Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 17,996 | $8.84M | 0.2% | −698−3.7% | Reduced | History |
| AALAmerican Airlines Group Inc. | Stock | 415,871 | $8.82M | 0.2% | −18,739−4.3% | Reduced | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 329,858 | $8.77M | 0.2% | +13,138+4.1% | Added | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 42,251 | $8.77M | 0.2% | +1,650+4.1% | Added | – |
| BMYBristol Myers Squibb Co | Stock | 129,610 | $8.66M | 0.2% | +7,757+6.4% | Added | History |
| First Tr Exchange-Traded FD336917109 | SHS | 258,477 | $8.58M | 0.2% | +161,333+166.1% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 135,448 | $8.56M | 0.2% | +7,531+5.9% | Added | – |
| Franklin Templeton ETF Tr35473P801 | US LRG CP MLTFCT | 199,744 | $8.55M | 0.2% | +33,438+20.1% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 62,695 | $8.42M | 0.2% | +229+0.4% | Added | – |
| ABBVAbbVie Inc. | Stock | 73,784 | $8.31M | 0.2% | +2,025+2.8% | Added | History |
| First Tr Exchng Traded FD VI33740F649 | FT VEST NAS | 374,595 | $8.16M | 0.2% | −3,864−1.0% | Reduced | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 110,989 | $8.13M | 0.2% | −5,768−4.9% | Reduced | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 70,023 | $8.09M | 0.2% | −1,623−2.3% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 54,586 | $8.00M | 0.2% | +21,155+63.3% | Added | History |
| INTCIntel Corp | Stock | 142,208 | $7.98M | 0.2% | +3,961+2.9% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 35,161 | $7.97M | 0.2% | −2,616−6.9% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 117,256 | $7.86M | 0.2% | +11,711+11.1% | Added | – |
| Invesco Actively Managed Exc46090A804 | TOTAL RETURN | 136,869 | $7.81M | 0.2% | +21,763+18.9% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 172,034 | $7.77M | 0.2% | +18,269+11.9% | Added | – |
| CVSCVS Health Corp | Stock | 91,836 | $7.66M | 0.2% | +694+0.8% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 26,252 | $7.65M | 0.2% | −13,821−34.5% | Reduced | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 32,206 | $7.64M | 0.2% | +3,594+12.6% | Added | – |
| PFEPfizer Inc | Stock | 194,453 | $7.62M | 0.2% | +2,181+1.1% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 42,809 | $7.42M | 0.2% | +3,190+8.1% | Added | – |
| PMPhilip Morris International Inc. | Stock | 74,785 | $7.41M | 0.2% | +37,204+99.0% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 18,087 | $7.24M | 0.2% | +482+2.7% | Added | History |
| OKEONEOK Inc | COM | 130,049 | $7.24M | 0.2% | +85,968+195.0% | Added | History |
| iShares S&P 100 ETF464287101 | ETF | 36,180 | $7.10M | 0.2% | −396−1.1% | Reduced | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 78,310 | $7.10M | 0.2% | +3,422+4.6% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 132,181 | $7.09M | 0.2% | +67,944+105.8% | Added | – |
| SBUXStarbucks Corp | Stock | 61,963 | $6.93M | 0.2% | −350−0.6% | Reduced | History |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 68,583 | $6.92M | 0.2% | +6,492+10.5% | Added | – |
| FSKFS KKR Capital Corp | COM | 320,616 | $6.90M | 0.2% | +211,719+194.4% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 280,598 | $6.77M | 0.2% | +203,623+264.5% | Added | History |
| ABTAbbott Laboratories | Stock | 58,316 | $6.76M | 0.2% | +953+1.7% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 81,253 | $6.72M | 0.2% | +376+0.5% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 95,880 | $6.71M | 0.2% | −649−0.7% | Reduced | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 144,803 | $6.67M | 0.2% | +14,613+11.2% | Added | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 45,484 | $6.63M | 0.2% | +3,978+9.6% | Added | – |
| MRKMerck & Co., Inc. | Stock | 83,841 | $6.52M | 0.2% | +3,734+4.7% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 85,082 | $6.43M | 0.2% | −1,025−1.2% | Reduced | – |
| NEENextera Energy Inc | Stock | 87,100 | $6.38M | 0.2% | +1,332+1.6% | Added | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 23,852 | $6.26M | 0.1% | +140+0.6% | Added | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 56,405 | $6.26M | 0.1% | +6,294+12.6% | Added | – |
| U.S. Global Jets ETF26922A842 | ETF | 258,642 | $6.25M | 0.1% | +74,245+40.3% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 301,624 | $6.21M | 0.1% | +28,873+10.6% | Added | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 180,927 | $6.15M | 0.1% | +35,859+24.7% | Added | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 87,330 | $6.08M | 0.1% | 00.0% | UnchangedConverted for a 2-for-1 split | – |
| WPCW. P. Carey Inc. | COM | 81,164 | $6.06M | 0.1% | +56,089+223.7% | Added | History |
| TGTTarget Corp | Stock | 24,940 | $6.03M | 0.1% | −4,612−15.6% | Reduced | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 41,275 | $6.02M | 0.1% | +12,004+41.0% | Added | – |
| ORealty Income Corp | REIT | 89,747 | $5.99M | 0.1% | +54,459+154.3% | Added | History |
| VERVEREIT, Inc. | COM | 128,719 | $5.91M | 0.1% | −2,855−2.2% | Reduced | History |
| CATCaterpillar Inc | Stock | 27,034 | $5.88M | 0.1% | +1,201+4.6% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 50,019 | $5.86M | 0.1% | +9,671+24.0% | Added | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 64,627 | $5.81M | 0.1% | +7,753+13.6% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 94,411 | $5.75M | 0.1% | +6,613+7.5% | Added | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 223,092 | $5.75M | 0.1% | +128,650+136.2% | Added | – |
| iShares Global Clean Energy ETF464288224 | ETF | 243,819 | $5.72M | 0.1% | +62,342+34.4% | Added | – |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 100,062 | $5.69M | 0.1% | +5,373+5.7% | Added | – |
| UPSUnited Parcel Service Inc | Stock | 27,300 | $5.68M | 0.1% | −2,907−9.6% | Reduced | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 28,057 | $5.66M | 0.1% | +23,172+474.4% | Added | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 120,545 | $5.64M | 0.1% | +5,137+4.5% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 105,227 | $5.58M | 0.1% | +3,974+3.9% | Added | History |
| IAUiShares Gold Trust | ETF | 165,238 | $5.57M | 0.1% | +4,205+2.6% | AddedConverted for a 1-for-2 split | History |
| First Tr Exchng Traded FD VI33740F771 | FT VEST US | 162,086 | $5.55M | 0.1% | −107,677−39.9% | Reduced | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 33,165 | $5.50M | 0.1% | +443+1.4% | Added | – |
| ADBEAdobe Inc. | Stock | 9,313 | $5.45M | 0.1% | −1,307−12.3% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 53,402 | $5.44M | 0.1% | −1,068−2.0% | Reduced | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 90,185 | $5.38M | 0.1% | +17,632+24.3% | Added | – |
| KMIKinder Morgan, Inc. | Stock | 294,828 | $5.38M | 0.1% | +230,881+361.1% | Added | History |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 42,114 | $5.37M | 0.1% | +26,237+165.3% | Added | – |
| ETNEaton Corp plc | Stock | 36,158 | $5.36M | 0.1% | +29,902+478.0% | Added | History |
| BXBlackstone Inc. | COM | 54,702 | $5.31M | 0.1% | −1,238−2.2% | Reduced | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 57,223 | $5.29M | 0.1% | −3,384−5.6% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 44,048 | $5.14M | 0.1% | +2,246+5.4% | Added | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 15,753 | $5.13M | 0.1% | +71+0.5% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 51,484 | $5.12M | 0.1% | −683−1.3% | Reduced | – |
| iShares Tr464288760 | US AER DEF ETF | 46,722 | $5.12M | 0.1% | +4,954+11.9% | Added | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 47,693 | $5.12M | 0.1% | +5,502+13.0% | Added | – |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 135,374 | $5.09M | 0.1% | +6,198+4.8% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J817 | BULSHS 2025 HY | 205,103 | $5.07M | 0.1% | +20,848+11.3% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 91,839 | $5.07M | 0.1% | +8,607+10.3% | Added | – |
| CCitigroup Inc | Stock | 70,863 | $5.01M | 0.1% | +2,147+3.1% | Added | History |
| First Tr Exchng Traded FD VI33740F847 | FT VEST US EQT | 132,154 | $4.99M | 0.1% | −23,163−14.9% | Reduced | – |
| CMCSAComcast Corp | Stock | 86,893 | $4.96M | 0.1% | +1,910+2.2% | Added | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 91,434 | $4.89M | 0.1% | +21,095+30.0% | Added | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 21,134 | $4.89M | 0.1% | +254+1.2% | Added | – |
| RTXRTX Corp | Stock | 57,263 | $4.88M | 0.1% | +345+0.6% | Added | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 35,597 | $4.82M | 0.1% | +6,528+22.5% | Added | – |
| SOSouthern Co | Stock | 78,946 | $4.78M | 0.1% | −4,034−4.9% | Reduced | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 58,958 | $4.77M | 0.1% | −124−0.2% | Reduced | – |
| iShares Tr46432F388 | MSCI USA VALUE | 45,321 | $4.76M | 0.1% | +2,990+7.1% | Added | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 66,939 | $4.71M | 0.1% | +300+0.5% | Added | – |
| IDXXIDEXX Laboratories Inc | COM | 7,457 | $4.71M | 0.1% | −49−0.7% | Reduced | History |
| iShares Tr464287846 | DOW JONES US ETF | 43,321 | $4.68M | 0.1% | +595+1.4% | Added | – |
| SHOPShopify Inc. | Stock | 3,184 | $4.65M | 0.1% | −227−6.7% | Reduced | History |
| RNACCartesian Therapeutics, Inc. | COM | 1,106,325 | $4.62M | 0.1% | +713,614+181.7% | Added | History |
| Principal Exchange Traded FD74255Y201 | QUALITY ETF | 86,725 | $4.61M | 0.1% | −2,628−2.9% | Reduced | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 54,954 | $4.52M | 0.1% | −736−1.3% | Reduced | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |