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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,353
−47 vs. Q1 2022
Portfolio value
$4.39B
−$619.6M (−12.4%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Cetera Advisors LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP4,331$235.0K<0.1%−75−1.7%Reduced–
ALBAlbemarle CorpStock1,131$236.0K<0.1%−300−21.0%ReducedHistory
EVRGEvergy, Inc.Stock3,627$237.0K<0.1%00.0%UnchangedHistory
MGMMGM Resorts InternationalStock8,202$237.0K<0.1%+3,008+57.9%AddedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF9,682$237.0K<0.1%+9,682New–
Innovator ETFs Trust45782C474US SML CP PWR B8,405$237.0K<0.1%−137−1.6%Reduced–
iShares Tr46435G516ESG AW MSCI EAFE3,780$237.0K<0.1%+577+18.0%Added–
Chiron Real Estate Inc.37954A204COM NEW21,118$237.0K<0.1%+6,694+46.4%Added–
SNYSanofiSPONSORED ADR4,763$238.0K<0.1%+4,763NewHistory
Aim ETF Products Trust00888H208ALLIANZIM US EQT9,400$238.0K<0.1%+9,400New–
OCCIOFS Credit Company, Inc.COM26,103$238.0K<0.1%−5,199−16.6%ReducedHistory
PENNPENN Entertainment, Inc.COM7,884$240.0K<0.1%+1,079+15.9%AddedHistory
Global X FDS37954Y624AUTONMOUS EV ETF11,157$240.0K<0.1%−11,349−50.4%Reduced–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF3,740$241.0K<0.1%−2,673−41.7%Reduced–
MHDBlackRock Muniholdings Fund, Inc.COM19,038$242.0K<0.1%+133+0.7%AddedHistory
IFFInternational Flavors & Fragrances IncCOM2,032$242.0K<0.1%+69+3.5%AddedHistory
LKQLKQ CorpCOM4,949$243.0K<0.1%+4,949NewHistory
CORNTeucrium Commodity TrustCORN FD SHS9,644$243.0K<0.1%+9,644NewHistory
Fidelity Covington Trust316092782VLU FACTOR ETF5,643$243.0K<0.1%+5,643New–
DGXQuest Diagnostics IncCOM1,827$243.0K<0.1%+7+0.4%AddedHistory
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF9,062$244.0K<0.1%+9,062New–
SPDR Series Trust78464A789ST STR SP INS6,449$244.0K<0.1%+642+11.1%Added–
PORPortland General Electric CoCOM NEW5,081$246.0K<0.1%+5,081NewHistory
Fidelity MSCI Information Technology Index ETF316092808ETF2,561$247.0K<0.1%−150−5.5%Reduced–
VEEVVeeva Systems IncStock1,248$247.0K<0.1%−88−6.6%ReducedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM15,270$247.0K<0.1%+950+6.6%AddedHistory
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$247.0K<0.1%−280−3.7%Reduced–
DOVDOVER CorpCOM2,044$248.0K<0.1%+2,044NewHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,062$248.0K<0.1%−299−8.9%Reduced–
LUMNLumen Technologies, Inc.Stock22,927$250.0K<0.1%−11,976−34.3%ReducedHistory
STTState Street CorpCOM4,050$250.0K<0.1%+1,758+76.7%AddedHistory
TTETotalEnergies SESPONSORED ADS4,755$250.0K<0.1%+193+4.2%AddedHistory
JBLJabil IncStock4,900$251.0K<0.1%00.0%UnchangedHistory
HESHess CorpStock2,395$254.0K<0.1%+235+10.9%AddedHistory
OGNOrganon & Co.Stock7,525$254.0K<0.1%−501−6.2%ReducedHistory
ETF Managers Tr26924G870BLUESTAR ISRAEL5,623$254.0K<0.1%−1,129−16.7%Reduced–
AGNCAGNC Investment Corp.REIT23,079$255.0K<0.1%−4,379−15.9%ReducedHistory
VFCV F CorpStock5,791$256.0K<0.1%−413−6.7%ReducedHistory
Innovator ETFs Trust45782C391US EQTY BUFR MAR8,273$256.0K<0.1%00.0%Unchanged–
Franklin Templeton ETF Tr35473P504LIBERTY US ETF5,808$256.0K<0.1%+633+12.2%Added–
HBIHanesbrands Inc.COM24,906$256.0K<0.1%−1,266−4.8%ReducedHistory
ProShares Tr74347B425SHORT S&P 500 NE15,520$256.0K<0.1%−23,339−60.1%Reduced–
DBX ETF Tr233051200XTRACK MSCI EAFE7,372$257.0K<0.1%+80+1.1%Added–
WisdomTree Tr97717X214EMERG MKTS ESG9,000$257.0K<0.1%00.0%Unchanged–
BNYBank of New York Mellon CorpStock6,190$258.0K<0.1%−654−9.6%ReducedHistory
WHRWhirlpool CorpStock1,665$258.0K<0.1%+1,665NewHistory
BSTBlackRock Science & Technology TrustSHS7,954$258.0K<0.1%−773−8.9%ReducedHistory
XHRXenia Hotels & Resorts, Inc.COM17,737$258.0K<0.1%−87−0.5%ReducedHistory
STLDSteel Dynamics IncCOM3,902$258.0K<0.1%−39−1.0%ReducedHistory
iShares Tr464287127MORNINGSTR US EQ4,980$259.0K<0.1%−784−13.6%Reduced–
BRSPBrightSpire Capital, Inc.COM CL A34,287$259.0K<0.1%−733−2.1%ReducedHistory
KEYSKeysight Technologies, Inc.Stock1,885$260.0K<0.1%00.0%UnchangedHistory
AVIDAvid Technology, Inc.COM10,000$260.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF3,600$261.0K<0.1%−42−1.2%Reduced–
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF11,263$261.0K<0.1%+11,263New–
DFSDiscover Financial ServicesCOM2,757$261.0K<0.1%+244+9.7%AddedHistory
RYRoyal Bank of CanadaStock2,706$262.0K<0.1%+424+18.6%AddedHistory
UALUnited Airlines Holdings, Inc.COM7,426$263.0K<0.1%−879−10.6%ReducedHistory
Flagstar Bank, National Association649445103COM28,765$263.0K<0.1%+1,240+4.5%Added–
SOYBTeucrium Commodity TrustSOYBEAN FD9,725$263.0K<0.1%+9,725NewHistory
ZBRAZebra Technologies CorpCL A897$264.0K<0.1%+72+8.7%AddedHistory
USACUSA Compression Partners, LPCOMUNIT LTDPAR15,911$266.0K<0.1%+1,069+7.2%AddedHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX8,511$267.0K<0.1%−1,685−16.5%Reduced–
VTRSViatris IncStock25,600$268.0K<0.1%−606−2.3%ReducedHistory
RIVNRivian Automotive, Inc.Stock10,426$268.0K<0.1%+825+8.6%AddedHistory
First Tr Exchng Traded FD VI33740F631FT VEST US8,870$268.0K<0.1%+8,870New–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,314$268.0K<0.1%−832−20.1%Reduced–
TRMKTrustmark CorpCOM9,188$268.0K<0.1%00.0%UnchangedHistory
CCKCrown Holdings, Inc.COM2,921$269.0K<0.1%+2,921NewHistory
ALPPAlpine 4 Holdings, Inc.COM381,212$270.0K<0.1%+2,750+0.7%AddedHistory
NUVNuveen Municipal Value Fund IncCOM30,588$273.0K<0.1%+6,407+26.5%AddedHistory
Innovator ETFs Trust45782C755US EQTY BUFR JUN9,166$273.0K<0.1%+9,166New–
Schwab Strategic Tr8085247141 5YR CORP BD5,800$275.0K<0.1%00.0%Unchanged–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM24,242$275.0K<0.1%+492+2.1%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW19,496$276.0K<0.1%+61+0.3%AddedHistory
ATVIActivision Blizzard, Inc.COM3,551$276.0K<0.1%−440−11.0%ReducedHistory
SPDR Ser Tr78464A110FACTST INV ETF2,567$276.0K<0.1%00.0%Unchanged–
YUMCYum China Holdings, Inc.COM5,717$277.0K<0.1%+124+2.2%AddedHistory
Cambria ETF Tr132061862TAIL RISK15,755$277.0K<0.1%+15,755New–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,864$279.0K<0.1%−171−5.6%Reduced–
Innovator ETFs Trust45782C888US EQT BUFR APR9,392$281.0K<0.1%+1,973+26.6%Added–
iShares Tr46435U135CYBERSECURITY8,031$281.0K<0.1%−70−0.9%Reduced–
BRBroadridge Financial Solutions, Inc.Stock1,980$282.0K<0.1%+29+1.5%AddedHistory
Flexshares Tr33939L605IBOXX 5YR TRGT11,200$282.0K<0.1%+11,200New–
AXONAxon Enterprise, Inc.COM3,040$283.0K<0.1%−293−8.8%ReducedHistory
AGFirst Majestic Silver CorpCOM39,416$283.0K<0.1%+4,212+12.0%AddedHistory
Innovator ETFs Trust45782C664US EQTY BUF SEP9,793$287.0K<0.1%−650−6.2%Reduced–
iShares Tr46435G243ESG AWRE 1 5 YR11,905$287.0K<0.1%−906−7.1%Reduced–
AIFApollo Tactical Income Fund Inc.COM23,862$287.0K<0.1%+655+2.8%AddedHistory
CORCencora, Inc.Stock2,045$289.0K<0.1%−237−10.4%ReducedHistory
WisdomTree Tr97717Y808YIELD ENHANCED6,078$289.0K<0.1%+5+0.1%Added–
SPDR Series Trust78464A672ST INTER ETF9,824$290.0K<0.1%−3,942−28.6%Reduced–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10012,448$290.0K<0.1%+533+4.5%Added–
AAAlcoa CorpStock6,391$291.0K<0.1%−679−9.6%ReducedHistory
iShares Tr464288794US BR DEL SE ETF3,467$291.0K<0.1%−58−1.6%Reduced–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT14,858$291.0K<0.1%+54+0.4%AddedHistory
PAYCPaycom Software, Inc.Stock1,042$292.0K<0.1%−16−1.5%ReducedHistory
PSECProspect Capital CorpCOM41,908$293.0K<0.1%+222+0.5%AddedHistory
NNNNNN REIT, Inc.REIT6,846$294.0K<0.1%+213+3.2%AddedHistory
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,124$295.0K<0.1%+10,124New–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2022
SecurityClassPutsCalls
SLBSLB LimitedStock$172.0K–
AMZNAmazon Com IncStock$161.0K–
COPConocoPhillipsStock$116.0K–
TWTRTwitter, Inc.COM$55.0K–
BMYBristol Myers Squibb CoStock$39.0K–
MRNAModerna, Inc.Stock$20.0K–
UNHUnitedHealth Group IncStock$16.0K–
AAPLApple Inc.Stock$6.00K–
DALDelta Air Lines, Inc.COM NEW–$5.00K
ARK Innovation ETF00214Q104ETF$2.00K–

Sold out since Q1 2022 (159)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 159 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
Invesco Exchange Traded FD T46137V571GLOBAL DRGN CN1,127,220$32.7M0.7%–
EHEHang Holdings LtdADS777,931$9.33M0.2%History
Barclays BK PLC06746P456ETN LKD 4857,205$3.82M0.1%–
Kraneshares Trust500767306CSI CHI INTERNET110,402$3.15M0.1%–
First Tr Exchng Traded FD VI33740F656FT VEST INTE143,489$2.93M0.1%–
CERNCERNER CorpCOM19,775$1.85M<0.1%History
Ssga Active ETF Tr78467V608ST STR BL LN ETF40,170$1.81M<0.1%–
SPDR Ser Tr78468R655S&P KENSHO CLEAN18,115$1.63M<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF21,450$1.35M<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH26,049$1.11M<0.1%–
Signature BK New York N Y82669G104COM3,121$916.0K<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF34,218$898.0K<0.1%–
J P Morgan Exchange Traded F46641Q753US VALUE FACTR24,246$896.0K<0.1%–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT16,086$867.0K<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF17,249$705.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER15,166$690.0K<0.1%–
Indexiq ETF Tr45409B396IQ CHAIKIN US19,495$685.0K<0.1%–
BMEBlackRock Health Sciences TrustCOM14,640$666.0K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW17,872$612.0K<0.1%History
PENGPenguin Solutions, Inc.SHS20,451$528.0K<0.1%History
CMCanadian Imperial Bank of CommerceCOM4,132$503.0K<0.1%History
TAKTakeda Pharmaceutical Co LtdADR33,714$483.0K<0.1%History
iShares Tr46434VBA7IBONDS DEC22 ETF19,157$480.0K<0.1%–
Barclays Bank PLC06746P548ETN LKD 485,990$469.0K<0.1%–
Barclays BK PLC06746P431ETN LKD 483,575$466.0K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S3,916$463.0K<0.1%–
Barclays Bank PLC06746P563ETN LKD 487,445$456.0K<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR22,019$455.0K<0.1%–
VVRInvesco Senior Income TrustCOM106,637$454.0K<0.1%History
CRCrane CoCOM4,000$433.0K<0.1%History
Barclays BK PLC06746P571ETN LKD 485,895$427.0K<0.1%–
MSTRStrategy IncStock823$400.0K<0.1%History
NETCloudflare, Inc.CL A COM3,299$395.0K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF8,529$382.0K<0.1%–
Osi ETF Tr67110P704OSHS GBL INTER10,164$382.0K<0.1%–
iShares Tr464288174GL TIMB FORE ETF4,175$373.0K<0.1%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN5,546$353.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF7,453$353.0K<0.1%–
