Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AVGOBroadcom Inc. | Stock | 9,456 | $4.51M | 0.1% | +687+7.8% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 44,035 | $4.51M | 0.1% | −565−1.3% | Reduced | – |
| First Tr Exchng Traded FD VI33740F854 | FT VEST U.S. | 131,078 | $4.51M | 0.1% | −20,444−13.5% | Reduced | – |
| Tidal ETF Tr886364603 | RPAR RISK PARI | 183,368 | $4.48M | 0.1% | +29,940+19.5% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 86,288 | $4.45M | 0.1% | +12,267+16.6% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 173,545 | $4.42M | 0.1% | +11,453+7.1% | Added | – |
| LOWLowes Companies Inc | Stock | 22,646 | $4.39M | 0.1% | −1,569−6.5% | Reduced | History |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 99,425 | $4.39M | 0.1% | +1,640+1.7% | Added | – |
| ADMArcher-Daniels-Midland Co | Stock | 70,943 | $4.30M | 0.1% | +67,273+1,833.1% | Added | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 210,994 | $4.28M | 0.1% | +44,322+26.6% | Added | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 117,565 | $4.28M | 0.1% | +5,350+4.8% | Added | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 64,162 | $4.21M | 0.1% | −32,206−33.4% | Reduced | – |
| Franklin Templeton ETF Tr35473P884 | US MID CP MLTFCT | 95,057 | $4.19M | 0.1% | +5,324+5.9% | Added | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 27,056 | $4.17M | 0.1% | −4,178−13.4% | Reduced | – |
| AMGNAmgen Inc | Stock | 16,827 | $4.10M | 0.1% | +93+0.6% | Added | History |
| LEGLeggett & Platt Inc | Stock | 78,860 | $4.09M | 0.1% | +74,460+1,692.3% | Added | History |
| Invesco Exchange Traded FD T46137V639 | AI AND NEXT GEN | 24,662 | $4.07M | 0.1% | −3,620−12.8% | Reduced | – |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 42,010 | $4.05M | 0.1% | +2,946+7.5% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 73,069 | $4.04M | 0.1% | +3,243+4.6% | Added | – |
| iShares Tr464287515 | EXPANDED TECH | 10,361 | $4.04M | 0.1% | +50+0.5% | Added | – |
| FDXFedEx Corp | Stock | 13,397 | $4.00M | 0.1% | −1,643−10.9% | Reduced | History |
| SONSonoco Products Co | COM | 59,546 | $3.98M | 0.1% | +59,546 | New | History |
| Vanguard World FD921910873 | MEGA CAP INDEX | 26,031 | $3.97M | 0.1% | +1,678+6.9% | Added | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 9,700 | $3.92M | 0.1% | +32+0.3% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 17,363 | $3.91M | 0.1% | −315−1.8% | Reduced | – |
| MDTMedtronic plc | Stock | 31,384 | $3.90M | 0.1% | +1,782+6.0% | Added | History |
| USBUS Bancorp DE | COM NEW | 68,230 | $3.89M | 0.1% | −924−1.3% | Reduced | History |
| QCOMQualcomm Inc | Stock | 26,982 | $3.86M | 0.1% | +1,032+4.0% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 74,205 | $3.84M | 0.1% | +26,123+54.3% | Added | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 124,469 | $3.81M | 0.1% | +11,612+10.3% | Added | – |
| GEGeneral Electric Co | COM | 279,216 | $3.76M | 0.1% | +13,187+5.0% | Added | History |
| BLKBlackRock, Inc. | COM | 4,278 | $3.74M | 0.1% | +258+6.4% | Added | History |
| NKENIKE, Inc. | Stock | 23,914 | $3.69M | 0.1% | +5,546+30.2% | Added | History |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 53,867 | $3.68M | 0.1% | +27,005+100.5% | Added | – |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 50,028 | $3.66M | 0.1% | −667−1.3% | Reduced | – |
| ACNAccenture plc | Stock | 12,401 | $3.66M | 0.1% | +217+1.8% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J635 | INVSCO BLSH 26 | 141,457 | $3.65M | 0.1% | +23,852+20.3% | Added | – |
| ETF Ser Solutions26922A388 | APTUS DEFINED | 122,568 | $3.63M | 0.1% | +39,090+46.8% | Added | – |
| First Tr Exchng Traded FD VI33740F763 | FT VEST US EQT | 99,742 | $3.63M | 0.1% | +2,701+2.8% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 67,223 | $3.62M | 0.1% | −356−0.5% | Reduced | – |
| DHRDanaher Corp | Stock | 13,369 | $3.59M | 0.1% | +789+6.3% | Added | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 91,140 | $3.58M | 0.1% | +83,416+1,080.0% | Added | History |
| First Tr Exchng Traded FD VI33740U802 | FT VEST U.S. | 117,185 | $3.58M | 0.1% | +117,185 | New | – |
| DOWDow Inc. | Stock | 55,845 | $3.53M | 0.1% | +14,344+34.6% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 37,474 | $3.52M | 0.1% | −4,041−9.7% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 54,322 | $3.50M | 0.1% | −15,068−21.7% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 25,237 | $3.47M | 0.1% | +892+3.7% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 8,698 | $3.47M | 0.1% | +965+12.5% | Added | – |
| CBRLCracker Barrel Old Country Store, Inc | COM | 23,016 | $3.42M | 0.1% | +23,016 | New | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 151,988 | $3.41M | 0.1% | +6,650+4.6% | Added | – |
| XYZBlock, Inc. | CL A | 13,905 | $3.39M | 0.1% | +1,460+11.7% | Added | History |
| UNPUnion Pacific Corp | Stock | 15,328 | $3.37M | 0.1% | +227+1.5% | Added | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 34,220 | $3.35M | 0.1% | +1,974+6.1% | Added | – |
| TJXTJX Companies Inc | Stock | 49,443 | $3.33M | 0.1% | +5,410+12.3% | Added | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 71,406 | $3.33M | 0.1% | +859+1.2% | Added | History |
| MRNAModerna, Inc. | Stock | 13,956 | $3.28M | 0.1% | −516−3.6% | Reduced | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 81,455 | $3.26M | 0.1% | −4,344−5.1% | Reduced | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 39,478 | $3.24M | 0.1% | +12,168+44.6% | Added | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 41,983 | $3.24M | 0.1% | +1,315+3.2% | Added | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 73,394 | $3.23M | 0.1% | +2,309+3.2% | Added | – |
| MUMicron Technology Inc | Stock | 38,045 | $3.23M | 0.1% | +5,648+17.4% | Added | History |
| iShares U.S. Healthcare Providers ETF464288828 | ETF | 12,105 | $3.23M | 0.1% | −561−4.4% | Reduced | – |
| FFord Motor Co | Stock | 216,879 | $3.22M | 0.1% | −21,165−8.9% | Reduced | History |
| Kraneshares Tr500767736 | QUADRTC INT RT | 116,581 | $3.22M | 0.1% | +84,420+262.5% | Added | – |
| Advisorshares Tr00768Y438 | Q DYNAMIC GROWTH | 113,970 | $3.21M | 0.1% | +45,926+67.5% | Added | – |
| NFLXNetflix Inc | Stock | 6,018 | $3.18M | 0.1% | +293+5.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 58,217 | $3.12M | 0.1% | −1,951−3.2% | Reduced | – |
| iShares Tr464288869 | MICRO-CAP ETF | 20,378 | $3.11M | 0.1% | −830−3.9% | Reduced | – |
| Starboard Invt Tr85521B742 | ADAPTIVE ALPHA | 118,361 | $3.10M | 0.1% | +118,361 | New | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 8,581 | $3.10M | 0.1% | −819−8.7% | Reduced | – |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 44,644 | $3.09M | 0.1% | +5,298+13.5% | Added | – |
| LLYEli Lilly & Co | Stock | 13,386 | $3.07M | 0.1% | +444+3.4% | Added | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 17,688 | $3.07M | 0.1% | +1,838+11.6% | Added | – |
| DOCUDocuSign, Inc. | Stock | 10,956 | $3.06M | 0.1% | −450−3.9% | Reduced | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 12,487 | $3.06M | 0.1% | +952+8.3% | Added | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 60,097 | $3.05M | 0.1% | −60,540−50.2% | Reduced | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 22,979 | $3.05M | 0.1% | −38−0.2% | Reduced | – |
| GSKGSK plc | SPONSORED ADR | 76,664 | $3.05M | 0.1% | +4,190+5.8% | Added | History |
| iShares Core High Dividend ETF46429B663 | ETF | 31,557 | $3.05M | 0.1% | +2,047+6.9% | Added | – |
| MPTMedical Properties Trust Inc | COM | 150,753 | $3.03M | 0.1% | +13,298+9.7% | Added | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 77,984 | $3.03M | 0.1% | +27,132+53.4% | Added | – |
| State Street SPDR S&P Semiconductor ETF78464A862 | ETF | 15,727 | $3.02M | 0.1% | +426+2.8% | Added | – |
| iShares Core S&P US Value ETF464287663 | ETF | 41,815 | $3.01M | 0.1% | +3,352+8.7% | Added | – |
| AGXArgan Inc | Stock | 62,748 | $3.00M | 0.1% | +102+0.2% | Added | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 22,635 | $3.00M | 0.1% | −739−3.2% | Reduced | – |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 107,394 | $2.98M | 0.1% | +54,528+103.1% | Added | – |
| ETBEaton Vance Tax-Managed Buy-Write Income Fund | COM | 172,983 | $2.90M | 0.1% | +2,837+1.7% | Added | History |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 23,284 | $2.89M | 0.1% | +9,460+68.4% | Added | – |
| iShares Tr464287556 | ISHARES BIOTECH | 17,659 | $2.89M | 0.1% | +276+1.6% | Added | – |
| WFCWells Fargo & Company | Stock | 62,647 | $2.84M | 0.1% | +8,789+16.3% | Added | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 52,033 | $2.82M | 0.1% | +4,364+9.2% | Added | – |
| CCICrown Castle Inc. | REIT | 14,347 | $2.80M | 0.1% | +314+2.2% | Added | History |
| WMWaste Management Inc | Stock | 19,924 | $2.79M | 0.1% | −925−4.4% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 110,702 | $2.79M | 0.1% | +16,681+17.7% | Added | – |
| Vanguard S&P 500 Value ETF921932703 | ETF | 19,405 | $2.77M | 0.1% | +3,100+19.0% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 22,356 | $2.73M | 0.1% | +433+2.0% | Added | – |
| IRMIron Mountain Inc | COM | 64,247 | $2.72M | 0.1% | −1,687−2.6% | Reduced | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 149,497 | $2.72M | 0.1% | +20,857+16.2% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 5,362 | $2.71M | 0.1% | +516+10.6% | Added | History |
| iShares Tr464287739 | U.S. REAL ES ETF | 26,077 | $2.66M | 0.1% | +91+0.4% | Added | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |