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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,399
+87 vs. Q2 2021
Portfolio value
$5.14B
+$915.3M (+21.7%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Cetera Advisors LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AEPAmerican Electric Power Co IncStock17,274$1.40M<0.1%+509+3.0%AddedHistory
First Tr Exchng Traded FD VI33740F714FT VEST US EQT41,808$1.40M<0.1%+16,500+65.2%Added–
GNTXGentex CorpCOM42,728$1.41M<0.1%−771−1.8%ReducedHistory
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER14,749$1.42M<0.1%+6,790+85.3%Added–
PLTRPalantir Technologies Inc.Stock59,142$1.42M<0.1%+42,309+251.3%AddedHistory
iShares Tr464288208MRGSTR MD CP ETF21,595$1.44M<0.1%+7,275+50.8%Added–
KIMKimco Realty CorpCOM69,708$1.45M<0.1%+69,708NewHistory
Enerplus Corp292766102COM181,550$1.45M<0.1%−8,300−4.4%Reduced–
NVAXNovavax IncCOM NEW7,032$1.46M<0.1%+309+4.6%AddedHistory
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM66,609$1.46M<0.1%+20,306+43.9%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN152,381$1.46M<0.1%−2,734−1.8%ReducedHistory
TTDTrade Desk, Inc.Stock20,861$1.47M<0.1%+11,254+117.1%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF29,101$1.47M<0.1%+6,597+29.3%Added–
CTASCintas CorpStock3,869$1.47M<0.1%+96+2.5%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF11,020$1.47M<0.1%+556+5.3%Added–
iShares Tr464288588MBS ETF13,648$1.48M<0.1%+574+4.4%Added–
RBLXRoblox CorpStock19,582$1.48M<0.1%+11,242+134.8%AddedHistory
SPDR Ser Tr78468R655S&P KENSHO CLEAN15,741$1.48M<0.1%+3,296+26.5%Added–
ROKURoku, IncCOM CL A4,740$1.49M<0.1%+1,585+50.2%AddedHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY24,434$1.49M<0.1%+3,747+18.1%Added–
iShares Tr464288802ESG OPTIMIZED15,543$1.49M<0.1%+4,009+34.8%Added–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH12,614$1.50M<0.1%+1,676+15.3%Added–
iShares Semiconductor ETF464287523ETF3,414$1.52M<0.1%+2,124+164.7%Added–
PENNPENN Entertainment, Inc.COM21,130$1.53M<0.1%+11,800+126.5%AddedHistory
iShares Tr46435G474FALN ANGLS USD51,023$1.54M<0.1%+9,013+21.5%Added–
iShares Tr46436E502US TECH BRKTHR37,412$1.54M<0.1%+29,518+373.9%Added–
LNTAlliant Energy CorpStock27,564$1.54M<0.1%+11,715+73.9%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF39,571$1.55M<0.1%+17,387+78.4%Added–
WELLWelltower Inc.REIT18,867$1.55M<0.1%+5,163+37.7%AddedHistory
CMGChipotle Mexican Grill IncCOM864$1.57M<0.1%−41−4.5%ReducedHistory
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM57,184$1.57M<0.1%+24,094+72.8%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10047,790$1.58M<0.1%+16,839+54.4%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF15,764$1.59M<0.1%−1,019−6.1%Reduced–
iShares Tr464287119MORNINGSTAR GRWT24,227$1.59M<0.1%−439−1.8%Reduced–
iShares Tr4642886613 7 YR TREAS BD12,205$1.59M<0.1%+267+2.2%Added–
ETF Ser Solutions26922A172NATIONWIDE RSK57,861$1.59M<0.1%+18,527+47.1%Added–
iShares Tr46435G524INTL DIV GRWTH24,474$1.60M<0.1%−4,798−16.4%Reduced–
DALDelta Air Lines, Inc.COM NEW37,584$1.60M<0.1%−569−1.5%ReducedHistory
TWLOTwilio IncCL A5,032$1.60M<0.1%+1,907+61.0%AddedHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB75,170$1.61M<0.1%+52,080+225.6%Added–
ITWIllinois Tool Works IncStock7,820$1.62M<0.1%+3,281+72.3%AddedHistory
SPDR Series Trust78468R804ST STR R1K LOWV12,169$1.62M<0.1%−300−2.4%Reduced–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF62,830$1.63M<0.1%+62,830New–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund70,783$1.63M<0.1%+32,100+83.0%Added–
HPFJohn Hancock Preferred Income Fund IICOM75,123$1.63M<0.1%−33,468−30.8%ReducedHistory
NAZNuveen Arizona Quality Municipal Income FundCOM104,283$1.64M<0.1%+2,646+2.6%AddedHistory
First Trust Cloud Computing ETF33734X192ETF15,645$1.65M<0.1%+2,440+18.5%Added–
CHDChurch & Dwight Co IncCOM20,115$1.66M<0.1%−547−2.6%ReducedHistory
SLViShares Silver TrustETF81,584$1.67M<0.1%+19,312+31.0%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF15,574$1.68M<0.1%+1,431+10.1%Added–
Franklin ETF Tr353506108SHRT DUR US GOVT17,735$1.68M<0.1%−8,600−32.7%Reduced–
Pacer FDS Tr69374H741DATA AND INFRAST43,442$1.69M<0.1%+5,678+15.0%Added–
Innovator ETFs Trust45782C680US EQTY PWR BF57,968$1.69M<0.1%−3,285−5.4%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF25,124$1.70M<0.1%+761+3.1%Added–
