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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,352
−1 vs. Q2 2022
Portfolio value
$3.78B
−$608.6M (−13.9%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Cetera Advisors LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM14,534$191.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E549GLB X SUPERDIV25,550$193.0K<0.1%+25,550New–
HSTHost Hotels & Resorts, Inc.COM12,294$195.0K<0.1%−2,381−16.2%ReducedHistory
Innovator ETFs Tr II S&P High45783Y822ETF10,446$195.0K<0.1%+10,446New–
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$196.0K<0.1%00.0%Unchanged–
iShares Tr464288794US BR DEL SE ETF2,347$200.0K<0.1%−1,120−32.3%Reduced–
TRINTrinity Capital Inc.COM16,030$201.0K<0.1%+1,392+9.5%AddedHistory
ETF Opportunities Trust26923N108AMERICAN CONSER7,500$202.0K<0.1%00.0%Unchanged–
PENNPENN Entertainment, Inc.COM7,374$203.0K<0.1%−510−6.5%ReducedHistory
First Tr Exchng Traded FD VI33740F631FT VEST US6,789$203.0K<0.1%−2,081−23.5%Reduced–
Litman Gregory FDS Tr53700T793IMGP RBA RESPONS24,455$203.0K<0.1%+11,274+85.5%Added–
VEEVVeeva Systems IncStock1,238$204.0K<0.1%−10−0.8%ReducedHistory
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,581$204.0K<0.1%+152+4.4%Added–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,862$204.0K<0.1%−233−7.5%Reduced–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF3,673$204.0K<0.1%−67−1.8%Reduced–
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$204.0K<0.1%00.0%Unchanged–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX7,768$205.0K<0.1%−743−8.7%Reduced–
VGRVector Group LtdCOM23,295$205.0K<0.1%+9,258+66.0%AddedHistory
SPDR Series Trust78464A672ST INTER ETF7,331$206.0K<0.1%−2,493−25.4%Reduced–
DBX ETF Tr233051853XTRACK MSCI EURP6,865$206.0K<0.1%+152+2.3%Added–
iShares Tr46435U135CYBERSECURITY6,069$206.0K<0.1%−1,962−24.4%Reduced–
iShares Tr46434V456MSCI INTL QUALTY7,438$207.0K<0.1%+7,438New–
DOVDOVER CorpCOM1,773$207.0K<0.1%−271−13.3%ReducedHistory
DXCDXC Technology CoStock8,515$208.0K<0.1%+8,515NewHistory
CINFCincinnati Financial CorpCOM2,326$208.0K<0.1%−1,261−35.2%ReducedHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,866$208.0K<0.1%−465−10.7%Reduced–
BLNKBlink Charging Co.COM11,748$208.0K<0.1%−2,350−16.7%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999929,622$208.0K<0.1%+3,832+14.9%AddedHistory
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT5,048$208.0K<0.1%−180−3.4%ReducedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,319$209.0K<0.1%−545−19.0%Reduced–
iShares Tr46435G516ESG AW MSCI EAFE3,719$209.0K<0.1%−61−1.6%Reduced–
ATVIActivision Blizzard, Inc.COM2,818$209.0K<0.1%−733−20.6%ReducedHistory
VTRSViatris IncStock24,643$210.0K<0.1%−957−3.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI9,529$210.0K<0.1%+891+10.3%Added–
MTDMettler Toledo International IncCOM195$211.0K<0.1%+11+6.0%AddedHistory
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,538$211.0K<0.1%00.0%Unchanged–
ARCHArch Resources, Inc.CL A1,777$211.0K<0.1%+1,777NewHistory
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF9,182$212.0K<0.1%+120+1.3%Added–
GNLGlobal Net Lease, Inc.COM NEW19,908$212.0K<0.1%+412+2.1%AddedHistory
WisdomTree Tr97717Y683ENHNCD CMMDTY ST9,967$212.0K<0.1%00.0%Unchanged–
Schwab U.S. REIT ETF808524847ETF11,423$213.0K<0.1%+1,788+18.6%Added–