iShares Inc464286285JP MRGN EM HI BD8,827$351.0K<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT20,008$342.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock5,160$333.0K<0.1%History
PNWPinnacle West Capital CorpCOM4,240$331.0K<0.1%History
EDRYEuroDry Ltd.COM9,755$331.0K<0.1%History
JKHYJack Henry & Associates IncStock1,663$328.0K<0.1%History
VRTVVeritiv CorpCOM2,442$326.0K<0.1%History
Global X FDS37954Y384CYBRSCURTY ETF10,359$325.0K<0.1%–
Vanguard Total World Stock ETF922042742ETF3,136$318.0K<0.1%–
iShares Tr464288604MRGSTR SM CP GR6,917$306.0K<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH4,574$305.0K<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A12,239$305.0K<0.1%History
Industrias Bachoco SAB456463108SPON ADR B6,505$304.0K<0.1%–
TNDMTandem Diabetes Care IncCOM NEW2,586$301.0K<0.1%History
LACLithium Americas Corp.COM NEW7,738$298.0K<0.1%History
SAMBoston Beer Co IncCL A759$295.0K<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM18,155$295.0K<0.1%History
TRGPTarga Resources Corp.COM3,907$295.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A6,290$291.0K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF5,210$287.0K<0.1%–
iShares Inc464286665MSCI PAC JP ETF5,788$285.0K<0.1%–
VSXYVictoria's Secret & Co.COMMON STOCK5,539$284.0K<0.1%History
Global X FDS37954Y814FINTECH ETF8,766$281.0K<0.1%–
LOBLive Oak Bancshares, Inc.COM5,498$280.0K<0.1%History
ACCAmerican Campus Communities IncCOM4,995$280.0K<0.1%History
EOLSEvolus, Inc.COM24,795$278.0K<0.1%History
EAElectronic Arts Inc.COM2,179$276.0K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH8,317$275.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY7,426$274.0K<0.1%–
iShares Tr46434V4070-5YR HI YL CP6,233$274.0K<0.1%–
COFCapital One Financial CorpStock2,080$273.0K<0.1%History
MKSIMKS IncCOM1,798$270.0K<0.1%History
FNFabrinetSHS2,567$270.0K<0.1%History
SGOLabrdn Gold ETF TrustETF14,407$268.0K<0.1%History
SCCOSouthern Copper CorpStock3,476$264.0K<0.1%History
MROMarathon Oil CorpCOM10,428$262.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,335$261.0K<0.1%History
TDYTeledyne Technologies IncCOM547$259.0K<0.1%History
Asymmetric ETFs Trust04651A101500 ETF9,110$259.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US4,441$257.0K<0.1%–
ALGNAlign Technology IncCOM584$255.0K<0.1%History
Vanguard Whitehall FDS921946810INTL DVD ETF3,168$250.0K<0.1%–
OGSONE Gas, Inc.COM2,823$249.0K<0.1%History
ILMNIllumina, Inc.COM712$249.0K<0.1%History
Innovator ETFs Trust45782C698US EQUT BUFR AUG7,535$247.0K<0.1%–
FISFidelity National Information Services, Inc.Stock2,447$246.0K<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A9,144$243.0K<0.1%History
BBYBest Buy Co IncStock2,659$242.0K<0.1%History
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,145$241.0K<0.1%–
IIPRInnovative Industrial Properties IncCOM1,175$241.0K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH6,307$238.0K<0.1%–
Alps ETF Tr00162Q205EQUAL SEC ETF2,192$238.0K<0.1%–
MMacy's, Inc.COM9,790$238.0K<0.1%History
WABWestinghouse Air Brake Technologies CorpStock2,468$237.0K<0.1%History
BIIBBiogen Inc.COM1,123$237.0K<0.1%History
MTCHMatch Group, Inc.COM2,159$235.0K<0.1%History
First Tr Exchange Traded FD33738R878DORSEY WRIGHT6,421$235.0K<0.1%–
JCIJohnson Controls International plcStock3,571$234.0K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,104$234.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR4,096$232.0K<0.1%–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM8,619$232.0K<0.1%History
SUISun Communities IncCOM1,318$231.0K<0.1%History