Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,399
- +87 vs. Q2 2021
- Portfolio value
- $5.14B
- +$915.3M (+21.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Innovator ETFs Trust45782C276 | GRWT100 PWR BUF | 16,710 | $775.0K | <0.1% | +6,727+67.4% | Added | – |
| AVBAvalonbay Communities Inc | COM | 3,524 | $781.0K | <0.1% | +744+26.8% | Added | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 11,141 | $783.0K | <0.1% | +567+5.4% | Added | – |
| SOFISoFi Technologies, Inc. | Stock | 49,453 | $785.0K | <0.1% | +49,453 | New | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 15,914 | $786.0K | <0.1% | +1,995+14.3% | Added | – |
| Pacer Trendpilot International ETF69374H683 | ETF | 27,711 | $790.0K | <0.1% | +14,948+117.1% | Added | – |
| First Tr Exchng Traded FD VI33740U836 | FT VEST NAS | 40,132 | $792.0K | <0.1% | +40,132 | New | – |
| EXASExact Sciences Corp | COM | 8,342 | $796.0K | <0.1% | +5,781+225.7% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 17,435 | $802.0K | <0.1% | −138−0.8% | Reduced | – |
| WSOWatsco Inc | COM | 3,065 | $811.0K | <0.1% | +236+8.3% | Added | History |
| WisdomTree Tr97717X131 | INTL QULTY DIV | 21,343 | $813.0K | <0.1% | +657+3.2% | Added | – |
| Global X FDS37954Y657 | US PFD ETF | 31,601 | $814.0K | <0.1% | +6,558+26.2% | Added | – |
| CMICummins Inc | Stock | 3,633 | $816.0K | <0.1% | +364+11.1% | Added | History |
| EQIXEquinix Inc | COM | 1,035 | $818.0K | <0.1% | −27−2.5% | Reduced | History |
| TTTrane Technologies plc | SHS | 4,735 | $818.0K | <0.1% | +212+4.7% | Added | History |
| ATVIActivision Blizzard, Inc. | COM | 10,582 | $819.0K | <0.1% | +4,364+70.2% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 12,817 | $821.0K | <0.1% | +4,800+59.9% | Added | – |
| First Tr Exch TRD Alphdx FD33737J174 | DEV MRK EX US | 13,473 | $821.0K | <0.1% | +8,957+198.3% | Added | – |
| iShares Inc464286533 | MSCI EMERG MRKT | 13,106 | $821.0K | <0.1% | −317−2.4% | Reduced | – |
| OXYOccidental Petroleum Corp | Stock | 27,790 | $822.0K | <0.1% | +1,403+5.3% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 5,414 | $823.0K | <0.1% | +703+14.9% | Added | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 24,919 | $824.0K | <0.1% | −2,213−8.2% | Reduced | – |
| Schwab US Tips ETF808524870 | ETF | 13,179 | $825.0K | <0.1% | −14,030−51.6% | Reduced | – |
| KRKroger Co | Stock | 20,428 | $826.0K | <0.1% | +1,258+6.6% | Added | History |
| iShares Tr464288752 | US HOME CONS ETF | 12,488 | $826.0K | <0.1% | +2,137+20.6% | Added | – |
| HALHalliburton Co | Stock | 39,015 | $844.0K | <0.1% | −4,724−10.8% | Reduced | History |
| SPDR Series Trust78468R549 | SP O&G EQP SERV | 15,511 | $844.0K | <0.1% | +409+2.7% | Added | – |
| LINLinde PLC | SHS | 2,879 | $845.0K | <0.1% | −356−11.0% | Reduced | History |
| TELTE Connectivity plc | REG SHS | 6,183 | $848.0K | <0.1% | +53+0.9% | Added | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 19,598 | $855.0K | <0.1% | +19,598 | New | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 17,773 | $856.0K | <0.1% | +5,485+44.6% | Added | – |
| JEFJefferies Financial Group Inc. | COM | 23,111 | $858.0K | <0.1% | +23,111 | New | History |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 16,284 | $862.0K | <0.1% | −4,710−22.4% | Reduced | – |
| QSQuantumScape Corp | COM CL A | 35,148 | $863.0K | <0.1% | +15,686+80.6% | Added | History |
| iShares Tr46435G250 | HIGH YLD SYSTM B | 16,690 | $863.0K | <0.1% | +651+4.1% | Added | – |
| iShares Inc464286608 | MSCI EURZONE ETF | 18,021 | $867.0K | <0.1% | +1,243+7.4% | Added | – |
| OCULOcular Therapeutix, Inc | COM | 86,916 | $869.0K | <0.1% | +86,916 | New | History |
| NEMNEWMONT Corp | Stock | 16,078 | $873.0K | <0.1% | +2,846+21.5% | Added | History |
| ELVElevance Health, Inc. | Stock | 2,344 | $874.0K | <0.1% | +703+42.8% | Added | History |
| WisdomTree Tr97717W778 | INTL MIDCAP DV | 13,059 | $874.0K | <0.1% | +158+1.2% | Added | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 11,459 | $874.0K | <0.1% | +7,609+197.6% | Added | – |
| iShares Tr46434V803 | HDG MSCI EAFE | 25,463 | $876.0K | <0.1% | +25,463 | New | – |
| CICigna Group | Stock | 4,392 | $879.0K | <0.1% | +1,260+40.2% | Added | History |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 10,308 | $879.0K | <0.1% | +2,394+30.3% | Added | – |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 34,595 | $879.0K | <0.1% | +12,618+57.4% | Added | History |
| AEEAmeren Corp | COM | 10,871 | $881.0K | <0.1% | +7,754+248.8% | Added | History |
| BGSB&G Foods, Inc. | COM | 29,490 | $881.0K | <0.1% | +29,490 | New | History |
| BHP Group Ltd05545E209 | SPONSORED ADR | 17,457 | $885.0K | <0.1% | +8,658+98.4% | Added | – |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 44,802 | $887.0K | <0.1% | +26,508+144.9% | Added | – |
| GSGiShares S&P GSCI Commodity-Indexed Trust | UNIT BEN INT | 52,980 | $893.0K | <0.1% | +52,980 | New | History |
| ALLAllstate Corp | Stock | 7,023 | $894.0K | <0.1% | +837+13.5% | Added | History |
| Pacer US Small Cap Cash Cows ETF69374H857 | ETF | 21,110 | $895.0K | <0.1% | +14,534+221.0% | Added | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 8,952 | $896.0K | <0.1% | +57+0.6% | Added | – |
| iShares Tr464289875 | CORE 40 MODE ETF | 20,094 | $899.0K | <0.1% | −7,758−27.9% | Reduced | – |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 33,962 | $900.0K | <0.1% | +384+1.1% | Added | – |
| AZOAutoZone Inc | COM | 531 | $902.0K | <0.1% | +65+13.9% | Added | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 112,948 | $908.0K | <0.1% | +92,337+448.0% | Added | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 26,319 | $908.0K | <0.1% | +1,108+4.4% | Added | – |
| SPGIS&P Global Inc. | Stock | 2,141 | $909.0K | <0.1% | −195−8.3% | Reduced | History |
| Amplify Blockchain Technology ETF032108607 | ETF | 20,401 | $911.0K | <0.1% | +2,111+11.5% | Added | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 33,601 | $911.0K | <0.1% | +4,765+16.5% | Added | History |
| MELIMercadolibre Inc | COM | 543 | $912.0K | <0.1% | −75−12.1% | Reduced | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 29,981 | $912.0K | <0.1% | +10,013+50.1% | Added | – |
| BMEBlackRock Health Sciences Trust | COM | 19,171 | $913.0K | <0.1% | +1,036+5.7% | Added | History |
| DEODiageo PLC | SPON ADR NEW | 4,750 | $917.0K | <0.1% | +1,029+27.7% | Added | History |
| Barclays BK PLC06746P431 | ETN LKD 48 | 9,206 | $919.0K | <0.1% | +9,206 | New | – |
| PANWPalo Alto Networks Inc | Stock | 1,930 | $924.0K | <0.1% | +119+6.6% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 42,992 | $926.0K | <0.1% | +14,186+49.2% | Added | – |
| Vanguard Scottsdale FDS92206C730 | VNG RUS1000IDX | 4,631 | $927.0K | <0.1% | +276+6.3% | Added | – |
| CBRECbre Group, Inc. | CL A | 9,527 | $928.0K | <0.1% | +100+1.1% | Added | History |
| TYTRI-CONTINENTAL Corp | COM | 27,791 | $928.0K | <0.1% | +10,502+60.7% | Added | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 36,684 | $954.0K | <0.1% | +394+1.1% | Added | – |
| URIUnited Rentals, Inc. | COM | 2,724 | $956.0K | <0.1% | +51+1.9% | Added | History |
| VLOValero Energy Corp | Stock | 13,609 | $960.0K | <0.1% | +2,721+25.0% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 3,760 | $963.0K | <0.1% | +291+8.4% | Added | History |
| LYVLive Nation Entertainment, Inc. | COM | 10,602 | $966.0K | <0.1% | +4,776+82.0% | Added | History |
| SPCEVirgin Galactic Holdings, Inc | COM | 38,184 | $966.0K | <0.1% | +16,537+76.4% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 74,033 | $976.0K | <0.1% | −1,233−1.6% | Reduced | History |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 10,934 | $978.0K | <0.1% | +709+6.9% | Added | – |
| CTVACorteva, Inc. | Stock | 23,267 | $979.0K | <0.1% | +3,201+16.0% | Added | History |
| ULUnilever PLC | SPON ADR NEW | 18,137 | $983.0K | <0.1% | +522+3.0% | Added | History |
| USOUnited States Oil Fund, LP | UNITS | 18,745 | $985.0K | <0.1% | −493−2.6% | Reduced | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 8,308 | $990.0K | <0.1% | −6,719−44.7% | Reduced | History |
| MKCMcCormick & Co Inc | Stock | 12,391 | $1.00M | <0.1% | −12,545−50.3% | Reduced | History |
| ECLEcolab Inc. | Stock | 4,820 | $1.00M | <0.1% | +1,068+28.5% | Added | History |
| SLBSLB Limited | Stock | 34,003 | $1.01M | <0.1% | +7,236+27.0% | Added | History |
| American Centy ETF Tr025072604 | AVANTIS EMGMKT | 15,626 | $1.01M | <0.1% | +5,044+47.7% | Added | – |
| MFCManulife Financial Corp | COM | 52,723 | $1.01M | <0.1% | +24,385+86.1% | Added | History |
| iShares Tr464287697 | U.S. UTILITS ETF | 12,914 | $1.02M | <0.1% | +1,550+13.6% | Added | – |
| iShares Inc464286681 | MSCI EQUAL WEITE | 12,226 | $1.02M | <0.1% | −7,487−38.0% | Reduced | – |
| Listed FD Tr53656F789 | ROUNDHILL SPORTS | 34,023 | $1.02M | <0.1% | +15,542+84.1% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 46,122 | $1.02M | <0.1% | +28,593+163.1% | Added | – |
| IVZInvesco Ltd. | Stock | 42,525 | $1.02M | <0.1% | +16,762+65.1% | Added | History |
| GLWCorning Inc | COM | 28,099 | $1.02M | <0.1% | +6,426+29.6% | Added | History |
| First Tr Exchng Traded FD VI33740U505 | FT VEST UQ EQT | 30,624 | $1.02M | <0.1% | +2,799+10.1% | Added | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 20,338 | $1.03M | <0.1% | +467+2.4% | Added | – |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 11,816 | $1.03M | <0.1% | +11,816 | New | – |
| Strategy Shares Nasdaq 7HANDL Index ETF86280R506 | ETF | 41,272 | $1.03M | <0.1% | +17,967+77.1% | Added | – |
| First Tr Exchange-Traded Alp33733C108 | SHS ISSUED FRST | 14,823 | $1.04M | <0.1% | +2,979+25.2% | Added | – |
| LYGLloyds Banking Group plc | SPONSORED ADR | 426,507 | $1.04M | <0.1% | −5,300−1.2% | Reduced | History |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| NVDANVIDIA Corp | Stock | $43.0K | – |
| LYVLive Nation Entertainment, Inc. | COM | $34.0K | – |
| SESea Ltd | SPONSORD ADS | $21.0K | – |
| XPEVXpeng Inc. | ADS | $19.0K | – |
| BACBank of America Corp | Stock | $10.0K | – |
| NOCNorthrop Grumman Corp | Stock | $9.00K | – |
| DISWalt Disney Co | Stock | $7.00K | – |
| MSFTMicrosoft Corp | Stock | – | $6.00K |
| EIXEdison International | Stock | $1.00K | – |
Sold out since Q2 2021 (80)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| RNACCartesian Therapeutics, Inc. | COM | 1,106,325 | $4.62M | 0.1% | History |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 42,010 | $4.05M | 0.1% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 81,455 | $3.26M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 297,641 | $2.39M | 0.1% | – |
| iShares Tr46434V787 | YLD OPTIM BD | 92,857 | $2.35M | 0.1% | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 30,966 | $2.17M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 58,504 | $1.54M | <0.1% | – |
| FXFInvesco CurrencyShares Swiss Franc Trust | SWISS FRANC | 12,930 | $1.27M | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 39,133 | $1.25M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 14,679 | $1.21M | <0.1% | – |
| iShares Tr46435U333 | FOCUSD VAL FAC | 20,121 | $1.10M | <0.1% | – |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 34,910 | $916.0K | <0.1% | History |
| iShares Tr46436E536 | US SML CP VALUE | 28,787 | $884.0K | <0.1% | – |
| iShares Tr464288430 | ASIA 50 ETF | 9,541 | $874.0K | <0.1% | – |
| OMFOneMain Holdings, Inc. | COM | 13,600 | $815.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 23,732 | $806.0K | <0.1% | – |
| iShares Tr46429B366 | CMBS ETF | 14,698 | $799.0K | <0.1% | – |
| AIGAmerican International Group, Inc. | Stock | 16,772 | $798.0K | <0.1% | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 2,898 | $736.0K | <0.1% | History |
| TRIPTripAdvisor, Inc. | COM | 16,809 | $677.0K | <0.1% | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 14,557 | $627.0K | <0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 5,266 | $607.0K | <0.1% | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 26,201 | $574.0K | <0.1% | History |
| CACICACI International Inc | CL A | 2,226 | $568.0K | <0.1% | History |
| NEWTNewtekOne, Inc. | COM NEW | 16,100 | $562.0K | <0.1% | History |
| CAFMorgan Stanley China A Share Fund, Inc. | COM | 24,586 | $562.0K | <0.1% | History |
| Global X FDS37950E606 | MSCI CHINA FINCL | 34,494 | $531.0K | <0.1% | – |
| GRWGGrowGeneration Corp. | COM | 10,841 | $521.0K | <0.1% | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 38,426 | $509.0K | <0.1% | History |
| Procure ETF Trust II74280R205 | SPACE ETF | 15,610 | $485.0K | <0.1% | – |
| Northern LTS FD Tr IV66538H534 | INSPIRE 100 ETF | 11,200 | $478.0K | <0.1% | – |
| Global X FDS37950E408 | MSCI CHINA CNSMR | 13,332 | $472.0K | <0.1% | – |
| TERTeradyne, Inc | Stock | 3,326 | $446.0K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 1,816 | $403.0K | <0.1% | History |
| VALEVale S.A. | SPONSORED ADS | 16,684 | $381.0K | <0.1% | History |
| CORNTeucrium Commodity Trust | CORN FD SHS | 16,940 | $362.0K | <0.1% | History |
| MORFMorphic Holding, Inc. | COM | 6,210 | $356.0K | <0.1% | History |
| CFGCitizens Financial Group Inc | COM | 7,750 | $355.0K | <0.1% | History |
| CCAPCrescent Capital BDC, Inc. | COM | 18,800 | $353.0K | <0.1% | History |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 16,000 | $346.0K | <0.1% | History |
| BCBrunswick Corp | COM | 3,466 | $345.0K | <0.1% | History |
| ASANAsana, Inc. | CL A | 5,440 | $337.0K | <0.1% | History |
| MVISMicrovision, Inc. | COM NEW | 19,430 | $325.0K | <0.1% | History |
| PFPTProofpoint Inc | COM | 1,830 | $318.0K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 10,191 | $294.0K | <0.1% | – |
| LFMDLifeMD, Inc. | COM | 24,880 | $293.0K | <0.1% | History |
| JMIAJumia Technologies AG | SPONSORED ADS | 9,615 | $292.0K | <0.1% | History |
| iShares Tr46434V290 | US SML CAP EQT | 4,901 | $269.0K | <0.1% | – |
| NSLRNeostellar Capital Corp. | COM NEW | 19,917 | $269.0K | <0.1% | History |
| FMCFMC Corp | COM NEW | 2,465 | $267.0K | <0.1% | History |
| FSLYFastly, Inc. | CL A | 4,395 | $262.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 4,386 | $251.0K | <0.1% | – |
| Exchange Traded Concepts Tr301505723 | ROBO GBL HLTCR | 4,700 | $226.0K | <0.1% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,750 | $220.0K | <0.1% | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 10,029 | $220.0K | <0.1% | – |
| Northern LTS FD Tr IV66538H641 | INSPIRE SML/ MID | 6,000 | $220.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V605 | DJ INDL AVG DV | 4,999 | $220.0K | <0.1% | – |
| CDMOAvid Bioservices, Inc. | COM | 8,505 | $218.0K | <0.1% | History |
| EEFTEuronet Worldwide, Inc. | COM | 1,590 | $215.0K | <0.1% | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 3,800 | $215.0K | <0.1% | History |
| AVYAvery Dennison Corp | COM | 1,001 | $211.0K | <0.1% | History |
| POSHPoshmark, Inc. | COM CL A | 4,405 | $210.0K | <0.1% | History |
| Global X FDS37954Y392 | VDEO GAM ESPRT | 6,479 | $209.0K | <0.1% | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 6,999 | $206.0K | <0.1% | History |
| SPDR Series Trust78468R747 | ST STR MSCI GEN | 2,031 | $206.0K | <0.1% | – |
| WORKSlack Technologies, Inc. | COM CL A | 4,639 | $206.0K | <0.1% | History |
| UGAUnited States Gasoline Fund, LP | UNITS | 5,705 | $205.0K | <0.1% | History |
| SPDR Series Trust78464A490 | ST STR FTSE ETF | 3,606 | $203.0K | <0.1% | – |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 10,183 | $202.0K | <0.1% | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | 6,625 | $202.0K | <0.1% | History |
| Barclays Bank PLC06746P522 | ETN LKD 48 | 3,040 | $201.0K | <0.1% | – |
| FIXComfort Systems USA Inc | COM | 2,543 | $200.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 1,867 | $200.0K | <0.1% | – |
| CXCemex SAB de CV | SPON ADR NEW | 23,592 | $198.0K | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 14,000 | $179.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 14,100 | $160.0K | <0.1% | History |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 14,648 | $149.0K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | 50,000 | $54.0K | <0.1% | – |
| AHTAshford Hospitality Trust Inc | COM SHS | 11,517 | $53.0K | <0.1% | History |
| TBLTToughbuilt Industries, Inc | COM NEW | 10,000 | $8.00K | <0.1% | History |