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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,945
+61 vs. Q2 2021
Portfolio value
$7.39B
+$299.1M (+4.2%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AKAMAkamai Technologies IncCOM3,840$402.0K<0.1%+607+18.8%AddedHistory
AFRMAffirm Holdings, Inc.COM CL A3,372$402.0K<0.1%+244+7.8%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A20,122$402.0K<0.1%+2,411+13.6%AddedHistory
RKTRocket Companies, Inc.Stock25,111$403.0K<0.1%−22,527−47.3%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM30,590$403.0K<0.1%+2,922+10.6%AddedHistory
AAAlcoa CorpStock8,256$404.0K<0.1%−5,744−41.0%ReducedHistory
First Tr Exchange-Traded FD33739Q705FT VEST S&P 5007,797$404.0K<0.1%00.0%Unchanged–
DREDuke Realty CorpCOM NEW8,443$404.0K<0.1%+813+10.7%AddedHistory
Davis Fundamental ETF Tr23908L306SELECT WRLD WI13,621$405.0K<0.1%+13,621New–
CHKPCheck Point Software Technologies LtdORD3,583$405.0K<0.1%−313−8.0%ReducedHistory
ETREntergy CorpCOM4,100$407.0K<0.1%+872+27.0%AddedHistory
RMORomeo Power, Inc.COM82,190$407.0K<0.1%+14,450+21.3%AddedHistory
SIRISirius XM Holdings Inc.COM66,784$407.0K<0.1%+6,797+11.3%AddedHistory
EOIEaton Vance Enhanced Equity Income FundCOM22,818$408.0K<0.1%+6,711+41.7%AddedHistory
SMGScotts Miracle-Gro CoStock2,810$411.0K<0.1%+770+37.7%AddedHistory
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI23,402$411.0K<0.1%00.0%Unchanged–
NUVNuveen Municipal Value Fund IncCOM36,438$412.0K<0.1%+20,667+131.0%AddedHistory
PCTPureCycle Technologies, Inc.COM31,048$412.0K<0.1%+1,399+4.7%AddedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A51,206$412.0K<0.1%−5,460−9.6%ReducedHistory
FAFFirst American Financial CorpStock6,157$413.0K<0.1%−167−2.6%ReducedHistory
GNTXGentex CorpCOM12,534$413.0K<0.1%+92+0.7%AddedHistory
MEDMedifast IncCOM2,145$413.0K<0.1%−359−14.3%ReducedHistory
Innovator ETFs Trust45782C417US EQTY PWR BUF14,480$414.0K<0.1%00.0%Unchanged–
ZZillow Group, Inc.CL C CAP STK4,696$414.0K<0.1%+1,048+28.7%AddedHistory
APTVAptiv PLCSHS2,776$414.0K<0.1%+164+6.3%AddedHistory
VanEck ETF Trust92189H805RARE EARTH AND S4,016$415.0K<0.1%+637+18.9%Added–
First Tr Exchng Traded FD VI33740U885FT VEST US EQT13,452$415.0K<0.1%−100−0.7%Reduced–
Innovator ETFs Trust45782C284US SML CP PWR B15,891$415.0K<0.1%+15,891New–
RHIRobert Half Inc.COM4,143$416.0K<0.1%+4,143NewHistory
AWFAlliancebernstein Global High Income Fund IncCOM33,941$416.0K<0.1%+1,767+5.5%AddedHistory
iShares Tr46435U663ESG AWARE MSCI10,700$417.0K<0.1%+3,075+40.3%Added–
WDAYWorkday, Inc.CL A1,671$418.0K<0.1%−233−12.2%ReducedHistory
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM28,575$419.0K<0.1%00.0%Unchanged–
FDSFactset Research Systems IncStock1,063$420.0K<0.1%+127+13.6%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW26,219$420.0K<0.1%+5,419+26.1%AddedHistory
MTZMastec IncCOM4,875$421.0K<0.1%−348−6.7%ReducedHistory
IONSIonis Pharmaceuticals IncCOM12,552$421.0K<0.1%+4,335+52.8%AddedHistory
Global X FDS37954Y780INTERNET OF THNG11,727$426.0K<0.1%−62−0.5%Reduced–
FLCFlaherty & Crumrine Total Return Fund IncCOM17,792$427.0K<0.1%−310−1.7%ReducedHistory
ProShares Tr74347R248LARGE CAP CRE4,275$428.0K<0.1%+489+12.9%Added–
Innovator ETFs Trust45782C342US SML CP PWR ET15,731$428.0K<0.1%+185+1.2%Added–
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN15,451$429.0K<0.1%+57+0.4%Added–
HMYHarmony Gold Mining Co LtdADR136,550$430.0K<0.1%+23,700+21.0%AddedHistory
