Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,399
- +87 vs. Q2 2021
- Portfolio value
- $5.14B
- +$915.3M (+21.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| COFCapital One Financial Corp | Stock | 6,463 | $1.05M | <0.1% | +3,366+108.7% | Added | History |
| EXCExelon Corp | Stock | 21,660 | $1.05M | <0.1% | +2,254+11.6% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 10,108 | $1.05M | <0.1% | +2,212+28.0% | Added | – |
| FTNTFortinet, Inc. | Stock | 3,612 | $1.05M | <0.1% | +644+21.7% | Added | History |
| Etfis Ser Tr I26923G707 | VIRTUS NEWFLEET | 41,645 | $1.06M | <0.1% | +1,050+2.6% | Added | – |
| PLUGPlug Power Inc | Stock | 41,533 | $1.06M | <0.1% | +13,525+48.3% | Added | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 9,644 | $1.06M | <0.1% | −198−2.0% | Reduced | – |
| HPQHP Inc | Stock | 38,957 | $1.07M | <0.1% | +9,910+34.1% | Added | History |
| FISVFiserv Inc | Stock | 9,821 | $1.07M | <0.1% | −7,698−43.9% | Reduced | History |
| MPCMarathon Petroleum Corp | Stock | 17,310 | $1.07M | <0.1% | +4,523+35.4% | Added | History |
| PPLPPL Corp | COM | 38,547 | $1.07M | <0.1% | +2,554+7.1% | Added | History |
| ORLYO Reilly Automotive Inc | Stock | 1,768 | $1.08M | <0.1% | +540+44.0% | Added | History |
| NTRNutrien Ltd. | COM | 16,667 | $1.08M | <0.1% | +6,260+60.2% | Added | History |
| ALBAlbemarle Corp | Stock | 4,981 | $1.09M | <0.1% | +789+18.8% | Added | History |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 20,788 | $1.09M | <0.1% | +1,182+6.0% | Added | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 15,520 | $1.09M | <0.1% | −153−1.0% | Reduced | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 52,070 | $1.10M | <0.1% | +12,183+30.5% | Added | – |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 35,231 | $1.10M | <0.1% | +6,278+21.7% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 50,559 | $1.10M | <0.1% | +22,800+82.1% | Added | – |
| Alps ETF Tr00162Q478 | DISRUPTIVE TECH | 22,623 | $1.10M | <0.1% | +1,590+7.6% | Added | – |
| First Tr Exchng Traded FD VI33740U885 | FT VEST US EQT | 35,678 | $1.10M | <0.1% | +10,395+41.1% | Added | – |
| DLRDigital Realty Trust, Inc. | COM | 7,645 | $1.10M | <0.1% | +945+14.1% | Added | History |
| DDDuPont de Nemours, Inc. | COM | 16,289 | $1.11M | <0.1% | +1,963+13.7% | Added | History |
| BALLBALL Corp | COM | 12,320 | $1.11M | <0.1% | −9−0.1% | Reduced | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 39,201 | $1.11M | <0.1% | −4,252−9.8% | Reduced | – |
| OTISOtis Worldwide Corp | Stock | 13,560 | $1.12M | <0.1% | +1,169+9.4% | Added | History |
| ESSEssex Property Trust, Inc. | COM | 3,508 | $1.12M | <0.1% | +538+18.1% | Added | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 18,998 | $1.12M | <0.1% | +3,138+19.8% | Added | – |
| ZSZscaler, Inc. | Stock | 4,287 | $1.12M | <0.1% | +4,287 | New | History |
| CHWYChewy, Inc. | CL A | 16,516 | $1.13M | <0.1% | +1,461+9.7% | Added | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 15,387 | $1.13M | <0.1% | +710+4.8% | Added | – |
| iShares Tr464287192 | US TRSPRTION | 4,656 | $1.13M | <0.1% | +1,264+37.3% | Added | – |
| TDYTeledyne Technologies Inc | COM | 2,644 | $1.14M | <0.1% | +170+6.9% | Added | History |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 43,308 | $1.14M | <0.1% | +342+0.8% | Added | – |
| ZTSZoetis Inc. | Stock | 5,879 | $1.14M | <0.1% | −282−4.6% | Reduced | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 25,733 | $1.14M | <0.1% | +19,505+313.2% | Added | – |
| EDConsolidated Edison Inc | Stock | 15,850 | $1.15M | <0.1% | +4,563+40.4% | Added | History |
| iShares Tr46429B291 | A RATE CP BD ETF | 20,450 | $1.15M | <0.1% | −2,288−10.1% | Reduced | – |
| First Tr Exch TRD Alphdx FD33737J307 | EM SML CP ALPH | 27,256 | $1.15M | <0.1% | +27,256 | New | – |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 43,008 | $1.16M | <0.1% | +380+0.9% | Added | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 12,309 | $1.16M | <0.1% | +1,918+18.5% | Added | History |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 17,968 | $1.16M | <0.1% | +5,105+39.7% | Added | – |
| Vanguard Utilities ETF92204A876 | ETF | 8,432 | $1.17M | <0.1% | +1,372+19.4% | Added | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 4,976 | $1.18M | <0.1% | +546+12.3% | Added | – |
| CLXClorox Co | Stock | 7,148 | $1.18M | <0.1% | −2,006−21.9% | Reduced | History |
| SJMJ M SMUCKER Co | Stock | 9,860 | $1.18M | <0.1% | +716+7.8% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 19,430 | $1.18M | <0.1% | +1,796+10.2% | Added | – |
| XPEVXpeng Inc. | ADS | 33,427 | $1.19M | <0.1% | +3,137+10.4% | Added | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 4,841 | $1.19M | <0.1% | +1,243+34.5% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 1,968 | $1.19M | <0.1% | +164+9.1% | Added | History |
| iShares U S ETF Tr46431W648 | U.S. TECH INDEPD | 21,424 | $1.19M | <0.1% | +11,730+121.0% | Added | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 19,957 | $1.20M | <0.1% | +3,452+20.9% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 10,608 | $1.20M | <0.1% | +1,953+22.6% | Added | History |
| MECMayville Engineering Company, Inc. | COM | 64,050 | $1.20M | <0.1% | +64,050 | New | History |
| LDOSLeidos Holdings, Inc. | COM | 12,618 | $1.21M | <0.1% | −319−2.5% | Reduced | History |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 10,961 | $1.22M | <0.1% | +1,801+19.7% | Added | – |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 40,257 | $1.22M | <0.1% | +19,955+98.3% | Added | History |
| FITBFifth Third Bancorp | COM | 28,785 | $1.22M | <0.1% | +5,111+21.6% | Added | History |
| PSXPhillips 66 | Stock | 17,476 | $1.22M | <0.1% | +1,913+12.3% | Added | History |
| MDLZMondelez International, Inc. | Stock | 21,162 | $1.23M | <0.1% | +2,649+14.3% | Added | History |
| SPDR Series Trust78468R721 | STATE STREET SPD | 24,024 | $1.24M | <0.1% | +1,701+7.6% | Added | – |
| GMGeneral Motors Co | COM | 23,605 | $1.24M | <0.1% | −2,571−9.8% | Reduced | History |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 25,149 | $1.25M | <0.1% | −8,610−25.5% | Reduced | – |
| STZConstellation Brands, Inc. | Stock | 5,956 | $1.25M | <0.1% | +1,578+36.0% | Added | History |
| TFCTruist Financial Corp | COM | 21,422 | $1.26M | <0.1% | +3,493+19.5% | Added | History |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 46,259 | $1.27M | <0.1% | −298−0.6% | Reduced | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 22,434 | $1.27M | <0.1% | +2,939+15.1% | Added | – |
| First Tr Exchng Traded FD VI33740F557 | FT VEST NAS | 62,307 | $1.27M | <0.1% | +62,307 | New | – |
| MARMarriott International Inc | Stock | 8,576 | $1.27M | <0.1% | −1,641−16.1% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 18,177 | $1.27M | <0.1% | +3,968+27.9% | Added | History |
| FASTFastenal Co | Stock | 24,860 | $1.28M | <0.1% | +8,926+56.0% | Added | History |
| AAgilent Technologies, Inc. | COM | 8,150 | $1.28M | <0.1% | −222−2.7% | Reduced | History |
| ETSYEtsy Inc | COM | 6,200 | $1.29M | <0.1% | +1,878+43.5% | Added | History |
| Nushares ETF Tr67092P110 | NUVEEN ESG 1-5 | 51,557 | $1.29M | <0.1% | +5,906+12.9% | Added | – |
| iShares Tr464289883 | CORE 30 70 ETF | 32,809 | $1.30M | <0.1% | −814−2.4% | Reduced | – |
| First Tr Exchng Traded FD VI33740U307 | FT VEST US EQT | 38,231 | $1.30M | <0.1% | +38,231 | New | – |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 7,812 | $1.30M | <0.1% | +1,875+31.6% | Added | – |
| Global X FDS37954Y384 | CYBRSCURTY ETF | 42,721 | $1.30M | <0.1% | +13,036+43.9% | Added | – |
| SWKSSkyworks Solutions, Inc. | Stock | 7,937 | $1.31M | <0.1% | +1,940+32.3% | Added | History |
| SNPSSynopsys Inc | COM | 4,389 | $1.31M | <0.1% | +1,629+59.0% | Added | History |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 11,284 | $1.32M | <0.1% | +1,153+11.4% | Added | – |
| GNRCGenerac Holdings Inc. | Stock | 3,270 | $1.34M | <0.1% | +172+5.6% | Added | History |
| ROKRockwell Automation, Inc | Stock | 4,577 | $1.35M | <0.1% | +847+22.7% | Added | History |
| MSMorgan Stanley | Stock | 13,866 | $1.35M | <0.1% | +3,147+29.4% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 61,053 | $1.35M | <0.1% | +31,321+105.3% | Added | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 24,919 | $1.35M | <0.1% | −237−0.9% | Reduced | – |
| DGDollar General Corp | COM | 6,420 | $1.36M | <0.1% | +1,681+35.5% | Added | History |
| TRTNTriton International Ltd | CL A | 26,279 | $1.37M | <0.1% | +2,701+11.5% | Added | History |
| STAGSTAG Industrial, Inc. | COM | 34,885 | $1.37M | <0.1% | −54−0.2% | Reduced | History |
| First Tr Exchng Traded FD VI33740F839 | FT VEST US EQT | 39,303 | $1.37M | <0.1% | +388+1.0% | Added | – |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 8,891 | $1.37M | <0.1% | +2,600+41.3% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 4,912 | $1.38M | <0.1% | +620+14.4% | Added | – |
| VanEck Semiconductor ETF92189F676 | ETF | 5,369 | $1.38M | <0.1% | +292+5.8% | Added | – |
| SNAPSnap Inc | Stock | 18,719 | $1.38M | <0.1% | +6,669+55.3% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 29,030 | $1.39M | <0.1% | +15,575+115.8% | Added | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 11,654 | $1.39M | <0.1% | +321+2.8% | Added | – |
| ADIAnalog Devices Inc | Stock | 8,318 | $1.39M | <0.1% | +1,350+19.4% | Added | History |
| UBERUber Technologies, Inc | Stock | 31,119 | $1.39M | <0.1% | +9,537+44.2% | Added | History |
| New York Life Invts Active E45409F843 | MACK MU INSD ETF | 50,810 | $1.39M | <0.1% | +4,754+10.3% | Added | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 17,509 | $1.40M | <0.1% | +3,448+24.5% | Added | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| NVDANVIDIA Corp | Stock | $43.0K | – |
| LYVLive Nation Entertainment, Inc. | COM | $34.0K | – |
| SESea Ltd | SPONSORD ADS | $21.0K | – |
| XPEVXpeng Inc. | ADS | $19.0K | – |
| BACBank of America Corp | Stock | $10.0K | – |
| NOCNorthrop Grumman Corp | Stock | $9.00K | – |
| DISWalt Disney Co | Stock | $7.00K | – |
| MSFTMicrosoft Corp | Stock | – | $6.00K |
| EIXEdison International | Stock | $1.00K | – |
Sold out since Q2 2021 (80)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| RNACCartesian Therapeutics, Inc. | COM | 1,106,325 | $4.62M | 0.1% | History |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 42,010 | $4.05M | 0.1% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 81,455 | $3.26M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 297,641 | $2.39M | 0.1% | – |
| iShares Tr46434V787 | YLD OPTIM BD | 92,857 | $2.35M | 0.1% | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 30,966 | $2.17M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 58,504 | $1.54M | <0.1% | – |
| FXFInvesco CurrencyShares Swiss Franc Trust | SWISS FRANC | 12,930 | $1.27M | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 39,133 | $1.25M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 14,679 | $1.21M | <0.1% | – |
| iShares Tr46435U333 | FOCUSD VAL FAC | 20,121 | $1.10M | <0.1% | – |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 34,910 | $916.0K | <0.1% | History |
| iShares Tr46436E536 | US SML CP VALUE | 28,787 | $884.0K | <0.1% | – |
| iShares Tr464288430 | ASIA 50 ETF | 9,541 | $874.0K | <0.1% | – |
| OMFOneMain Holdings, Inc. | COM | 13,600 | $815.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 23,732 | $806.0K | <0.1% | – |
| iShares Tr46429B366 | CMBS ETF | 14,698 | $799.0K | <0.1% | – |
| AIGAmerican International Group, Inc. | Stock | 16,772 | $798.0K | <0.1% | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 2,898 | $736.0K | <0.1% | History |
| TRIPTripAdvisor, Inc. | COM | 16,809 | $677.0K | <0.1% | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 14,557 | $627.0K | <0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 5,266 | $607.0K | <0.1% | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 26,201 | $574.0K | <0.1% | History |
| CACICACI International Inc | CL A | 2,226 | $568.0K | <0.1% | History |
| NEWTNewtekOne, Inc. | COM NEW | 16,100 | $562.0K | <0.1% | History |
| CAFMorgan Stanley China A Share Fund, Inc. | COM | 24,586 | $562.0K | <0.1% | History |
| Global X FDS37950E606 | MSCI CHINA FINCL | 34,494 | $531.0K | <0.1% | – |
| GRWGGrowGeneration Corp. | COM | 10,841 | $521.0K | <0.1% | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 38,426 | $509.0K | <0.1% | History |
| Procure ETF Trust II74280R205 | SPACE ETF | 15,610 | $485.0K | <0.1% | – |
| Northern LTS FD Tr IV66538H534 | INSPIRE 100 ETF | 11,200 | $478.0K | <0.1% | – |
| Global X FDS37950E408 | MSCI CHINA CNSMR | 13,332 | $472.0K | <0.1% | – |
| TERTeradyne, Inc | Stock | 3,326 | $446.0K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 1,816 | $403.0K | <0.1% | History |
| VALEVale S.A. | SPONSORED ADS | 16,684 | $381.0K | <0.1% | History |
| CORNTeucrium Commodity Trust | CORN FD SHS | 16,940 | $362.0K | <0.1% | History |
| MORFMorphic Holding, Inc. | COM | 6,210 | $356.0K | <0.1% | History |
| CFGCitizens Financial Group Inc | COM | 7,750 | $355.0K | <0.1% | History |
| CCAPCrescent Capital BDC, Inc. | COM | 18,800 | $353.0K | <0.1% | History |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 16,000 | $346.0K | <0.1% | History |
| BCBrunswick Corp | COM | 3,466 | $345.0K | <0.1% | History |
| ASANAsana, Inc. | CL A | 5,440 | $337.0K | <0.1% | History |
| MVISMicrovision, Inc. | COM NEW | 19,430 | $325.0K | <0.1% | History |
| PFPTProofpoint Inc | COM | 1,830 | $318.0K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 10,191 | $294.0K | <0.1% | – |
| LFMDLifeMD, Inc. | COM | 24,880 | $293.0K | <0.1% | History |
| JMIAJumia Technologies AG | SPONSORED ADS | 9,615 | $292.0K | <0.1% | History |
| iShares Tr46434V290 | US SML CAP EQT | 4,901 | $269.0K | <0.1% | – |
| NSLRNeostellar Capital Corp. | COM NEW | 19,917 | $269.0K | <0.1% | History |
| FMCFMC Corp | COM NEW | 2,465 | $267.0K | <0.1% | History |
| FSLYFastly, Inc. | CL A | 4,395 | $262.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 4,386 | $251.0K | <0.1% | – |
| Exchange Traded Concepts Tr301505723 | ROBO GBL HLTCR | 4,700 | $226.0K | <0.1% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,750 | $220.0K | <0.1% | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 10,029 | $220.0K | <0.1% | – |
| Northern LTS FD Tr IV66538H641 | INSPIRE SML/ MID | 6,000 | $220.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V605 | DJ INDL AVG DV | 4,999 | $220.0K | <0.1% | – |
| CDMOAvid Bioservices, Inc. | COM | 8,505 | $218.0K | <0.1% | History |
| EEFTEuronet Worldwide, Inc. | COM | 1,590 | $215.0K | <0.1% | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 3,800 | $215.0K | <0.1% | History |
| AVYAvery Dennison Corp | COM | 1,001 | $211.0K | <0.1% | History |
| POSHPoshmark, Inc. | COM CL A | 4,405 | $210.0K | <0.1% | History |
| Global X FDS37954Y392 | VDEO GAM ESPRT | 6,479 | $209.0K | <0.1% | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 6,999 | $206.0K | <0.1% | History |
| SPDR Series Trust78468R747 | ST STR MSCI GEN | 2,031 | $206.0K | <0.1% | – |
| WORKSlack Technologies, Inc. | COM CL A | 4,639 | $206.0K | <0.1% | History |
| UGAUnited States Gasoline Fund, LP | UNITS | 5,705 | $205.0K | <0.1% | History |
| SPDR Series Trust78464A490 | ST STR FTSE ETF | 3,606 | $203.0K | <0.1% | – |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 10,183 | $202.0K | <0.1% | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | 6,625 | $202.0K | <0.1% | History |
| Barclays Bank PLC06746P522 | ETN LKD 48 | 3,040 | $201.0K | <0.1% | – |
| FIXComfort Systems USA Inc | COM | 2,543 | $200.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 1,867 | $200.0K | <0.1% | – |
| CXCemex SAB de CV | SPON ADR NEW | 23,592 | $198.0K | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 14,000 | $179.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 14,100 | $160.0K | <0.1% | History |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 14,648 | $149.0K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | 50,000 | $54.0K | <0.1% | – |
| AHTAshford Hospitality Trust Inc | COM SHS | 11,517 | $53.0K | <0.1% | History |
| TBLTToughbuilt Industries, Inc | COM NEW | 10,000 | $8.00K | <0.1% | History |