Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,399
- +87 vs. Q2 2021
- Portfolio value
- $5.14B
- +$915.3M (+21.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| STLDSteel Dynamics Inc | COM | 4,254 | $249.0K | <0.1% | +413+10.8% | Added | History |
| SAMBoston Beer Co Inc | CL A | 493 | $251.0K | <0.1% | +111+29.1% | Added | History |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 9,668 | $251.0K | <0.1% | +9,668 | New | – |
| Bitfarms Ltd Com09173B107 | Stock | 59,229 | $251.0K | <0.1% | +59,229 | New | – |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 12,465 | $252.0K | <0.1% | +12,465 | New | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 4,570 | $253.0K | <0.1% | +4,570 | New | – |
| INGING Groep NV | SPONSORED ADR | 17,441 | $253.0K | <0.1% | +17,441 | New | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 2,313 | $253.0K | <0.1% | +239+11.5% | Added | – |
| SPDR Series Trust78464A540 | ST STR SP TELCO | 2,654 | $253.0K | <0.1% | +2,654 | New | – |
| CTRClearBridge MLP & Midstream Total Return Fund Inc. | COM | 10,560 | $253.0K | <0.1% | +2,580+32.3% | Added | History |
| JCIJohnson Controls International plc | Stock | 3,726 | $254.0K | <0.1% | −2,999−44.6% | Reduced | History |
| GNLGlobal Net Lease, Inc. | COM NEW | 15,919 | $255.0K | <0.1% | +865+5.7% | Added | History |
| DWTXDogwood Therapeutics, Inc. | COM | 48,432 | $256.0K | <0.1% | +24,216+100.0% | Added | History |
| FIVEFive Below, Inc | COM | 1,453 | $257.0K | <0.1% | 00.0% | Unchanged | History |
| BIIBBiogen Inc. | COM | 910 | $258.0K | <0.1% | −161−15.0% | Reduced | History |
| MCHPMicrochip Technology Inc | Stock | 1,691 | $259.0K | <0.1% | +343+25.4% | Added | History |
| AVIDAvid Technology, Inc. | COM | 9,000 | $260.0K | <0.1% | 00.0% | Unchanged | History |
| BEPBrookfield Renewable Partners L.P. | PARTNERSHIP UNIT | 7,063 | $261.0K | <0.1% | +689+10.8% | Added | History |
| GLADGladstone Capital Corp | COM | 23,115 | $261.0K | <0.1% | −90−0.4% | Reduced | History |
| OPIOffice Properties Income Trust | COM SHS BEN INT | 10,328 | $262.0K | <0.1% | +3,126+43.4% | Added | History |
| CNICanadian National Railway Co | Stock | 2,272 | $263.0K | <0.1% | +2,272 | New | History |
| LITELumentum Holdings Inc. | COM | 3,149 | $263.0K | <0.1% | +427+15.7% | Added | History |
| iShares Tr46435U150 | IBONDS 23 TRM HG | 10,668 | $263.0K | <0.1% | −5,200−32.8% | Reduced | – |
| WDCWestern Digital Corp | COM | 4,674 | $264.0K | <0.1% | +870+22.9% | Added | History |
| JBLJabil Inc | Stock | 4,542 | $265.0K | <0.1% | 00.0% | Unchanged | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 16,700 | $265.0K | <0.1% | +540+3.3% | Added | History |
| MKSIMKS Inc | COM | 1,763 | $266.0K | <0.1% | +215+13.9% | Added | History |
| AAPAdvance Auto Parts Inc | COM | 1,272 | $266.0K | <0.1% | +6+0.5% | Added | History |
| VIAVViavi Solutions Inc. | COM | 16,925 | $266.0K | <0.1% | −554−3.2% | Reduced | History |
| RRyder System Inc | COM | 3,222 | $267.0K | <0.1% | +3,222 | New | History |
| REGRegency Centers Corp | COM | 3,975 | $268.0K | <0.1% | +3,975 | New | History |
| FNFabrinet | SHS | 2,621 | $269.0K | <0.1% | −128−4.7% | Reduced | History |
| VICIVici Properties Inc. | COM | 9,509 | $270.0K | <0.1% | +2,561+36.9% | Added | History |
| STEWSRH Total Return Fund, Inc. | COM | 20,651 | $271.0K | <0.1% | +9,705+88.7% | Added | History |
| VTRVentas, Inc. | REIT | 4,923 | $272.0K | <0.1% | +547+12.5% | Added | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 5,173 | $272.0K | <0.1% | −9,242−64.1% | Reduced | – |
| UAUnder Armour, Inc. | CL C | 15,521 | $272.0K | <0.1% | +1,068+7.4% | Added | History |
| NNNNNN REIT, Inc. | REIT | 6,317 | $273.0K | <0.1% | +1,294+25.8% | Added | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 18,478 | $273.0K | <0.1% | 00.0% | Unchanged | History |
| EXPEExpedia Group, Inc. | Stock | 1,671 | $274.0K | <0.1% | −96−5.4% | Reduced | History |
| MPLXMPLX LP | COM UNIT REP LTD | 9,633 | $274.0K | <0.1% | +1,424+17.3% | Added | History |
| JWNNordstrom Inc | Stock | 10,411 | $275.0K | <0.1% | +10,411 | New | History |
| ZBRAZebra Technologies Corp | CL A | 534 | $275.0K | <0.1% | −335−38.6% | Reduced | History |
| iShares Tr464288653 | 10-20 YR TRS ETF | 1,871 | $275.0K | <0.1% | +1,871 | New | – |
| BYNDBeyond Meat, Inc. | COM | 2,617 | $275.0K | <0.1% | +344+15.1% | Added | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 4,215 | $276.0K | <0.1% | −63−1.5% | Reduced | – |
| Pacer FDS Tr69374H709 | GLOBL CASH ETF | 9,227 | $276.0K | <0.1% | +9,227 | New | – |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 3,848 | $276.0K | <0.1% | −20−0.5% | Reduced | – |
| DGXQuest Diagnostics Inc | COM | 1,900 | $276.0K | <0.1% | −65−3.3% | Reduced | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 5,054 | $277.0K | <0.1% | +1,277+33.8% | Added | – |
| Northern LTS FD Tr III66538R730 | HCM DEFEN 500 | 6,920 | $277.0K | <0.1% | +6,920 | New | – |
| JFRNuveen Floating Rate Income Fund | COM | 27,530 | $277.0K | <0.1% | 00.0% | Unchanged | History |
| APPNAppian Corp | CL A | 2,997 | $277.0K | <0.1% | +831+38.4% | Added | History |
| CONECyrusOne Holdco LLC | COM | 3,572 | $277.0K | <0.1% | +3,572 | New | History |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 8,689 | $278.0K | <0.1% | +8,689 | New | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 6,089 | $278.0K | <0.1% | +930+18.0% | Added | History |
| ALLEAllegion plc | ORD SHS | 2,109 | $279.0K | <0.1% | +26+1.2% | Added | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 4,957 | $279.0K | <0.1% | +4,957 | New | – |
| MAINMain Street Capital CORP | CEF | 6,808 | $280.0K | <0.1% | +6,808 | New | History |
| iShares Tr46432F859 | CORE 1 5 YR USD | 5,477 | $280.0K | <0.1% | −4,049−42.5% | Reduced | – |
| iShares Tr46436E544 | ESG SELE SCR ETF | 7,276 | $280.0K | <0.1% | 00.0% | Unchanged | – |
| ILMNIllumina, Inc. | COM | 691 | $280.0K | <0.1% | +86+14.2% | Added | History |
| iShares Inc464286657 | MSCI BIC ETF | 5,834 | $281.0K | <0.1% | −28−0.5% | Reduced | – |
| CASYCaseys General Stores Inc | COM | 1,499 | $282.0K | <0.1% | +1,499 | New | History |
| iShares Tr46436E551 | ESG SELECT SCRE | 7,803 | $282.0K | <0.1% | 00.0% | Unchanged | – |
| ITGartner Inc | COM | 930 | $283.0K | <0.1% | −16−1.7% | Reduced | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 18,875 | $283.0K | <0.1% | +7,054+59.7% | Added | History |
| JJacobs Solutions Inc. | COM | 2,134 | $283.0K | <0.1% | +575+36.9% | Added | History |
| KEYSKeysight Technologies, Inc. | Stock | 1,732 | $285.0K | <0.1% | +72+4.3% | Added | History |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 7,142 | $286.0K | <0.1% | +1,320+22.7% | Added | – |
| JKHYJack Henry & Associates Inc | Stock | 1,752 | $287.0K | <0.1% | +509+40.9% | Added | History |
| NETCloudflare, Inc. | CL A COM | 2,548 | $287.0K | <0.1% | +255+11.1% | Added | History |
| iShares Inc464286665 | MSCI PAC JP ETF | 5,902 | $288.0K | <0.1% | 00.0% | Unchanged | – |
| DBEInvesco DB Energy Fund | ENERGY FD | 17,000 | $288.0K | <0.1% | −80,815−82.6% | Reduced | History |
| First Tr Exchng Traded FD VI33740U802 | FT VEST U.S. | 9,398 | $288.0K | <0.1% | −107,787−92.0% | Reduced | – |
| CAHCardinal Health Inc | Stock | 5,838 | $289.0K | <0.1% | +5,838 | New | History |
| IFFInternational Flavors & Fragrances Inc | COM | 2,164 | $289.0K | <0.1% | +169+8.5% | Added | History |
| LSCCLattice Semiconductor Corp | COM | 4,485 | $290.0K | <0.1% | −475−9.6% | Reduced | History |
| Innovator ETFs Trust45782C755 | US EQTY BUFR JUN | 8,851 | $290.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V811 | DORSEY WRGT TECH | 1,933 | $290.0K | <0.1% | +531+37.9% | Added | – |
| GLPGlobal Partners LP | COM UNITS | 13,728 | $291.0K | <0.1% | +13,728 | New | History |
| WisdomTree Tr97717Y808 | YIELD ENHANCED | 5,724 | $292.0K | <0.1% | +5,724 | New | – |
| DFSDiscover Financial Services | COM | 2,388 | $293.0K | <0.1% | +291+13.9% | Added | History |
| MCKMcKesson Corp | Stock | 1,477 | $295.0K | <0.1% | +85+6.1% | Added | History |
| Amplify ETF Tr032108847 | CEF HIGH INCOME | 17,556 | $295.0K | <0.1% | −236−1.3% | Reduced | – |
| GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust | COM | 12,040 | $295.0K | <0.1% | +1,993+19.8% | Added | History |
| ABRArbor Realty Trust Inc | COM | 15,896 | $295.0K | <0.1% | +635+4.2% | Added | History |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 5,800 | $296.0K | <0.1% | −19−0.3% | Reduced | – |
| TRMKTrustmark Corp | COM | 9,188 | $296.0K | <0.1% | 00.0% | Unchanged | History |
| LSILife Storage, Inc. | COM | 2,579 | $296.0K | <0.1% | 00.0% | Unchanged | History |
| SPDR Ser Tr78468R648 | S&P KENSHO NEW | 4,858 | $296.0K | <0.1% | +11+0.2% | Added | – |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | 7,794 | $297.0K | <0.1% | −6,700−46.2% | Reduced | – |
| iShares Tr46435U135 | CYBERSECURITY | 6,828 | $297.0K | <0.1% | +6,828 | New | – |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 12,820 | $298.0K | <0.1% | −1,000−7.2% | Reduced | History |
| GPNGlobal Payments Inc | Stock | 1,895 | $299.0K | <0.1% | +425+28.9% | Added | History |
| BGBunge Global SA | COM | 3,675 | $299.0K | <0.1% | +3,675 | New | History |
| DHIHorton D R Inc | COM | 3,588 | $301.0K | <0.1% | +382+11.9% | Added | History |
| iShares Tr46434V381 | FUTU EXPO TE ETF | 4,805 | $301.0K | <0.1% | +1,494+45.1% | Added | – |
| WisdomTree Tr97717W547 | US VALUE FD | 5,080 | $301.0K | <0.1% | +5,080 | New | – |
| YUMCYum China Holdings, Inc. | COM | 5,202 | $302.0K | <0.1% | +265+5.4% | Added | History |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| NVDANVIDIA Corp | Stock | $43.0K | – |
| LYVLive Nation Entertainment, Inc. | COM | $34.0K | – |
| SESea Ltd | SPONSORD ADS | $21.0K | – |
| XPEVXpeng Inc. | ADS | $19.0K | – |
| BACBank of America Corp | Stock | $10.0K | – |
| NOCNorthrop Grumman Corp | Stock | $9.00K | – |
| DISWalt Disney Co | Stock | $7.00K | – |
| MSFTMicrosoft Corp | Stock | – | $6.00K |
| EIXEdison International | Stock | $1.00K | – |
Sold out since Q2 2021 (80)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| RNACCartesian Therapeutics, Inc. | COM | 1,106,325 | $4.62M | 0.1% | History |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 42,010 | $4.05M | 0.1% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 81,455 | $3.26M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 297,641 | $2.39M | 0.1% | – |
| iShares Tr46434V787 | YLD OPTIM BD | 92,857 | $2.35M | 0.1% | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 30,966 | $2.17M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 58,504 | $1.54M | <0.1% | – |
| FXFInvesco CurrencyShares Swiss Franc Trust | SWISS FRANC | 12,930 | $1.27M | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 39,133 | $1.25M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 14,679 | $1.21M | <0.1% | – |
| iShares Tr46435U333 | FOCUSD VAL FAC | 20,121 | $1.10M | <0.1% | – |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 34,910 | $916.0K | <0.1% | History |
| iShares Tr46436E536 | US SML CP VALUE | 28,787 | $884.0K | <0.1% | – |
| iShares Tr464288430 | ASIA 50 ETF | 9,541 | $874.0K | <0.1% | – |
| OMFOneMain Holdings, Inc. | COM | 13,600 | $815.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 23,732 | $806.0K | <0.1% | – |
| iShares Tr46429B366 | CMBS ETF | 14,698 | $799.0K | <0.1% | – |
| AIGAmerican International Group, Inc. | Stock | 16,772 | $798.0K | <0.1% | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 2,898 | $736.0K | <0.1% | History |
| TRIPTripAdvisor, Inc. | COM | 16,809 | $677.0K | <0.1% | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 14,557 | $627.0K | <0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 5,266 | $607.0K | <0.1% | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 26,201 | $574.0K | <0.1% | History |
| CACICACI International Inc | CL A | 2,226 | $568.0K | <0.1% | History |
| NEWTNewtekOne, Inc. | COM NEW | 16,100 | $562.0K | <0.1% | History |
| CAFMorgan Stanley China A Share Fund, Inc. | COM | 24,586 | $562.0K | <0.1% | History |
| Global X FDS37950E606 | MSCI CHINA FINCL | 34,494 | $531.0K | <0.1% | – |
| GRWGGrowGeneration Corp. | COM | 10,841 | $521.0K | <0.1% | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 38,426 | $509.0K | <0.1% | History |
| Procure ETF Trust II74280R205 | SPACE ETF | 15,610 | $485.0K | <0.1% | – |
| Northern LTS FD Tr IV66538H534 | INSPIRE 100 ETF | 11,200 | $478.0K | <0.1% | – |
| Global X FDS37950E408 | MSCI CHINA CNSMR | 13,332 | $472.0K | <0.1% | – |
| TERTeradyne, Inc | Stock | 3,326 | $446.0K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 1,816 | $403.0K | <0.1% | History |
| VALEVale S.A. | SPONSORED ADS | 16,684 | $381.0K | <0.1% | History |
| CORNTeucrium Commodity Trust | CORN FD SHS | 16,940 | $362.0K | <0.1% | History |
| MORFMorphic Holding, Inc. | COM | 6,210 | $356.0K | <0.1% | History |
| CFGCitizens Financial Group Inc | COM | 7,750 | $355.0K | <0.1% | History |
| CCAPCrescent Capital BDC, Inc. | COM | 18,800 | $353.0K | <0.1% | History |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 16,000 | $346.0K | <0.1% | History |
| BCBrunswick Corp | COM | 3,466 | $345.0K | <0.1% | History |
| ASANAsana, Inc. | CL A | 5,440 | $337.0K | <0.1% | History |
| MVISMicrovision, Inc. | COM NEW | 19,430 | $325.0K | <0.1% | History |
| PFPTProofpoint Inc | COM | 1,830 | $318.0K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 10,191 | $294.0K | <0.1% | – |
| LFMDLifeMD, Inc. | COM | 24,880 | $293.0K | <0.1% | History |
| JMIAJumia Technologies AG | SPONSORED ADS | 9,615 | $292.0K | <0.1% | History |
| iShares Tr46434V290 | US SML CAP EQT | 4,901 | $269.0K | <0.1% | – |
| NSLRNeostellar Capital Corp. | COM NEW | 19,917 | $269.0K | <0.1% | History |
| FMCFMC Corp | COM NEW | 2,465 | $267.0K | <0.1% | History |
| FSLYFastly, Inc. | CL A | 4,395 | $262.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 4,386 | $251.0K | <0.1% | – |
| Exchange Traded Concepts Tr301505723 | ROBO GBL HLTCR | 4,700 | $226.0K | <0.1% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,750 | $220.0K | <0.1% | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 10,029 | $220.0K | <0.1% | – |
| Northern LTS FD Tr IV66538H641 | INSPIRE SML/ MID | 6,000 | $220.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V605 | DJ INDL AVG DV | 4,999 | $220.0K | <0.1% | – |
| CDMOAvid Bioservices, Inc. | COM | 8,505 | $218.0K | <0.1% | History |
| EEFTEuronet Worldwide, Inc. | COM | 1,590 | $215.0K | <0.1% | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 3,800 | $215.0K | <0.1% | History |
| AVYAvery Dennison Corp | COM | 1,001 | $211.0K | <0.1% | History |
| POSHPoshmark, Inc. | COM CL A | 4,405 | $210.0K | <0.1% | History |
| Global X FDS37954Y392 | VDEO GAM ESPRT | 6,479 | $209.0K | <0.1% | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 6,999 | $206.0K | <0.1% | History |
| SPDR Series Trust78468R747 | ST STR MSCI GEN | 2,031 | $206.0K | <0.1% | – |
| WORKSlack Technologies, Inc. | COM CL A | 4,639 | $206.0K | <0.1% | History |
| UGAUnited States Gasoline Fund, LP | UNITS | 5,705 | $205.0K | <0.1% | History |
| SPDR Series Trust78464A490 | ST STR FTSE ETF | 3,606 | $203.0K | <0.1% | – |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 10,183 | $202.0K | <0.1% | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | 6,625 | $202.0K | <0.1% | History |
| Barclays Bank PLC06746P522 | ETN LKD 48 | 3,040 | $201.0K | <0.1% | – |
| FIXComfort Systems USA Inc | COM | 2,543 | $200.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 1,867 | $200.0K | <0.1% | – |
| CXCemex SAB de CV | SPON ADR NEW | 23,592 | $198.0K | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 14,000 | $179.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 14,100 | $160.0K | <0.1% | History |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 14,648 | $149.0K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | 50,000 | $54.0K | <0.1% | – |
| AHTAshford Hospitality Trust Inc | COM SHS | 11,517 | $53.0K | <0.1% | History |
| TBLTToughbuilt Industries, Inc | COM NEW | 10,000 | $8.00K | <0.1% | History |