Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 1,352; −1 vs. Q2 2022
Portfolio value: $3.78B; −$608.6M (−13.9%) vs. Q2 2022
Filed: Nov 14, 2022; SEC

Holdings of Cetera Advisors LLC in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
iShares Ibonds 2025 Term High Yield & Income ETF46435U168	ETF	146,871	$3.26M	0.1%	+13,204+9.9%	Added	–
FDXFedEx Corp	Stock	22,031	$3.27M	0.1%	+3,277+17.5%	Added	History
LEGLeggett & Platt Inc	Stock	98,975	$3.29M	0.1%	−77,529−43.9%	Reduced	History
State Street SPDR S&P Semiconductor ETF78464A862	ETF	21,670	$3.30M	0.1%	+1,050+5.1%	Added	–
Innovator ETFs Trust45782C680	US EQTY PWR BF	122,778	$3.31M	0.1%	+49,738+68.1%	Added	–
IAUiShares Gold Trust	ETF	105,351	$3.32M	0.1%	−4,250−3.9%	Reduced	History
iShares Russell Mid-Cap Value ETF464287473	ETF	34,705	$3.33M	0.1%	+3,291+10.5%	Added	–
iShares MSCI Eafe ETF464287465	ETF	59,671	$3.34M	0.1%	−187,931−75.9%	Reduced	–
TMOThermo Fisher Scientific Inc.	Stock	6,594	$3.34M	0.1%	+280+4.4%	Added	History
First Tr Exchng Traded FD VI33740U505	FT VEST UQ EQT	113,253	$3.36M	0.1%	−3,092−2.7%	Reduced	–
First Tr Exchange Traded FD33738R860	NASDAQ BK ETF	129,925	$3.37M	0.1%	−73,428−36.1%	Reduced	–
TJXTJX Companies Inc	Stock	54,181	$3.37M	0.1%	+465+0.9%	Added	History
Starboard Invt Tr85521B775	RH TACTICAL ROT	303,099	$3.38M	0.1%	−4,174−1.4%	Reduced	–
First Tr Exchange-Traded FD336920103	US EQTY OPPT ETF	41,677	$3.38M	0.1%	−2,554−5.8%	Reduced	–
MDTMedtronic plc	Stock	41,841	$3.38M	0.1%	+2,352+6.0%	Added	History
WMWaste Management Inc	Stock	21,142	$3.39M	0.1%	+123+0.6%	Added	History
First Tr Energy Income & Gro33738G104	COM	228,723	$3.40M	0.1%	−15,102−6.2%	Reduced	–
Vanguard Consumer Staples ETF92204A207	ETF	19,986	$3.43M	0.1%	−11,513−36.6%	Reduced	–
iShares U.S. Healthcare Providers ETF464288828	ETF	13,629	$3.48M	0.1%	+246+1.8%	Added	–
Invesco Exchange Traded FD T46137V233	S&P 500 TOP 50	12,964	$3.49M	0.1%	−6,992−35.0%	Reduced	–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679	ETF	31,772	$3.50M	0.1%	+15,942+100.7%	Added	–
Vanguard Intermediate-Term Corporate Bond ETF92206C870	ETF	46,548	$3.52M	0.1%	+1,938+4.3%	Added	–
iShares Tr464287556	ISHARES BIOTECH	30,187	$3.53M	0.1%	+15,132+100.5%	Added	–
State Street Materials Select Sector SPDR ETF81369Y100	ETF	51,987	$3.54M	0.1%	+3,018+6.2%	Added	–
CSCOCisco Systems, Inc.	Stock	88,866	$3.56M	0.1%	−2,649−2.9%	Reduced	History
Goldman Sachs ETF Tr381430602	ACTIVEBETA US	70,730	$3.57M	0.1%	−938−1.3%	Reduced	–
Invesco Exch TRD SLF Idx FD46138J833	BULSHS 2024 HY	166,396	$3.60M	0.1%	+20,498+14.0%	Added	–
State Street Communication Services Select Sector SPDR ETF81369Y852	ETF	75,133	$3.60M	0.1%	+3,737+5.2%	Added	–
iShares Core S&P US Value ETF464287663	ETF	57,816	$3.62M	0.1%	+923+1.6%	Added	–
First Tr Exchng Traded FD VI33740F854	FT VEST U.S.	121,219	$3.63M	0.1%	−10,923−8.3%	Reduced	–
iShares Russell Top 200 Growth ETF464289438	ETF	30,430	$3.64M	0.1%	+24,596+421.6%	Added	–
Pacer Trendpilot US Mid Cap ETF69374H204	ETF	113,095	$3.64M	0.1%	+41,090+57.1%	Added	–
First Tr Exchng Traded FD VI33740F771	FT VEST US	111,819	$3.65M	0.1%	−13,651−10.9%	Reduced	–
ACNAccenture plc	Stock	14,336	$3.69M	0.1%	−605−4.0%	Reduced	History
Invesco Exch Traded FD Tr II46138E628	KBW BK ETF	75,465	$3.71M	0.1%	+1,556+2.1%	Added	–
PXDPioneer Natural Resources Co	COM	17,202	$3.73M	0.1%	+8,985+109.3%	Added	History
First Tr Exchange-Traded FD33739Q200	FST LOW OPPT EFT	78,687	$3.73M	0.1%	+496+0.6%	Added	–
iShares Tr464287572	GLOBAL 100 ETF	62,726	$3.73M	0.1%	+32,954+110.7%	Added	–
iShares Tr464288760	US AER DEF ETF	40,981	$3.74M	0.1%	−5,728−12.3%	Reduced	–
First Tr Exchng Traded FD VI33740U307	FT VEST US EQT	119,024	$3.76M	0.1%	+71,268+149.2%	Added	–
SBUXStarbucks Corp	Stock	45,069	$3.80M	0.1%	−1,866−4.0%	Reduced	History
SPDR Series Trust78464A763	ST STR SP DIV	34,147	$3.81M	0.1%	+2,708+8.6%	Added	–
Franklin Templeton ETF Tr35473P884	US MID CP MLTFCT	103,255	$3.87M	0.1%	+3,347+3.4%	Added	–
AVGOBroadcom Inc.	Stock	8,795	$3.90M	0.1%	−622−6.6%	Reduced	History
State Street Industrial Select Sector SPDR ETF81369Y704	ETF	47,194	$3.91M	0.1%	+1,169+2.5%	Added	–
First Tr Exchange-Traded FD33734X853	INTL EQUITY OPP	109,717	$3.92M	0.1%	+6,722+6.5%	Added	–
Vanguard World FD921910873	MEGA CAP INDEX	31,429	$3.92M	0.1%	+129+0.4%	Added	–
WisdomTree Tr97717Y527	FLOATNG RAT TREA	78,390	$3.94M	0.1%	+55,914+248.8%	Added	–
Cambria ETF Tr132061201	SHSHLD YIELD ETF	75,092	$3.95M	0.1%	+7,966+11.9%	Added	–
iShares Tr464287630	RUS 2000 VAL ETF	30,763	$3.97M	0.1%	−6,080−16.5%	Reduced	–
MMM3M Co	Stock	36,008	$3.98M	0.1%	−23,888−39.9%	Reduced	History
Vanguard Intermediate-Term Bond ETF921937819	ETF	54,268	$3.99M	0.1%	−550−1.0%	Reduced	–
SHELShell plc	ADR	80,612	$4.01M	0.1%	−51−0.1%	Reduced	History
GISGeneral Mills Inc	Stock	52,606	$4.03M	0.1%	+16,358+45.1%	Added	History
WisdomTree Tr97717X263	DYNAMIC INTL EQT	154,956	$4.03M	0.1%	+4,712+3.1%	Added	–
State Street SPDR S&P Regional Banking ETF78464A698	ETF	69,262	$4.08M	0.1%	+280.0%	Added	–
WisdomTree Tr97717X271	DYNAMIC INT EQ	146,253	$4.10M	0.1%	+3,104+2.2%	Added	–
