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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,400
−28 vs. Q4 2021
Portfolio value
$5.01B
+$74.4M (+1.5%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Cetera Advisors LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
STZConstellation Brands, Inc.Stock2,663$613.0K<0.1%−1,720−39.2%ReducedHistory
AMPAmeriprise Financial IncCOM2,045$614.0K<0.1%+112+5.8%AddedHistory
UUUUEnergy Fuels IncCOM NEW66,656$614.0K<0.1%−1,331−2.0%ReducedHistory
HBANHuntington Bancshares IncCOM42,037$615.0K<0.1%−3,729−8.1%ReducedHistory
STXSeagate Technology Holdings plcORD SHS6,864$617.0K<0.1%+311+4.7%AddedHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI36,799$620.0K<0.1%+8,671+30.8%Added–
Global X FDS37954Y624AUTONMOUS EV ETF22,506$620.0K<0.1%+2,656+13.4%Added–
AFLAflac IncStock9,663$622.0K<0.1%+271+2.9%AddedHistory
iShares Tr464287762US HLTHCARE ETF2,169$626.0K<0.1%−77−3.4%Reduced–
First Tr Exchng Traded FD VI33740U885FT VEST US EQT19,390$627.0K<0.1%−3,707−16.0%Reduced–
HPEHewlett Packard Enterprise CoCOM37,629$629.0K<0.1%+1,592+4.4%AddedHistory
PIMCO Equity Ser72202L389RAFI DYN EMERG30,103$632.0K<0.1%+30,103New–
iShares Inc46434G889EMNG MKTS EQT13,065$632.0K<0.1%+646+5.2%Added–
Invesco Exchange Traded FD T46137V407INVESCO MSCI10,289$632.0K<0.1%−1,200−10.4%Reduced–
XELXcel Energy IncStock8,775$633.0K<0.1%+71+0.8%AddedHistory
CPECallon Petroleum CoCOM10,740$635.0K<0.1%+2,330+27.7%AddedHistory
Amplify ETF Tr032108102ONLIN RETL ETF9,677$636.0K<0.1%−4,662−32.5%Reduced–
YPFYpf Sociedad AnonimaSPON ADR CL D131,673$636.0K<0.1%+26,615+25.3%AddedHistory
AAAlcoa CorpStock7,070$637.0K<0.1%+2,670+60.7%AddedHistory
Vanguard World FD921910840MEGA CAP VAL ETF5,938$637.0K<0.1%+646+12.2%Added–
IVZInvesco Ltd.Stock27,812$641.0K<0.1%+2,120+8.3%AddedHistory
NGGNational Grid PLCSPONSORED ADR NE8,370$643.0K<0.1%−958−10.3%ReducedHistory
NDSNNordson CorpCOM2,831$643.0K<0.1%+904+46.9%AddedHistory
SPDR Series Trust78468R721STATE STREET SPD13,473$645.0K<0.1%−7,809−36.7%Reduced–
NVSNovartis AGADR7,383$648.0K<0.1%+452+6.5%AddedHistory
KKellanovaStock10,118$653.0K<0.1%+3,258+47.5%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF8,494$654.0K<0.1%−16,599−66.1%Reduced–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF45,010$655.0K<0.1%+45,010New–
iShares Tr464288752US HOME CONS ETF11,110$658.0K<0.1%+1,033+10.3%Added–
ESEversource EnergyStock7,473$659.0K<0.1%+288+4.0%AddedHistory
APGAPi Group CorpCOM STK31,341$659.0K<0.1%00.0%UnchangedHistory
iShares Tr46435U176IBONDS 22 TRM HG27,348$659.0K<0.1%−72−0.3%Reduced–
CZRCaesars Entertainment, Inc.COM8,573$663.0K<0.1%−35−0.4%ReducedHistory
SPDR Series Trust78468R200ST STR RATE ETF21,774$664.0K<0.1%+1,045+5.0%Added–
iShares Tr464288703MRNING SM CP ETF11,303$664.0K<0.1%+240+2.2%Added–
BMEBlackRock Health Sciences TrustCOM14,640$666.0K<0.1%−3,495−19.3%ReducedHistory
CNCCentene CorpStock7,937$668.0K<0.1%+2,691+51.3%AddedHistory
Invesco Exchange Traded FD T46137V167S&P SML600 VAL6,900$668.0K<0.1%00.0%Unchanged–
ECLEcolab Inc.Stock3,794$670.0K<0.1%−30−0.8%ReducedHistory
EOGEOG Resources IncStock5,656$674.0K<0.1%−768−12.0%ReducedHistory
Innovator ETFs Trust45782C870US EQT PWR BUF22,741$674.0K<0.1%+12,290+117.6%Added–
Vanguard BD Index FDS921937793LONG TERM BOND7,359$675.0K<0.1%−767−9.4%Reduced–
PSLVSprott Physical Silver TrustPHYSICAL SILVER77,063$676.0K<0.1%+800+1.0%AddedHistory
PEBOPeoples Bancorp IncCOM21,662$678.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC14,112$679.0K<0.1%+6,347+81.7%Added–
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST9,120$681.0K<0.1%−368−3.9%Reduced–
Alps ETF Tr00162Q858SECTR DIV DOGS12,373$681.0K<0.1%+356+3.0%Added–
BLDRBuilders FirstSource, Inc.Stock10,570$682.0K<0.1%+1,249+13.4%AddedHistory
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR9,713$684.0K<0.1%00.0%Unchanged–
ETF Ser Solutions26922B873DEFIANCE HTL AIR31,644$684.0K<0.1%+435+1.4%Added–
Indexiq ETF Tr45409B396IQ CHAIKIN US19,495$685.0K<0.1%−1,101−5.3%Reduced–
PFLPIMCO Income Strategy FundCOM67,223$686.0K<0.1%+67,223NewHistory
BROSDutch Bros Inc.CL A12,453$688.0K<0.1%+4,715+60.9%AddedHistory
DNPDNP Select Income Fund IncCOM58,181$688.0K<0.1%+5,309+10.0%AddedHistory
HTGCHercules Capital, Inc.COM38,143$689.0K<0.1%−830−2.1%ReducedHistory
ETREntergy CorpCOM5,906$690.0K<0.1%−149−2.5%ReducedHistory
Global X FDS37954Y830GLOBAL X COPPER15,166$690.0K<0.1%+4,127+37.4%Added–
VanEck ETF Trust92189F791JUNIOR GOLD MINE14,859$696.0K<0.1%+780+5.5%Added–
Innovator ETFs Trust45782C276GRWT100 PWR BUF14,733$697.0K<0.1%00.0%Unchanged–
RBLXRoblox CorpStock15,103$698.0K<0.1%+9,401+164.9%AddedHistory
MFCManulife Financial CorpCOM32,975$704.0K<0.1%+238+0.7%AddedHistory
SYNASYNAPTICS IncStock3,535$705.0K<0.1%+1,150+48.2%AddedHistory
DVNDevon Energy CorpStock11,928$705.0K<0.1%+11,928NewHistory
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE11,068$705.0K<0.1%+11,068New–
RBB FD Inc74933W601MOTLEY FOL ETF17,249$705.0K<0.1%−849−4.7%Reduced–
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI27,937$706.0K<0.1%+20,005+252.2%Added–
Global X FDS37954Y475S&P 500 COVERED14,289$708.0K<0.1%+14,289New–
Schwab U.S. Large-Cap ETF808524201ETF13,206$711.0K<0.1%−2,254−14.6%ReducedConverted for a 2-for-1 split–
AEEAmeren CorpCOM7,583$711.0K<0.1%+579+8.3%AddedHistory
RSGRepublic Services, Inc.COM5,388$714.0K<0.1%−47−0.9%ReducedHistory
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV7,810$720.0K<0.1%+626+8.7%Added–
CPCanadian Pacific Kansas City LtdCOM8,758$723.0K<0.1%+859+10.9%AddedHistory
WSOWatsco IncCOM2,386$727.0K<0.1%−1,328−35.8%ReducedHistory
iShares Tr46429B291A RATE CP BD ETF14,030$727.0K<0.1%−6,444−31.5%Reduced–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF24,321$731.0K<0.1%+1,052+4.5%Added–
Exchange Traded Concepts Tru301505707ROBO GLB ETF12,603$735.0K<0.1%+2,118+20.2%Added–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY26,554$735.0K<0.1%+26,554New–
iShares Tr464288737GLB CNSM STP ETF11,856$736.0K<0.1%+7,481+171.0%Added–
SWKSSkyworks Solutions, Inc.Stock5,527$737.0K<0.1%+4+0.1%AddedHistory
PLUGPlug Power IncStock25,801$738.0K<0.1%+13,761+114.3%AddedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW13,295$742.0K<0.1%−26−0.2%Reduced–
Northern LTS FD Tr III66538R730HCM DEFEN 50017,878$743.0K<0.1%+5,057+39.4%Added–
CMICummins IncStock3,629$744.0K<0.1%+241+7.1%AddedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF10,299$744.0K<0.1%+782+8.2%Added–
LKFNLakeland Financial CorpCOM10,189$744.0K<0.1%+50+0.5%AddedHistory
OVVOvintiv Inc.COM13,860$749.0K<0.1%+362+2.7%AddedHistory
ULUnilever PLCSPON ADR NEW16,462$750.0K<0.1%−478−2.8%ReducedHistory
BGSB&G Foods, Inc.COM27,874$752.0K<0.1%−2,781−9.1%ReducedHistory
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF30,938$763.0K<0.1%−2,640−7.9%Reduced–
BBNBlackRock Taxable Municipal Bond TrustSHS34,765$766.0K<0.1%+4,036+13.1%AddedHistory
iShares Inc46434G822MSCI JAPAN ETF12,451$767.0K<0.1%+1,351+12.2%Added–
WisdomTree Tr97717Y527FLOATNG RAT TREA15,248$767.0K<0.1%+15,248New–
DEODiageo PLCSPON ADR NEW3,782$768.0K<0.1%+51+1.4%AddedHistory
iShares Inc464286533MSCI EMERG MRKT12,636$771.0K<0.1%−135−1.1%Reduced–
Invesco Exch Traded FD Tr II46138E511PFD ETF57,063$774.0K<0.1%+2,099+3.8%Added–
ARK ETF Tr00214Q5003D PRINTING ETF26,342$774.0K<0.1%+6,431+32.3%Added–
Pacer Trendpilot International ETF69374H683ETF30,132$777.0K<0.1%+2,947+10.8%Added–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM41,579$780.0K<0.1%−3,898−8.6%ReducedHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF25,864$782.0K<0.1%+6,690+34.9%Added–
Invesco Exchange Traded FD T46137V324S&P500 EQL IND4,156$784.0K<0.1%−5−0.1%Reduced–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2022
SecurityClassPutsCalls
MRNAModerna, Inc.Stock$17.0K–
Invesco QQQ Trust Series I46090E103ETF$3.00K–
RIORio Tinto PLCADR$3.00K–
DISWalt Disney CoStock$3.00K–
SLBSLB LimitedStock$2.00K–
AAPLApple Inc.Stock$1.00K–

Sold out since Q4 2021 (153)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 153 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
PIMCO ETF Tr72201R30415+ YR US TIPS49,114$4.49M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B62,114$2.69M0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A52,507$2.28M<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF82,149$2.10M<0.1%–
ProShares Bitcoin ETF74347G440ETF72,054$2.08M<0.1%–
PARPar Technology CorpCOM38,306$2.02M<0.1%History
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH34,516$1.39M<0.1%–
HPFJohn Hancock Preferred Income Fund IICOM61,350$1.28M<0.1%History
TELTE Connectivity plcREG SHS6,794$1.10M<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY13,243$1.02M<0.1%–
Etfis Ser Tr I26923G707VIRTUS NEWFLEET40,395$1.01M<0.1%–
iShares Tr46435G102CONV BD ETF10,842$967.0K<0.1%–
CHWYChewy, Inc.CL A16,098$949.0K<0.1%History
JEFJefferies Financial Group Inc.COM24,431$948.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY18,159$888.0K<0.1%History
EGPEastgroup Properties IncCOM3,626$826.0K<0.1%History
Dimensional ETF Trust25434V401US EQUI MARK ETF15,257$789.0K<0.1%–
CMGChipotle Mexican Grill IncCOM435$760.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,915$726.0K<0.1%–
ETF Ser Solutions26922B105LHA MKT ST TACTL22,260$718.0K<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT22,850$641.0K<0.1%–
EXASExact Sciences CorpCOM8,183$637.0K<0.1%History
THSTreeHouse Foods, Inc.COM15,688$636.0K<0.1%History
DECKDeckers Outdoor CorpCOM1,727$633.0K<0.1%History
CWHCamping World Holdings, Inc.CL A14,525$587.0K<0.1%History
ProShares Tr74347X849SHRT 20+YR TRE36,200$579.0K<0.1%–
TDCTeradata CorpStock13,591$577.0K<0.1%History
BHP Group Ltd05545E209SPONSORED ADR8,722$521.0K<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY17,410$513.0K<0.1%History
Metaurus Equity Component Tr59140L100US EQT CUM 202748,700$497.0K<0.1%–
First Tr Exch Traded FD III33739P863CALIF MUN INCM9,000$493.0K<0.1%–
LENLennar CorpCL A4,194$487.0K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,160$474.0K<0.1%–
CNXCConcentrix CorpStock2,641$472.0K<0.1%History
ETF Ser Solutions26922A305ALPCLONE ALTER5,914$461.0K<0.1%–
PRFTPerficient IncCOM3,538$457.0K<0.1%History
CCDCalamos Dynamic Convertible & Income FundCOM14,475$456.0K<0.1%History
XLNXXilinx IncCOM2,135$453.0K<0.1%History
ZIPZiprecruiter, Inc.CL A16,698$416.0K<0.1%History
LEUCentrus Energy CorpStock8,282$413.0K<0.1%History
TDOCTeladoc Health, Inc.COM4,493$413.0K<0.1%History
BCVBancroft Fund LtdCOM15,493$409.0K<0.1%History
SLFSun Life Financial IncCOM7,318$408.0K<0.1%History
CROXCrocs, Inc.COM3,067$393.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,957$392.0K<0.1%–
Dimensional U.S. Small Cap ETF25434V500ETF6,385$383.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB17,558$378.0K<0.1%–
FNVFranco Nevada CorpStock2,690$372.0K<0.1%History
Global X FDS37954Y418THMATC GWT ETF8,191$364.0K<0.1%–
LANDGladstone Land CorpCOM10,758$363.0K<0.1%History
PINSPinterest, Inc.CL A9,955$362.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA14,300$359.0K<0.1%–
OLNOLIN CorpStock6,031$347.0K<0.1%History
iShares Tr46434V1000-5YR INVT GR CP6,782$346.0K<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF6,507$340.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG12,700$337.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2813,966$317.0K<0.1%–
HAPNHappen, Inc.COM NEW13,090$317.0K<0.1%History
FIVEFive Below, IncCOM1,486$307.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI7,794$305.0K<0.1%–
REGRegency Centers CorpCOM4,025$303.0K<0.1%History
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF5,345$300.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF5,192$300.0K<0.1%–
BBWIBath & Body Works, Inc.COM4,285$299.0K<0.1%History
GRMNGarmin LtdSHS2,151$293.0K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,333$289.0K<0.1%–
OPRXOptimizeRx CorpCOM NEW4,550$283.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN8,109$280.0K<0.1%–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,957$279.0K<0.1%–
RIGTransocean Ltd.REGISTERED SHS100,923$279.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,487$278.0K<0.1%–
TWTRTwitter, Inc.COM6,387$276.0K<0.1%History
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL9,563$275.0K<0.1%–
Global X FDS37954Y889S&P 500 CATHOLIC4,614$272.0K<0.1%–
BLDQXO Insulation, LLCStock982$271.0K<0.1%History
SMPStandard Motor Products, Inc.Stock5,138$269.0K<0.1%History
iShares Tr464287861EUROPE ETF4,902$267.0K<0.1%–
iShares Tr46435U853BROAD USD HIGH6,455$266.0K<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD12,449$265.0K<0.1%–
EPAMEPAM Systems, Inc.COM397$265.0K<0.1%History
WDCWestern Digital CorpCOM4,007$261.0K<0.1%History
INVHInvitation Homes Inc.COM5,719$259.0K<0.1%History
USCIUnited States Commodity Index Funds TrustCOMM IDX FND5,723$249.0K<0.1%History
FMBIFirst Midwest Bancorp IncCOM12,112$248.0K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF13,011$245.0K<0.1%–
TECHBIO-TECHNE CorpCOM469$243.0K<0.1%History
WisdomTree Tr97717Y717GROWTH LEADERS5,505$242.0K<0.1%–
PPLIPeople IncCOM NEW1,839$240.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM2,002$240.0K<0.1%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,538$238.0K<0.1%–
FLNAFilana Therapeutics, Inc.COM5,444$238.0K<0.1%History
KMXCarMax IncCOM1,818$237.0K<0.1%History
ZSZscaler, Inc.Stock728$234.0K<0.1%History
MVTBlackRock Munivest Fund II, Inc.COM14,715$233.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF11,388$230.0K<0.1%–
Alps Clean Energy ETF00162Q460ETF3,565$229.0K<0.1%–
TMToyota Motor CorpADS1,230$228.0K<0.1%History
WisdomTree Tr97717X172US HGH YLD CORP4,336$228.0K<0.1%–
IRIngersoll Rand Inc.COM3,636$225.0K<0.1%History
NBBNuveen Taxable Municipal Income FundCOM9,879$224.0K<0.1%History