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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,884
+410 vs. Q1 2021
Portfolio value
$7.09B
+$2.38B (+50.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MTCHMatch Group, Inc.COM1,910$308.0K<0.1%+1,910NewHistory
iShares Tr46435U663ESG AWARE MSCI7,625$308.0K<0.1%+7,625New–
UAUnder Armour, Inc.CL C16,592$308.0K<0.1%−578−3.4%ReducedHistory
ERHAllspring Utilities & High Income FundWF UTILITIES INC21,436$308.0K<0.1%+244+1.2%AddedHistory
DECKDeckers Outdoor CorpCOM805$309.0K<0.1%−1,070−57.1%ReducedHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS3,081$309.0K<0.1%−2,461−44.4%ReducedHistory
BBBLACKBERRY LtdCOM25,388$310.0K<0.1%+25,388NewHistory
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF11,232$311.0K<0.1%−950−7.8%Reduced–
TAPMolson Coors Beverage CoCL B5,793$311.0K<0.1%+766+15.2%AddedHistory
NXHNeighborhood Intelligence, Inc.COM3,377$311.0K<0.1%+3,377NewHistory
WBDWarner Bros. Discovery, Inc.COM SER A10,165$312.0K<0.1%+1,911+23.2%AddedHistory
Innovator ETFs Trust45782C532US EQTY ULTRA B10,598$313.0K<0.1%−5,205−32.9%Reduced–
FDSFactset Research Systems IncStock936$314.0K<0.1%+936NewHistory
CNXCNX Resources CorpCOM23,005$314.0K<0.1%00.0%UnchangedHistory
PCHPotlatchdeltic CorpCOM5,910$314.0K<0.1%+1,017+20.8%AddedHistory
Absolute Shs Tr00400R858WBI PWR FACTOR11,580$318.0K<0.1%+11,580New–
VIRTVirtu Financial, Inc.CL A11,543$319.0K<0.1%+1,800+18.5%AddedHistory
SPDR Index Shs FDS78463X400SP CHINA ETF2,406$319.0K<0.1%+418+21.0%Added–
First Tr Exch Traded FD III33739P889HORIZON DMST ETF10,041$319.0K<0.1%+10,041New–
MCIBarings Corporate InvestorsCOM20,980$319.0K<0.1%+690+3.4%AddedHistory
PACKRanpak Holdings Corp.COM CL A12,755$319.0K<0.1%−2,561−16.7%ReducedHistory
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,145$320.0K<0.1%+3,145New–
AEISAdvanced Energy Industries IncCOM2,835$320.0K<0.1%+2,835NewHistory
CRHCRH Public Ltd CoADR6,307$321.0K<0.1%+6,307NewHistory
ETREntergy CorpCOM3,228$322.0K<0.1%+3,228NewHistory
Vanguard World FD921910725ESG INTL STK ETF5,033$323.0K<0.1%+197+4.1%Added–
GFIGold Fields LtdSPONSORED ADR36,500$325.0K<0.1%+36,500NewHistory
TOLToll Brothers, Inc.COM5,625$325.0K<0.1%+852+17.9%AddedHistory
STAGSTAG Industrial, Inc.COM8,687$325.0K<0.1%+8,687NewHistory
First Tr Exchng Traded FD VI33740F839FT VEST US EQT9,415$326.0K<0.1%−3,018−24.3%Reduced–
IONSIonis Pharmaceuticals IncCOM8,217$328.0K<0.1%+8,217NewHistory
TYLTyler Technologies IncCOM727$329.0K<0.1%+76+11.7%AddedHistory
Janus Detroit STR Tr47103U100HENDERSN CAP ETF4,810$329.0K<0.1%+4,810New–
DOCHealthpeak Properties, Inc.COM9,874$329.0K<0.1%+3,358+51.5%AddedHistory
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,313$329.0K<0.1%+3,313New–
TIGRUP Fintech Holding LtdSPONSORED ADS11,350$329.0K<0.1%−2,900−20.4%ReducedHistory
CM Life Sciences Inc18978W109COM CL A23,500$329.0K<0.1%+23,500New–
RJFRaymond James Financial IncCOM2,537$330.0K<0.1%+811+47.0%AddedHistory
First Tr Exchange-Traded FD33735T109COMMON SHS22,900$331.0K<0.1%−2,500−9.8%Reduced–
ETF Managers Tr26924G888ETHO CLIMATE LEA5,465$331.0K<0.1%00.0%Unchanged–
MXIMMaxim Integrated Products IncCOM3,145$331.0K<0.1%+551+21.2%AddedHistory
TXG10x Genomics, Inc.CL A COM1,697$332.0K<0.1%−15−0.9%ReducedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM26,942$332.0K<0.1%+6,831+34.0%AddedHistory
SPGSimon Property Group Inc.REIT2,550$333.0K<0.1%+357+16.3%AddedHistory
GWREGuidewire Software, Inc.COM2,952$333.0K<0.1%+2,952NewHistory
VLYValley National BancorpCOM24,828$333.0K<0.1%+3,225+14.9%AddedHistory
PBAPembina Pipeline CorpCOM10,468$333.0K<0.1%+3,286+45.8%AddedHistory
Amplify ETF Tr032108409CWP ENHANCED DIV9,295$333.0K<0.1%+9,295New–
First Tr Exchange-Traded FD33733B100WTR ETF3,992$334.0K<0.1%+3,992New–
USFDUS Foods Holding Corp.COM8,739$335.0K<0.1%+900+11.5%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF10,206$336.0K<0.1%+1,879+22.6%Added–
iShares U S ETF Tr46431W705INT RT HDG C B3,490$336.0K<0.1%+3,490New–
CSLCarlisle Companies IncCOM1,757$336.0K<0.1%+198+12.7%AddedHistory
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM16,023$336.0K<0.1%+208+1.3%AddedHistory
ProShares Tr74347B169ONLINE RTL ETF4,165$337.0K<0.1%+4,165New–
MMUWestern Asset Managed Municipals Fund Inc.COM24,909$338.0K<0.1%+24,909NewHistory
LEALear CorpCOM NEW1,931$338.0K<0.1%+811+72.4%AddedHistory
MSEXMiddlesex Water CoCOM4,138$338.0K<0.1%+1,449+53.9%AddedHistory
SDCSmileDirectClub, Inc.CL A COM38,946$338.0K<0.1%+25,606+191.9%AddedHistory
Vanguard Scottsdale FDS92206C573TOTAL CORP BND3,682$339.0K<0.1%+451+14.0%Added–
NKXNuveen California Amt-Free Quality Municipal Income FundCOM20,881$340.0K<0.1%−445−2.1%ReducedHistory
iShares Tr464287374NORTH AMERN NAT11,163$340.0K<0.1%−364−3.2%Reduced–
American Centy ETF Tr025072810FOCUSED DYNAMIC4,189$340.0K<0.1%+825+24.5%Added–
ERICEricsson LM Telephone CoADR B SEK 1027,007$340.0K<0.1%+16,708+162.2%AddedHistory
NCANuveen California Municipal Value FundCOM STK31,788$340.0K<0.1%+4,000+14.4%AddedHistory
PAGSPagSeguro Digital Ltd.COM CL A6,111$342.0K<0.1%+6,111NewHistory
iShares Tr464287325GLOB HLTHCRE ETF4,117$342.0K<0.1%+4,117New–
SCIService Corp InternationalCOM6,379$342.0K<0.1%+6,379NewHistory
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT20,200$342.0K<0.1%+840+4.3%AddedHistory
ProShares Tr74347G804K1 FRE CRD OIL5,540$342.0K<0.1%00.0%Unchanged–
Innovator ETFs Tr II45783G102LADRD FD S&P 5009,845$343.0K<0.1%−598−5.7%Reduced–
SPDR Ser Tr78464A532S&P TRANSN ETF4,035$343.0K<0.1%+625+18.3%Added–
DBAInvesco DB Agriculture FundAGRICULTURE FD18,505$344.0K<0.1%+18,505NewHistory
EWBCEast West Bancorp IncCOM4,792$344.0K<0.1%+4,792NewHistory
MNDTMandiant, Inc.COM16,995$344.0K<0.1%+4,215+33.0%AddedHistory
SWBISmith & Wesson Brands, Inc.COM9,954$345.0K<0.1%+9,954NewHistory
LOGCContextLogic Inc.COM CL A26,160$345.0K<0.1%+26,160NewHistory
XLNXXilinx IncCOM2,383$345.0K<0.1%+2,383NewHistory
Innovator U.S. Equity Buffer ETF - October45782C771ETF10,718$346.0K<0.1%+10,718New–
PTONPeloton Interactive, Inc.CL A COM2,786$346.0K<0.1%+2,786NewHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF7,137$346.0K<0.1%+429+6.4%Added–
PIIPolaris Inc.Stock2,530$347.0K<0.1%+658+35.1%AddedHistory
SEICSEI Investments CoCOM5,595$347.0K<0.1%+115+2.1%AddedHistory
NVMINova Ltd.COM3,373$347.0K<0.1%+3,373NewHistory
TDGTransDigm Group INCCOM539$349.0K<0.1%+539NewHistory
ALNYAlnylam Pharmaceuticals, Inc.COM2,065$350.0K<0.1%+2,065NewHistory
EXPDExpeditors International of Washington IncCOM2,768$350.0K<0.1%+2,768NewHistory
NNOXNano-X Imaging Ltd.ORD SHS10,933$350.0K<0.1%−1,167−9.6%ReducedHistory
VSTOVista Outdoor Inc.COM7,570$350.0K<0.1%+7,570NewHistory
FMCFMC CorpCOM NEW3,240$351.0K<0.1%−297−8.4%ReducedHistory
Fidelity Covington Trust316092857MSCI RL EST ETF11,526$351.0K<0.1%+11,526New–
STTState Street CorpCOM4,277$352.0K<0.1%+799+23.0%AddedHistory
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM24,879$352.0K<0.1%+24,879NewHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW9,684$353.0K<0.1%+889+10.1%Added–
RUNSunrun Inc.COM6,324$353.0K<0.1%+6,324NewHistory
EADAllspring Income Opportunities FundINC OPPTY FD40,299$354.0K<0.1%+37+0.1%AddedHistory
SCCOSouthern Copper CorpStock5,520$355.0K<0.1%+5,520NewHistory
iShares Tr46435U713US INFRASTRUC10,060$355.0K<0.1%+4,060+67.7%Added–
OZKBank OZKCOM8,420$355.0K<0.1%−2,818−25.1%ReducedHistory
SNASnap-on IncCOM1,592$356.0K<0.1%+519+48.4%AddedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$26.0K–
USOUnited States Oil Fund, LPUNITS–$13.0K
AGFirst Majestic Silver CorpCOM–$9.00K
Yamana Gold Inc98462Y100COM–$8.00K
Invesco QQQ Trust Series I46090E103ETF$2.00K–
State Street Technology Select Sector SPDR ETF81369Y803ETF–$2.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
AMDAdvanced Micro Devices IncStock–$2.00K
BALLBALL CorpCOM$2.00K–
CHPTChargePoint Holdings, Inc.COM CL A–$2.00K
MOAltria Group, Inc.Stock–$1.00K
USBUS Bancorp DECOM NEW$0$1.00K

Sold out since Q1 2021 (65)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM153,193$2.99M0.1%–
Western Asset Mun Def Opp Tr95768A109COM63,677$1.35M<0.1%–
HPSJohn Hancock Preferred Income Fund IIICOM68,315$1.24M<0.1%History
Standard Avb Finl Corp85303B100COM32,010$1.04M<0.1%–
Varian Med Sys Inc92220P105COM4,469$789.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A91,652$781.0K<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH16,129$725.0K<0.1%–
Trident Acquisitions Corp89615T106COM49,000$585.0K<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF20,083$567.0K<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF16,300$484.0K<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B17,716$468.0K<0.1%–
VVVValvoline IncCOM17,715$462.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 219,741$449.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW30,603$421.0K<0.1%History
Innovator ETFs Trust45782C565US EQTY ULTRA BU13,777$396.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM27,089$375.0K<0.1%History
BLDRBuilders FirstSource, Inc.Stock7,969$370.0K<0.1%History
Thunder BRDG Acquistion II LG8857S116CL A SHS35,550$370.0K<0.1%–
NKLANikola CorpCOM26,349$366.0K<0.1%History
GS Acquisition Hldgs Corp II36258Q105COM CL A33,897$354.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS37,482$353.0K<0.1%–
HONEHarborOne Bancorp, Inc.COM NEW24,797$334.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,248$328.0K<0.1%History
Forest Road Acquisition Corp34619R102COM29,700$301.0K<0.1%–
Innovator ETFs Trust45782C839US EQT ULTRA BF11,135$298.0K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,739$298.0K<0.1%–
LPROOpen Lending CorpCOM8,250$292.0K<0.1%History
Hudson Executive Invt Corp443761101COM CL A29,000$288.0K<0.1%–
CGNXCognex CorpCOM3,279$272.0K<0.1%History
CARAvis Budget Group, Inc.COM3,731$271.0K<0.1%History
VIEWView, Inc.COM CL A36,100$267.0K<0.1%History
FLEXFlex Ltd.Stock14,485$265.0K<0.1%History
JACKJack in the Box IncCOM2,221$244.0K<0.1%History
GANGAN LtdORD SHS13,300$242.0K<0.1%History
CWHCamping World Holdings, Inc.CL A6,469$235.0K<0.1%History
Nuveen Corporate Incm Noveme67077N106COM24,600$231.0K<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS20,700$219.0K<0.1%–
WDFCWD 40 CoCOM698$214.0K<0.1%History
MSTRStrategy IncStock312$212.0K<0.1%History
JWNNordstrom IncStock5,578$211.0K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN1,838$210.0K<0.1%–
TMBRTrex Wind-Down, Inc.COM102,128$207.0K<0.1%History
RNGRingCentral, Inc.CL A681$203.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP4,700$202.0K<0.1%–
Nuveen CR Opportunities 202267075U102COM23,775$199.0K<0.1%–
DPCM Cap Inc23344P101COM CL A20,000$197.0K<0.1%–
APTXAptinyx Inc.COM60,000$180.0K<0.1%History
ZOMDFZomedica Corp.COM109,500$173.0K<0.1%History
OUSTOuster, Inc.COM17,200$146.0K<0.1%History
ALDXAldeyra Therapeutics, Inc.COM11,188$133.0K<0.1%History
Forum Merger III Corp349885103COM CL A13,100$131.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202611,400$115.0K<0.1%–
China Jo-Jo Drugstores Inc16949A206COM NEW100,000$112.0K<0.1%–
Nextgen Acquisition CorpG65305107CL A11,300$112.0K<0.1%–
HYLNHyliion Holdings Corp.COMMON STOCK10,250$109.0K<0.1%History
Thoma Bravo AdvantageG88272102COM CL A10,000$105.0K<0.1%–
EMBJEmbraer S.A.ADR10,120$101.0K<0.1%History
FTITechnipFMC plcCOM11,011$85.0K<0.1%History
WWRWestwater Resources, Inc.COM NEW13,000$70.0K<0.1%History
NTBLNotable Labs, Ltd.COM32,800$66.0K<0.1%History
Hyperscale Data, Inc.05150X104COM12,600$41.0K<0.1%–
GALTGalectin Therapeutics IncCOM NEW16,006$35.0K<0.1%History
VCNXVaccinex, Inc.COM10,500$31.0K<0.1%History
Onconova Therapeutics Inc68232V405COM PAR13,000$13.0K<0.1%–
Gabelli Util Tr36240A168RIGHT 04/14/202110,066$1.00K<0.1%–