iShares Tr464288877	EAFE VALUE ETF	106,685	$4.11M	0.1%	−4,837−4.3%	Reduced	–
iShares Core MSCI Emerging Markets ETF46434G103	ETF	96,495	$4.15M	0.1%	−14,604−13.1%	Reduced	–
Principal Exchange Traded FD74255Y201	QUALITY ETF	93,647	$4.19M	0.1%	+1,915+2.1%	Added	–
PIMCO ETF Tr72201R874	SHTRM MUN BD ACT	85,976	$4.20M	0.1%	+63,064+275.2%	Added	–
iShares Tr464288885	EAFE GRWTH ETF	58,569	$4.25M	0.1%	+10,345+21.5%	Added	–
DOWDow Inc.	Stock	97,779	$4.29M	0.1%	+10,345+11.8%	Added	History
Global X FDS37954Y483	NASDAQ 100 COVER	276,862	$4.34M	0.1%	+11,765+4.4%	Added	–
UNPUnion Pacific Corp	Stock	22,577	$4.40M	0.1%	+296+1.3%	Added	History
First Tr Exchng Traded FD VI33740U760	VEST BUFFERED	246,231	$4.46M	0.1%	+7,107+3.0%	Added	–
Cambria ETF Tr132061706	EMRG SHAREHLDR	181,173	$4.50M	0.1%	−1,143−0.6%	Reduced	–
Alps ETF Tr00162Q452	ALERIAN MLP	124,294	$4.54M	0.1%	−10,228−7.6%	Reduced	–
Vanguard Morningstar Value ETF922908744	ETF	36,808	$4.54M	0.1%	+5,661+18.2%	Added	–
Invesco Exch Traded FD Tr II46138E354	S&P500 LOW VOL	78,779	$4.56M	0.1%	−6,533−7.7%	Reduced	–
iShares Tr464287846	DOW JONES US ETF	52,179	$4.58M	0.1%	+1,118+2.2%	Added	–
iShares Tr464287515	EXPANDED TECH	18,318	$4.58M	0.1%	+2,326+14.5%	Added	–
Pgim ETF Tr69344A107	PGIM ULTRA SH BD	94,524	$4.64M	0.1%	+94,524	New	–
TXNTexas Instruments Inc	Stock	30,825	$4.77M	0.1%	+17,014+123.2%	Added	History
Vanguard S&P 500 Growth ETF921932505	ETF	23,079	$4.81M	0.1%	+61+0.3%	Added	–
Invesco Exchange Traded FD T46137V431	S&P 500 GARP ETF	64,552	$4.83M	0.1%	+42,089+187.4%	Added	–
QCOMQualcomm Inc	Stock	43,659	$4.93M	0.1%	+3,036+7.5%	Added	History
Invesco Exch TRD SLF Idx FD46138J858	BULSHS 2023 HY	217,467	$4.96M	0.1%	+3,028+1.4%	Added	–
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	17,380	$4.99M	0.1%	+1,012+6.2%	Added	History
State Street SPDR S&P Biotech ETF78464A870	ETF	62,996	$5.00M	0.1%	+9,049+16.8%	Added	–
CSQCalamos Strategic Total Return Fund	COM SH BEN INT	401,748	$5.02M	0.1%	+13,361+3.4%	Added	History
ProShares Tr74348A467	S&P 500 DV ARIST	63,647	$5.09M	0.1%	+13,772+27.6%	Added	–
FFord Motor Co	Stock	455,479	$5.10M	0.1%	+65,462+16.8%	Added	History
Advisorshares Tr00768Y438	Q DYNAMIC GROWTH	246,974	$5.11M	0.1%	−79,302−24.3%	Reduced	–
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	88,440	$5.11M	0.1%	+17,018+23.8%	Added	–
CATCaterpillar Inc	Stock	31,235	$5.13M	0.1%	+7,721+32.8%	Added	History
WisdomTree Tr97717W208	US HIGH DIVIDEND	68,292	$5.18M	0.1%	+3,277+5.0%	Added	–
First Tr Exchng Traded FD VI33740U802	FT VEST U.S.	186,646	$5.34M	0.1%	+32,492+21.1%	Added	–
First Tr Exchng Traded FD VI33740F730	FT VEST US EQT	177,914	$5.36M	0.1%	+145,104+442.3%	Added	–
Invesco Exch TRD SLF Idx FD46138J635	INVSCO BLSH 26	245,881	$5.38M	0.1%	+18,949+8.4%	Added	–
BXBlackstone Inc.	COM	64,378	$5.39M	0.1%	+18,447+40.2%	Added	History
WisdomTree Tr97717W570	US MIDCAP FUND	123,225	$5.42M	0.1%	+1,828+1.5%	Added	–
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	124,549	$5.42M	0.1%	−4,252−3.3%	Reduced	–
Schwab Intermediate-Term US Treasury ETF808524854	ETF	110,465	$5.43M	0.1%	+3,898+3.7%	Added	–
NOCNorthrop Grumman Corp	Stock	11,624	$5.47M	0.1%	+118+1.0%	Added	History
Invesco Exchange Traded FD T46137V548	INTL DIVI ACHI	359,863	$5.49M	0.1%	+30,461+9.2%	Added	–
Vanguard Admiral FDS Inc921932828	SMLLCP 600 IDX	34,667	$5.60M	0.1%	+824+2.4%	Added	–
CBRLCracker Barrel Old Country Store, Inc	COM	61,393	$5.68M	0.2%	+4,150+7.2%	Added	History
Fidelity Merrimack STR Tr316188309	TOTAL BD ETF	131,243	$5.83M	0.2%	+65,945+101.0%	Added	–
iShares MSCI Eafe Min Vol Factor ETF46429B689	ETF	103,153	$5.88M	0.2%	−4,908−4.5%	Reduced	–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2022
Security	Class	Puts	Calls
CBRECbre Group, Inc.	CL A	$109.0K	–
WFCWells Fargo & Company	Stock	$4.00K	–
ZIMZIM Integrated Shipping Services Ltd.	SHS	$3.00K	–
DALDelta Air Lines, Inc.	COM NEW	–	$2.00K
VZVerizon Communications Inc	Stock	–	$1.00K

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
Franklin Templeton ETF Tr35473P801	US LRG CP MLTFCT	155,409	$6.03M	0.1%	–
GSKGSK plc	SPONSORED ADR	97,327	$4.24M	0.1%	History
DBEInvesco DB Energy Fund	ENERGY FD	106,915	$2.80M	0.1%	History
First Tr Exchng Traded FD VI33740F870	LOW DUR STRTGC	99,652	$1.86M	<0.1%	–
Invesco Exchange Traded FD T46137V761	ENERG EXPL ETF	72,107	$1.85M	<0.1%	–
New York Life Investments Et45409B560	FTSE INTL EQTY C	67,515	$1.41M	<0.1%	–
SYFSynchrony Financial	COM	37,004	$1.02M	<0.1%	History
RGLDRoyal Gold Inc	Stock	9,557	$1.02M	<0.1%	History
CFCF Industries Holdings, Inc.	COM	11,651	$999.0K	<0.1%	History
VanEck ETF Trust92189H607	OIL SERVICES ETF	3,312	$770.0K	<0.1%	–
BGSB&G Foods, Inc.	COM	30,099	$716.0K	<0.1%	History
EGLEEagle Bulk Shipping Inc.	COM	13,161	$683.0K	<0.1%	History
HXLHexcel Corp	COM	13,035	$682.0K	<0.1%	History
iShares Tr464288737	GLB CNSM STP ETF	11,736	$679.0K	<0.1%	–
BAKBraskem SA	SP ADR PFD A	47,306	$676.0K	<0.1%	History
First Tr Exchange-Traded FD33739Q309	HIGH INCM STRGC	14,829	$666.0K	<0.1%	–
Innovator ETFs Trust45783Y855	DEFINED WLT SHLD	24,930	$644.0K	<0.1%	–