NSCNorfolk Southern CorpStock7,090$1.70M<0.1%+2,829+66.4%AddedHistory
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG70,389$1.71M<0.1%+70,389New–
Global X FDS37954Y715RBTCS ARTFL INTE47,098$1.72M<0.1%+4,251+9.9%Added–
COPConocoPhillipsStock25,444$1.72M<0.1%−1,861−6.8%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM19,523$1.74M<0.1%+6,664+51.8%AddedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF49,170$1.76M<0.1%+35,041+248.0%Added–
VODVodafone Group Public Ltd CoADR114,657$1.77M<0.1%+52,480+84.4%AddedHistory
Vanguard Communication Services ETF92204A884ETF12,631$1.78M<0.1%+3,420+37.1%Added–
ProShares Tr74347B169ONLINE RTL ETF27,486$1.80M<0.1%+1,532+5.9%Added–
SPGSimon Property Group Inc.REIT13,888$1.80M<0.1%+2,355+20.4%AddedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF39,521$1.81M<0.1%+4,897+14.1%Added–
EVAEnviva, LLCCOM UNIT33,515$1.81M<0.1%+25,725+330.2%AddedHistory
iShares Tr46435G102CONV BD ETF18,209$1.82M<0.1%−2,772−13.2%Reduced–
WisdomTree Tr97717W604US SMALLCAP DIVD59,283$1.83M<0.1%+5,959+11.2%Added–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT36,621$1.83M<0.1%+2,365+6.9%AddedHistory
SPDR Index Shs FDS78463X202ST STR EU 50 ETF40,530$1.84M<0.1%−777−1.9%Reduced–
CARRCarrier Global CorpStock35,633$1.84M<0.1%+6,848+23.8%AddedHistory
WisdomTree Tr97717W505US MIDCAP DIVID44,874$1.86M<0.1%−7,056−13.6%Reduced–
iShares Tr464287333GLOBAL FINLS ETF23,741$1.86M<0.1%−611−2.5%Reduced–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM127,931$1.86M<0.1%+52,836+70.4%AddedHistory
BDXBecton Dickinson & CoStock7,596$1.87M<0.1%+656+9.5%AddedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF37,831$1.87M<0.1%−14,202−27.3%Reduced–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF13,409$1.87M<0.1%+2,270+20.4%Added–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF61,224$1.91M<0.1%+253+0.4%Added–
LECOLincoln Electric Holdings IncCOM14,900$1.92M<0.1%+705+5.0%AddedHistory
KMBKimberly Clark CorpStock14,536$1.93M<0.1%+1,377+10.5%AddedHistory
KHCKraft Heinz CoStock52,692$1.94M<0.1%+21,729+70.2%AddedHistory
LRCXLam Research CorpCOM3,410$1.94M<0.1%+339+11.0%AddedHistory
First Tr Exchng Traded FD VI33740F722FT VEST US EQT53,814$1.95M<0.1%+26,001+93.5%Added–
SHWSherwin Williams CoCOM6,992$1.96M<0.1%+461+7.1%AddedHistory
SESea LtdSPONSORD ADS6,156$1.96M<0.1%+2,405+64.1%AddedHistory
CZRCaesars Entertainment, Inc.COM17,530$1.97M<0.1%+8,813+101.1%AddedHistory
WisdomTree Tr97717Y691CLOUD COMPUTNG34,500$1.99M<0.1%+2,731+8.6%Added–
ProShares Tr74347X849SHRT 20+YR TRE119,700$2.00M<0.1%−31,700−20.9%Reduced–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT6,738$2.01M<0.1%00.0%Unchanged–
iShares Tr464288281JPMORGAN USD EMG18,483$2.03M<0.1%+1,709+10.2%Added–
KEYKeycorpCOM94,133$2.04M<0.1%+31,574+50.5%AddedHistory
Goldman Sachs ETF Tr381430602ACTIVEBETA US32,500$2.05M<0.1%+8,069+33.0%Added–
TSCOTractor Supply CoCOM10,138$2.05M<0.1%+7,200+245.1%AddedHistory
GRPNGroupon, Inc.COM NEW90,112$2.06M<0.1%+53,698+147.5%AddedHistory
BRK.ABerkshire Hathaway IncCL A5$2.06M<0.1%00.0%UnchangedHistory
IGRCbre Global Real Estate Income FundCOM246,352$2.06M<0.1%−1,330−0.5%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW2,080$2.07M<0.1%+767+58.4%AddedHistory
AXPAmerican Express CoStock12,439$2.08M<0.1%+1,738+16.2%AddedHistory
iShares Tr464287572GLOBAL 100 ETF29,367$2.09M<0.1%+11,844+67.6%Added–
PNCPNC Financial Services Group, Inc.Stock10,686$2.09M<0.1%+1,043+10.8%AddedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2021
SecurityClassPutsCalls
NVDANVIDIA CorpStock$43.0K–
LYVLive Nation Entertainment, Inc.COM$34.0K–
SESea LtdSPONSORD ADS$21.0K–
XPEVXpeng Inc.ADS$19.0K–
BACBank of America CorpStock$10.0K–
NOCNorthrop Grumman CorpStock$9.00K–
DISWalt Disney CoStock$7.00K–
MSFTMicrosoft CorpStock–$6.00K
EIXEdison InternationalStock$1.00K–

Sold out since Q2 2021 (80)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
RNACCartesian Therapeutics, Inc.COM1,106,325$4.62M0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B42,010$4.05M0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$3.26M0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$2.39M0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$2.35M0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$2.17M0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$1.54M<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$1.27M<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT39,133$1.25M<0.1%History
iShares Tr46429B671MSCI CHINA ETF14,679$1.21M<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$1.10M<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$916.0K<0.1%History
iShares Tr46436E536US SML CP VALUE28,787$884.0K<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$874.0K<0.1%–
OMFOneMain Holdings, Inc.COM13,600$815.0K<0.1%History
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$806.0K<0.1%–
iShares Tr46429B366CMBS ETF14,698$799.0K<0.1%–
AIGAmerican International Group, Inc.Stock16,772$798.0K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM2,898$736.0K<0.1%History
TRIPTripAdvisor, Inc.COM16,809$677.0K<0.1%History
SPDR Series Trust78464A755ST STR SP METAL14,557$627.0K<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$607.0K<0.1%History
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$574.0K<0.1%History
CACICACI International IncCL A2,226$568.0K<0.1%History
NEWTNewtekOne, Inc.COM NEW16,100$562.0K<0.1%History
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$562.0K<0.1%History
Global X FDS37950E606MSCI CHINA FINCL34,494$531.0K<0.1%–
GRWGGrowGeneration Corp.COM10,841$521.0K<0.1%History
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$509.0K<0.1%History
Procure ETF Trust II74280R205SPACE ETF15,610$485.0K<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$478.0K<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$472.0K<0.1%–
TERTeradyne, IncStock3,326$446.0K<0.1%History
NVCRNovoCure LtdORD SHS1,816$403.0K<0.1%History
VALEVale S.A.SPONSORED ADS16,684$381.0K<0.1%History
CORNTeucrium Commodity TrustCORN FD SHS16,940$362.0K<0.1%History
MORFMorphic Holding, Inc.COM6,210$356.0K<0.1%History
CFGCitizens Financial Group IncCOM7,750$355.0K<0.1%History
CCAPCrescent Capital BDC, Inc.COM18,800$353.0K<0.1%History
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$346.0K<0.1%History
BCBrunswick CorpCOM3,466$345.0K<0.1%History
ASANAsana, Inc.CL A5,440$337.0K<0.1%History
MVISMicrovision, Inc.COM NEW19,430$325.0K<0.1%History
PFPTProofpoint IncCOM1,830$318.0K<0.1%History
Churchill Capital Corp IV171439102CL A10,191$294.0K<0.1%–
LFMDLifeMD, Inc.COM24,880$293.0K<0.1%History
JMIAJumia Technologies AGSPONSORED ADS9,615$292.0K<0.1%History
iShares Tr46434V290US SML CAP EQT4,901$269.0K<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$269.0K<0.1%History
FMCFMC CorpCOM NEW2,465$267.0K<0.1%History
FSLYFastly, Inc.CL A4,395$262.0K<0.1%History
iShares Tr464288851US OIL GS EX ETF4,386$251.0K<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$226.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$220.0K<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$220.0K<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$220.0K<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$220.0K<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$218.0K<0.1%History
EEFTEuronet Worldwide, Inc.COM1,590$215.0K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$215.0K<0.1%History
AVYAvery Dennison CorpCOM1,001$211.0K<0.1%History
POSHPoshmark, Inc.COM CL A4,405$210.0K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT6,479$209.0K<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$206.0K<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN2,031$206.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$206.0K<0.1%History
UGAUnited States Gasoline Fund, LPUNITS5,705$205.0K<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF3,606$203.0K<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$202.0K<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$202.0K<0.1%History
Barclays Bank PLC06746P522ETN LKD 483,040$201.0K<0.1%–
FIXComfort Systems USA IncCOM2,543$200.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$200.0K<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$198.0K<0.1%History
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$179.0K<0.1%History
ALDXAldeyra Therapeutics, Inc.COM14,100$160.0K<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$149.0K<0.1%History
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$54.0K<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$53.0K<0.1%History
TBLTToughbuilt Industries, IncCOM NEW10,000$8.00K<0.1%History