FSLRFirst Solar, Inc.Stock1,614$213.0K<0.1%+1,614NewHistory
RMDResmed IncCOM976$213.0K<0.1%+21+2.2%AddedHistory
iShares Tr464287333GLOBAL FINLS ETF3,475$213.0K<0.1%−2,875−45.3%Reduced–
SPDR Series Trust78468R887ST STR R2K LOWV2,157$213.0K<0.1%−25−1.1%Reduced–
DGXQuest Diagnostics IncCOM1,738$213.0K<0.1%−89−4.9%ReducedHistory
CHRDChord Energy CorpCOM NEW1,568$214.0K<0.1%+1,568NewHistory
GOODGladstone Commercial CorpCOM13,813$214.0K<0.1%+2,452+21.6%AddedHistory
OCULOcular Therapeutix, IncCOM51,662$214.0K<0.1%+2,078+4.2%AddedHistory
Aim ETF Products Trust00888H604ALLIANZIM US EQT8,040$215.0K<0.1%+8,040New–
SBSWSibanye Stillwater LtdSPONSORED ADR23,213$216.0K<0.1%−9,480−29.0%ReducedHistory
UALUnited Airlines Holdings, Inc.COM6,644$216.0K<0.1%−782−10.5%ReducedHistory
AMRCAmeresco, Inc.CL A3,250$216.0K<0.1%+3,250NewHistory
PORPortland General Electric CoCOM NEW5,004$217.0K<0.1%−77−1.5%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM19,257$217.0K<0.1%+219+1.2%AddedHistory
iShares Tr464288307MRGSTR MD CP GRW4,324$218.0K<0.1%−4,215−49.4%Reduced–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG12,892$218.0K<0.1%−8,268−39.1%Reduced–
CWHCamping World Holdings, Inc.CL A8,608$218.0K<0.1%+8,608NewHistory
VanEck ETF Trust92189H805RARE EARTH AND S2,626$219.0K<0.1%+2,626New–
iShares Tr464287325GLOB HLTHCRE ETF2,907$219.0K<0.1%+156+5.7%Added–
LACLithium Americas Corp.COM NEW8,286$219.0K<0.1%+8,286NewHistory
UBSIUnited Bankshares IncCOM6,154$220.0K<0.1%+14+0.2%AddedHistory
WHRWhirlpool CorpStock1,641$221.0K<0.1%−24−1.4%ReducedHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,616$221.0K<0.1%+46+1.3%Added–
VanEck ETF Trust92189F130REAL ASSETS ETF9,743$221.0K<0.1%+1,142+13.3%Added–
iShares Tr464288372GLB INFRASTR ETF5,336$223.0K<0.1%−3,205−37.5%Reduced–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR17,483$224.0K<0.1%+1,526+9.6%AddedHistory
ROKURoku, IncCOM CL A3,963$224.0K<0.1%+1,385+53.7%AddedHistory
HDSNHudson Technologies IncCOM30,804$226.0K<0.1%+1,386+4.7%AddedHistory
RCLRoyal Caribbean Cruises LtdCOM6,027$228.0K<0.1%−625−9.4%ReducedHistory
XUnited States Steel CorpCOM12,569$228.0K<0.1%+153+1.2%AddedHistory
Dimensional U.S. Small Cap ETF25434V500ETF4,947$230.0K<0.1%+4,947New–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2812,006$230.0K<0.1%+12,006New–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF9,646$230.0K<0.1%−36−0.4%Reduced–
SWAVShockwave Medical, Inc.COM830$231.0K<0.1%+830NewHistory
FNFabrinetSHS2,433$232.0K<0.1%+2,433NewHistory
LADLithia Motors IncCOM1,080$232.0K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G870BLUESTAR ISRAEL5,302$232.0K<0.1%−321−5.7%Reduced–
SPDR Series Trust78464A789ST STR SP INS6,452$233.0K<0.1%+30.0%Added–
AVIDAvid Technology, Inc.COM10,000$233.0K<0.1%00.0%UnchangedHistory
MKSIMKS IncCOM2,836$234.0K<0.1%+2,836NewHistory
FANGDiamondback Energy, Inc.Stock1,955$235.0K<0.1%−642−24.7%ReducedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF5,146$235.0K<0.1%+59+1.2%Added–
State Street SPDR S&P Bank ETF78464A797ETF5,330$236.0K<0.1%−21−0.4%Reduced–
AGNCAGNC Investment Corp.REIT28,079$236.0K<0.1%+5,000+21.7%AddedHistory
SWKStanley Black & Decker, Inc.COM3,133$236.0K<0.1%−471−13.1%ReducedHistory
WFRDWeatherford International plcORD SHS7,300$236.0K<0.1%+7,300NewHistory
CCKCrown Holdings, Inc.COM2,921$237.0K<0.1%00.0%UnchangedHistory
Innovator ETFs Trust45782C474US SML CP PWR B8,405$237.0K<0.1%00.0%Unchanged–
GILGildan Activewear Inc.Stock8,431$238.0K<0.1%+8,431NewHistory
TROWPrice T Rowe Group IncStock2,297$241.0K<0.1%+472+25.9%AddedHistory
Fidelity Covington Trust316092352BLUE CHIP GRWTH11,250$241.0K<0.1%+11,250New–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB12,936$241.0K<0.1%+12,936New–
STLDSteel Dynamics IncCOM3,399$241.0K<0.1%−503−12.9%ReducedHistory
WisdomTree Tr97717X131INTL QULTY DIV9,184$242.0K<0.1%−11,050−54.6%Reduced–
ERHAllspring Utilities & High Income FundWF UTILITIES INC22,200$243.0K<0.1%−2,500−10.1%ReducedHistory
Vanguard Total World Stock ETF922042742ETF3,097$244.0K<0.1%+3,097New–
Barclays Bank PLC06746P548ETN LKD 484,165$244.0K<0.1%+4,165New–
DFSDiscover Financial ServicesCOM2,686$244.0K<0.1%−71−2.6%ReducedHistory
RGENRepligen CorpCOM1,308$245.0K<0.1%+34+2.7%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2022
SecurityClassPutsCalls
CBRECbre Group, Inc.CL A$109.0K–
WFCWells Fargo & CompanyStock$4.00K–
ZIMZIM Integrated Shipping Services Ltd.SHS$3.00K–
DALDelta Air Lines, Inc.COM NEW–$2.00K
VZVerizon Communications IncStock–$1.00K

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT155,409$6.03M0.1%–
GSKGSK plcSPONSORED ADR97,327$4.24M0.1%History
DBEInvesco DB Energy FundENERGY FD106,915$2.80M0.1%History
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC99,652$1.86M<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF72,107$1.85M<0.1%–
New York Life Investments Et45409B560FTSE INTL EQTY C67,515$1.41M<0.1%–
SYFSynchrony FinancialCOM37,004$1.02M<0.1%History
RGLDRoyal Gold IncStock9,557$1.02M<0.1%History
CFCF Industries Holdings, Inc.COM11,651$999.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF3,312$770.0K<0.1%–
BGSB&G Foods, Inc.COM30,099$716.0K<0.1%History
EGLEEagle Bulk Shipping Inc.COM13,161$683.0K<0.1%History
HXLHexcel CorpCOM13,035$682.0K<0.1%History
iShares Tr464288737GLB CNSM STP ETF11,736$679.0K<0.1%–
BAKBraskem SASP ADR PFD A47,306$676.0K<0.1%History
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC14,829$666.0K<0.1%–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD24,930$644.0K<0.1%–
SPDR Series Trust78468R200ST STR RATE ETF21,025$633.0K<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR32,077$610.0K<0.1%History
AGCOAGCO CorpCOM6,111$603.0K<0.1%History
SIISprott Inc.COM NEW15,672$543.0K<0.1%History
ARLPAlliance Resource Partners LPStock28,889$527.0K<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT10,481$510.0K<0.1%History
Lattice Strategies Tr518416409HARTFORD US EQTY12,957$486.0K<0.1%–
VSTVistra Corp.Stock20,930$478.0K<0.1%History
PAASPan American Silver CorpStock24,026$473.0K<0.1%History
KRPKimbell Royalty Partners, LPUNIT30,041$471.0K<0.1%History
DLTRDollar Tree, Inc.COM2,796$436.0K<0.1%History
IDAIdacorp IncCOM4,093$433.0K<0.1%History
HQHabrdn Healthcare InvestorsSH BEN INT22,401$419.0K<0.1%History
NRGNRG Energy, Inc.Stock10,610$405.0K<0.1%History
NVAXNovavax IncCOM NEW7,572$389.0K<0.1%History
UNMUnum GroupStock11,306$385.0K<0.1%History
GGGGraco IncCOM5,495$326.0K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX4,695$321.0K<0.1%–
DHIHorton D R IncCOM4,677$310.0K<0.1%History
iShares Tr46434V274INTL EQTY FACTOR13,106$308.0K<0.1%–
CZRCaesars Entertainment, Inc.COM7,938$304.0K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC4,459$303.0K<0.1%–
WisdomTree Tr97717W448GERMANY HEDEQ FD10,118$303.0K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS4,373$297.0K<0.1%History
Cambria ETF Tr132061862TAIL RISK15,755$277.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,314$268.0K<0.1%–
TRMKTrustmark CorpCOM9,188$268.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS7,954$258.0K<0.1%History
XHRXenia Hotels & Resorts, Inc.COM17,737$258.0K<0.1%History
WisdomTree Tr97717X214EMERG MKTS ESG9,000$257.0K<0.1%–
VFCV F CorpStock5,791$256.0K<0.1%History
OGNOrganon & Co.Stock7,525$254.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,062$248.0K<0.1%–
Fidelity MSCI Information Technology Index ETF316092808ETF2,561$247.0K<0.1%–
LKQLKQ CorpCOM4,949$243.0K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,032$242.0K<0.1%History
SNYSanofiSPONSORED ADR4,763$238.0K<0.1%History
Aim ETF Products Trust00888H208ALLIANZIM US EQT9,400$238.0K<0.1%–
OCCIOFS Credit Company, Inc.COM26,103$238.0K<0.1%History
Chiron Real Estate Inc.37954A204COM NEW21,118$237.0K<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ3,581$235.0K<0.1%–
iShares Tr46429B671MSCI CHINA ETF4,216$235.0K<0.1%–
SYNASYNAPTICS IncStock1,985$234.0K<0.1%History
MELIMercadolibre IncCOM368$234.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT16,966$232.0K<0.1%History
VTRVentas, Inc.REIT4,485$231.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT6,511$227.0K<0.1%History
HNIHni CorpStock6,472$225.0K<0.1%History
iShares Inc464286319EM MKTS DIV ETF8,441$225.0K<0.1%–
ECCEagle Point Credit CoCOM19,090$225.0K<0.1%History
ZMZoom Communications, Inc.Stock2,075$224.0K<0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF3,793$223.0K<0.1%–
LITELumentum Holdings Inc.COM2,757$219.0K<0.1%History
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,090$219.0K<0.1%–
iShares Inc464286657MSCI BIC ETF5,896$218.0K<0.1%–
ONOn Semiconductor CorpStock4,314$217.0K<0.1%History
CAHCardinal Health IncStock4,132$216.0K<0.1%History
AAPAdvance Auto Parts IncCOM1,250$216.0K<0.1%History
iShares Tr464287390LATN AMER 40 ETF9,546$215.0K<0.1%–
iShares Tr46435G326CORE MSCI INTL3,992$215.0K<0.1%–
EXRExtra Space Storage Inc.COM1,251$213.0K<0.1%History
iShares Tr464289420RUS TP200 VL ETF3,400$210.0K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,640$209.0K<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF5,173$208.0K<0.1%–
EBAYeBay IncCOM4,999$208.0K<0.1%History
HEIHeico CorpCOM1,584$208.0K<0.1%History
CIENCiena CorpCOM NEW4,543$208.0K<0.1%History
AZPNAspen Technology, Inc.COM1,132$208.0K<0.1%History
GDYNGrid Dynamics Holdings, Inc.CL A12,320$207.0K<0.1%History
JJacobs Solutions Inc.COM1,627$207.0K<0.1%History
Vanguard Communication Services ETF92204A884ETF2,183$205.0K<0.1%–
ALLEAllegion plcORD SHS2,086$204.0K<0.1%History
GLADGladstone Capital CorpCOM20,190$204.0K<0.1%History
TRPTC Energy CorpCOM3,934$203.0K<0.1%History
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF5,566$202.0K<0.1%–
PDCEPDC Energy, Inc.COM3,285$202.0K<0.1%History
Franklin ETF Tr353506108SHRT DUR US GOVT2,203$201.0K<0.1%–
DSLDoubleLine Income Solutions FundCOM16,545$201.0K<0.1%History
iShares Tr464288745GLB CNS DISC ETF1,582$201.0K<0.1%–
CVICVR Energy IncCOM5,974$200.0K<0.1%History
Alps ETF Tr00162Q106REIT DIVIDE DOGS4,669$200.0K<0.1%–
TPVGTriplePoint Venture Growth BDC Corp.COM15,500$197.0K<0.1%History
BCATBlackRock Capital Allocation Term TrustCOM12,560$184.0K<0.1%History