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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,945
+61 vs. Q2 2021
Portfolio value
$7.39B
+$299.1M (+4.2%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464287192US TRSPRTION1,046$254.0K<0.1%−2,552−70.9%Reduced–
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL3,353$254.0K<0.1%−32,681−90.7%Reduced–
DEAEasterly Government Properties, Inc.COM12,317$254.0K<0.1%+12,317NewHistory
CLOVClover Health Investments, Corp.COM CL A34,450$255.0K<0.1%+34,450NewHistory
ORGOOrganogenesis Holdings Inc.COM17,938$255.0K<0.1%+823+4.8%AddedHistory
Advisorshares Tr00768Y768STAR GLOB BUYW6,471$256.0K<0.1%−250−3.7%Reduced–
CMBTCmb.tech NVSHS26,241$256.0K<0.1%+2,108+8.7%AddedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,000$258.0K<0.1%+9,000New–
TRPTC Energy CorpCOM5,371$258.0K<0.1%+742+16.0%AddedHistory
FSLYFastly, Inc.CL A6,384$258.0K<0.1%−829−11.5%ReducedHistory
Nuveen Enhanced Mun Value FD67074M101COM16,318$258.0K<0.1%−242−1.5%Reduced–
SASRSandy Spring Bancorp IncCOM5,628$258.0K<0.1%00.0%UnchangedHistory
CXPColumbia Property Trust, Inc.COM NEW13,624$259.0K<0.1%+1,676+14.0%AddedHistory
Ssga Active ETF Tr78467V400GLOBL ALLO ETF5,692$259.0K<0.1%00.0%Unchanged–
SAPSAP SEADR1,923$260.0K<0.1%−246−11.3%ReducedHistory
GRWGGrowGeneration Corp.COM10,559$260.0K<0.1%−462−4.2%ReducedHistory
JRSNuveen Real Estate Income FundCOM24,498$260.0K<0.1%−2,464−9.1%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF4,936$261.0K<0.1%−2,928−37.2%Reduced–
NNOXNano-X Imaging Ltd.ORD SHS11,600$261.0K<0.1%+667+6.1%AddedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM16,549$261.0K<0.1%+3,707+28.9%AddedHistory
Invesco Exchange Traded FD T46137V886DWA STAPLES2,919$261.0K<0.1%+2,919New–
RMBSRambus IncCOM11,800$262.0K<0.1%+312+2.7%AddedHistory
BKHBlack Hills CorpCOM4,169$262.0K<0.1%+7+0.2%AddedHistory
iShares Inc464286509MSCI CDA ETF7,216$262.0K<0.1%+47+0.7%Added–
ARIApollo Commercial Real Estate Finance, Inc.COM17,816$264.0K<0.1%+514+3.0%AddedHistory
OTTROtter Tail CorpCOM4,742$265.0K<0.1%00.0%UnchangedHistory
ETF Ser Solutions26922A511US DIVERSIFIED7,559$265.0K<0.1%+7,559New–
HWMHowmet Aerospace Inc.Stock8,540$266.0K<0.1%+606+7.6%AddedHistory
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN4,332$266.0K<0.1%+4,332New–
AAOIApplied Optoelectronics, Inc.COM37,229$267.0K<0.1%+4,930+15.3%AddedHistory
ProShares Tr74348A145PET CARE ETF3,438$267.0K<0.1%−205−5.6%Reduced–
WUWestern Union COStock13,235$268.0K<0.1%+2,378+21.9%AddedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF7,051$268.0K<0.1%+110+1.6%Added–
VRSNVerisign IncCOM1,305$268.0K<0.1%−795−37.9%ReducedHistory
ZNGAZynga IncCL A35,642$268.0K<0.1%+23,860+202.5%AddedHistory
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,692$269.0K<0.1%−1,540−13.7%Reduced–
RGRSturm Ruger & Co IncStock3,649$269.0K<0.1%+518+16.5%AddedHistory
HALHalliburton CoStock12,443$269.0K<0.1%−737−5.6%ReducedHistory
MPVBarings Participation InvestorsSH BEN INT19,477$269.0K<0.1%−14−0.1%ReducedHistory
NETCloudflare, Inc.CL A COM2,390$269.0K<0.1%−347−12.7%ReducedHistory
iShares Tr464288372GLB INFRASTR ETF5,856$269.0K<0.1%+676+13.1%Added–
BBBY20230930-DK-Butterfly-1, Inc.COM15,550$269.0K<0.1%+15,550NewHistory
EQTEQT CorpStock13,193$270.0K<0.1%+425+3.3%AddedHistory
CATYCathay General BancorpCOM6,519$270.0K<0.1%+6,519NewHistory
ACNBAcnb CorpCOM9,639$270.0K<0.1%+33+0.3%AddedHistory
GDRXGoodRx Holdings, Inc.COM CL A6,589$270.0K<0.1%+6,589NewHistory
WBDWarner Bros. Discovery, Inc.COM SER A10,628$270.0K<0.1%+463+4.6%AddedHistory
AEMAgnico Eagle Mines LtdStock5,228$271.0K<0.1%+5,228NewHistory
PDMPiedmont Realty Trust, Inc.COM CL A15,530$271.0K<0.1%+3,903+33.6%AddedHistory
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH3,390$271.0K<0.1%−30−0.9%Reduced–
HASHasbro, Inc.COM3,042$271.0K<0.1%+107+3.6%AddedHistory
CARECarter Bankshares, Inc.COM NEW19,073$271.0K<0.1%−4,184−18.0%ReducedHistory
CLMCornerstone Strategic Investment Fund, Inc.COM21,213$272.0K<0.1%−77,621−78.5%ReducedHistory
Innovator ETFs Tr45783Y202US EQUITY9,960$272.0K<0.1%00.0%Unchanged–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT9,585$272.0K<0.1%+2,285+31.3%Added–
ZEVLightning eMotors, Inc.COM31,800$272.0K<0.1%+14,600+84.9%AddedHistory
KIMKimco Realty CorpCOM13,144$273.0K<0.1%+1,665+14.5%AddedHistory
Global X FDS37954Y459RUSSELL 200010,995$274.0K<0.1%+10,995New–
ESSEssex Property Trust, Inc.COM858$274.0K<0.1%+28+3.4%AddedHistory
VERVEREIT, Inc.COM6,060$274.0K<0.1%+1,681+38.4%AddedHistory
WRKWestRock CoCOM5,508$274.0K<0.1%+1,675+43.7%AddedHistory
SPOTSpotify Technology S.A.Stock1,219$275.0K<0.1%−494−28.8%ReducedHistory
PTONPeloton Interactive, Inc.CL A COM3,170$276.0K<0.1%+384+13.8%AddedHistory
CASSCass Information Systems IncCOM6,601$276.0K<0.1%−200−2.9%ReducedHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN17,962$276.0K<0.1%+17,962NewHistory
CDNSCadence Design Systems IncStock1,831$277.0K<0.1%−123−6.3%ReducedHistory
TXG10x Genomics, Inc.CL A COM1,906$277.0K<0.1%+209+12.3%AddedHistory
VIRTVirtu Financial, Inc.CL A11,346$277.0K<0.1%−197−1.7%ReducedHistory
PXDPioneer Natural Resources CoCOM1,662$277.0K<0.1%+367+28.3%AddedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF8,610$278.0K<0.1%−528−5.8%Reduced–
UHSUniversal Health Services IncCL B2,011$278.0K<0.1%+2,011NewHistory
WMSAdvanced Drainage Systems, Inc.COM2,575$279.0K<0.1%+2,575NewHistory
WWayfair Inc.CL A1,093$279.0K<0.1%−629−36.5%ReducedHistory
THFFFirst Financial CorpStock6,668$280.0K<0.1%00.0%UnchangedHistory
QSQuantumScape CorpCOM CL A11,404$280.0K<0.1%+1,141+11.1%AddedHistory
CoreSite Realty Corp21870Q105COM2,022$280.0K<0.1%−144−6.6%Reduced–
SYNHSyneos Health, Inc.CL A3,203$280.0K<0.1%+3,203NewHistory
ALCAlcon IncStock3,448$281.0K<0.1%−248−6.7%ReducedHistory
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD11,649$281.0K<0.1%+11,649New–
HAEHaemonetics CorpCOM3,997$282.0K<0.1%+3,997NewHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM20,408$282.0K<0.1%+5,500+36.9%AddedHistory
JEFJefferies Financial Group Inc.COM7,584$282.0K<0.1%+7,584NewHistory
First Tr Exchange-Traded FD33733B100WTR ETF3,310$282.0K<0.1%−682−17.1%Reduced–
CNXCNX Resources CorpCOM22,365$282.0K<0.1%−640−2.8%ReducedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF5,517$283.0K<0.1%+904+19.6%Added–
HOGHarley-Davidson, Inc.COM7,724$283.0K<0.1%−1,968−20.3%ReducedHistory
BHCBausch Health Companies Inc.Stock10,203$284.0K<0.1%+2,450+31.6%AddedHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF3,513$285.0K<0.1%+3,513New–
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT17,143$285.0K<0.1%−3,057−15.1%ReducedHistory
GWWW.W. Grainger, Inc.Stock726$286.0K<0.1%+127+21.2%AddedHistory
NEWRNew Relic, Inc.COM3,982$286.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F429PREFERRED SECURT13,503$287.0K<0.1%+13,503New–
Innovator ETFs Trust45782C698US EQUT BUFR AUG9,162$287.0K<0.1%+1,936+26.8%Added–
RIORio Tinto PLCADR4,305$288.0K<0.1%+735+20.6%AddedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM21,582$288.0K<0.1%+34+0.2%AddedHistory
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP3,202$288.0K<0.1%+235+7.9%Added–
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM15,973$288.0K<0.1%00.0%UnchangedHistory
BYDBoyd Gaming CorpCOM4,565$289.0K<0.1%+4,565NewHistory
WisdomTree Tr97717X560EQUITY PREMIUM8,883$289.0K<0.1%+8,883New–
ERHAllspring Utilities & High Income FundWF UTILITIES INC21,436$289.0K<0.1%00.0%UnchangedHistory

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$12.0K–
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6.00K
Yamana Gold Inc98462Y100COM–$3.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
iShares U.S. Medical Devices ETF464288810ETF–$1.00K
AAPLApple Inc.Stock–$1.00K
AGFirst Majestic Silver CorpCOM–$1.00K

Sold out since Q2 2021 (137)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG99,848$3.06M<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT16,860$1.60M<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM7,761$1.43M<0.1%History
Innovator ETFs Tr45782C243INVTOR 2 PLS 546,579$1.09M<0.1%–
Churchill Capital Corp IV171439102CL A35,525$1.02M<0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF17,682$876.0K<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN20,757$855.0K<0.1%–
MAAMid America Apartment Communities Inc.COM4,976$838.0K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF13,157$727.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A31,260$711.0K<0.1%–
Invesco Exch Traded FD Tr II46138G201S&P SMLCP MATL10,953$706.0K<0.1%–
FIVEFive Below, IncCOM3,491$675.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS7,090$662.0K<0.1%–
LKQLKQ CorpCOM13,395$659.0K<0.1%History
SUMSummit Materials, Inc.CL A17,520$611.0K<0.1%History
KNSAKiniksa Pharmaceuticals International, plcCOM CL A43,632$608.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A12,268$579.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO5,457$558.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL5,688$540.0K<0.1%–
APPNAppian CorpCL A3,836$528.0K<0.1%History
MDXGMimedx Group, Inc.COM37,598$470.0K<0.1%History
IRBTiRobot CorpCOM4,828$451.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/202528,100$443.0K<0.1%–
PRVBProvention Bio, Inc.COM51,451$434.0K<0.1%History
SFStifel Financial CorpCOM6,675$433.0K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM9,208$427.0K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF13,916$426.0K<0.1%–
TPICQTpi Composites, IncCOM8,332$403.0K<0.1%History
MGIMoneygram International IncCOM NEW39,501$398.0K<0.1%History
MTNVail Resorts IncCOM1,248$395.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A8,462$375.0K<0.1%History
LOGILogitech International S.A.SHS3,091$374.0K<0.1%History
Innovator ETFs Trust45782C326US EQTY BUFR MAY12,015$374.0K<0.1%–
DACDanaos CorpSHS4,850$372.0K<0.1%History
USCRU.S. Concrete, Inc.COM5,026$371.0K<0.1%History
HSKAHeska CorpCOM RESTRC NEW1,580$363.0K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR21,451$359.0K<0.1%History
TDGTransDigm Group INCCOM539$349.0K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD18,505$344.0K<0.1%History
MNDTMandiant, Inc.COM16,995$344.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,165$337.0K<0.1%–
USFDUS Foods Holding Corp.COM8,739$335.0K<0.1%History
MXIMMaxim Integrated Products IncCOM3,145$331.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,350$329.0K<0.1%History
CM Life Sciences Inc18978W109COM CL A23,500$329.0K<0.1%–
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,145$320.0K<0.1%–
PACKRanpak Holdings Corp.COM CL A12,755$319.0K<0.1%History
RLIRli CorpCOM2,890$302.0K<0.1%History
Tuscan Hldgs Corp90069K104COM22,050$301.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER8,060$299.0K<0.1%–
EHEHang Holdings LtdADS6,800$292.0K<0.1%History
iShares U S ETF Tr46431W838SHOR MAT MUN ETF5,774$290.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF4,275$289.0K<0.1%–
SPDR Series Trust78464A789ST STR SP INS7,391$285.0K<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM28,460$281.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,290$275.0K<0.1%–
Clover Health Investments, Corp.18914F111*W EXP 04/21/20254,000$275.0K<0.1%–
YETIYETI Holdings, Inc.COM2,965$272.0K<0.1%History
ELANElanco Animal Health IncCOM7,846$272.0K<0.1%History
CLRContinental Resources, IncCOM7,115$271.0K<0.1%History
NVCRNovoCure LtdORD SHS1,210$268.0K<0.1%History
PFPTProofpoint IncCOM1,524$265.0K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT17,177$257.0K<0.1%History
STNEStoneCo Ltd.COM3,814$256.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM21,160$253.0K<0.1%History
PZZAPapa Johns International IncStock2,413$252.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,725$252.0K<0.1%–
Collaborative Investmnt Ser19423L672THE SPAC AND NEW8,625$251.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF2,703$250.0K<0.1%–
SRPTSarepta Therapeutics, Inc.COM3,220$250.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM5,539$249.0K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,403$247.0K<0.1%History
CRSRCorsair Gaming, Inc.COM7,364$245.0K<0.1%History
SPDR Ser Tr78468R697S&P KENSHO INTLG5,120$245.0K<0.1%–
SIXSix Flags Entertainment CorpCOM5,628$244.0K<0.1%History
CTLTCatalent, Inc.COM2,251$243.0K<0.1%History
CPRICapri Holdings LtdSHS4,213$241.0K<0.1%History
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC2,052$241.0K<0.1%–
LINDLindblad Expeditions Holdings, Inc.Stock15,000$240.0K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR5,125$239.0K<0.1%–
TRTNTriton International LtdCL A4,567$239.0K<0.1%History
BROBrown & Brown, Inc.Stock4,439$236.0K<0.1%History
MTDMettler Toledo International IncCOM170$236.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF9,119$236.0K<0.1%–
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,198$234.0K<0.1%–
Health Assurn Acquisition Co42226W208UNIT 99/99/999922,500$234.0K<0.1%–
LTCLTC Properties IncREIT6,079$233.0K<0.1%History
IDCCInterDigital, Inc.COM3,167$231.0K<0.1%History
GPNGlobal Payments IncStock1,227$230.0K<0.1%History
Listed FD Tr53656F466MORGAN CREEK11,000$230.0K<0.1%–
NTESNetEase, Inc.SPONSORED ADS1,975$228.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM2,055$227.0K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,012$227.0K<0.1%History
CVACovanta Holding CorpCOM12,605$222.0K<0.1%History
EMEEMCOR Group, Inc.Stock1,783$220.0K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF4,675$217.0K<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,312$216.0K<0.1%–
MANManpowerGroup Inc.COM1,810$215.0K<0.1%History
UHTUniversal Health Realty Income TrustSH BEN INT3,483$214.0K<0.1%History
AGRAvangrid, Inc.COM4,164$214.0K<0.1%History