IDAIdacorp IncCOM4,191$433.0K<0.1%−462−9.9%ReducedHistory
RPMRPM International IncCOM5,592$434.0K<0.1%−389−6.5%ReducedHistory
FTVFortive CorpStock6,166$435.0K<0.1%−976−13.7%ReducedHistory
Innovator ETFs Trust45782C524INTRNL DEV JAN16,328$436.0K<0.1%−1,900−10.4%Reduced–
Pacer FDS Tr69374H766INDUSTRIAL RELET9,949$436.0K<0.1%+9,949New–
SUSuncor Energy IncStock21,056$437.0K<0.1%+630+3.1%AddedHistory
First Tr Exchng Traded FD VI33740U307FT VEST US EQT12,877$437.0K<0.1%+12,877New–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD4,153$439.0K<0.1%+720+21.0%Added–
iShares Tr46435G524INTL DIV GRWTH6,732$439.0K<0.1%+918+15.8%Added–
iShares Tr46435G755IBONDS DEC202216,762$439.0K<0.1%00.0%Unchanged–
OXYOccidental Petroleum CorpStock14,890$440.0K<0.1%+50.0%AddedHistory
ALEAllete IncCOM NEW7,406$441.0K<0.1%+45+0.6%AddedHistory
DOCHealthpeak Properties, Inc.COM13,284$445.0K<0.1%+3,410+34.5%AddedHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF16,539$446.0K<0.1%+16,539New–
iShares Tr464287127MORNINGSTR US EQ7,362$447.0K<0.1%−746−9.2%Reduced–
PSFEPaysafe LtdORD57,645$447.0K<0.1%+5,486+10.5%AddedHistory
PHParker-Hannifin CorpStock1,600$448.0K<0.1%+164+11.4%AddedHistory
Triterras IncG9103H102SHS CL A76,550$448.0K<0.1%+14,650+23.7%Added–
CNCCentene CorpStock7,212$449.0K<0.1%−5,748−44.4%ReducedHistory
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT10,105$451.0K<0.1%−215−2.1%Reduced–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF5,916$451.0K<0.1%−83−1.4%Reduced–
KNSLKinsale Capital Group, Inc.Stock2,796$452.0K<0.1%+2,796NewHistory
EAElectronic Arts Inc.COM3,178$452.0K<0.1%−29−0.9%ReducedHistory
iShares U.S. Regional Banks ETF464288778ETF7,500$454.0K<0.1%+3,229+75.6%Added–
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A85,055$454.0K<0.1%−5,000−5.6%ReducedHistory
HUMHumana IncStock1,169$455.0K<0.1%−741−38.8%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A6,128$455.0K<0.1%+30.0%AddedHistory
GDVGabelli Dividend & Income TrustCOM17,710$457.0K<0.1%+1,330+8.1%AddedHistory
BSCLBILI Social International, Inc.BULSHS 2021 CB21,733$458.0K<0.1%+600+2.8%AddedHistory
DBXDropbox, Inc.CL A15,711$459.0K<0.1%+1,536+10.8%AddedHistory
FTSFortis Inc.COM10,376$460.0K<0.1%+770+8.0%AddedHistory
Innovator ETFs Trust45782C557US EQTY BUF DEC13,750$460.0K<0.1%−1,548−10.1%Reduced–
BCEBce IncCOM NEW9,179$460.0K<0.1%+1,088+13.4%AddedHistory
PBAPembina Pipeline CorpCOM14,547$461.0K<0.1%+4,079+39.0%AddedHistory
SONSonoco Products CoCOM7,762$462.0K<0.1%+679+9.6%AddedHistory
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD10,471$464.0K<0.1%−1,450−12.2%Reduced–
PCARPaccar IncCOM5,896$465.0K<0.1%−340−5.5%ReducedHistory
FLGTFulgent Genetics, Inc.COM5,186$466.0K<0.1%+395+8.2%AddedHistory
CRFCornerstone Total Return Fund IncCOM37,744$468.0K<0.1%−44,440−54.1%ReducedHistory
HPIJohn Hancock Preferred Income FundSH BEN INT21,799$469.0K<0.1%−2,016−8.5%ReducedHistory
UGIUgi CorpStock11,047$471.0K<0.1%+1,404+14.6%AddedHistory
PNRPENTAIR plcSHS6,488$471.0K<0.1%+636+10.9%AddedHistory
GWREGuidewire Software, Inc.COM3,971$472.0K<0.1%+1,019+34.5%AddedHistory
iShares Tr464287580US CONSUM DISCRE6,105$472.0K<0.1%+260+4.4%Added–
iShares Tr46435U432IBONDS DEC 2516,923$473.0K<0.1%+1,255+8.0%Added–
SJISouth Jersey Industries IncCOM22,250$473.0K<0.1%−850−3.7%ReducedHistory
NOKNokia CorpSPONSORED ADR87,013$474.0K<0.1%+13,508+18.4%AddedHistory
Sprott ETF Trust85210B102GOLD MINERS ETF19,189$476.0K<0.1%+23+0.1%Added–
MCOMoodys CorpStock1,342$477.0K<0.1%−48−3.5%ReducedHistory
SLBSLB LimitedStock16,172$479.0K<0.1%+2,183+15.6%AddedHistory
CROXCrocs, Inc.COM3,339$479.0K<0.1%+1,430+74.9%AddedHistory
ITGartner IncCOM1,578$480.0K<0.1%−215−12.0%ReducedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF8,023$481.0K<0.1%−113−1.4%Reduced–
KGCKinross Gold CorpCOM89,995$482.0K<0.1%+30,213+50.5%AddedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW4,090$483.0K<0.1%−1,295−24.0%ReducedHistory
NXPINXP Semiconductors N.V.COM2,470$484.0K<0.1%+394+19.0%AddedHistory
IDXXIDEXX Laboratories IncCOM779$484.0K<0.1%−554−41.6%ReducedHistory

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$12.0K–
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6.00K
Yamana Gold Inc98462Y100COM–$3.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
iShares U.S. Medical Devices ETF464288810ETF–$1.00K
AAPLApple Inc.Stock–$1.00K
AGFirst Majestic Silver CorpCOM–$1.00K

Sold out since Q2 2021 (137)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG99,848$3.06M<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT16,860$1.60M<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM7,761$1.43M<0.1%History
Innovator ETFs Tr45782C243INVTOR 2 PLS 546,579$1.09M<0.1%–
Churchill Capital Corp IV171439102CL A35,525$1.02M<0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF17,682$876.0K<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN20,757$855.0K<0.1%–
MAAMid America Apartment Communities Inc.COM4,976$838.0K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF13,157$727.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A31,260$711.0K<0.1%–
Invesco Exch Traded FD Tr II46138G201S&P SMLCP MATL10,953$706.0K<0.1%–
FIVEFive Below, IncCOM3,491$675.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS7,090$662.0K<0.1%–
LKQLKQ CorpCOM13,395$659.0K<0.1%History
SUMSummit Materials, Inc.CL A17,520$611.0K<0.1%History
KNSAKiniksa Pharmaceuticals International, plcCOM CL A43,632$608.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A12,268$579.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO5,457$558.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL5,688$540.0K<0.1%–
APPNAppian CorpCL A3,836$528.0K<0.1%History
MDXGMimedx Group, Inc.COM37,598$470.0K<0.1%History
IRBTiRobot CorpCOM4,828$451.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/202528,100$443.0K<0.1%–
PRVBProvention Bio, Inc.COM51,451$434.0K<0.1%History
SFStifel Financial CorpCOM6,675$433.0K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM9,208$427.0K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF13,916$426.0K<0.1%–
TPICQTpi Composites, IncCOM8,332$403.0K<0.1%History
MGIMoneygram International IncCOM NEW39,501$398.0K<0.1%History
MTNVail Resorts IncCOM1,248$395.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A8,462$375.0K<0.1%History
LOGILogitech International S.A.SHS3,091$374.0K<0.1%History
Innovator ETFs Trust45782C326US EQTY BUFR MAY12,015$374.0K<0.1%–
DACDanaos CorpSHS4,850$372.0K<0.1%History
USCRU.S. Concrete, Inc.COM5,026$371.0K<0.1%History
HSKAHeska CorpCOM RESTRC NEW1,580$363.0K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR21,451$359.0K<0.1%History
TDGTransDigm Group INCCOM539$349.0K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD18,505$344.0K<0.1%History
MNDTMandiant, Inc.COM16,995$344.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,165$337.0K<0.1%–
USFDUS Foods Holding Corp.COM8,739$335.0K<0.1%History
MXIMMaxim Integrated Products IncCOM3,145$331.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,350$329.0K<0.1%History
CM Life Sciences Inc18978W109COM CL A23,500$329.0K<0.1%–
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,145$320.0K<0.1%–
PACKRanpak Holdings Corp.COM CL A12,755$319.0K<0.1%History
RLIRli CorpCOM2,890$302.0K<0.1%History
Tuscan Hldgs Corp90069K104COM22,050$301.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER8,060$299.0K<0.1%–
EHEHang Holdings LtdADS6,800$292.0K<0.1%History
iShares U S ETF Tr46431W838SHOR MAT MUN ETF5,774$290.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF4,275$289.0K<0.1%–
SPDR Series Trust78464A789ST STR SP INS7,391$285.0K<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM28,460$281.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,290$275.0K<0.1%–
Clover Health Investments, Corp.18914F111*W EXP 04/21/20254,000$275.0K<0.1%–
YETIYETI Holdings, Inc.COM2,965$272.0K<0.1%History
ELANElanco Animal Health IncCOM7,846$272.0K<0.1%History
CLRContinental Resources, IncCOM7,115$271.0K<0.1%History
NVCRNovoCure LtdORD SHS1,210$268.0K<0.1%History
PFPTProofpoint IncCOM1,524$265.0K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT17,177$257.0K<0.1%History
STNEStoneCo Ltd.COM3,814$256.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM21,160$253.0K<0.1%History
PZZAPapa Johns International IncStock2,413$252.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,725$252.0K<0.1%–
Collaborative Investmnt Ser19423L672THE SPAC AND NEW8,625$251.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF2,703$250.0K<0.1%–
SRPTSarepta Therapeutics, Inc.COM3,220$250.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM5,539$249.0K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,403$247.0K<0.1%History
CRSRCorsair Gaming, Inc.COM7,364$245.0K<0.1%History
SPDR Ser Tr78468R697S&P KENSHO INTLG5,120$245.0K<0.1%–
SIXSix Flags Entertainment CorpCOM5,628$244.0K<0.1%History
CTLTCatalent, Inc.COM2,251$243.0K<0.1%History
CPRICapri Holdings LtdSHS4,213$241.0K<0.1%History
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC2,052$241.0K<0.1%–
LINDLindblad Expeditions Holdings, Inc.Stock15,000$240.0K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR5,125$239.0K<0.1%–
TRTNTriton International LtdCL A4,567$239.0K<0.1%History
BROBrown & Brown, Inc.Stock4,439$236.0K<0.1%History
MTDMettler Toledo International IncCOM170$236.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF9,119$236.0K<0.1%–
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,198$234.0K<0.1%–
Health Assurn Acquisition Co42226W208UNIT 99/99/999922,500$234.0K<0.1%–
LTCLTC Properties IncREIT6,079$233.0K<0.1%History
IDCCInterDigital, Inc.COM3,167$231.0K<0.1%History
GPNGlobal Payments IncStock1,227$230.0K<0.1%History
Listed FD Tr53656F466MORGAN CREEK11,000$230.0K<0.1%–
NTESNetEase, Inc.SPONSORED ADS1,975$228.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM2,055$227.0K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,012$227.0K<0.1%History
CVACovanta Holding CorpCOM12,605$222.0K<0.1%History
EMEEMCOR Group, Inc.Stock1,783$220.0K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF4,675$217.0K<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,312$216.0K<0.1%–
MANManpowerGroup Inc.COM1,810$215.0K<0.1%History
UHTUniversal Health Realty Income TrustSH BEN INT3,483$214.0K<0.1%History
AGRAvangrid, Inc.COM4,164$214.0K<0.1%History