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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,400
−28 vs. Q4 2021
Portfolio value
$5.01B
+$74.4M (+1.5%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Cetera Advisors LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPCEVirgin Galactic Holdings, IncCOM30,581$302.0K<0.1%+4,555+17.5%AddedHistory
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF3,642$303.0K<0.1%−904−19.9%Reduced–
BIDUBaidu, Inc.ADR2,294$303.0K<0.1%−314−12.0%ReducedHistory
RGENRepligen CorpCOM1,609$303.0K<0.1%−412−20.4%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock1,951$304.0K<0.1%+1,951NewHistory
Industrias Bachoco SAB456463108SPON ADR B6,505$304.0K<0.1%+6,505New–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH4,574$305.0K<0.1%−242−5.0%Reduced–
WBDWarner Bros. Discovery, Inc.COM SER A12,239$305.0K<0.1%−2,000−14.0%ReducedHistory
GNLGlobal Net Lease, Inc.COM NEW19,435$306.0K<0.1%+1,324+7.3%AddedHistory
iShares Tr464288604MRGSTR SM CP GR6,917$306.0K<0.1%+84+1.2%Added–
Pacer Trendpilot European Index ETF69374H808ETF13,800$309.0K<0.1%+1,026+8.0%Added–
Invesco Exch Traded FD Tr II46138G508SR LN ETF14,218$310.0K<0.1%+2,721+23.7%Added–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,769$312.0K<0.1%+4,769New–
MPLXMPLX LPCOM UNIT REP LTD9,390$312.0K<0.1%+99+1.1%AddedHistory
GRPNGroupon, Inc.COM NEW16,215$312.0K<0.1%−10,019−38.2%ReducedHistory
CHYCalamos Convertible & High Income FundCOM SHS22,276$314.0K<0.1%+10,100+83.0%AddedHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,361$315.0K<0.1%+1,320+64.7%Added–
UNMUnum GroupStock10,036$316.0K<0.1%+10,036NewHistory
iShares Tr46435G243ESG AWRE 1 5 YR12,811$316.0K<0.1%−53−0.4%Reduced–
ALBAlbemarle CorpStock1,431$317.0K<0.1%+5+0.4%AddedHistory
AWKAmerican Water Works Company, Inc.Stock1,914$317.0K<0.1%−185−8.8%ReducedHistory
Vanguard Total World Stock ETF922042742ETF3,136$318.0K<0.1%−15−0.5%Reduced–
First Tr Exchange-Traded FD33734X838INDXX NAT RE ETF19,337$320.0K<0.1%+19,337New–
ATVIActivision Blizzard, Inc.COM3,991$320.0K<0.1%+838+26.6%AddedHistory
PDCEPDC Energy, Inc.COM4,405$320.0K<0.1%+4,405NewHistory
ISDPGIM High Yield Bond Fund, Inc.COM22,372$321.0K<0.1%+11,156+99.5%AddedHistory
CNICanadian National Railway CoStock2,399$322.0K<0.1%+713+42.3%AddedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM30,116$324.0K<0.1%+12,665+72.6%AddedHistory
BRSPBrightSpire Capital, Inc.COM CL A35,020$324.0K<0.1%+5,889+20.2%AddedHistory
Global X FDS37954Y384CYBRSCURTY ETF10,359$325.0K<0.1%−24,448−70.2%Reduced–
VRTVVeritiv CorpCOM2,442$326.0K<0.1%−1,035−29.8%ReducedHistory
JKHYJack Henry & Associates IncStock1,663$328.0K<0.1%+1,663NewHistory
RMDResmed IncCOM1,355$329.0K<0.1%+4+0.3%AddedHistory
STLDSteel Dynamics IncCOM3,941$329.0K<0.1%+18+0.5%AddedHistory
PNWPinnacle West Capital CorpCOM4,240$331.0K<0.1%−26−0.6%ReducedHistory
EDRYEuroDry Ltd.COM9,755$331.0K<0.1%+9,755NewHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM23,750$332.0K<0.1%+481+2.1%AddedHistory
DJTTrump Media & Technology Group Corp.Stock5,160$333.0K<0.1%−1,657−24.3%ReducedHistory
AIFApollo Tactical Income Fund Inc.COM23,207$333.0K<0.1%00.0%UnchangedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF2,711$334.0K<0.1%−396−12.7%Reduced–
PFGPrincipal Financial Group IncCOM4,545$334.0K<0.1%+193+4.4%AddedHistory
FANGDiamondback Energy, Inc.Stock2,441$335.0K<0.1%+2,441NewHistory
