Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPDR Ser Tr78464A532 | S&P TRANSN ETF | 31,279 | $2.66M | 0.1% | +23,479+301.0% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 33,640 | $2.63M | 0.1% | +997+3.1% | Added | – |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 106,128 | $2.63M | 0.1% | −15,764−12.9% | Reduced | – |
| Vanguard Consumer Staples ETF92204A207 | ETF | 14,373 | $2.62M | 0.1% | +1,919+15.4% | Added | – |
| DKNGDraftKings Inc. | COM CL A | 50,121 | $2.62M | 0.1% | +10,216+25.6% | Added | History |
| iShares Inc464286525 | MSCI GBL MIN VOL | 25,368 | $2.61M | 0.1% | +1,066+4.4% | Added | – |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 31,088 | $2.60M | 0.1% | +6,589+26.9% | Added | – |
| ADPAutomatic Data Processing Inc | Stock | 13,048 | $2.59M | 0.1% | +3,570+37.7% | Added | History |
| First Tr Energy Income & Gro33738G104 | COM | 178,218 | $2.58M | 0.1% | +11,220+6.7% | Added | – |
| ProShares Tr74347X849 | SHRT 20+YR TRE | 151,400 | $2.56M | 0.1% | +75,400+99.2% | Added | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 96,415 | $2.54M | 0.1% | −19,264−16.7% | Reduced | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 50,439 | $2.53M | 0.1% | −10,113−16.7% | Reduced | – |
| Vanguard Admiral FDS Inc921932885 | MIDCP 400 IDX | 13,847 | $2.52M | 0.1% | 00.0% | Unchanged | – |
| VanEck ETF Trust92189F700 | AGRIBUSINESS ETF | 27,522 | $2.51M | 0.1% | −692−2.5% | Reduced | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 21,792 | $2.51M | 0.1% | +406+1.9% | Added | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 18,856 | $2.50M | 0.1% | +945+5.3% | Added | – |
| ROPRoper Technologies Inc | Stock | 5,319 | $2.50M | 0.1% | +443+9.1% | Added | History |
| First Tr Exchng Traded FD VI33740F581 | FT VEST NAS | 115,775 | $2.50M | 0.1% | +115,775 | New | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 17,321 | $2.50M | 0.1% | −10,358−37.4% | Reduced | – |
| Franklin ETF Tr353506108 | SHRT DUR US GOVT | 26,335 | $2.50M | 0.1% | +14,408+120.8% | Added | – |
| LPXLouisiana-Pacific Corp | COM | 41,432 | $2.50M | 0.1% | −13,609−24.7% | Reduced | History |
| GISGeneral Mills Inc | Stock | 40,872 | $2.49M | 0.1% | +5,544+15.7% | Added | History |
| DDominion Energy, Inc | Stock | 33,808 | $2.49M | 0.1% | +1,373+4.2% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 40,944 | $2.48M | 0.1% | +27,171+197.3% | Added | – |
| Alpha Architect ETF Tr02072L870 | GADSDN DYN MLT | 76,634 | $2.48M | 0.1% | +20,127+35.6% | Added | – |
| LUVSouthwest Airlines Co | COM | 46,595 | $2.47M | 0.1% | +7,849+20.3% | Added | History |
| DUKDuke Energy CORP | Stock | 24,472 | $2.42M | 0.1% | +1,118+4.8% | Added | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 297,641 | $2.39M | 0.1% | +63,836+27.3% | Added | – |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 58,633 | $2.37M | 0.1% | +32,774+126.7% | Added | – |
| WisdomTree Tr97717Y790 | US EFFIC CORE FD | 58,115 | $2.36M | 0.1% | +12,968+28.7% | Added | – |
| AMATApplied Materials Inc | Stock | 16,474 | $2.35M | 0.1% | +1,491+10.0% | Added | History |
| iShares Tr46434V787 | YLD OPTIM BD | 92,857 | $2.35M | 0.1% | +2,769+3.1% | Added | – |
| HPFJohn Hancock Preferred Income Fund II | COM | 108,591 | $2.35M | 0.1% | −114,128−51.2% | Reduced | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 38,402 | $2.32M | 0.1% | +10,456+37.4% | Added | – |
| BPBP PLC | ADR | 87,394 | $2.31M | 0.1% | −2,735−3.0% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 24,241 | $2.31M | 0.1% | +2,584+11.9% | Added | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 58,949 | $2.27M | 0.1% | +3,002+5.4% | Added | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 26,248 | $2.26M | 0.1% | +8,383+46.9% | Added | – |
| DELLDell Technologies Inc. | Stock | 22,534 | $2.25M | 0.1% | +838+3.9% | Added | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 10,341 | $2.23M | 0.1% | +374+3.8% | Added | History |
| EMREmerson Electric Co | Stock | 23,176 | $2.23M | 0.1% | +740+3.3% | Added | History |
| ARCCAres Capital Corp | CEF | 113,289 | $2.22M | 0.1% | −990−0.9% | Reduced | History |
| SFBSServisFirst Bancshares, Inc. | COM | 32,531 | $2.21M | 0.1% | 00.0% | Unchanged | History |
| Pacer Trendpilot 100 ETF69374H303 | ETF | 39,886 | $2.21M | 0.1% | +2,439+6.5% | Added | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 7,613 | $2.21M | 0.1% | +105+1.4% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 40,560 | $2.20M | 0.1% | +5,272+14.9% | Added | – |
| MKCMcCormick & Co Inc | Stock | 24,936 | $2.20M | 0.1% | +5,345+27.3% | Added | History |
| HSYHershey Co | COM | 12,638 | $2.20M | 0.1% | −484−3.7% | Reduced | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 8,586 | $2.20M | 0.1% | −635−6.9% | Reduced | – |
| IGRCbre Global Real Estate Income Fund | COM | 247,682 | $2.18M | 0.1% | +11,237+4.8% | Added | History |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 51,930 | $2.18M | 0.1% | +4,279+9.0% | Added | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 30,966 | $2.17M | 0.1% | +30,966 | New | – |
| Amplify ETF Tr032108102 | ONLIN RETL ETF | 16,740 | $2.17M | 0.1% | −2,592−13.4% | Reduced | – |
| ORCLOracle Corp | Stock | 27,847 | $2.17M | 0.1% | +1,169+4.4% | Added | History |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 56,652 | $2.16M | 0.1% | +7,470+15.2% | Added | – |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 40,391 | $2.15M | 0.1% | +6,212+18.2% | Added | – |
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 71,467 | $2.15M | 0.1% | +71,467 | New | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 93,440 | $2.14M | 0.1% | +6,181+7.1% | Added | – |
| iShares Tr46435G102 | CONV BD ETF | 20,981 | $2.14M | 0.1% | +5,475+35.3% | Added | – |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 33,759 | $2.14M | 0.1% | −2,580−7.1% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 24,639 | $2.14M | 0.1% | −135−0.5% | Reduced | – |
| SYKStryker Corp | Stock | 8,152 | $2.12M | 0.1% | +650+8.7% | Added | History |
| ProShares Tr74347B169 | ONLINE RTL ETF | 25,954 | $2.10M | <0.1% | +5,382+26.2% | Added | – |
| BRK.ABerkshire Hathaway Inc | CL A | 5 | $2.09M | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchng Traded FD VI33740F748 | FT VEST US EQT | 56,821 | $2.06M | <0.1% | +37,008+186.8% | Added | – |
| PAYXPaychex Inc | Stock | 18,986 | $2.04M | <0.1% | +5,346+39.2% | Added | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 38,266 | $2.01M | <0.1% | −5,896−13.4% | Reduced | History |
| LRCXLam Research Corp | COM | 3,071 | $2.00M | <0.1% | +243+8.6% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 39,092 | $1.99M | <0.1% | +6,162+18.7% | Added | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 12,472 | $1.98M | <0.1% | +8,776+237.4% | Added | – |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 63,808 | $1.98M | <0.1% | +63,808 | New | – |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 6,738 | $1.97M | <0.1% | +145+2.2% | Added | – |
| iShares Tr46435G524 | INTL DIV GRWTH | 29,272 | $1.97M | <0.1% | +1,376+4.9% | Added | – |
| SPDR Index Shs FDS78463X202 | ST STR EU 50 ETF | 41,307 | $1.93M | <0.1% | +19,434+88.8% | Added | – |
| CLColgate Palmolive Co | Stock | 23,714 | $1.93M | <0.1% | −95−0.4% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 5,075 | $1.93M | <0.1% | +1,627+47.2% | Added | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 60,971 | $1.91M | <0.1% | −5,667−8.5% | Reduced | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 24,352 | $1.89M | <0.1% | +19,543+406.4% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 16,774 | $1.89M | <0.1% | +7,283+76.7% | Added | – |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 34,256 | $1.88M | <0.1% | +3,658+12.0% | Added | History |
| FISVFiserv Inc | Stock | 17,519 | $1.87M | <0.1% | +1,446+9.0% | Added | History |
| LECOLincoln Electric Holdings Inc | COM | 14,195 | $1.87M | <0.1% | 00.0% | Unchanged | History |
| TXNTexas Instruments Inc | Stock | 9,666 | $1.86M | <0.1% | −994−9.3% | Reduced | History |
| VMRKVivmark Residential | SH BEN INT | 24,128 | $1.86M | <0.1% | +2,804+13.1% | Added | History |
| GDGeneral Dynamics Corp | Stock | 9,831 | $1.85M | <0.1% | +1,110+12.7% | Added | History |
| PNCPNC Financial Services Group, Inc. | Stock | 9,643 | $1.84M | <0.1% | −345−3.5% | Reduced | History |
| CSXCSX Corp | Stock | 56,747 | $1.82M | <0.1% | 00.0% | UnchangedConverted for a 3-for-1 split | History |
| Innovator ETFs Trust45782C680 | US EQTY PWR BF | 61,253 | $1.80M | <0.1% | +68+0.1% | Added | – |
| SHWSherwin Williams Co | COM | 6,531 | $1.78M | <0.1% | +1,050+19.2% | AddedConverted for a 3-for-1 split | History |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 31,769 | $1.78M | <0.1% | −2,702−7.8% | Reduced | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 17,406 | $1.77M | <0.1% | +5,476+45.9% | Added | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 16,783 | $1.77M | <0.1% | +548+3.4% | Added | – |
| AXPAmerican Express Co | Stock | 10,701 | $1.77M | <0.1% | +659+6.6% | Added | History |
| CHDChurch & Dwight Co Inc | COM | 20,662 | $1.76M | <0.1% | −74−0.4% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 13,159 | $1.76M | <0.1% | −1,230−8.5% | Reduced | History |
| Pacer Trendpilot US Mid Cap ETF69374H204 | ETF | 48,744 | $1.73M | <0.1% | +3,418+7.5% | Added | – |
| PRUPrudential Financial Inc | Stock | 16,868 | $1.73M | <0.1% | +4,018+31.3% | Added | History |
| METMetlife Inc | Stock | 28,548 | $1.71M | <0.1% | −737−2.5% | Reduced | History |
| Schwab US Tips ETF808524870 | ETF | 27,209 | $1.70M | <0.1% | +2,267+9.1% | Added | – |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 53,324 | $1.70M | <0.1% | +17,277+47.9% | Added | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |