Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 42,628 | $1.15M | <0.1% | −1,144−2.6% | Reduced | – |
| SWKSSkyworks Solutions, Inc. | Stock | 5,997 | $1.15M | <0.1% | +320+5.6% | Added | History |
| ZTSZoetis Inc. | Stock | 6,161 | $1.15M | <0.1% | +374+6.5% | Added | History |
| WELLWelltower Inc. | REIT | 13,704 | $1.14M | <0.1% | −59−0.4% | Reduced | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 22,504 | $1.13M | <0.1% | +2,476+12.4% | Added | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 42,966 | $1.13M | <0.1% | −1,645−3.7% | Reduced | – |
| NSCNorfolk Southern Corp | Stock | 4,261 | $1.13M | <0.1% | +983+30.0% | Added | History |
| BCVBancroft Fund Ltd | COM | 35,201 | $1.13M | <0.1% | +14,942+73.8% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 17,634 | $1.12M | <0.1% | +1,781+11.2% | Added | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 19,495 | $1.12M | <0.1% | +106+0.5% | Added | – |
| DDDuPont de Nemours, Inc. | COM | 14,326 | $1.11M | <0.1% | +475+3.4% | Added | History |
| ETF Ser Solutions26922A172 | NATIONWIDE RSK | 39,334 | $1.11M | <0.1% | +11,874+43.2% | Added | – |
| iShares Tr46435U333 | FOCUSD VAL FAC | 20,121 | $1.10M | <0.1% | +20,121 | New | – |
| iShares Tr464288802 | ESG OPTIMIZED | 11,534 | $1.10M | <0.1% | +1,072+10.2% | Added | – |
| LYGLloyds Banking Group plc | SPONSORED ADR | 431,807 | $1.10M | <0.1% | +27,247+6.7% | Added | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 12,859 | $1.10M | <0.1% | +738+6.1% | Added | History |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 15,673 | $1.09M | <0.1% | +649+4.3% | AddedConverted for a 4-for-1 split | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 9,842 | $1.09M | <0.1% | −2,663−21.3% | Reduced | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 14,677 | $1.09M | <0.1% | +512+3.6% | Added | – |
| UBERUber Technologies, Inc | Stock | 21,582 | $1.08M | <0.1% | +4,840+28.9% | Added | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 10,391 | $1.07M | <0.1% | +562+5.7% | Added | History |
| ROKRockwell Automation, Inc | Stock | 3,730 | $1.07M | <0.1% | −3−0.1% | Reduced | History |
| VODVodafone Group Public Ltd Co | ADR | 62,177 | $1.06M | <0.1% | −444−0.7% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 30,951 | $1.06M | <0.1% | −255−0.8% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 19,606 | $1.05M | <0.1% | −1,396−6.6% | Reduced | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 4,430 | $1.05M | <0.1% | +128+3.0% | Added | – |
| TDYTeledyne Technologies Inc | COM | 2,474 | $1.04M | <0.1% | +191+8.4% | Added | History |
| Etfis Ser Tr I26923G707 | VIRTUS NEWFLEET | 40,595 | $1.03M | <0.1% | +2,225+5.8% | Added | – |
| MMDNYLI MacKay DefinedTerm Muni Opportunities Fund | COM | 46,303 | $1.03M | <0.1% | +58+0.1% | Added | History |
| SESea Ltd | SPONSORD ADS | 3,751 | $1.03M | <0.1% | +443+13.4% | Added | History |
| ULUnilever PLC | SPON ADR NEW | 17,615 | $1.03M | <0.1% | +831+5.0% | Added | History |
| DGDollar General Corp | COM | 4,739 | $1.02M | <0.1% | +308+7.0% | Added | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 5,937 | $1.02M | <0.1% | +663+12.6% | Added | – |
| STZConstellation Brands, Inc. | Stock | 4,378 | $1.02M | <0.1% | +263+6.4% | Added | History |
| Alps ETF Tr00162Q478 | DISRUPTIVE TECH | 21,033 | $1.02M | <0.1% | +4,281+25.6% | Added | – |
| ITWIllinois Tool Works Inc | Stock | 4,539 | $1.01M | <0.1% | +126+2.9% | Added | History |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 6,291 | $1.01M | <0.1% | −59−0.9% | Reduced | – |
| OTISOtis Worldwide Corp | Stock | 12,391 | $1.01M | <0.1% | +891+7.7% | Added | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 15,027 | $1.01M | <0.1% | +11,003+273.4% | Added | History |
| HALHalliburton Co | Stock | 43,739 | $1.01M | <0.1% | +5,562+14.6% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 1,804 | $1.01M | <0.1% | −10−0.6% | Reduced | History |
| DLRDigital Realty Trust, Inc. | COM | 6,700 | $1.01M | <0.1% | −166−2.4% | Reduced | History |
| PPLPPL Corp | COM | 35,993 | $1.01M | <0.1% | +1,972+5.8% | Added | History |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 9,160 | $1.01M | <0.1% | +6,452+238.3% | Added | – |
| First Tr Exchng Traded FD VI33740F722 | FT VEST US EQT | 27,813 | $1.00M | <0.1% | +19,595+238.4% | Added | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 19,871 | $1.00M | <0.1% | +30+0.2% | Added | – |
| BALLBALL Corp | COM | 12,329 | $999.0K | <0.1% | +189+1.6% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 3,469 | $998.0K | <0.1% | +601+21.0% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 75,266 | $998.0K | <0.1% | +52,750+234.3% | Added | History |
| LILi Auto Inc. | SPONSORED ADS | 28,499 | $996.0K | <0.1% | +16,232+132.3% | Added | History |
| SPCEVirgin Galactic Holdings, Inc | COM | 21,647 | $996.0K | <0.1% | +582+2.8% | Added | History |
| TFCTruist Financial Corp | COM | 17,929 | $995.0K | <0.1% | +1,557+9.5% | Added | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 16,505 | $989.0K | <0.1% | +6,819+70.4% | Added | History |
| MSMorgan Stanley | Stock | 10,719 | $980.0K | <0.1% | −137−1.3% | Reduced | History |
| Vanguard Utilities ETF92204A876 | ETF | 7,060 | $980.0K | <0.1% | +518+7.9% | Added | – |
| GILDGilead Sciences, Inc. | Stock | 14,209 | $978.0K | <0.1% | +34+0.2% | Added | History |
| WKHSWorkhorse Group Inc. | COM NEW | 58,387 | $969.0K | <0.1% | +38,640+195.7% | Added | History |
| MELIMercadolibre Inc | COM | 618 | $963.0K | <0.1% | +208+50.7% | Added | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 15,860 | $963.0K | <0.1% | +6,046+61.6% | Added | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 14,320 | $960.0K | <0.1% | −4,996−25.9% | ReducedConverted for a 4-for-1 split | – |
| USOUnited States Oil Fund, LP | UNITS | 19,238 | $960.0K | <0.1% | −377−1.9% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 2,336 | $959.0K | <0.1% | −39−1.6% | Reduced | History |
| PLUGPlug Power Inc | Stock | 28,008 | $958.0K | <0.1% | +8,937+46.9% | Added | History |
| URGUr-Energy Inc | COM | 682,860 | $956.0K | <0.1% | +66,851+10.9% | Added | History |
| CGCCanopy Growth Corp | COM | 39,500 | $956.0K | <0.1% | −10,891−21.6% | Reduced | History |
| iShares Tr464287861 | EUROPE ETF | 17,924 | $955.0K | <0.1% | +13,726+327.0% | Added | – |
| ZMZoom Communications, Inc. | Stock | 2,448 | $947.0K | <0.1% | −625−20.3% | Reduced | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 36,290 | $946.0K | <0.1% | +2,572+7.6% | Added | – |
| Atlantica Sustainable Infr PG0751N103 | SHS | 25,211 | $938.0K | <0.1% | +6,511+34.8% | Added | – |
| SPDR Series Trust78468R549 | SP O&G EQP SERV | 15,102 | $936.0K | <0.1% | −138−0.9% | Reduced | – |
| LINLinde PLC | SHS | 3,235 | $935.0K | <0.1% | +813+33.6% | Added | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 8,895 | $927.0K | <0.1% | +3,157+55.0% | Added | – |
| First Tr Exchng Traded FD VI33740U505 | FT VEST UQ EQT | 27,825 | $924.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 10,225 | $916.0K | <0.1% | 00.0% | Unchanged | – |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 34,910 | $916.0K | <0.1% | +34,910 | New | History |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 33,090 | $915.0K | <0.1% | −67−0.2% | Reduced | History |
| UALUnited Airlines Holdings, Inc. | COM | 17,483 | $914.0K | <0.1% | +4,024+29.9% | Added | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 10,283 | $905.0K | <0.1% | +1,561+17.9% | Added | – |
| FITBFifth Third Bancorp | COM | 23,674 | $905.0K | <0.1% | +57+0.2% | Added | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 3,598 | $904.0K | <0.1% | +867+31.7% | Added | History |
| CZRCaesars Entertainment, Inc. | COM | 8,717 | $904.0K | <0.1% | −175−2.0% | Reduced | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 28,953 | $902.0K | <0.1% | +8,435+41.1% | Added | – |
| EWEdwards Lifesciences Corp | Stock | 8,655 | $896.0K | <0.1% | +1,606+22.8% | Added | History |
| BILIBilibili Inc. | SPONS ADS REP Z | 7,343 | $895.0K | <0.1% | +946+14.8% | Added | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 33,578 | $894.0K | <0.1% | 00.0% | Unchanged | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 27,132 | $893.0K | <0.1% | −2,638−8.9% | Reduced | – |
| iShares Tr464287697 | U.S. UTILITS ETF | 11,364 | $892.0K | <0.1% | +48+0.4% | Added | – |
| ESSEssex Property Trust, Inc. | COM | 2,970 | $891.0K | <0.1% | 00.0% | Unchanged | History |
| CTVACorteva, Inc. | Stock | 20,066 | $890.0K | <0.1% | −1,233−5.8% | Reduced | History |
| ETSYEtsy Inc | COM | 4,322 | $890.0K | <0.1% | −131−2.9% | Reduced | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 38,683 | $890.0K | <0.1% | −9,641−20.0% | Reduced | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 22,184 | $889.0K | <0.1% | +1,808+8.9% | Added | – |
| GLWCorning Inc | COM | 21,673 | $886.0K | <0.1% | −1,900−8.1% | Reduced | History |
| LNTAlliant Energy Corp | Stock | 15,849 | $884.0K | <0.1% | +2,498+18.7% | Added | History |
| iShares Tr46436E536 | US SML CP VALUE | 28,787 | $884.0K | <0.1% | +28,787 | New | – |
| iShares Tr464287192 | US TRSPRTION | 3,392 | $882.0K | <0.1% | +373+12.4% | Added | – |
| BMEBlackRock Health Sciences Trust | COM | 18,135 | $880.0K | <0.1% | +2,378+15.1% | Added | History |
| HPQHP Inc | Stock | 29,047 | $877.0K | <0.1% | +1,969+7.3% | Added | History |
| First Trust Financials Alphadex Fund33734X135 | ETF | 20,067 | $876.0K | <0.1% | +5,239+35.3% | Added | – |
| WisdomTree Tr97717W778 | INTL MIDCAP DV | 12,901 | $875.0K | <0.1% | −723−5.3% | Reduced | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |