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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,400
−28 vs. Q4 2021
Portfolio value
$5.01B
+$74.4M (+1.5%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Cetera Advisors LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
WPMWheaton Precious Metals Corp.COM10,047$478.0K<0.1%−1,050−9.5%ReducedHistory
iShares Tr46434VBA7IBONDS DEC22 ETF19,157$480.0K<0.1%−955−4.7%Reduced–
RIVNRivian Automotive, Inc.Stock9,601$482.0K<0.1%+3,860+67.2%AddedHistory
TAKTakeda Pharmaceutical Co LtdADR33,714$483.0K<0.1%+5,377+19.0%AddedHistory
Vanguard Materials ETF92204A801ETF2,496$484.0K<0.1%+291+13.2%Added–
Vanguard Consumer Discretionary ETF92204A108ETF1,584$484.0K<0.1%−385−19.6%Reduced–
iShares Tr464288570ESG MSCI KLD ETF5,583$484.0K<0.1%−1,345−19.4%Reduced–
FNGSBank of MontrealNT LKD 3816,762$485.0K<0.1%+4,162+33.0%AddedHistory
Absolute Shs Tr00400R841WBI BULBEAR TR22,236$485.0K<0.1%+5,233+30.8%Added–
iShares Tr464288448INTL SEL DIV ETF15,323$487.0K<0.1%−1,892−11.0%Reduced–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF6,413$487.0K<0.1%−855−11.8%Reduced–
FEFirstenergy CorpCOM10,643$488.0K<0.1%+353+3.4%AddedHistory
PMTPennyMac Mortgage Investment TrustCOM28,900$488.0K<0.1%−2,210−7.1%ReducedHistory
RPMRPM International IncCOM6,045$492.0K<0.1%−408−6.3%ReducedHistory
Columbia ETF Tr I19761L607MULTI SEC MUNI23,550$493.0K<0.1%+23,550New–
John Hancock Exchange Traded47804J206MULTIFACTOR MI9,410$494.0K<0.1%+38+0.4%Added–
IPInternational Paper CoCOM10,694$494.0K<0.1%−581−5.2%ReducedHistory
VMCVulcan Materials COCOM2,697$495.0K<0.1%+108+4.2%AddedHistory
SPDR Series Trust78464A821ST STR SP400GRW6,674$495.0K<0.1%+282+4.4%Added–
PCARPaccar IncCOM5,636$496.0K<0.1%+184+3.4%AddedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC5,082$496.0K<0.1%−345−6.4%Reduced–
FYBRFrontier Communications Parent, Inc.COM17,969$497.0K<0.1%−70−0.4%ReducedHistory
CMCanadian Imperial Bank of CommerceCOM4,132$503.0K<0.1%−268−6.1%ReducedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF2,427$506.0K<0.1%+242+11.1%Added–
ATOAtmos Energy CorpCOM4,252$508.0K<0.1%+608+16.7%AddedHistory
PSAPublic StorageCOM1,305$509.0K<0.1%−501−27.7%ReducedHistory
FMCFMC CorpCOM NEW3,866$509.0K<0.1%+2,042+112.0%AddedHistory
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG22,492$509.0K<0.1%+5,313+30.9%Added–
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT22,517$510.0K<0.1%−47−0.2%ReducedHistory
BCEBce IncCOM NEW9,207$511.0K<0.1%+1,602+21.1%AddedHistory
PAASPan American Silver CorpStock18,785$513.0K<0.1%+861+4.8%AddedHistory
Innovator ETFs Trust45782C417US EQTY PWR BUF17,501$513.0K<0.1%+1,797+11.4%Added–
NOKNokia CorpSPONSORED ADR94,044$513.0K<0.1%−5,494−5.5%ReducedHistory
Vanguard Financials ETF92204A405ETF5,501$514.0K<0.1%+798+17.0%Added–
Paramount Global92556H206CL B13,586$514.0K<0.1%+885+7.0%Added–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$518.0K<0.1%+4,844+36.0%Added–
iShares Tr46435G326CORE MSCI INTL8,140$518.0K<0.1%+112+1.4%Added–
Innovator ETFs Trust45782C532US EQTY ULTRA B17,372$519.0K<0.1%−558−3.1%Reduced–
PHParker-Hannifin CorpStock1,840$522.0K<0.1%+54+3.0%AddedHistory
Schwab Strategic Tr8085247221000 INDEX ETF11,847$522.0K<0.1%−3,828−24.4%Reduced–
iShares Tr46436E551ESG SELECT SCRE14,286$522.0K<0.1%+4,590+47.3%Added–
Schwab Emerging Markets Equity ETF808524706ETF18,817$523.0K<0.1%−459−2.4%Reduced–
iShares Tr46436E544ESG SELE SCR ETF13,829$524.0K<0.1%+3,178+29.8%Added–
iShares Tr464288307MRGSTR MD CP GRW8,162$525.0K<0.1%−971−10.6%Reduced–
PENGPenguin Solutions, Inc.SHS20,451$528.0K<0.1%+20,451NewHistory
SWNSouthwestern Energy CoCOM73,904$530.0K<0.1%−50−0.1%ReducedHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE9,749$531.0K<0.1%−10,323−51.4%Reduced–
TSNTyson Foods, Inc.Stock5,933$532.0K<0.1%−1,081−15.4%ReducedHistory
CRFCornerstone Total Return Fund IncCOM38,242$532.0K<0.1%+27,529+257.0%AddedHistory
VXRTVaxart, Inc.COM NEW105,525$532.0K<0.1%+105,525NewHistory
WisdomTree Tr97717X511YIELD ENHANCD US11,183$535.0K<0.1%−3,645−24.6%Reduced–
URGUr-Energy IncCOM336,408$538.0K<0.1%−102,198−23.3%ReducedHistory
SPDR Series Trust78464A383ST STR BACKE ETF22,506$539.0K<0.1%+1,376+6.5%Added–
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL8,988$541.0K<0.1%00.0%Unchanged–
SPDR Series Trust78464A201ST STR SP600GRWO6,482$543.0K<0.1%−1,086−14.3%Reduced–
Barclays Bank PLC06742A669IPATH SHILR CAPE24,362$543.0K<0.1%+3,972+19.5%Added–
LCIDLucid Group, Inc.COM21,476$545.0K<0.1%+6,319+41.7%AddedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB25,656$545.0K<0.1%−2,714−9.6%Reduced–
ProShares Tr74347B425SHORT S&P 500 NE38,859$548.0K<0.1%−8,197−17.4%Reduced–
iShares Tr464287341GLOBAL ENERG ETF15,194$549.0K<0.1%−8,799−36.7%Reduced–
SPDR Ser Tr78468R689S&P KENSHO SMART11,725$550.0K<0.1%00.0%Unchanged–
VMWVmware LLCCL A COM4,831$550.0K<0.1%−4,217−46.6%ReducedHistory
PPGPPG Industries IncStock4,207$551.0K<0.1%+334+8.6%AddedHistory
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX2,678$555.0K<0.1%−2,055−43.4%Reduced–
FIXComfort Systems USA IncCOM6,262$557.0K<0.1%+2,872+84.7%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF10,486$560.0K<0.1%−496−4.5%ReducedConverted for a 2-for-1 split–
SPDR Series Trust78464A805ST STR PR SP150010,076$560.0K<0.1%−23−0.2%Reduced–
SCHWSchwab Charles CorpStock6,654$561.0K<0.1%+475+7.7%AddedHistory
ELEstee Lauder Companies IncCL A2,059$561.0K<0.1%+17+0.8%AddedHistory
MCKMcKesson CorpStock1,836$562.0K<0.1%+406+28.4%AddedHistory
ProShares Tr74347B391EQTS FOR RISIN10,425$562.0K<0.1%+10,425New–
NVAXNovavax IncCOM NEW7,632$562.0K<0.1%+254+3.4%AddedHistory
WRKWestRock CoCOM11,944$562.0K<0.1%+127+1.1%AddedHistory
Vanguard World FD921910733ESG US STK ETF7,018$569.0K<0.1%−54−0.8%Reduced–
INTUIntuit Inc.Stock1,185$570.0K<0.1%−75−6.0%ReducedHistory
First Tr Exchng Traded FD VI33740F615FT VEST US EQT17,737$573.0K<0.1%+3,697+26.3%Added–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 6004,779$573.0K<0.1%+88+1.9%Added–
First Tr Exchng Traded FD VI33740F557FT VEST NAS27,500$575.0K<0.1%−3,106−10.1%Reduced–
TTTrane Technologies plcSHS3,766$575.0K<0.1%−930−19.8%ReducedHistory
KLACKLA CorpCOM NEW1,578$578.0K<0.1%+4+0.3%AddedHistory
SPDR Series Trust78464A755ST STR SP METAL9,431$578.0K<0.1%+502+5.6%Added–
JFRNuveen Floating Rate Income FundCOM57,813$579.0K<0.1%+1,000+1.8%AddedHistory
HRLHormel Foods CorpCOM11,250$580.0K<0.1%−390−3.4%ReducedHistory
EIXEdison InternationalStock8,308$582.0K<0.1%+951+12.9%AddedHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR8,667$584.0K<0.1%+8,667New–
iShares Tr46435G250HIGH YLD SYSTM B12,043$587.0K<0.1%−4,564−27.5%Reduced–
EQTEQT CorpStock17,134$590.0K<0.1%+2,269+15.3%AddedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF7,630$590.0K<0.1%−433−5.4%Reduced–
TYTRI-CONTINENTAL CorpCOM19,147$590.0K<0.1%+29+0.2%AddedHistory
BGBunge Global SACOM5,363$594.0K<0.1%+2,081+63.4%AddedHistory
NADNuveen Quality Municipal Income FundCOM44,623$596.0K<0.1%−3,628−7.5%ReducedHistory
WECWec Energy Group, Inc.Stock5,984$597.0K<0.1%+986+19.7%AddedHistory
Vanguard World FD921910709EXTENDED DUR4,908$597.0K<0.1%+108+2.3%Added–
iShares Tr46434V647GLOBAL REIT ETF20,473$598.0K<0.1%−3,190−13.5%Reduced–
VanEck ETF Trust92189F437FALLEN ANGEL HG19,698$599.0K<0.1%−2,041−9.4%Reduced–
Pacer US Small Cap Cash Cows ETF69374H857ETF14,978$601.0K<0.1%+2,038+15.7%Added–
GOFGuggenheim Strategic Opportunities FundCOM SBI31,667$602.0K<0.1%+12,483+65.1%AddedHistory
iShares Tr46435U713US INFRASTRUC15,470$603.0K<0.1%−8−0.1%Reduced–
BKNGBooking Holdings Inc.Stock257$604.0K<0.1%+104+68.0%AddedHistory
HSBCHSBC Holdings PLCSPON ADR NEW17,872$612.0K<0.1%+17,872NewHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2022
SecurityClassPutsCalls
MRNAModerna, Inc.Stock$17.0K–
Invesco QQQ Trust Series I46090E103ETF$3.00K–
RIORio Tinto PLCADR$3.00K–
DISWalt Disney CoStock$3.00K–
SLBSLB LimitedStock$2.00K–
AAPLApple Inc.Stock$1.00K–

Sold out since Q4 2021 (153)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 153 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
PIMCO ETF Tr72201R30415+ YR US TIPS49,114$4.49M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B62,114$2.69M0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A52,507$2.28M<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF82,149$2.10M<0.1%–
ProShares Bitcoin ETF74347G440ETF72,054$2.08M<0.1%–
PARPar Technology CorpCOM38,306$2.02M<0.1%History
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH34,516$1.39M<0.1%–
HPFJohn Hancock Preferred Income Fund IICOM61,350$1.28M<0.1%History
TELTE Connectivity plcREG SHS6,794$1.10M<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY13,243$1.02M<0.1%–
Etfis Ser Tr I26923G707VIRTUS NEWFLEET40,395$1.01M<0.1%–
iShares Tr46435G102CONV BD ETF10,842$967.0K<0.1%–
CHWYChewy, Inc.CL A16,098$949.0K<0.1%History
JEFJefferies Financial Group Inc.COM24,431$948.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY18,159$888.0K<0.1%History
EGPEastgroup Properties IncCOM3,626$826.0K<0.1%History
Dimensional ETF Trust25434V401US EQUI MARK ETF15,257$789.0K<0.1%–
CMGChipotle Mexican Grill IncCOM435$760.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,915$726.0K<0.1%–
ETF Ser Solutions26922B105LHA MKT ST TACTL22,260$718.0K<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT22,850$641.0K<0.1%–
EXASExact Sciences CorpCOM8,183$637.0K<0.1%History
THSTreeHouse Foods, Inc.COM15,688$636.0K<0.1%History
DECKDeckers Outdoor CorpCOM1,727$633.0K<0.1%History
CWHCamping World Holdings, Inc.CL A14,525$587.0K<0.1%History
ProShares Tr74347X849SHRT 20+YR TRE36,200$579.0K<0.1%–
TDCTeradata CorpStock13,591$577.0K<0.1%History
BHP Group Ltd05545E209SPONSORED ADR8,722$521.0K<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY17,410$513.0K<0.1%History
Metaurus Equity Component Tr59140L100US EQT CUM 202748,700$497.0K<0.1%–
First Tr Exch Traded FD III33739P863CALIF MUN INCM9,000$493.0K<0.1%–
LENLennar CorpCL A4,194$487.0K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,160$474.0K<0.1%–
CNXCConcentrix CorpStock2,641$472.0K<0.1%History
ETF Ser Solutions26922A305ALPCLONE ALTER5,914$461.0K<0.1%–
PRFTPerficient IncCOM3,538$457.0K<0.1%History
CCDCalamos Dynamic Convertible & Income FundCOM14,475$456.0K<0.1%History
XLNXXilinx IncCOM2,135$453.0K<0.1%History
ZIPZiprecruiter, Inc.CL A16,698$416.0K<0.1%History
LEUCentrus Energy CorpStock8,282$413.0K<0.1%History
TDOCTeladoc Health, Inc.COM4,493$413.0K<0.1%History
BCVBancroft Fund LtdCOM15,493$409.0K<0.1%History
SLFSun Life Financial IncCOM7,318$408.0K<0.1%History
CROXCrocs, Inc.COM3,067$393.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,957$392.0K<0.1%–
Dimensional U.S. Small Cap ETF25434V500ETF6,385$383.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB17,558$378.0K<0.1%–
FNVFranco Nevada CorpStock2,690$372.0K<0.1%History
Global X FDS37954Y418THMATC GWT ETF8,191$364.0K<0.1%–
LANDGladstone Land CorpCOM10,758$363.0K<0.1%History
PINSPinterest, Inc.CL A9,955$362.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA14,300$359.0K<0.1%–
OLNOLIN CorpStock6,031$347.0K<0.1%History
iShares Tr46434V1000-5YR INVT GR CP6,782$346.0K<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF6,507$340.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG12,700$337.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2813,966$317.0K<0.1%–
HAPNHappen, Inc.COM NEW13,090$317.0K<0.1%History
FIVEFive Below, IncCOM1,486$307.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI7,794$305.0K<0.1%–
REGRegency Centers CorpCOM4,025$303.0K<0.1%History
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF5,345$300.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF5,192$300.0K<0.1%–
BBWIBath & Body Works, Inc.COM4,285$299.0K<0.1%History
GRMNGarmin LtdSHS2,151$293.0K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,333$289.0K<0.1%–
OPRXOptimizeRx CorpCOM NEW4,550$283.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN8,109$280.0K<0.1%–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,957$279.0K<0.1%–
RIGTransocean Ltd.REGISTERED SHS100,923$279.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,487$278.0K<0.1%–
TWTRTwitter, Inc.COM6,387$276.0K<0.1%History
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL9,563$275.0K<0.1%–
Global X FDS37954Y889S&P 500 CATHOLIC4,614$272.0K<0.1%–
BLDQXO Insulation, LLCStock982$271.0K<0.1%History
SMPStandard Motor Products, Inc.Stock5,138$269.0K<0.1%History
iShares Tr464287861EUROPE ETF4,902$267.0K<0.1%–
iShares Tr46435U853BROAD USD HIGH6,455$266.0K<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD12,449$265.0K<0.1%–
EPAMEPAM Systems, Inc.COM397$265.0K<0.1%History
WDCWestern Digital CorpCOM4,007$261.0K<0.1%History
INVHInvitation Homes Inc.COM5,719$259.0K<0.1%History
USCIUnited States Commodity Index Funds TrustCOMM IDX FND5,723$249.0K<0.1%History
FMBIFirst Midwest Bancorp IncCOM12,112$248.0K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF13,011$245.0K<0.1%–
TECHBIO-TECHNE CorpCOM469$243.0K<0.1%History
WisdomTree Tr97717Y717GROWTH LEADERS5,505$242.0K<0.1%–
PPLIPeople IncCOM NEW1,839$240.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM2,002$240.0K<0.1%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,538$238.0K<0.1%–
FLNAFilana Therapeutics, Inc.COM5,444$238.0K<0.1%History
KMXCarMax IncCOM1,818$237.0K<0.1%History
ZSZscaler, Inc.Stock728$234.0K<0.1%History
MVTBlackRock Munivest Fund II, Inc.COM14,715$233.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF11,388$230.0K<0.1%–
Alps Clean Energy ETF00162Q460ETF3,565$229.0K<0.1%–
TMToyota Motor CorpADS1,230$228.0K<0.1%History
WisdomTree Tr97717X172US HGH YLD CORP4,336$228.0K<0.1%–
IRIngersoll Rand Inc.COM3,636$225.0K<0.1%History
NBBNuveen Taxable Municipal Income FundCOM9,879$224.0K<0.1%History