Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BDXBecton Dickinson & Co | Stock | 6,940 | $1.69M | <0.1% | +188+2.8% | Added | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 86,744 | $1.67M | <0.1% | +86,744 | New | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 24,363 | $1.67M | <0.1% | +24,363 | New | – |
| iShares Inc464286681 | MSCI EQUAL WEITE | 19,713 | $1.67M | <0.1% | −917−4.4% | Reduced | – |
| COPConocoPhillips | Stock | 27,305 | $1.66M | <0.1% | +4,979+22.3% | Added | History |
| SPDR Series Trust78468R804 | ST STR R1K LOWV | 12,469 | $1.66M | <0.1% | −400−3.1% | Reduced | – |
| BIDUBaidu, Inc. | ADR | 8,125 | $1.66M | <0.1% | +5,242+181.8% | Added | History |
| DALDelta Air Lines, Inc. | COM NEW | 38,153 | $1.65M | <0.1% | +4,574+13.6% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 155,115 | $1.65M | <0.1% | −9,063−5.5% | Reduced | History |
| CLXClorox Co | Stock | 9,154 | $1.65M | <0.1% | +153+1.7% | Added | History |
| NAZNuveen Arizona Quality Municipal Income Fund | COM | 101,637 | $1.65M | <0.1% | +1,197+1.2% | Added | History |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 34,624 | $1.64M | <0.1% | +1,756+5.3% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 43,526 | $1.60M | <0.1% | +3,744+9.4% | Added | – |
| iShares Tr464287119 | MORNINGSTAR GRWT | 24,666 | $1.60M | <0.1% | −1,574−6.0% | ReducedConverted for a 5-for-1 split | – |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 24,431 | $1.59M | <0.1% | +10,063+70.0% | Added | – |
| GRPNGroupon, Inc. | COM NEW | 36,414 | $1.57M | <0.1% | +5,014+16.0% | Added | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 11,139 | $1.56M | <0.1% | +41+0.4% | Added | – |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 21,575 | $1.56M | <0.1% | +5,263+32.3% | Added | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 11,938 | $1.56M | <0.1% | +3,073+34.7% | Added | – |
| GMGeneral Motors Co | COM | 26,176 | $1.55M | <0.1% | +5,881+29.0% | Added | History |
| iShares Tr464287291 | GLOBAL TECH ETF | 4,580 | $1.55M | <0.1% | −2,347−33.9% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 58,504 | $1.54M | <0.1% | +58,504 | New | – |
| CERNCERNER Corp | COM | 19,526 | $1.53M | <0.1% | +10,119+107.6% | Added | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 14,143 | $1.52M | <0.1% | +4,229+42.7% | Added | – |
| DBEInvesco DB Energy Fund | ENERGY FD | 97,815 | $1.52M | <0.1% | +97,815 | New | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 37,764 | $1.52M | <0.1% | +5,104+15.6% | Added | – |
| SLViShares Silver Trust | ETF | 62,272 | $1.51M | <0.1% | +8,890+16.7% | Added | History |
| SPGSimon Property Group Inc. | REIT | 11,533 | $1.50M | <0.1% | +5,757+99.7% | Added | History |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 42,847 | $1.50M | <0.1% | +2,104+5.2% | Added | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 34,356 | $1.47M | <0.1% | +18,095+111.3% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 16,871 | $1.45M | <0.1% | −15,238−47.5% | Reduced | – |
| ROKURoku, Inc | COM CL A | 3,155 | $1.45M | <0.1% | +14+0.4% | Added | History |
| CTASCintas Corp | Stock | 3,773 | $1.44M | <0.1% | −33−0.9% | Reduced | History |
| GNTXGentex Corp | COM | 43,499 | $1.44M | <0.1% | +391+0.9% | Added | History |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 10,464 | $1.43M | <0.1% | +1,632+18.5% | Added | – |
| NVAXNovavax Inc | COM NEW | 6,723 | $1.43M | <0.1% | +433+6.9% | Added | History |
| AEPAmerican Electric Power Co Inc | Stock | 16,765 | $1.42M | <0.1% | +522+3.2% | Added | History |
| iShares Tr464288588 | MBS ETF | 13,074 | $1.42M | <0.1% | −644−4.7% | Reduced | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 47,022 | $1.41M | <0.1% | +3,883+9.0% | Added | – |
| DNNDenison Mines Corp. | COM | 1,184,154 | $1.41M | <0.1% | +3,355+0.3% | Added | History |
| CMGChipotle Mexican Grill Inc | COM | 905 | $1.40M | <0.1% | +214+31.0% | Added | History |
| CARRCarrier Global Corp | Stock | 28,785 | $1.40M | <0.1% | +1,217+4.4% | Added | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 13,205 | $1.40M | <0.1% | +496+3.9% | Added | – |
| MARMarriott International Inc | Stock | 10,217 | $1.40M | <0.1% | +2,833+38.4% | Added | History |
| Invesco Exchange Traded FD T46137V167 | S&P SML600 VAL | 14,686 | $1.40M | <0.1% | +592+4.2% | Added | – |
| ENBEnbridge Inc | Stock | 34,523 | $1.38M | <0.1% | +1,606+4.9% | Added | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 25,156 | $1.37M | <0.1% | +25,156 | New | – |
| LULUlululemon athletica inc. | Stock | 3,739 | $1.36M | <0.1% | −9−0.2% | Reduced | History |
| CCJCameco Corp | Stock | 71,192 | $1.36M | <0.1% | −700−1.0% | Reduced | History |
| Enerplus Corp292766102 | COM | 189,850 | $1.36M | <0.1% | −810−0.4% | Reduced | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 11,333 | $1.36M | <0.1% | +384+3.5% | Added | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 50,878 | $1.35M | <0.1% | −1,299−2.5% | Reduced | – |
| First Tr Exchng Traded FD VI33740F839 | FT VEST US EQT | 38,915 | $1.35M | <0.1% | −13,429−25.7% | Reduced | – |
| XPEVXpeng Inc. | ADS | 30,290 | $1.34M | <0.1% | +13,696+82.5% | Added | History |
| iShares Tr464289883 | CORE 30 70 ETF | 33,623 | $1.34M | <0.1% | −5,724−14.5% | Reduced | – |
| PSXPhillips 66 | Stock | 15,563 | $1.34M | <0.1% | +241+1.6% | Added | History |
| VanEck Semiconductor ETF92189F676 | ETF | 5,077 | $1.33M | <0.1% | +1,186+30.5% | Added | – |
| Vanguard Communication Services ETF92204A884 | ETF | 9,211 | $1.32M | <0.1% | +2,400+35.2% | Added | – |
| JDJD.com, Inc. | SPON ADS CL A | 16,506 | $1.32M | <0.1% | +3,598+27.9% | Added | History |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 12,445 | $1.32M | <0.1% | +8,793+240.8% | Added | – |
| STAGSTAG Industrial, Inc. | COM | 34,939 | $1.31M | <0.1% | +1,962+5.9% | Added | History |
| LDOSLeidos Holdings, Inc. | COM | 12,937 | $1.31M | <0.1% | +99+0.8% | Added | History |
| COINCoinbase Global, Inc. | COM CL A | 5,131 | $1.30M | <0.1% | +5,131 | New | History |
| iShares Tr46429B291 | A RATE CP BD ETF | 22,738 | $1.29M | <0.1% | +1,699+8.1% | Added | – |
| KEYKeycorp | COM | 62,559 | $1.29M | <0.1% | −3,059−4.7% | Reduced | History |
| GNRCGenerac Holdings Inc. | Stock | 3,098 | $1.29M | <0.1% | +102+3.4% | Added | History |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 46,557 | $1.28M | <0.1% | +5,996+14.8% | Added | – |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 10,938 | $1.28M | <0.1% | +1,624+17.4% | Added | – |
| New York Life Invts Active E45409F843 | MACK MU INSD ETF | 46,056 | $1.27M | <0.1% | +1,988+4.5% | Added | – |
| FXFInvesco CurrencyShares Swiss Franc Trust | SWISS FRANC | 12,930 | $1.27M | <0.1% | +1,100+9.3% | Added | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 43,453 | $1.26M | <0.1% | +15,951+58.0% | Added | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 61,401 | $1.26M | <0.1% | −487−0.8% | Reduced | – |
| KHCKraft Heinz Co | Stock | 30,963 | $1.26M | <0.1% | −220−0.7% | Reduced | History |
| iShares Tr46435G474 | FALN ANGLS USD | 42,010 | $1.26M | <0.1% | +4,133+10.9% | Added | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 14,061 | $1.26M | <0.1% | +1,154+8.9% | Added | – |
| iShares Tr464289875 | CORE 40 MODE ETF | 27,852 | $1.25M | <0.1% | −110.0% | Reduced | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 20,687 | $1.25M | <0.1% | +90.0% | Added | – |
| WRIWeingarten Realty Investors | SH BEN INT | 39,133 | $1.25M | <0.1% | +370+1.0% | Added | History |
| Barrick Gold Corp067901108 | COM | 60,586 | $1.25M | <0.1% | −32,248−34.7% | Reduced | – |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 53,321 | $1.25M | <0.1% | +10,785+25.4% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 4,292 | $1.24M | <0.1% | +707+19.7% | Added | – |
| iShares Tr464287572 | GLOBAL 100 ETF | 17,523 | $1.24M | <0.1% | +33+0.2% | Added | – |
| AAgilent Technologies, Inc. | COM | 8,372 | $1.24M | <0.1% | −7,009−45.6% | Reduced | History |
| TRTNTriton International Ltd | CL A | 23,578 | $1.23M | <0.1% | +985+4.4% | Added | History |
| TWLOTwilio Inc | CL A | 3,125 | $1.23M | <0.1% | +102+3.4% | Added | History |
| WMBWilliams Companies, Inc. | COM | 46,370 | $1.23M | <0.1% | +34,486+290.2% | Added | History |
| PARPar Technology Corp | COM | 17,314 | $1.21M | <0.1% | +8,936+106.7% | Added | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 14,679 | $1.21M | <0.1% | +4,686+46.9% | Added | – |
| ISRGIntuitive Surgical Inc | COM NEW | 1,313 | $1.21M | <0.1% | +148+12.7% | Added | History |
| ADIAnalog Devices Inc | Stock | 6,968 | $1.20M | <0.1% | +30+0.4% | Added | History |
| CHWYChewy, Inc. | CL A | 15,055 | $1.20M | <0.1% | +5,534+58.1% | Added | History |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 10,131 | $1.20M | <0.1% | +820+8.8% | Added | – |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 20,994 | $1.20M | <0.1% | −2,256−9.7% | Reduced | – |
| SJMJ M SMUCKER Co | Stock | 9,144 | $1.19M | <0.1% | +96+1.1% | Added | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 75,095 | $1.17M | <0.1% | −3,093−4.0% | Reduced | History |
| SYYSysco Corp | Stock | 14,961 | $1.16M | <0.1% | +1,548+11.5% | Added | History |
| SPDR Series Trust78468R721 | STATE STREET SPD | 22,323 | $1.16M | <0.1% | +2,170+10.8% | Added | – |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 33,868 | $1.16M | <0.1% | +7,918+30.5% | Added | – |
| MDLZMondelez International, Inc. | Stock | 18,513 | $1.16M | <0.1% | −145−0.8% | Reduced | History |
| Nushares ETF Tr67092P110 | NUVEEN ESG 1-5 | 45,651 | $1.15M | <0.1% | −601−1.3% | Reduced | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |