Skip to main content
Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,884
+410 vs. Q1 2021
Portfolio value
$7.09B
+$2.38B (+50.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
HTGCHercules Capital, Inc.COM10,493$179.0K<0.1%+10,493NewHistory
Ironsource LtdM5R75Y101CL A ORD SHS17,000$179.0K<0.1%+17,000New–
NUVNuveen Municipal Value Fund IncCOM15,771$182.0K<0.1%+15,771NewHistory
XERSXeris Biopharma Holdings, Inc.COM44,740$182.0K<0.1%+44,740NewHistory
BKTBlackRock Income Trust, Inc.COM28,892$183.0K<0.1%+4,734+19.6%AddedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM12,397$186.0K<0.1%+1,147+10.2%AddedHistory
NACNuveen California Quality Municipal Income FundCOM11,801$187.0K<0.1%+11,801NewHistory
Guggenheim Enhanced Equity I40167B100COM21,673$187.0K<0.1%+21,673New–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM12,371$187.0K<0.1%+750+6.5%AddedHistory
IGRCbre Global Real Estate Income FundCOM21,398$189.0K<0.1%+4,633+27.6%AddedHistory
MESOMesoblast LtdSPONS ADR25,500$191.0K<0.1%−81,982−76.3%ReducedHistory
NEXTNextDecade CorpCOM46,675$193.0K<0.1%+46,675NewHistory
EFTEaton Vance Floating-Rate Income TrustCOM13,390$193.0K<0.1%+806+6.4%AddedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM12,495$195.0K<0.1%+12,495NewHistory
FCTFirst Trust Senior Floating Rate Income Fund IICOM15,334$195.0K<0.1%+15,334NewHistory
FCFFirst Commonwealth Financial CorpCOM13,937$196.0K<0.1%+13,937NewHistory
COTYCoty Inc.COM CL A20,948$196.0K<0.1%−921−4.2%ReducedHistory
SPRUSpruce Power Holding CorpCOM CL A23,800$198.0K<0.1%+23,800NewHistory
EATBrinker International, IncStock3,232$200.0K<0.1%+3,232NewHistory
SANMSanmina CorpCOM5,147$201.0K<0.1%+147+2.9%AddedHistory
PCQPIMCO California Municipal Income FundCOM10,554$201.0K<0.1%+28+0.3%AddedHistory
RDUSRadius Recycling, Inc.CL A4,105$201.0K<0.1%+4,105NewHistory
VERVEREIT, Inc.COM4,379$201.0K<0.1%+4,379NewHistory
MKTXMarketaxess Holdings IncCOM435$202.0K<0.1%+17+4.1%AddedHistory
iShares Inc464286681MSCI EQUAL WEITE2,387$202.0K<0.1%+2,387New–
iShares Tr46434V647GLOBAL REIT ETF7,293$202.0K<0.1%+7,293New–
Osi ETF Tr67110P407OSHARES US QUALT4,799$202.0K<0.1%+4,799New–
PBProsperity Bancshares IncCOM2,826$203.0K<0.1%00.0%UnchangedHistory
FFAFirst Trust Enhanced Equity Income FundCOM9,980$203.0K<0.1%+9,980NewHistory
LAZLazard, Inc.SHS A4,485$203.0K<0.1%+4,485NewHistory
Innovator ETFs Tr45783Y608GROWTH ACCELERAT7,300$203.0K<0.1%+7,300New–
WRKWestRock CoCOM3,833$204.0K<0.1%+3,833NewHistory
CWCurtiss Wright CorpStock1,726$205.0K<0.1%+1,726NewHistory
PLTMGraniteShares Platinum TrustSHS BEN INT19,379$205.0K<0.1%−755−3.7%ReducedHistory
iShares Tr46434V514MSCI CHINA A4,633$205.0K<0.1%+4,633New–
AUAngloGold Ashanti PLCSPONSORED ADR11,088$206.0K<0.1%+11,088NewHistory
iShares Tr46435U366SELF DRIVNG EV4,172$207.0K<0.1%+4,172New–
BLDPBallard Power Systems Inc.COM11,404$207.0K<0.1%+404+3.7%AddedHistory
AZPNASPENTECH CorpCOM1,503$207.0K<0.1%00.0%UnchangedHistory
UPBDUpbound Group, Inc.COM3,921$208.0K<0.1%−360−8.4%ReducedHistory
CXPColumbia Property Trust, Inc.COM NEW11,948$208.0K<0.1%+11,948NewHistory
Atlantica Sustainable Infr PG0751N103SHS5,581$208.0K<0.1%−141−2.5%Reduced–
Victory Portfolios II92647N691VICTORYSHS US5,487$209.0K<0.1%+5,487New–
Innovator ETFs Trust45782C730US EQT ULTRA BF7,326$210.0K<0.1%+7,326New–
Innovator ETFs Trust45782C276GRWT100 PWR BUF4,555$210.0K<0.1%+4,555New–
PXDPioneer Natural Resources CoCOM1,295$210.0K<0.1%+1,295NewHistory
iShares Tr464287390LATN AMER 40 ETF6,681$211.0K<0.1%+6,681New–
ITGRInteger Holdings CorpCOM2,239$211.0K<0.1%−200−8.2%ReducedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,252$211.0K<0.1%−847−27.3%ReducedHistory
AFRMAffirm Holdings, Inc.COM CL A3,128$211.0K<0.1%+3,128NewHistory
CMAComerica IncCOM2,953$211.0K<0.1%+28+1.0%AddedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM14,908$212.0K<0.1%+1,163+8.5%AddedHistory
ESPREsperion Therapeutics, Inc.COM10,050$213.0K<0.1%+75+0.8%AddedHistory
SEESealed Air CorpCOM3,597$213.0K<0.1%+3,597NewHistory
First Tr Exchange Traded FD33738R878DORSEY WRIGHT5,865$213.0K<0.1%00.0%Unchanged–
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT4,749$213.0K<0.1%+4,749NewHistory
First Tr Exchange-Traded FD33734X184UTILITIES ALPH7,154$214.0K<0.1%+7,154New–
UHTUniversal Health Realty Income TrustSH BEN INT3,483$214.0K<0.1%+270+8.4%AddedHistory
AGRAvangrid, Inc.COM4,164$214.0K<0.1%+4,164NewHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM12,842$214.0K<0.1%+12,842NewHistory
PDMPiedmont Realty Trust, Inc.COM CL A11,627$215.0K<0.1%+11,627NewHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN3,804$215.0K<0.1%+3,804New–
MANManpowerGroup Inc.COM1,810$215.0K<0.1%+1,810NewHistory
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,312$216.0K<0.1%−2,796−68.1%Reduced–
iShares Tr464287184CHINA LG-CAP ETF4,675$217.0K<0.1%+250+5.6%Added–
NFGNational Fuel Gas CoStock4,174$218.0K<0.1%+4,174NewHistory
CACICACI International IncCL A856$218.0K<0.1%+856NewHistory
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE5,196$218.0K<0.1%+196+3.9%Added–
AVBAvalonbay Communities IncCOM1,045$218.0K<0.1%+1,045NewHistory
FSMFortuna Mining Corp.COM39,200$218.0K<0.1%+39,200NewHistory
Columbia ETF Tr II19762B707INDIA CONSMR ETF4,055$219.0K<0.1%−175−4.1%Reduced–
iShares Tr46434VBA7IBONDS DEC22 ETF8,622$219.0K<0.1%00.0%Unchanged–
SCSSteelcase IncCL A14,494$219.0K<0.1%+14,494NewHistory
VLDRVelodyne Lidar, Inc.COM20,613$219.0K<0.1%+1,238+6.4%AddedHistory
EMEEMCOR Group, Inc.Stock1,783$220.0K<0.1%+1,783NewHistory
Invesco Exch Traded FD Tr II46138E628KBW BK ETF3,436$221.0K<0.1%+3,436New–
ASBAssociated Banc-CorpCOM10,777$221.0K<0.1%+10,777NewHistory
Fidelity Covington Trust316092873MSCI COMMNTN SVC4,059$221.0K<0.1%+4,059New–
First Tr Exchng Traded FD VI33740F649FT VEST NAS10,198$222.0K<0.1%+10,198New–
CROXCrocs, Inc.COM1,909$222.0K<0.1%+1,909NewHistory
CVACovanta Holding CorpCOM12,605$222.0K<0.1%+12,605NewHistory
CMOCapstead Mortgage CorpCOM NO PAR36,250$223.0K<0.1%−1,000−2.7%ReducedHistory
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF7,100$224.0K<0.1%−309−4.2%Reduced–
Barclays Bank PLC06742A669IPATH SHILR CAPE10,680$224.0K<0.1%+10,680New–
Solid Power, Inc.24279D105CLASS A COM21,600$224.0K<0.1%+21,600New–
MDUMdu Resources Group IncStock7,185$225.0K<0.1%+7,185NewHistory
CCKCrown Holdings, Inc.COM2,200$225.0K<0.1%+2,200NewHistory
MOMOHello Group Inc.ADR14,725$225.0K<0.1%+14,725NewHistory
CMBTCmb.tech NVSHS24,133$225.0K<0.1%+2,275+10.4%AddedHistory
SSDSimpson Manufacturing Co., Inc.COM2,055$227.0K<0.1%+28+1.4%AddedHistory
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN8,602$227.0K<0.1%+102+1.2%Added–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,012$227.0K<0.1%+9,012NewHistory
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF1,861$227.0K<0.1%+1,861New–
BHCBausch Health Companies Inc.Stock7,753$228.0K<0.1%+353+4.8%AddedHistory
NOVNOV Inc.COM14,863$228.0K<0.1%+14,863NewHistory
NTESNetEase, Inc.SPONSORED ADS1,975$228.0K<0.1%+1,975NewHistory
EPREpr PropertiesCOM SH BEN INT4,336$228.0K<0.1%+4,336NewHistory
First Tr Exchng Traded FD VI33740F656FT VEST INTE10,607$228.0K<0.1%+10,607New–
Innovator ETFs Trust45782C698US EQUT BUFR AUG7,226$228.0K<0.1%+248+3.6%Added–
INGING Groep NVSPONSORED ADR17,292$229.0K<0.1%+5,962+52.6%AddedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$26.0K–
USOUnited States Oil Fund, LPUNITS–$13.0K
AGFirst Majestic Silver CorpCOM–$9.00K
Yamana Gold Inc98462Y100COM–$8.00K
Invesco QQQ Trust Series I46090E103ETF$2.00K–
State Street Technology Select Sector SPDR ETF81369Y803ETF–$2.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
AMDAdvanced Micro Devices IncStock–$2.00K
BALLBALL CorpCOM$2.00K–
CHPTChargePoint Holdings, Inc.COM CL A–$2.00K
MOAltria Group, Inc.Stock–$1.00K
USBUS Bancorp DECOM NEW$0$1.00K

Sold out since Q1 2021 (65)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM153,193$2.99M0.1%–
Western Asset Mun Def Opp Tr95768A109COM63,677$1.35M<0.1%–
HPSJohn Hancock Preferred Income Fund IIICOM68,315$1.24M<0.1%History
Standard Avb Finl Corp85303B100COM32,010$1.04M<0.1%–
Varian Med Sys Inc92220P105COM4,469$789.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A91,652$781.0K<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH16,129$725.0K<0.1%–
Trident Acquisitions Corp89615T106COM49,000$585.0K<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF20,083$567.0K<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF16,300$484.0K<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B17,716$468.0K<0.1%–
VVVValvoline IncCOM17,715$462.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 219,741$449.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW30,603$421.0K<0.1%History
Innovator ETFs Trust45782C565US EQTY ULTRA BU13,777$396.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM27,089$375.0K<0.1%History
BLDRBuilders FirstSource, Inc.Stock7,969$370.0K<0.1%History
Thunder BRDG Acquistion II LG8857S116CL A SHS35,550$370.0K<0.1%–
NKLANikola CorpCOM26,349$366.0K<0.1%History
GS Acquisition Hldgs Corp II36258Q105COM CL A33,897$354.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS37,482$353.0K<0.1%–
HONEHarborOne Bancorp, Inc.COM NEW24,797$334.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,248$328.0K<0.1%History
Forest Road Acquisition Corp34619R102COM29,700$301.0K<0.1%–
Innovator ETFs Trust45782C839US EQT ULTRA BF11,135$298.0K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,739$298.0K<0.1%–
LPROOpen Lending CorpCOM8,250$292.0K<0.1%History
Hudson Executive Invt Corp443761101COM CL A29,000$288.0K<0.1%–
CGNXCognex CorpCOM3,279$272.0K<0.1%History
CARAvis Budget Group, Inc.COM3,731$271.0K<0.1%History
VIEWView, Inc.COM CL A36,100$267.0K<0.1%History
FLEXFlex Ltd.Stock14,485$265.0K<0.1%History
JACKJack in the Box IncCOM2,221$244.0K<0.1%History
GANGAN LtdORD SHS13,300$242.0K<0.1%History
CWHCamping World Holdings, Inc.CL A6,469$235.0K<0.1%History
Nuveen Corporate Incm Noveme67077N106COM24,600$231.0K<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS20,700$219.0K<0.1%–
WDFCWD 40 CoCOM698$214.0K<0.1%History
MSTRStrategy IncStock312$212.0K<0.1%History
JWNNordstrom IncStock5,578$211.0K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN1,838$210.0K<0.1%–
TMBRTrex Wind-Down, Inc.COM102,128$207.0K<0.1%History
RNGRingCentral, Inc.CL A681$203.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP4,700$202.0K<0.1%–
Nuveen CR Opportunities 202267075U102COM23,775$199.0K<0.1%–
DPCM Cap Inc23344P101COM CL A20,000$197.0K<0.1%–
APTXAptinyx Inc.COM60,000$180.0K<0.1%History
ZOMDFZomedica Corp.COM109,500$173.0K<0.1%History
OUSTOuster, Inc.COM17,200$146.0K<0.1%History
ALDXAldeyra Therapeutics, Inc.COM11,188$133.0K<0.1%History
Forum Merger III Corp349885103COM CL A13,100$131.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202611,400$115.0K<0.1%–
China Jo-Jo Drugstores Inc16949A206COM NEW100,000$112.0K<0.1%–
Nextgen Acquisition CorpG65305107CL A11,300$112.0K<0.1%–
HYLNHyliion Holdings Corp.COMMON STOCK10,250$109.0K<0.1%History
Thoma Bravo AdvantageG88272102COM CL A10,000$105.0K<0.1%–
EMBJEmbraer S.A.ADR10,120$101.0K<0.1%History
FTITechnipFMC plcCOM11,011$85.0K<0.1%History
WWRWestwater Resources, Inc.COM NEW13,000$70.0K<0.1%History
NTBLNotable Labs, Ltd.COM32,800$66.0K<0.1%History
Hyperscale Data, Inc.05150X104COM12,600$41.0K<0.1%–
GALTGalectin Therapeutics IncCOM NEW16,006$35.0K<0.1%History
VCNXVaccinex, Inc.COM10,500$31.0K<0.1%History
Onconova Therapeutics Inc68232V405COM PAR13,000$13.0K<0.1%–
Gabelli Util Tr36240A168RIGHT 04/14/202110,066$1.00K<0.1%–