SPDR Series Trust78468R200	ST STR RATE ETF	21,025	$633.0K	<0.1%	–
UNGUnited States Natural Gas Fund, LP	UNIT PAR	32,077	$610.0K	<0.1%	History
AGCOAGCO Corp	COM	6,111	$603.0K	<0.1%	History
SIISprott Inc.	COM NEW	15,672	$543.0K	<0.1%	History
ARLPAlliance Resource Partners LP	Stock	28,889	$527.0K	<0.1%	History
DKLDelek Logistics Partners, LP	COM UNT RP INT	10,481	$510.0K	<0.1%	History
Lattice Strategies Tr518416409	HARTFORD US EQTY	12,957	$486.0K	<0.1%	–
VSTVistra Corp.	Stock	20,930	$478.0K	<0.1%	History
PAASPan American Silver Corp	Stock	24,026	$473.0K	<0.1%	History
KRPKimbell Royalty Partners, LP	UNIT	30,041	$471.0K	<0.1%	History
DLTRDollar Tree, Inc.	COM	2,796	$436.0K	<0.1%	History
IDAIdacorp Inc	COM	4,093	$433.0K	<0.1%	History
HQHabrdn Healthcare Investors	SH BEN INT	22,401	$419.0K	<0.1%	History
NRGNRG Energy, Inc.	Stock	10,610	$405.0K	<0.1%	History
NVAXNovavax Inc	COM NEW	7,572	$389.0K	<0.1%	History
UNMUnum Group	Stock	11,306	$385.0K	<0.1%	History
GGGGraco Inc	COM	5,495	$326.0K	<0.1%	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	4,695	$321.0K	<0.1%	–
DHIHorton D R Inc	COM	4,677	$310.0K	<0.1%	History
iShares Tr46434V274	INTL EQTY FACTOR	13,106	$308.0K	<0.1%	–
CZRCaesars Entertainment, Inc.	COM	7,938	$304.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E842	DORSEY WRGT SMLC	4,459	$303.0K	<0.1%	–
WisdomTree Tr97717W448	GERMANY HEDEQ FD	10,118	$303.0K	<0.1%	–
UGAUnited States Gasoline Fund, LP	UNITS	4,373	$297.0K	<0.1%	History
Cambria ETF Tr132061862	TAIL RISK	15,755	$277.0K	<0.1%	–
Invesco Exchange Traded FD T46137V845	DORSEY WRGT INDS	3,314	$268.0K	<0.1%	–
TRMKTrustmark Corp	COM	9,188	$268.0K	<0.1%	History
BSTBlackRock Science & Technology Trust	SHS	7,954	$258.0K	<0.1%	History
XHRXenia Hotels & Resorts, Inc.	COM	17,737	$258.0K	<0.1%	History
WisdomTree Tr97717X214	EMERG MKTS ESG	9,000	$257.0K	<0.1%	–
VFCV F Corp	Stock	5,791	$256.0K	<0.1%	History
OGNOrganon & Co.	Stock	7,525	$254.0K	<0.1%	History
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	3,062	$248.0K	<0.1%	–
Fidelity MSCI Information Technology Index ETF316092808	ETF	2,561	$247.0K	<0.1%	–
LKQLKQ Corp	COM	4,949	$243.0K	<0.1%	History
IFFInternational Flavors & Fragrances Inc	COM	2,032	$242.0K	<0.1%	History
SNYSanofi	SPONSORED ADR	4,763	$238.0K	<0.1%	History
Aim ETF Products Trust00888H208	ALLIANZIM US EQT	9,400	$238.0K	<0.1%	–
OCCIOFS Credit Company, Inc.	COM	26,103	$238.0K	<0.1%	History
Chiron Real Estate Inc.37954A204	COM NEW	21,118	$237.0K	<0.1%	–
WisdomTree Tr97717X701	EUROPE HEDGED EQ	3,581	$235.0K	<0.1%	–
iShares Tr46429B671	MSCI CHINA ETF	4,216	$235.0K	<0.1%	–
SYNASYNAPTICS Inc	Stock	1,985	$234.0K	<0.1%	History
MELIMercadolibre Inc	COM	368	$234.0K	<0.1%	History
BSMBlack Stone Minerals, L.P.	COM UNIT	16,966	$232.0K	<0.1%	History
VTRVentas, Inc.	REIT	4,485	$231.0K	<0.1%	History
BEPBrookfield Renewable Partners L.P.	PARTNERSHIP UNIT	6,511	$227.0K	<0.1%	History
HNIHni Corp	Stock	6,472	$225.0K	<0.1%	History
iShares Inc464286319	EM MKTS DIV ETF	8,441	$225.0K	<0.1%	–
ECCEagle Point Credit Co	COM	19,090	$225.0K	<0.1%	History
ZMZoom Communications, Inc.	Stock	2,075	$224.0K	<0.1%	History
Vanguard Whitehall FDS921946794	INTL HIGH ETF	3,793	$223.0K	<0.1%	–
LITELumentum Holdings Inc.	COM	2,757	$219.0K	<0.1%	History
First Tr Exch Traded FD III33739P608	RIVRFRNT DYN DEV	4,090	$219.0K	<0.1%	–
iShares Inc464286657	MSCI BIC ETF	5,896	$218.0K	<0.1%	–
ONOn Semiconductor Corp	Stock	4,314	$217.0K	<0.1%	History
CAHCardinal Health Inc	Stock	4,132	$216.0K	<0.1%	History
AAPAdvance Auto Parts Inc	COM	1,250	$216.0K	<0.1%	History
iShares Tr464287390	LATN AMER 40 ETF	9,546	$215.0K	<0.1%	–
iShares Tr46435G326	CORE MSCI INTL	3,992	$215.0K	<0.1%	–
EXRExtra Space Storage Inc.	COM	1,251	$213.0K	<0.1%	History
iShares Tr464289420	RUS TP200 VL ETF	3,400	$210.0K	<0.1%	–
iShares MSCI Acwi Ex U.S. ETF464288240	ETF	4,640	$209.0K	<0.1%	–
Dimensional U.S. Targeted Value ETF25434V609	ETF	5,173	$208.0K	<0.1%	–
EBAYeBay Inc	COM	4,999	$208.0K	<0.1%	History
HEIHeico Corp	COM	1,584	$208.0K	<0.1%	History
CIENCiena Corp	COM NEW	4,543	$208.0K	<0.1%	History
AZPNAspen Technology, Inc.	COM	1,132	$208.0K	<0.1%	History
GDYNGrid Dynamics Holdings, Inc.	CL A	12,320	$207.0K	<0.1%	History
JJacobs Solutions Inc.	COM	1,627	$207.0K	<0.1%	History
Vanguard Communication Services ETF92204A884	ETF	2,183	$205.0K	<0.1%	–
ALLEAllegion plc	ORD SHS	2,086	$204.0K	<0.1%	History
GLADGladstone Capital Corp	COM	20,190	$204.0K	<0.1%	History
TRPTC Energy Corp	COM	3,934	$203.0K	<0.1%	History
Invesco Exchange Traded FD T46137V720	LEISU ENTMT ETF	5,566	$202.0K	<0.1%	–
PDCEPDC Energy, Inc.	COM	3,285	$202.0K	<0.1%	History
Franklin ETF Tr353506108	SHRT DUR US GOVT	2,203	$201.0K	<0.1%	–
DSLDoubleLine Income Solutions Fund	COM	16,545	$201.0K	<0.1%	History
iShares Tr464288745	GLB CNS DISC ETF	1,582	$201.0K	<0.1%	–
CVICVR Energy Inc	COM	5,974	$200.0K	<0.1%	History
Alps ETF Tr00162Q106	REIT DIVIDE DOGS	4,669	$200.0K	<0.1%	–
TPVGTriplePoint Venture Growth BDC Corp.	COM	15,500	$197.0K	<0.1%	History
BCATBlackRock Capital Allocation Term Trust	COM	12,560	$184.0K	<0.1%	History