Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Positions: 1,353; −47 vs. Q1 2022
Portfolio value: $4.39B; −$619.6M (−12.4%) vs. Q1 2022
Filed: Aug 11, 2022; SEC

Holdings of Cetera Advisors LLC in Q2 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
iShares MSCI Eafe ETF464287465	ETF	247,602	$15.5M	0.4%	−16,559−6.3%	Reduced	–
GOOGAlphabet Inc.	Stock	7,275	$15.9M	0.4%	+624+9.4%	Added	History
JPMorgan Ultra-Short Income ETF46641Q837	ETF	317,704	$15.9M	0.4%	+14,208+4.7%	Added	–
LMTLockheed Martin Corp	Stock	38,330	$16.5M	0.4%	−3,789−9.0%	Reduced	History
INTCIntel Corp	Stock	442,672	$16.6M	0.4%	+243,788+122.6%	Added	History
HONHoneywell International Inc	COM	100,468	$17.5M	0.4%	+414+0.4%	Added	History
NVDANVIDIA Corp	Stock	118,026	$17.9M	0.4%	+24,408+26.1%	Added	History
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	341,781	$19.0M	0.4%	+45,351+15.3%	Added	–
Janus Detroit STR Tr47103U886	HENDRSN SHRT ETF	392,460	$19.1M	0.4%	+104,235+36.2%	Added	–
iShares Russell 2000 ETF464287655	ETF	113,870	$19.3M	0.4%	−25,517−18.3%	Reduced	–
VZVerizon Communications Inc	Stock	384,626	$19.5M	0.4%	+15,092+4.1%	Added	History
XOMExxonMobil Holdings Corp	COM	234,912	$20.1M	0.5%	−4,823−2.0%	Reduced	History
PGProcter & Gamble Co	Stock	146,633	$21.1M	0.5%	−6,728−4.4%	Reduced	History
First Tr Exchange Trad FD VI33739H101	FST TR GLB FD	799,510	$21.4M	0.5%	−208,262−20.7%	Reduced	–
DISWalt Disney Co	Stock	230,460	$21.8M	0.5%	+14,767+6.8%	Added	History
JPMJPMorgan Chase & Co	Stock	196,899	$22.2M	0.5%	+3,312+1.7%	Added	History
iShares Russell 1000 Value ETF464287598	ETF	154,646	$22.4M	0.5%	+17,926+13.1%	Added	–
Vanguard High Dividend Yield Index ETF921946406	ETF	229,844	$23.4M	0.5%	+9,575+4.3%	Added	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	125,452	$23.7M	0.5%	+30,985+32.8%	Added	–
JNJJohnson & Johnson	Stock	133,695	$23.7M	0.5%	−4,783−3.5%	Reduced	History
GLDSPDR Gold Trust	ETF	145,720	$24.5M	0.6%	+767+0.5%	Added	History
CVXChevron Corp	Stock	176,997	$25.6M	0.6%	+4,712+2.7%	Added	History
Vanguard Morningstar Mid-Cap ETF922908629	ETF	137,550	$27.1M	0.6%	+40,640+41.9%	Added	–
iShares Core Dividend Growth ETF46434V621	ETF	580,627	$27.7M	0.6%	+66,752+13.0%	Added	–
Vanguard Star FDS921909768	VG TL INTL STK F	543,403	$28.0M	0.6%	+7,934+1.5%	Added	–
HDHome Depot, Inc.	Stock	103,252	$28.3M	0.6%	+1,154+1.1%	Added	History
PECOPhillips Edison & Company, Inc.	COMMON STOCK	851,050	$28.4M	0.6%	−16,968−2.0%	Reduced	History
BRK.BBerkshire Hathaway Inc	Stock	116,349	$31.8M	0.7%	−88−0.1%	Reduced	History
First Tr Exchange-Traded FD33739Q408	FIRST TR ENH NEW	536,728	$31.9M	0.7%	+52,452+10.8%	Added	–
Vanguard Total Bond Market ETF921937835	ETF	426,144	$32.1M	0.7%	+13,209+3.2%	Added	–
First Tr Exchange-Traded FD336917109	SHS	916,771	$32.3M	0.7%	+192,854+26.6%	Added	–
iShares Select Dividend ETF464287168	ETF	276,487	$32.5M	0.7%	+192,827+230.5%	Added	–
iShares Core S&P Mid-Cap ETF464287507	ETF	144,481	$32.7M	0.7%	+55,880+63.1%	Added	–
Schwab US Dividend Equity ETF808524797	ETF	466,333	$33.4M	0.8%	+123,237+35.9%	Added	–
TSLATesla, Inc.	Stock	51,079	$34.4M	0.8%	+718+1.4%	Added	History
iShares Core S&P Small Cap ETF464287804	ETF	376,650	$34.8M	0.8%	−15,834−4.0%	Reduced	–
First Tr Exchange-Traded FD33733E104	CAP STRENGTH ETF	517,693	$36.2M	0.8%	+37,369+7.8%	Added	–
First Trust Rising Dividend Achievers ETF33738R506	ETF	896,748	$36.7M	0.8%	+9,109+1.0%	Added	–
GOOGLAlphabet Inc.	Stock	16,852	$36.7M	0.8%	+4,818+40.0%	Added	History
Invesco QQQ Trust Series I46090E103	ETF	132,394	$37.1M	0.8%	+5,647+4.5%	Added	–
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	283,952	$38.1M	0.9%	−2,663−0.9%	Reduced	–
First Tr Exchange-Traded FD33734H106	SHS	995,817	$38.6M	0.9%	+78,283+8.5%	Added	–
iShares S&P 500 Value ETF464287408	ETF	349,061	$48.0M	1.1%	+215,083+160.5%	Added	–
AMZNAmazon Com Inc	Stock	461,521	$49.0M	1.1%	+51,921+12.7%	AddedConverted for a 20-for-1 split	History
Vanguard S&P 500 ETF922908363	ETF	148,280	$51.4M	1.2%	+180.0%	Added	–
iShares Russell 1000 Growth ETF464287614	ETF	241,932	$52.9M	1.2%	−5,463−2.2%	Reduced	–
MSFTMicrosoft Corp	Stock	221,335	$56.8M	1.3%	−3,541−1.6%	Reduced	History
Goldman Sachs ETF Tr381430503	ACTIVEBETA US LG	875,610	$65.6M	1.5%	−21,175−2.4%	Reduced	–
iShares Core S&P 500 ETF464287200	ETF	228,539	$86.7M	2.0%	−16,190−6.6%	Reduced	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	1,287,823	$90.4M	2.1%	−16,869−1.3%	Reduced	–
iShares Tr46429B747	0-5 YR TIPS ETF	906,923	$92.0M	2.1%	−67,271−6.9%	Reduced	–
SPYSPDR S&P 500 ETF Trust	ETF	340,586	$128.5M	2.9%	+2,156+0.6%	Added	History
AAPLApple Inc.	Stock	1,182,619	$161.7M	3.7%	−4,158−0.4%	Reduced	History

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2022
Security	Class	Puts	Calls
SLBSLB Limited	Stock	$172.0K	–
AMZNAmazon Com Inc	Stock	$161.0K	–
COPConocoPhillips	Stock	$116.0K	–
TWTRTwitter, Inc.	COM	$55.0K	–
BMYBristol Myers Squibb Co	Stock	$39.0K	–
MRNAModerna, Inc.	Stock	$20.0K	–
UNHUnitedHealth Group Inc	Stock	$16.0K	–
AAPLApple Inc.	Stock	$6.00K	–
DALDelta Air Lines, Inc.	COM NEW	–	$5.00K
ARK Innovation ETF00214Q104	ETF	$2.00K	–

Sold out since Q1 2022 (159)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 159 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2022
Security	Class	Shares in Q1 2022	Value in Q1 2022	% of portfolio in Q1 2022	History
Invesco Exchange Traded FD T46137V571	GLOBAL DRGN CN	1,127,220	$32.7M	0.7%	–
EHEHang Holdings Ltd	ADS	777,931	$9.33M	0.2%	History
Barclays BK PLC06746P456	ETN LKD 48	57,205	$3.82M	0.1%	–
Kraneshares Trust500767306	CSI CHI INTERNET	110,402	$3.15M	0.1%	–
First Tr Exchng Traded FD VI33740F656	FT VEST INTE	143,489	$2.93M	0.1%	–
CERNCERNER Corp	COM	19,775	$1.85M	<0.1%	History
Ssga Active ETF Tr78467V608	ST STR BL LN ETF	40,170	$1.81M	<0.1%	–
SPDR Ser Tr78468R655	S&P KENSHO CLEAN	18,115	$1.63M	<0.1%	–
SPDR Index Shs FDS78463X541	ST STR NAT ETF	21,450	$1.35M	<0.1%	–
Alps ETF Tr00162Q478	DISRUPTIVE TECH	26,049	$1.11M	<0.1%	–
Signature BK New York N Y82669G104	COM	3,121	$916.0K	<0.1%	–
SPDR Series Trust78468R408	ST TERM HIGH ETF	34,218	$898.0K	<0.1%	–
J P Morgan Exchange Traded F46641Q753	US VALUE FACTR	24,246	$896.0K	<0.1%	–
Invesco Exchange Traded FD T46137V480	S&P SMCP VLU MNT	16,086	$867.0K	<0.1%	–
RBB FD Inc74933W601	MOTLEY FOL ETF	17,249	$705.0K	<0.1%	–
Global X FDS37954Y830	GLOBAL X COPPER	15,166	$690.0K	<0.1%	–
Indexiq ETF Tr45409B396	IQ CHAIKIN US	19,495	$685.0K	<0.1%	–
BMEBlackRock Health Sciences Trust	COM	14,640	$666.0K	<0.1%	History
HSBCHSBC Holdings PLC	SPON ADR NEW	17,872	$612.0K	<0.1%	History
PENGPenguin Solutions, Inc.	SHS	20,451	$528.0K	<0.1%	History
CMCanadian Imperial Bank of Commerce	COM	4,132	$503.0K	<0.1%	History
TAKTakeda Pharmaceutical Co Ltd	ADR	33,714	$483.0K	<0.1%	History
iShares Tr46434VBA7	IBONDS DEC22 ETF	19,157	$480.0K	<0.1%	–
Barclays Bank PLC06746P548	ETN LKD 48	5,990	$469.0K	<0.1%	–
Barclays BK PLC06746P431	ETN LKD 48	3,575	$466.0K	<0.1%	–
VanEck ETF Trust92189H805	RARE EARTH AND S	3,916	$463.0K	<0.1%	–
Barclays Bank PLC06746P563	ETN LKD 48	7,445	$456.0K	<0.1%	–
SPDR Series Trust78468R861	STATE STRET SPDR	22,019	$455.0K	<0.1%	–
VVRInvesco Senior Income Trust	COM	106,637	$454.0K	<0.1%	History
CRCrane Co	COM	4,000	$433.0K	<0.1%	History
Barclays BK PLC06746P571	ETN LKD 48	5,895	$427.0K	<0.1%	–
MSTRStrategy Inc	Stock	823	$400.0K	<0.1%	History
NETCloudflare, Inc.	CL A COM	3,299	$395.0K	<0.1%	History
Ssga Active ETF Tr78467V848	ST STR TOTAL ETF	8,529	$382.0K	<0.1%	–
Osi ETF Tr67110P704	OSHS GBL INTER	10,164	$382.0K	<0.1%	–
iShares Tr464288174	GL TIMB FORE ETF	4,175	$373.0K	<0.1%	–
Invesco Exchange Traded FD T46137V340	S&P500 EQL FIN	5,546	$353.0K	<0.1%	–
SPDR Series Trust78468R739	ST NUVE TERM ETF	7,453	$353.0K	<0.1%	–
iShares Inc464286285	JP MRGN EM HI BD	8,827	$351.0K	<0.1%	–
VanEck ETF Trust92189F452	MORTGAGE REIT	20,008	$342.0K	<0.1%	–
DJTTrump Media & Technology Group Corp.	Stock	5,160	$333.0K	<0.1%	History
PNWPinnacle West Capital Corp	COM	4,240	$331.0K	<0.1%	History
EDRYEuroDry Ltd.	COM	9,755	$331.0K	<0.1%	History
JKHYJack Henry & Associates Inc	Stock	1,663	$328.0K	<0.1%	History
VRTVVeritiv Corp	COM	2,442	$326.0K	<0.1%	History
Global X FDS37954Y384	CYBRSCURTY ETF	10,359	$325.0K	<0.1%	–
Vanguard Total World Stock ETF922042742	ETF	3,136	$318.0K	<0.1%	–
iShares Tr464288604	MRGSTR SM CP GR	6,917	$306.0K	<0.1%	–
First Tr Exchange-Traded Alp33737M102	MID CP GR ALPH	4,574	$305.0K	<0.1%	–
WBDWarner Bros. Discovery, Inc.	COM SER A	12,239	$305.0K	<0.1%	History
Industrias Bachoco SAB456463108	SPON ADR B	6,505	$304.0K	<0.1%	–
TNDMTandem Diabetes Care Inc	COM NEW	2,586	$301.0K	<0.1%	History
LACLithium Americas Corp.	COM NEW	7,738	$298.0K	<0.1%	History
SAMBoston Beer Co Inc	CL A	759	$295.0K	<0.1%	History
BCRXBiocryst Pharmaceuticals Inc	COM	18,155	$295.0K	<0.1%	History
TRGPTarga Resources Corp.	COM	3,907	$295.0K	<0.1%	History
AFRMAffirm Holdings, Inc.	COM CL A	6,290	$291.0K	<0.1%	History
SPDR Series Trust78464A284	ST NUVE HIGH ETF	5,210	$287.0K	<0.1%	–
iShares Inc464286665	MSCI PAC JP ETF	5,788	$285.0K	<0.1%	–
VSXYVictoria's Secret & Co.	COMMON STOCK	5,539	$284.0K	<0.1%	History
Global X FDS37954Y814	FINTECH ETF	8,766	$281.0K	<0.1%	–
LOBLive Oak Bancshares, Inc.	COM	5,498	$280.0K	<0.1%	History
ACCAmerican Campus Communities Inc	COM	4,995	$280.0K	<0.1%	History
EOLSEvolus, Inc.	COM	24,795	$278.0K	<0.1%	History
EAElectronic Arts Inc.	COM	2,179	$276.0K	<0.1%	History
First Tr Exchange Traded FD33738R662	INTL DEV STRNGTH	8,317	$275.0K	<0.1%	–
iShares Tr46434V456	MSCI INTL QUALTY	7,426	$274.0K	<0.1%	–
iShares Tr46434V407	0-5YR HI YL CP	6,233	$274.0K	<0.1%	–
COFCapital One Financial Corp	Stock	2,080	$273.0K	<0.1%	History
MKSIMKS Inc	COM	1,798	$270.0K	<0.1%	History
FNFabrinet	SHS	2,567	$270.0K	<0.1%	History
SGOLabrdn Gold ETF Trust	ETF	14,407	$268.0K	<0.1%	History
SCCOSouthern Copper Corp	Stock	3,476	$264.0K	<0.1%	History
MROMarathon Oil Corp	COM	10,428	$262.0K	<0.1%	History
EXPEExpedia Group, Inc.	Stock	1,335	$261.0K	<0.1%	History
TDYTeledyne Technologies Inc	COM	547	$259.0K	<0.1%	History
Asymmetric ETFs Trust04651A101	500 ETF	9,110	$259.0K	<0.1%	–
First Tr Exch TRD Alphdx FD33737J174	DEV MRK EX US	4,441	$257.0K	<0.1%	–
ALGNAlign Technology Inc	COM	584	$255.0K	<0.1%	History
Vanguard Whitehall FDS921946810	INTL DVD ETF	3,168	$250.0K	<0.1%	–
OGSONE Gas, Inc.	COM	2,823	$249.0K	<0.1%	History
ILMNIllumina, Inc.	COM	712	$249.0K	<0.1%	History
Innovator ETFs Trust45782C698	US EQUT BUFR AUG	7,535	$247.0K	<0.1%	–
FISFidelity National Information Services, Inc.	Stock	2,447	$246.0K	<0.1%	History
BRGBluerock Residential Growth REIT, Inc.	COM CL A	9,144	$243.0K	<0.1%	History
BBYBest Buy Co Inc	Stock	2,659	$242.0K	<0.1%	History
First Trust Multi Cap Growth Alphadex Fund33733F101	ETF	2,145	$241.0K	<0.1%	–
IIPRInnovative Industrial Properties Inc	COM	1,175	$241.0K	<0.1%	History
DBX ETF Tr233051432	XTRACK USD HIGH	6,307	$238.0K	<0.1%	–
Alps ETF Tr00162Q205	EQUAL SEC ETF	2,192	$238.0K	<0.1%	–
MMacy's, Inc.	COM	9,790	$238.0K	<0.1%	History
WABWestinghouse Air Brake Technologies Corp	Stock	2,468	$237.0K	<0.1%	History
BIIBBiogen Inc.	COM	1,123	$237.0K	<0.1%	History
MTCHMatch Group, Inc.	COM	2,159	$235.0K	<0.1%	History
First Tr Exchange Traded FD33738R878	DORSEY WRIGHT	6,421	$235.0K	<0.1%	–
JCIJohnson Controls International plc	Stock	3,571	$234.0K	<0.1%	History
Fidelity Covington Trust316092303	CONSMR STAPLES	5,104	$234.0K	<0.1%	–
First Tr Exchange-Traded FD33734X150	INDLS PROD DUR	4,096	$232.0K	<0.1%	–
RNPCohen & Steers REIT & Preferred & Income Fund Inc	COM	8,619	$232.0K	<0.1%	History
SUISun Communities Inc	COM	1,318	$231.0K	<0.1%	History