<0.1%–
Vanguard Wellington FD921935607US MULTIFACTOR6,708$668.0K<0.1%–
Invesco Exchange Traded FD T46137V183S&P SML 600 EQ7,009$567.0K<0.1%–
Nuveen Diversified Divid & I6706EP105COM54,697$567.0K<0.1%–
JMIAJumia Technologies AGSPONSORED ADS28,220$525.0K<0.1%History
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US7,716$516.0K<0.1%–
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR18,927$502.0K<0.1%–
CTXSCitrix Systems IncCOM4,636$498.0K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW4,090$483.0K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB21,733$458.0K<0.1%History
Triterras IncG9103H102SHS CL A76,550$448.0K<0.1%–
MTZMastec IncCOM4,875$421.0K<0.1%History
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI23,402$411.0K<0.1%–
PLBCPlumas BancorpCOM12,150$384.0K<0.1%History
SPDR Index Shs FDS78463X848ST STR ACWI ETF12,708$368.0K<0.1%–
EDITEditas Medicine, Inc.COM8,667$356.0K<0.1%History
MAINMain Street Capital CORPCEF8,625$354.0K<0.1%History
GEOGeo Group IncCOM46,833$350.0K<0.1%History
First Tr Exchange-Traded FD33735T109COMMON SHS24,900$346.0K<0.1%–
DISHDISH Network CORPCL A7,941$345.0K<0.1%History
Janus Detroit STR Tr47103U100HENDERSN CAP ETF5,192$337.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS1,838$336.0K<0.1%History
WisdomTree Tr97717W869EUROPE SMCP DV4,619$332.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,313$329.0K<0.1%–
ProShares Tr74347G804K1 FRE CRD OIL5,540$327.0K<0.1%–
LMNDLemonade, Inc.Stock4,800$322.0K<0.1%History
MCYMercury General CorpCOM5,749$320.0K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A6,110$316.0K<0.1%History
iShares Tr46435U135CYBERSECURITY7,044$306.0K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,281$304.0K<0.1%–
SPHRSphere Entertainment Co.CL A4,149$302.0K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM10,095$302.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM11,504$298.0K<0.1%History
SANMSanmina CorpCOM7,647$295.0K<0.1%History
iShares Inc464286145MSCI FRONTIER8,667$294.0K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF11,857$293.0K<0.1%–
HAEHaemonetics CorpCOM3,997$282.0K<0.1%History
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD11,649$281.0K<0.1%–
THFFFirst Financial CorpStock6,668$280.0K<0.1%History
CoreSite Realty Corp21870Q105COM2,022$280.0K<0.1%–
VERVEREIT, Inc.COM6,060$274.0K<0.1%History
Innovator ETFs Tr45783Y608GROWTH ACCELERAT9,585$272.0K<0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH3,390$271.0K<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM15,550$269.0K<0.1%History
NNOXNano-X Imaging Ltd.ORD SHS11,600$261.0K<0.1%History
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM16,549$261.0K<0.1%History
GRWGGrowGeneration Corp.COM10,559$260.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW13,624$259.0K<0.1%History
Ssga Active ETF Tr78467V400GLOBL ALLO ETF5,692$259.0K<0.1%–
FSLYFastly, Inc.CL A6,384$258.0K<0.1%History
MTCHMatch Group, Inc.COM1,616$254.0K<0.1%History
VSTOVista Outdoor Inc.COM6,252$252.0K<0.1%History
iShares Tr46435G789IBONDS DEC20219,795$251.0K<0.1%–
KSUKansas City SouthernCOM NEW928$251.0K<0.1%History
BMBLBumble Inc.COM CL A4,916$246.0K<0.1%History
CMOCapstead Mortgage CorpCOM NO PAR36,761$246.0K<0.1%History
NSANational Storage Affiliates TrustCOM SHS BEN IN4,550$240.0K<0.1%History
BYNDBeyond Meat, Inc.COM2,247$237.0K<0.1%History
Genius Sports LtdG3934V117COM33,000$236.0K<0.1%–
NHINational Health Investors IncCOM4,331$232.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN7,074$232.0K<0.1%–
ERICEricsson LM Telephone CoADR B SEK 1020,652$231.0K<0.1%History
NYTNew York Times CoCL A4,630$228.0K<0.1%History
RHPRyman Hospitality Properties, Inc.COM2,716$227.0K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE10,607$226.0K<0.1%–
UAAUnder Armour, Inc.Stock11,164$225.0K<0.1%History
RNGRingCentral, Inc.CL A1,022$222.0K<0.1%History
FOXAFox CorpCL A COM5,520$221.0K<0.1%History
Guggenheim Enhanced Equity I40167B100COM23,525$218.0K<0.1%–
GRMNGarmin LtdSHS1,381$215.0K<0.1%History
TDCTeradata CorpStock3,702$212.0K<0.1%History
SVF Investment Corp.G8601L102CL A SHS21,750$212.0K<0.1%–
Victory Portfolios II92647N691VICTORYSHS US5,519$211.0K<0.1%–
AIC3.ai, Inc.Stock4,531$210.0K<0.1%History
OLEDUniversal Display CorpCOM1,221$209.0K<0.1%History
HPSJohn Hancock Preferred Income Fund IIICOM11,105$208.0K<0.1%History
TCMDTactile Systems Technology IncCOM4,666$207.0K<0.1%History
ADER26 Capital Acquisition Corp.COM CL A21,200$206.0K<0.1%History