WisdomTree Tr97717X784WSDM EMKTBD FD5,106$337.0K<0.1%+1,343+35.7%Added–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP6,863$337.0K<0.1%+1,624+31.0%AddedHistory
LADRLadder Capital CorpCL A28,437$338.0K<0.1%−100−0.4%ReducedHistory
WSBCWesbanco IncCOM9,836$338.0K<0.1%+34+0.3%AddedHistory
CIONCION Investment CorpCOM22,884$339.0K<0.1%+9,277+68.2%AddedHistory
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL4,573$339.0K<0.1%−1,194−20.7%ReducedHistory
BNYBank of New York Mellon CorpStock6,844$340.0K<0.1%−974−12.5%ReducedHistory
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT10,399$340.0K<0.1%−3,982−27.7%Reduced–
WisdomTree Tr97717W448GERMANY HEDEQ FD10,118$340.0K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C664US EQTY BUF SEP10,443$341.0K<0.1%−329−3.1%Reduced–
ZBRAZebra Technologies CorpCL A825$341.0K<0.1%+71+9.4%AddedHistory
LADLithia Motors IncCOM1,136$341.0K<0.1%−1,407−55.3%ReducedHistory
VanEck ETF Trust92189F452MORTGAGE REIT20,008$342.0K<0.1%+7,351+58.1%Added–
XHRXenia Hotels & Resorts, Inc.COM17,824$344.0K<0.1%−1,797−9.2%ReducedHistory
PSECProspect Capital CorpCOM41,686$345.0K<0.1%+3,284+8.6%AddedHistory
ABRArbor Realty Trust IncCOM20,244$345.0K<0.1%+5,202+34.6%AddedHistory
ITGartner IncCOM1,162$346.0K<0.1%+256+28.3%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10011,915$346.0K<0.1%−4,067−25.4%Reduced–
iShares Tr46435U135CYBERSECURITY8,101$346.0K<0.1%+810+11.1%Added–
ROKURoku, IncCOM CL A2,777$348.0K<0.1%−995−26.4%ReducedHistory
AVIDAvid Technology, Inc.COM10,000$349.0K<0.1%00.0%UnchangedHistory
MSIMotorola Solutions, Inc.Stock1,446$350.0K<0.1%+52+3.7%AddedHistory
CBSHCommerce Bancshares IncStock4,906$351.0K<0.1%−233−4.5%ReducedHistory
iShares Inc464286285JP MRGN EM HI BD8,827$351.0K<0.1%−235−2.6%Reduced–
iShares Tr464288794US BR DEL SE ETF3,525$352.0K<0.1%+744+26.8%Added–
CORCencora, Inc.Stock2,282$353.0K<0.1%−74−3.1%ReducedHistory
VFCV F CorpStock6,204$353.0K<0.1%+2,904+88.0%AddedHistory
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN5,546$353.0K<0.1%+5,546New–
SPDR Series Trust78468R739ST NUVE TERM ETF7,453$353.0K<0.1%−7,649−50.6%Reduced–
FNBFNB CorpCOM28,439$354.0K<0.1%−737−2.5%ReducedHistory
CEGConstellation Energy CorpStock6,303$355.0K<0.1%+6,303NewHistory
MRSHMarsh & McLennan Companies, Inc.Stock2,083$355.0K<0.1%+128+6.5%AddedHistory
SNOWSnowflake Inc.Stock1,552$356.0K<0.1%−447−22.4%ReducedHistory
Innovator ETFs Trust45782C581US EQTY BUF NOV11,091$356.0K<0.1%00.0%Unchanged–
VICIVici Properties Inc.COM12,627$359.0K<0.1%+1,401+12.5%AddedHistory
AGNCAGNC Investment Corp.REIT27,458$360.0K<0.1%−385−1.4%ReducedHistory
VIAVViavi Solutions Inc.COM22,358$360.0K<0.1%−1,628−6.8%ReducedHistory
DSLDoubleLine Income Solutions FundCOM24,795$360.0K<0.1%−55−0.2%ReducedHistory
ERHAllspring Utilities & High Income FundWF UTILITIES INC25,700$360.0K<0.1%−1,000−3.7%ReducedHistory
ONLOrion Properties Inc.REIT25,876$362.0K<0.1%+6,872+36.2%AddedHistory
iShares Tr464287127MORNINGSTR US EQ5,764$362.0K<0.1%−224−3.7%Reduced–
BRWSaba Capital Income & Opportunities FundSHARES80,020$362.0K<0.1%−12,675−13.7%ReducedHistory
VALEVale S.A.SPONSORED ADS18,192$364.0K<0.1%+18,192NewHistory
LSILife Storage, Inc.COM2,594$364.0K<0.1%+15+0.6%AddedHistory
PAYCPaycom Software, Inc.Stock1,058$366.0K<0.1%−8−0.8%ReducedHistory
DHIHorton D R IncCOM4,944$368.0K<0.1%+1,417+40.2%AddedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE8,421$369.0K<0.1%+1,624+23.9%Added–
STWDStarwood Property Trust, Inc.COM15,303$370.0K<0.1%+6,924+82.6%AddedHistory
SEBSeaboard CorpCOM88$370.0K<0.1%−3−3.3%ReducedHistory
iShares Tr464288174GL TIMB FORE ETF4,175$373.0K<0.1%+297+7.7%Added–
BLNKBlink Charging Co.COM14,098$373.0K<0.1%+14,098NewHistory
GHYPGIM Global High Yield Fund, Inc.COM28,053$375.0K<0.1%+11,651+71.0%AddedHistory
Innovator ETFs Trust45782C789US EQTY BUFR JUL11,378$375.0K<0.1%−7,289−39.0%Reduced–
VanEck ETF Trust92189F411BDC INCOME ETF21,073$377.0K<0.1%−1,028−4.7%Reduced–
BSTBlackRock Science & Technology TrustSHS8,727$378.0K<0.1%−82−0.9%ReducedHistory
ETF Managers Tr26924G870BLUESTAR ISRAEL6,752$378.0K<0.1%−1,945−22.4%Reduced–
RFRegions Financial CorpCOM17,043$379.0K<0.1%−1,584−8.5%ReducedHistory
Delaware Invts Div & Income245915103COM35,000$379.0K<0.1%−160−0.5%Reduced–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2022
SecurityClassPutsCalls
MRNAModerna, Inc.Stock$17.0K–
Invesco QQQ Trust Series I46090E103ETF$3.00K–
RIORio Tinto PLCADR$3.00K–
DISWalt Disney CoStock$3.00K–
SLBSLB LimitedStock$2.00K–
AAPLApple Inc.Stock$1.00K–

Sold out since Q4 2021 (153)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 153 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
PIMCO ETF Tr72201R30415+ YR US TIPS49,114$4.49M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B62,114$2.69M0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A52,507$2.28M<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF82,149$2.10M<0.1%–
ProShares Bitcoin ETF74347G440ETF72,054$2.08M<0.1%–
PARPar Technology CorpCOM38,306$2.02M<0.1%History
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH34,516$1.39M<0.1%–
HPFJohn Hancock Preferred Income Fund IICOM61,350$1.28M<0.1%History
TELTE Connectivity plcREG SHS6,794$1.10M<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY13,243$1.02M<0.1%–
Etfis Ser Tr I26923G707VIRTUS NEWFLEET40,395$1.01M<0.1%–
iShares Tr46435G102CONV BD ETF10,842$967.0K<0.1%–
CHWYChewy, Inc.CL A16,098$949.0K<0.1%History
JEFJefferies Financial Group Inc.COM24,431$948.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY18,159$888.0K<0.1%History
EGPEastgroup Properties IncCOM3,626$826.0K<0.1%History
Dimensional ETF Trust25434V401US EQUI MARK ETF15,257$789.0K<0.1%–
CMGChipotle Mexican Grill IncCOM435$760.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,915$726.0K<0.1%–
ETF Ser Solutions26922B105LHA MKT ST TACTL22,260$718.0K<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT22,850$641.0K<0.1%–
EXASExact Sciences CorpCOM8,183$637.0K<0.1%History
THSTreeHouse Foods, Inc.COM15,688$636.0K<0.1%History
DECKDeckers Outdoor CorpCOM1,727$633.0K<0.1%History
CWHCamping World Holdings, Inc.CL A14,525$587.0K<0.1%History
ProShares Tr74347X849SHRT 20+YR TRE36,200$579.0K<0.1%–
TDCTeradata CorpStock13,591$577.0K<0.1%History
BHP Group Ltd05545E209SPONSORED ADR8,722$521.0K<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY17,410$513.0K<0.1%History
Metaurus Equity Component Tr59140L100US EQT CUM 202748,700$497.0K<0.1%–
First Tr Exch Traded FD III33739P863CALIF MUN INCM9,000$493.0K<0.1%–
LENLennar CorpCL A4,194$487.0K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,160$474.0K<0.1%–
CNXCConcentrix CorpStock2,641$472.0K<0.1%History
ETF Ser Solutions26922A305ALPCLONE ALTER5,914$461.0K<0.1%–
PRFTPerficient IncCOM3,538$457.0K<0.1%History
CCDCalamos Dynamic Convertible & Income FundCOM14,475$456.0K<0.1%History
XLNXXilinx IncCOM2,135$453.0K<0.1%History
ZIPZiprecruiter, Inc.CL A16,698$416.0K<0.1%History
LEUCentrus Energy CorpStock8,282$413.0K<0.1%History
TDOCTeladoc Health, Inc.COM4,493$413.0K<0.1%History
BCVBancroft Fund LtdCOM15,493$409.0K<0.1%History
SLFSun Life Financial IncCOM7,318$408.0K<0.1%History
CROXCrocs, Inc.COM3,067$393.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,957$392.0K<0.1%–
Dimensional U.S. Small Cap ETF25434V500ETF6,385$383.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB17,558$378.0K<0.1%–
FNVFranco Nevada CorpStock2,690$372.0K<0.1%History
Global X FDS37954Y418THMATC GWT ETF8,191$364.0K<0.1%–
LANDGladstone Land CorpCOM10,758$363.0K<0.1%History
PINSPinterest, Inc.CL A9,955$362.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA14,300$359.0K<0.1%–
OLNOLIN CorpStock6,031$347.0K<0.1%History
iShares Tr46434V1000-5YR INVT GR CP6,782$346.0K<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF6,507$340.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG12,700$337.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2813,966$317.0K<0.1%–
HAPNHappen, Inc.COM NEW13,090$317.0K<0.1%History
FIVEFive Below, IncCOM1,486$307.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI7,794$305.0K<0.1%–
REGRegency Centers CorpCOM4,025$303.0K<0.1%History
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF5,345$300.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF5,192$300.0K<0.1%–
BBWIBath & Body Works, Inc.COM4,285$299.0K<0.1%History
GRMNGarmin LtdSHS2,151$293.0K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,333$289.0K<0.1%–
OPRXOptimizeRx CorpCOM NEW4,550$283.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN8,109$280.0K<0.1%–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,957$279.0K<0.1%–
RIGTransocean Ltd.REGISTERED SHS100,923$279.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,487$278.0K<0.1%–
TWTRTwitter, Inc.COM6,387$276.0K<0.1%History
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL9,563$275.0K<0.1%–
Global X FDS37954Y889S&P 500 CATHOLIC4,614$272.0K<0.1%–
BLDQXO Insulation, LLCStock982$271.0K<0.1%History
SMPStandard Motor Products, Inc.Stock5,138$269.0K<0.1%History
iShares Tr464287861EUROPE ETF4,902$267.0K<0.1%–
iShares Tr46435U853BROAD USD HIGH6,455$266.0K<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD12,449$265.0K<0.1%–
EPAMEPAM Systems, Inc.COM397$265.0K<0.1%History
WDCWestern Digital CorpCOM4,007$261.0K<0.1%History
INVHInvitation Homes Inc.COM5,719$259.0K<0.1%History
USCIUnited States Commodity Index Funds TrustCOMM IDX FND5,723$249.0K<0.1%History
FMBIFirst Midwest Bancorp IncCOM12,112$248.0K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF13,011$245.0K<0.1%–
TECHBIO-TECHNE CorpCOM469$243.0K<0.1%History
WisdomTree Tr97717Y717GROWTH LEADERS5,505$242.0K<0.1%–
PPLIPeople IncCOM NEW1,839$240.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM2,002$240.0K<0.1%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,538$238.0K<0.1%–
FLNAFilana Therapeutics, Inc.COM5,444$238.0K<0.1%History
KMXCarMax IncCOM1,818$237.0K<0.1%History
ZSZscaler, Inc.Stock728$234.0K<0.1%History
MVTBlackRock Munivest Fund II, Inc.COM14,715$233.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF11,388$230.0K<0.1%–
Alps Clean Energy ETF00162Q460ETF3,565$229.0K<0.1%–
TMToyota Motor CorpADS1,230$228.0K<0.1%History
WisdomTree Tr97717X172US HGH YLD CORP4,336$228.0K<0.1%–
IRIngersoll Rand Inc.COM3,636$225.0K<0.1%History
NBBNuveen Taxable Municipal Income FundCOM9,879$224.0K<0.1%History