Skip to main content
Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,400
−28 vs. Q4 2021
Portfolio value
$5.01B
+$74.4M (+1.5%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Cetera Advisors LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
OGSONE Gas, Inc.COM2,823$249.0K<0.1%−411−12.7%ReducedHistory
ILMNIllumina, Inc.COM712$249.0K<0.1%+95+15.4%AddedHistory
DGXQuest Diagnostics IncCOM1,820$249.0K<0.1%−80−4.2%ReducedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF3,168$250.0K<0.1%−837−20.9%Reduced–
Nuveen PFD & Incm Securties67072C105COM29,807$250.0K<0.1%−2,726−8.4%Reduced–
ZMZoom Communications, Inc.Stock2,145$251.0K<0.1%−803−27.2%ReducedHistory
ECCEagle Point Credit CoCOM19,070$251.0K<0.1%+1,010+5.6%AddedHistory
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,538$251.0K<0.1%00.0%Unchanged–
UAUnder Armour, Inc.CL C16,148$251.0K<0.1%+1,300+8.8%AddedHistory
RYRoyal Bank of CanadaStock2,282$252.0K<0.1%−776−25.4%ReducedHistory
Innovator ETFs Trust45782C888US EQT BUFR APR7,419$252.0K<0.1%+7,419New–
EXRExtra Space Storage Inc.COM1,230$253.0K<0.1%−127−9.4%ReducedHistory
First Tr Exchng Traded FD VI33740F664FT VEST US EQT7,248$254.0K<0.1%+874+13.7%Added–
ETF Opportunities Trust26923N108AMERICAN CONSER7,500$254.0K<0.1%+7,500New–
SPDR Series Trust78468R887ST STR R2K LOWV2,226$254.0K<0.1%00.0%Unchanged–
Franklin Templeton ETF Tr35473P504LIBERTY US ETF5,175$254.0K<0.1%00.0%Unchanged–
iShares Tr46435U150IBONDS 23 TRM HG10,668$254.0K<0.1%00.0%Unchanged–
ALGNAlign Technology IncCOM584$255.0K<0.1%+79+15.6%AddedHistory
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,153$256.0K<0.1%−60−0.6%Reduced–
ETRNMidstream Co LLCCOM30,279$256.0K<0.1%+30,279NewHistory
LGILazard Global Total Return & Income Fund IncCOM14,307$256.0K<0.1%−1,121−7.3%ReducedHistory
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US4,441$257.0K<0.1%−15,826−78.1%Reduced–
Innovator ETFs Trust45782C722INTRNL DEV JULY10,746$257.0K<0.1%+10,746New–
IFFInternational Flavors & Fragrances IncCOM1,963$258.0K<0.1%−13−0.7%ReducedHistory
TDYTeledyne Technologies IncCOM547$259.0K<0.1%−7−1.3%ReducedHistory
Asymmetric ETFs Trust04651A101500 ETF9,110$259.0K<0.1%+9,110New–
SPDR Ser Tr78468R648S&P KENSHO NEW4,981$259.0K<0.1%+176+3.7%Added–
DHFBNY Mellon High Yield Strategies FundSH BEN INT93,560$260.0K<0.1%+35,360+60.8%AddedHistory
EXPEExpedia Group, Inc.Stock1,335$261.0K<0.1%+1,335NewHistory
USACUSA Compression Partners, LPCOMUNIT LTDPAR14,842$261.0K<0.1%+884+6.3%AddedHistory
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS3,294$262.0K<0.1%−312−8.7%Reduced–
MROMarathon Oil CorpCOM10,428$262.0K<0.1%−359−3.3%ReducedHistory
AAPAdvance Auto Parts IncCOM1,269$263.0K<0.1%00.0%UnchangedHistory
iShares Tr464287325GLOB HLTHCRE ETF3,002$263.0K<0.1%+251+9.1%Added–
SCCOSouthern Copper CorpStock3,476$264.0K<0.1%+3,476NewHistory
EBAYeBay IncCOM4,606$264.0K<0.1%+3+0.1%AddedHistory
Vanguard Communication Services ETF92204A884ETF2,206$265.0K<0.1%−2,862−56.5%Reduced–
ENPHEnphase Energy, Inc.Stock1,313$265.0K<0.1%−272−17.2%ReducedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR17,246$265.0K<0.1%−143−0.8%ReducedHistory
iShares Inc464286657MSCI BIC ETF6,928$265.0K<0.1%+1,084+18.5%Added–
Innovator ETFs Trust45782C474US SML CP PWR B8,542$267.0K<0.1%+8,542New–
SGOLabrdn Gold ETF TrustETF14,407$268.0K<0.1%+1,158+8.7%AddedHistory
LITELumentum Holdings Inc.COM2,757$269.0K<0.1%−415−13.1%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM18,905$269.0K<0.1%+47+0.2%AddedHistory
SPDR Series Trust78468R606ST PORT HIGH ETF10,705$269.0K<0.1%+10,705New–
MKSIMKS IncCOM1,798$270.0K<0.1%+35+2.0%AddedHistory
FNFabrinetSHS2,567$270.0K<0.1%00.0%UnchangedHistory
VTRVentas, Inc.REIT4,418$273.0K<0.1%+78+1.8%AddedHistory
COFCapital One Financial CorpStock2,080$273.0K<0.1%−2,678−56.3%ReducedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM15,615$273.0K<0.1%−70−0.4%ReducedHistory
iShares Tr46434V456MSCI INTL QUALTY7,426$274.0K<0.1%−56,975−88.5%Reduced–
Innovator ETFs Trust45782C318US EQTY PWR BUF8,942$274.0K<0.1%−1,438−13.9%Reduced–
iShares Tr46434V4070-5YR HI YL CP6,233$274.0K<0.1%−81,035−92.9%Reduced–
DBX ETF Tr233051200XTRACK MSCI EAFE7,292$275.0K<0.1%−1,952−21.1%Reduced–
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH8,317$275.0K<0.1%+8,317New–
EAElectronic Arts Inc.COM2,179$276.0K<0.1%+118+5.7%AddedHistory
DFSDiscover Financial ServicesCOM2,513$277.0K<0.1%+424+20.3%AddedHistory
EOLSEvolus, Inc.COM24,795$278.0K<0.1%+24,795NewHistory
TRMKTrustmark CorpCOM9,188$279.0K<0.1%00.0%UnchangedHistory
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM9,545$279.0K<0.1%−785−7.6%ReducedHistory
OGNOrganon & Co.Stock8,026$280.0K<0.1%−354−4.2%ReducedHistory
LOBLive Oak Bancshares, Inc.COM5,498$280.0K<0.1%00.0%UnchangedHistory
ACCAmerican Campus Communities IncCOM4,995$280.0K<0.1%−80−1.6%ReducedHistory
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF5,760$281.0K<0.1%−2,746−32.3%Reduced–
Global X FDS37954Y814FINTECH ETF8,766$281.0K<0.1%−640−6.8%Reduced–
iShares Inc464286319EM MKTS DIV ETF8,623$282.0K<0.1%+8,623New–
Franklin ETF Tr353506108SHRT DUR US GOVT3,059$282.0K<0.1%−5,979−66.2%Reduced–
Schwab Strategic Tr8085247141 5YR CORP BD5,800$282.0K<0.1%00.0%Unchanged–
iShares Tr46436E502US TECH BRKTHR7,739$282.0K<0.1%−30,856−79.9%Reduced–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX17,748$283.0K<0.1%+17,748New–
CIENCiena CorpCOM NEW4,660$283.0K<0.1%+222+5.0%AddedHistory
VEEVVeeva Systems IncStock1,336$284.0K<0.1%−540−28.8%ReducedHistory
VSXYVictoria's Secret & Co.COMMON STOCK5,539$284.0K<0.1%−133−2.3%ReducedHistory
VTRSViatris IncStock26,206$285.0K<0.1%+1,530+6.2%AddedHistory
iShares Inc464286665MSCI PAC JP ETF5,788$285.0K<0.1%−171−2.9%Reduced–
Amplify Blockchain Technology ETF032108607ETF8,400$287.0K<0.1%−9,145−52.1%Reduced–
SPDR Series Trust78464A284ST NUVE HIGH ETF5,210$287.0K<0.1%−5,364−50.7%Reduced–
SPDR Series Trust78464A714ST STR SP RETAIL3,819$288.0K<0.1%−1,540−28.7%Reduced–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN3,676$288.0K<0.1%+166+4.7%Added–
PENNPENN Entertainment, Inc.COM6,805$289.0K<0.1%−6,203−47.7%ReducedHistory
Innovator ETFs Trust45782C391US EQTY BUFR MAR8,273$290.0K<0.1%+8,273New–
AFRMAffirm Holdings, Inc.COM CL A6,290$291.0K<0.1%−4,175−39.9%ReducedHistory
WisdomTree Tr97717X214EMERG MKTS ESG9,000$294.0K<0.1%−7,623−45.9%Reduced–
WisdomTree Tr97717Y808YIELD ENHANCED6,073$294.0K<0.1%+5+0.1%Added–
SAMBoston Beer Co IncCL A759$295.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ4,007$295.0K<0.1%−550−12.1%Reduced–
BCRXBiocryst Pharmaceuticals IncCOM18,155$295.0K<0.1%+18,155NewHistory
TRGPTarga Resources Corp.COM3,907$295.0K<0.1%−9,649−71.2%ReducedHistory
Flagstar Bank, National Association649445103COM27,525$295.0K<0.1%+1,880+7.3%Added–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF14,001$297.0K<0.1%+14,001New–
NNNNNN REIT, Inc.REIT6,633$298.0K<0.1%−823−11.0%ReducedHistory
KEYSKeysight Technologies, Inc.Stock1,885$298.0K<0.1%+131+7.5%AddedHistory
LACLithium Americas Corp.COM NEW7,738$298.0K<0.1%−337−4.2%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF5,754$301.0K<0.1%+357+6.6%Added–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI12,084$301.0K<0.1%−9,728−44.6%Reduced–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP4,406$301.0K<0.1%00.0%Unchanged–
DLTRDollar Tree, Inc.COM1,880$301.0K<0.1%+1,880NewHistory
TNDMTandem Diabetes Care IncCOM NEW2,586$301.0K<0.1%+2,586NewHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM14,320$301.0K<0.1%−600−4.0%ReducedHistory
JBLJabil IncStock4,900$302.0K<0.1%−3,542−42.0%ReducedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2022
SecurityClassPutsCalls
MRNAModerna, Inc.Stock$17.0K–
Invesco QQQ Trust Series I46090E103ETF$3.00K–
RIORio Tinto PLCADR$3.00K–
DISWalt Disney CoStock$3.00K–
SLBSLB LimitedStock$2.00K–
AAPLApple Inc.Stock$1.00K–

Sold out since Q4 2021 (153)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 153 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
PIMCO ETF Tr72201R30415+ YR US TIPS49,114$4.49M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B62,114$2.69M0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A52,507$2.28M<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF82,149$2.10M<0.1%–
ProShares Bitcoin ETF74347G440ETF72,054$2.08M<0.1%–
PARPar Technology CorpCOM38,306$2.02M<0.1%History
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH34,516$1.39M<0.1%–
HPFJohn Hancock Preferred Income Fund IICOM61,350$1.28M<0.1%History
TELTE Connectivity plcREG SHS6,794$1.10M<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY13,243$1.02M<0.1%–
Etfis Ser Tr I26923G707VIRTUS NEWFLEET40,395$1.01M<0.1%–
iShares Tr46435G102CONV BD ETF10,842$967.0K<0.1%–
CHWYChewy, Inc.CL A16,098$949.0K<0.1%History
JEFJefferies Financial Group Inc.COM24,431$948.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY18,159$888.0K<0.1%History
EGPEastgroup Properties IncCOM3,626$826.0K<0.1%History
Dimensional ETF Trust25434V401US EQUI MARK ETF15,257$789.0K<0.1%–
CMGChipotle Mexican Grill IncCOM435$760.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,915$726.0K<0.1%–
ETF Ser Solutions26922B105LHA MKT ST TACTL22,260$718.0K<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT22,850$641.0K<0.1%–
EXASExact Sciences CorpCOM8,183$637.0K<0.1%History
THSTreeHouse Foods, Inc.COM15,688$636.0K<0.1%History
DECKDeckers Outdoor CorpCOM1,727$633.0K<0.1%History
CWHCamping World Holdings, Inc.CL A14,525$587.0K<0.1%History
ProShares Tr74347X849SHRT 20+YR TRE36,200$579.0K<0.1%–
TDCTeradata CorpStock13,591$577.0K<0.1%History
BHP Group Ltd05545E209SPONSORED ADR8,722$521.0K<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY17,410$513.0K<0.1%History
Metaurus Equity Component Tr59140L100US EQT CUM 202748,700$497.0K<0.1%–
First Tr Exch Traded FD III33739P863CALIF MUN INCM9,000$493.0K<0.1%–
LENLennar CorpCL A4,194$487.0K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,160$474.0K<0.1%–
CNXCConcentrix CorpStock2,641$472.0K<0.1%History
ETF Ser Solutions26922A305ALPCLONE ALTER5,914$461.0K<0.1%–
PRFTPerficient IncCOM3,538$457.0K<0.1%History
CCDCalamos Dynamic Convertible & Income FundCOM14,475$456.0K<0.1%History
XLNXXilinx IncCOM2,135$453.0K<0.1%History
ZIPZiprecruiter, Inc.CL A16,698$416.0K<0.1%History
LEUCentrus Energy CorpStock8,282$413.0K<0.1%History
TDOCTeladoc Health, Inc.COM4,493$413.0K<0.1%History
BCVBancroft Fund LtdCOM15,493$409.0K<0.1%History
SLFSun Life Financial IncCOM7,318$408.0K<0.1%History
CROXCrocs, Inc.COM3,067$393.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,957$392.0K<0.1%–
Dimensional U.S. Small Cap ETF25434V500ETF6,385$383.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB17,558$378.0K<0.1%–
FNVFranco Nevada CorpStock2,690$372.0K<0.1%History
Global X FDS37954Y418THMATC GWT ETF8,191$364.0K<0.1%–
LANDGladstone Land CorpCOM10,758$363.0K<0.1%History
PINSPinterest, Inc.CL A9,955$362.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA14,300$359.0K<0.1%–
OLNOLIN CorpStock6,031$347.0K<0.1%History
iShares Tr46434V1000-5YR INVT GR CP6,782$346.0K<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF6,507$340.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG12,700$337.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2813,966$317.0K<0.1%–
HAPNHappen, Inc.COM NEW13,090$317.0K<0.1%History
FIVEFive Below, IncCOM1,486$307.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI7,794$305.0K<0.1%–
REGRegency Centers CorpCOM4,025$303.0K<0.1%History
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF5,345$300.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF5,192$300.0K<0.1%–
BBWIBath & Body Works, Inc.COM4,285$299.0K<0.1%History
GRMNGarmin LtdSHS2,151$293.0K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,333$289.0K<0.1%–
OPRXOptimizeRx CorpCOM NEW4,550$283.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN8,109$280.0K<0.1%–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,957$279.0K<0.1%–
RIGTransocean Ltd.REGISTERED SHS100,923$279.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,487$278.0K<0.1%–
TWTRTwitter, Inc.COM6,387$276.0K<0.1%History
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL9,563$275.0K<0.1%–
Global X FDS37954Y889S&P 500 CATHOLIC4,614$272.0K<0.1%–
BLDQXO Insulation, LLCStock982$271.0K<0.1%History
SMPStandard Motor Products, Inc.Stock5,138$269.0K<0.1%History
iShares Tr464287861EUROPE ETF4,902$267.0K<0.1%–
iShares Tr46435U853BROAD USD HIGH6,455$266.0K<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD12,449$265.0K<0.1%–
EPAMEPAM Systems, Inc.COM397$265.0K<0.1%History
WDCWestern Digital CorpCOM4,007$261.0K<0.1%History
INVHInvitation Homes Inc.COM5,719$259.0K<0.1%History
USCIUnited States Commodity Index Funds TrustCOMM IDX FND5,723$249.0K<0.1%History
FMBIFirst Midwest Bancorp IncCOM12,112$248.0K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF13,011$245.0K<0.1%–
TECHBIO-TECHNE CorpCOM469$243.0K<0.1%History
WisdomTree Tr97717Y717GROWTH LEADERS5,505$242.0K<0.1%–
PPLIPeople IncCOM NEW1,839$240.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM2,002$240.0K<0.1%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,538$238.0K<0.1%–
FLNAFilana Therapeutics, Inc.COM5,444$238.0K<0.1%History
KMXCarMax IncCOM1,818$237.0K<0.1%History
ZSZscaler, Inc.Stock728$234.0K<0.1%History
MVTBlackRock Munivest Fund II, Inc.COM14,715$233.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF11,388$230.0K<0.1%–
Alps Clean Energy ETF00162Q460ETF3,565$229.0K<0.1%–
TMToyota Motor CorpADS1,230$228.0K<0.1%History
WisdomTree Tr97717X172US HGH YLD CORP4,336$228.0K<0.1%–
IRIngersoll Rand Inc.COM3,636$225.0K<0.1%History
NBBNuveen Taxable Municipal Income FundCOM9,879$224.0K<0.1%History