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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,884
+410 vs. Q1 2021
Portfolio value
$7.09B
+$2.38B (+50.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
FTSFortis Inc.COM9,606$426.0K<0.1%+9,606NewHistory
LSEALandsea Homes CorpCOM50,900$426.0K<0.1%+100+0.2%AddedHistory
NXPINXP Semiconductors N.V.COM2,076$427.0K<0.1%+775+59.6%AddedHistory
GLPIGaming & Leisure Properties, Inc.COM9,208$427.0K<0.1%+2,387+35.0%AddedHistory
GEOGeo Group IncCOM60,030$427.0K<0.1%+60,030NewHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS3,332$428.0K<0.1%−11,035−76.8%Reduced–
BRGBluerock Residential Growth REIT, Inc.COM CL A42,072$428.0K<0.1%+24,139+134.6%AddedHistory
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM28,575$428.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V860DWA FINL MUMT8,454$429.0K<0.1%+2,629+45.1%Added–
LWLamb Weston Holdings, Inc.Stock5,327$430.0K<0.1%+1,385+35.1%AddedHistory
DBXDropbox, Inc.CL A14,175$430.0K<0.1%+2,128+17.7%AddedHistory
Innovator ETFs Trust45782C342US SML CP PWR ET15,546$430.0K<0.1%+15,546New–
LENLennar CorpCL A4,324$430.0K<0.1%+678+18.6%AddedHistory
FSLYFastly, Inc.CL A7,213$430.0K<0.1%+3,315+85.0%AddedHistory
GDVGabelli Dividend & Income TrustCOM16,380$431.0K<0.1%+1,281+8.5%AddedHistory
Triterras IncG9103H102SHS CL A61,900$431.0K<0.1%+61,900New–
Fidelity MSCI Health Care Index ETF316092600ETF6,783$432.0K<0.1%+420+6.6%Added–
NTAPNetApp, Inc.Stock5,278$432.0K<0.1%+5,278NewHistory
CUBECubeSmartREIT9,332$432.0K<0.1%+147+1.6%AddedHistory
SFStifel Financial CorpCOM6,675$433.0K<0.1%+150+2.3%AddedHistory
WSMWilliams Sonoma IncCOM2,712$433.0K<0.1%+2,712NewHistory
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN15,394$433.0K<0.1%−656−4.1%Reduced–
Natixis ETF Tr63873X208LOOMIS SAYLES17,172$433.0K<0.1%+1,699+11.0%Added–
WisdomTree Tr97717X867EM LCL DEBT FD13,280$433.0K<0.1%+13,280New–
ITGartner IncCOM1,793$434.0K<0.1%−37−2.0%ReducedHistory
PRVBProvention Bio, Inc.COM51,451$434.0K<0.1%+1,713+3.4%AddedHistory
RMDResmed IncCOM1,772$437.0K<0.1%−253−12.5%ReducedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT25,380$437.0K<0.1%+14,264+128.3%AddedHistory
DISHDISH Network CORPCL A10,479$438.0K<0.1%−144−1.4%ReducedHistory
iShares Tr46435U432IBONDS DEC 2515,668$439.0K<0.1%+15,668New–
iShares Tr46435G755IBONDS DEC202216,762$440.0K<0.1%+16,762New–
PHParker-Hannifin CorpStock1,436$441.0K<0.1%+1,436NewHistory
NTRSNorthern Trust CorpCOM3,827$442.0K<0.1%+3,827NewHistory
BGSB&G Foods, Inc.COM13,483$442.0K<0.1%+5,153+61.9%AddedHistory
FLGTFulgent Genetics, Inc.COM4,791$442.0K<0.1%+4,791NewHistory
FLCFlaherty & Crumrine Total Return Fund IncCOM18,102$442.0K<0.1%+18,102NewHistory
SPCEVirgin Galactic Holdings, IncCOM9,601$442.0K<0.1%+9,601NewHistory
INFYInfosys LtdSPONSORED ADR20,901$443.0K<0.1%+20,901NewHistory
CM Life Sciences Inc18978W208UNIT 09/01/202528,100$443.0K<0.1%+14,350+104.4%Added–
Pacer FDS Tr69374H725LUNT MDCAP MLT12,065$443.0K<0.1%+5,522+84.4%Added–
HOGHarley-Davidson, Inc.COM9,692$444.0K<0.1%+4,165+75.4%AddedHistory
DXCDXC Technology CoStock11,427$445.0K<0.1%+281+2.5%AddedHistory
INMDInMode Ltd.SHS4,715$446.0K<0.1%+4,715NewHistory
iShares Tr46435U135CYBERSECURITY10,329$446.0K<0.1%+10,329New–
ZZillow Group, Inc.CL C CAP STK3,648$446.0K<0.1%+3,648NewHistory
BSCLBILI Social International, Inc.BULSHS 2021 CB21,133$446.0K<0.1%−7,126−25.2%ReducedHistory
UGIUgi CorpStock9,643$447.0K<0.1%+9,643NewHistory
SLBSLB LimitedStock13,989$448.0K<0.1%+2,835+25.4%AddedHistory
CFGCitizens Financial Group IncCOM9,787$449.0K<0.1%+9,787NewHistory
iShares Tr464287549EXPND TEC SC ETF1,116$451.0K<0.1%+112+11.2%Added–
IRBTiRobot CorpCOM4,828$451.0K<0.1%−3,019−38.5%ReducedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART7,259$451.0K<0.1%−109−1.5%Reduced–
CHKPCheck Point Software Technologies LtdORD3,896$452.0K<0.1%+1,017+35.3%AddedHistory
EDITEditas Medicine, Inc.COM7,996$453.0K<0.1%−5,866−42.3%ReducedHistory
EVRGEvergy, Inc.Stock7,520$454.0K<0.1%+598+8.6%AddedHistory
IDAIdacorp IncCOM4,653$454.0K<0.1%+2,124+84.0%AddedHistory
iShares Tr464287580US CONSUM DISCRE5,845$454.0K<0.1%+2,178+59.4%Added–
WDAYWorkday, Inc.CL A1,904$455.0K<0.1%+776+68.8%AddedHistory
CFRCullen/Frost Bankers, Inc.COM4,067$456.0K<0.1%+4,067NewHistory
CTASCintas CorpStock1,200$458.0K<0.1%+305+34.1%AddedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF5,999$458.0K<0.1%+878+17.1%Added–
BBWIBath & Body Works, Inc.COM6,351$458.0K<0.1%−1,338−17.4%ReducedHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A90,055$461.0K<0.1%+90,055NewHistory
EAElectronic Arts Inc.COM3,207$461.0K<0.1%+296+10.2%AddedHistory
AEEAmeren CorpCOM5,779$463.0K<0.1%+704+13.9%AddedHistory
OXYOccidental Petroleum CorpStock14,885$465.0K<0.1%+6,449+76.4%AddedHistory
WisdomTree Tr97717W703INTL EQUITY FD8,548$466.0K<0.1%+49+0.6%Added–
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT10,320$468.0K<0.1%−554−5.1%Reduced–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT9,247$469.0K<0.1%+3,034+48.8%Added–
MDXGMimedx Group, Inc.COM37,598$470.0K<0.1%−4,000−9.6%ReducedHistory
TTCToro CoCOM4,291$471.0K<0.1%+42+1.0%AddedHistory
Fidelity Covington Trust316092832DIVID ETF RISI11,139$471.0K<0.1%+11,139New–
ZSZscaler, Inc.Stock2,184$472.0K<0.1%+2,184NewHistory
SPOTSpotify Technology S.A.Stock1,713$472.0K<0.1%+703+69.6%AddedHistory
NVAXNovavax IncCOM NEW2,228$473.0K<0.1%+2,228NewHistory
SONSonoco Products CoCOM7,083$474.0K<0.1%+1,255+21.5%AddedHistory
NADNuveen Quality Municipal Income FundCOM29,593$474.0K<0.1%+11,927+67.5%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT31,288$475.0K<0.1%+508+1.7%AddedHistory
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR17,922$475.0K<0.1%+17,922New–
VMCVulcan Materials COCOM2,738$477.0K<0.1%−207−7.0%ReducedHistory
VRSNVerisign IncCOM2,100$478.0K<0.1%+999+90.7%AddedHistory
CBRLCracker Barrel Old Country Store, IncCOM3,233$480.0K<0.1%+1,902+142.9%AddedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A56,666$481.0K<0.1%+40,782+256.7%AddedHistory
Columbia ETF Tr I19761L607MULTI SEC MUNI21,473$485.0K<0.1%+21,473New–
DRIDarden Restaurants IncCOM3,327$486.0K<0.1%+1,228+58.5%AddedHistory
Innovator ETFs Trust45782C524INTRNL DEV JAN18,228$487.0K<0.1%+175+1.0%Added–
PMMFranklin Managed Municipal Income TrustCOM55,489$487.0K<0.1%+2,381+4.5%AddedHistory
SUSuncor Energy IncStock20,426$490.0K<0.1%+20,426NewHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT8,822$490.0K<0.1%+1,786+25.4%AddedHistory
Schwab Fundamental International Equity ETF808524755ETF14,739$491.0K<0.1%+1,716+13.2%Added–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,621$491.0K<0.1%+8,621New–
TPVGTriplePoint Venture Growth BDC Corp.COM32,357$491.0K<0.1%+32,357NewHistory
Global X FDS37954Y475S&P 500 COVERED10,015$491.0K<0.1%+10,015New–
iShares Tr464287127MORNINGSTR US EQ8,108$492.0K<0.1%−100−1.2%ReducedConverted for a 4-for-1 split–
DDD3D Systems CorpCOM NEW12,314$492.0K<0.1%+12,314NewHistory
LMNDLemonade, Inc.Stock4,504$493.0K<0.1%+4,504NewHistory
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM19,644$493.0K<0.1%+7,372+60.1%AddedHistory
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE11,150$495.0K<0.1%+22+0.2%Added–
SPDR Series Trust78464A284ST NUVE HIGH ETF8,136$495.0K<0.1%+8,136New–
MTBM&T Bank CorpCOM3,413$496.0K<0.1%+1,978+137.8%AddedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$26.0K–
USOUnited States Oil Fund, LPUNITS–$13.0K
AGFirst Majestic Silver CorpCOM–$9.00K
Yamana Gold Inc98462Y100COM–$8.00K
Invesco QQQ Trust Series I46090E103ETF$2.00K–
State Street Technology Select Sector SPDR ETF81369Y803ETF–$2.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
AMDAdvanced Micro Devices IncStock–$2.00K
BALLBALL CorpCOM$2.00K–
CHPTChargePoint Holdings, Inc.COM CL A–$2.00K
MOAltria Group, Inc.Stock–$1.00K
USBUS Bancorp DECOM NEW$0$1.00K

Sold out since Q1 2021 (65)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM153,193$2.99M0.1%–
Western Asset Mun Def Opp Tr95768A109COM63,677$1.35M<0.1%–
HPSJohn Hancock Preferred Income Fund IIICOM68,315$1.24M<0.1%History
Standard Avb Finl Corp85303B100COM32,010$1.04M<0.1%–
Varian Med Sys Inc92220P105COM4,469$789.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A91,652$781.0K<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH16,129$725.0K<0.1%–
Trident Acquisitions Corp89615T106COM49,000$585.0K<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF20,083$567.0K<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF16,300$484.0K<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B17,716$468.0K<0.1%–
VVVValvoline IncCOM17,715$462.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 219,741$449.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW30,603$421.0K<0.1%History
Innovator ETFs Trust45782C565US EQTY ULTRA BU13,777$396.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM27,089$375.0K<0.1%History
BLDRBuilders FirstSource, Inc.Stock7,969$370.0K<0.1%History
Thunder BRDG Acquistion II LG8857S116CL A SHS35,550$370.0K<0.1%–
NKLANikola CorpCOM26,349$366.0K<0.1%History
GS Acquisition Hldgs Corp II36258Q105COM CL A33,897$354.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS37,482$353.0K<0.1%–
HONEHarborOne Bancorp, Inc.COM NEW24,797$334.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,248$328.0K<0.1%History
Forest Road Acquisition Corp34619R102COM29,700$301.0K<0.1%–
Innovator ETFs Trust45782C839US EQT ULTRA BF11,135$298.0K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,739$298.0K<0.1%–
LPROOpen Lending CorpCOM8,250$292.0K<0.1%History
Hudson Executive Invt Corp443761101COM CL A29,000$288.0K<0.1%–
CGNXCognex CorpCOM3,279$272.0K<0.1%History
CARAvis Budget Group, Inc.COM3,731$271.0K<0.1%History
VIEWView, Inc.COM CL A36,100$267.0K<0.1%History
FLEXFlex Ltd.Stock14,485$265.0K<0.1%History
JACKJack in the Box IncCOM2,221$244.0K<0.1%History
GANGAN LtdORD SHS13,300$242.0K<0.1%History
CWHCamping World Holdings, Inc.CL A6,469$235.0K<0.1%History
Nuveen Corporate Incm Noveme67077N106COM24,600$231.0K<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS20,700$219.0K<0.1%–
WDFCWD 40 CoCOM698$214.0K<0.1%History
MSTRStrategy IncStock312$212.0K<0.1%History
JWNNordstrom IncStock5,578$211.0K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN1,838$210.0K<0.1%–
TMBRTrex Wind-Down, Inc.COM102,128$207.0K<0.1%History
RNGRingCentral, Inc.CL A681$203.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP4,700$202.0K<0.1%–
Nuveen CR Opportunities 202267075U102COM23,775$199.0K<0.1%–
DPCM Cap Inc23344P101COM CL A20,000$197.0K<0.1%–
APTXAptinyx Inc.COM60,000$180.0K<0.1%History
ZOMDFZomedica Corp.COM109,500$173.0K<0.1%History
OUSTOuster, Inc.COM17,200$146.0K<0.1%History
ALDXAldeyra Therapeutics, Inc.COM11,188$133.0K<0.1%History
Forum Merger III Corp349885103COM CL A13,100$131.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202611,400$115.0K<0.1%–
China Jo-Jo Drugstores Inc16949A206COM NEW100,000$112.0K<0.1%–
Nextgen Acquisition CorpG65305107CL A11,300$112.0K<0.1%–
HYLNHyliion Holdings Corp.COMMON STOCK10,250$109.0K<0.1%History
Thoma Bravo AdvantageG88272102COM CL A10,000$105.0K<0.1%–
EMBJEmbraer S.A.ADR10,120$101.0K<0.1%History
FTITechnipFMC plcCOM11,011$85.0K<0.1%History
WWRWestwater Resources, Inc.COM NEW13,000$70.0K<0.1%History
NTBLNotable Labs, Ltd.COM32,800$66.0K<0.1%History
Hyperscale Data, Inc.05150X104COM12,600$41.0K<0.1%–
GALTGalectin Therapeutics IncCOM NEW16,006$35.0K<0.1%History
VCNXVaccinex, Inc.COM10,500$31.0K<0.1%History
Onconova Therapeutics Inc68232V405COM PAR13,000$13.0K<0.1%–
Gabelli Util Tr36240A168RIGHT 04/14/202110,066$1.00K<0.1%–