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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
5,032
+204 vs. Q3 2021
Portfolio value
$14.6B
+$2.55B (+21.1%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Captrust Financial Advisors in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ETF Ser Solutions26922B600DEFIANCE NEXT1$00.0%+1New–
EAREargo, Inc.COM94$00.0%+94NewHistory
EIGREiger BioPharmaceuticals, Inc.COM52$00.0%00.0%UnchangedHistory
Empire Post Media Inc Com292039104Common Stock13,000$00.0%+13,000New–
Epiphany Technology Acquisit29429X117*W EXP 01/12/202500$00.0%00.0%Unchanged–
XCURExicure, Inc.COM1,000$00.0%00.0%UnchangedHistory
EXTNExterran CorpCOM15$00.0%00.0%UnchangedHistory
First Tr Exchange Traded FD33733A102CHINDIA ETF1$00.0%00.0%Unchanged–
ALRAlerisLife Inc.COM NEW94$00.0%+71+308.7%AddedHistory
Force Protn Video Equip Corp Com New34520J207Common Stock50,000$00.0%00.0%Unchanged–
Forecross Corp Calif Com34545C104Common Stock29,500$00.0%00.0%Unchanged–
FWDIForward Industries, Inc.COM NEW34$00.0%00.0%UnchangedHistory
Fuelpositive Corporation Com35954F108CS300$00.0%+300New–
GB Sciences Inc Com361544109Stock2,000$00.0%+2,000New–
GAXYGalaxy Next Generation, Inc.Common Stock2,500$00.0%00.0%UnchangedHistory
IRONDisc Medicine, Inc.COM73$00.0%+73NewHistory
GSATGlobalstar, Inc.COM375$00.0%+375NewHistory
Global X FDS37950E408MSCI CHINA CNSMR13$00.0%00.0%Unchanged–
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF4$00.0%00.0%Unchanged–
GMERGood Gaming, Inc.Common Stock20$00.0%+20NewHistory
ASIIAccredited Solutions, Inc.Common Stock100$00.0%00.0%UnchangedHistory
GTEGran Tierra Energy Inc.COM500$00.0%00.0%UnchangedHistory
Green Organic Dutchman Hldgs Com393210208COM2,100$00.0%+100+5.0%Added–
INKWGreene Concepts, IncCommon Stock75,000$00.0%−1,250−1.6%ReducedHistory
Greengro Technologies Inc Com39526G107COM10,000$00.0%00.0%Unchanged–
GNLNGreenlane Holdings, Inc.CL A120$00.0%−1,057−89.8%ReducedHistory
GNTYGuaranty Bancshares IncCOM5$00.0%00.0%UnchangedHistory
Guardion Health Sciences Inc Com New40145Q203Stock334$00.0%+334New–
GULTUGulf Coast Ultra Deep Royalty TrustUNIT BEN INT13,188$00.0%+6,895+109.6%AddedHistory
HEESH&E Equipment Services, Inc.COM11$00.0%00.0%UnchangedHistory
HCMCHealthier Choices Management Corp.COM487,394$00.0%−16,177−3.2%ReducedHistory
Healthcare Services Acqu Cor42227K112*W EXP 99/99/999500$00.0%00.0%Unchanged–
Hexo Corp428304307COM NEW507$00.0%−1,755−77.6%Reduced–
Hitachi Constr Machy C ADR43358L101ADR6$00.0%00.0%Unchanged–
HGTXUHugoton Royalty TrustUNIT BEN INT2,000$00.0%+2,000NewHistory
Hycroft Mining Holding Corp44862P125*W EXP 10/12/202356$00.0%−3−0.8%Reduced–
ICADIcad IncCOM NEW24$00.0%+24NewHistory
BVCBitVentures LtdADS1$00.0%+1NewHistory
ACGNAceragen, Inc.COM PAR812$00.0%00.0%UnchangedHistory
IMBILegacy IMBDS, Inc.COM CL A10$00.0%00.0%UnchangedHistory
Impala Platinum Hldgs Sponsored ADR452553308ADR11$00.0%−199−94.8%Reduced–
INOInovio Pharmaceuticals, Inc.COM NEW100$00.0%−35−25.9%ReducedHistory
IPIXInnovation Pharmaceuticals Inc.Common Stock5,150$00.0%00.0%UnchangedHistory
IBALInternational Baler CorpCommon Stock3$00.0%+3NewHistory
Invesco Actively Managed ETF46090C305EMGRING MKTS509$00.0%+9New–
Invesco Exch Traded FD Tr II46138E651GLOBAL WATER11$00.0%00.0%Unchanged–
Isuzu Motors Ltd.465254209ADR39$00.0%+39New–
ISEEIVERIC bio, Inc.COM10$00.0%+10NewHistory
Jammin Java470751108COM27,200$00.0%+27,200New–
Jushi Hldgs Inc CL B Sub VTG48213Y107FGC10$00.0%00.0%Unchanged–
KSPNKaspien Holdings Inc.COM NEW34$00.0%00.0%UnchangedHistory
KNTEKinnate Biopharma Inc.COM17$00.0%+17NewHistory
KBLBKraig Biocraft Laboratories, Inc.COMMON1,000$00.0%+1,000NewHistory
Finmeccanica SpA ADR52660W101ADR66$00.0%00.0%Unchanged–
Liberated Syndication Inc.53013F100COM84$00.0%00.0%Unchanged–
LGNZZLigand Pharmaceuticals IncCommon Stock500$00.0%00.0%UnchangedHistory
LGNXZLigand Pharmaceuticals IncCommon Stock500$00.0%+500NewHistory
LGNYZLigand Pharmaceuticals IncCommon Stock500$00.0%+500NewHistory
LGNDZLigand Pharmaceuticals IncCOM500$00.0%+500NewHistory
EGIOEdgio, Inc.COM134$00.0%+134NewHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.30$00.0%−60−66.7%Reduced–
LQMTLiquidmetal Technologies IncCommon Stock200$00.0%00.0%UnchangedHistory
Listed FD Tr53656F706ROUNDHILL BITK10$00.0%00.0%Unchanged–
MCOAMarijuana Co of America, Inc.Common Stock205,050$00.0%+5,050+2.5%AddedHistory
Marubeni Corp ADR573810207ADR4$00.0%00.0%Unchanged–
MMNFFMedMen Enterprises, Inc.Common Stock733$00.0%00.0%UnchangedHistory
MILEMetromile, LLCCOM179$00.0%+127+244.2%AddedHistory
Mjardin Group Inc Com60689X109Common Stock300$00.0%+300New–
MODNModel N, Inc.COM16$00.0%+16NewHistory
Monitronics Intl Inc Com609453105Common Stock2$00.0%00.0%Unchanged–
NWLINational Western Life Group, Inc.CL A2$00.0%00.0%UnchangedHistory
NAVBNavidea Biopharmaceuticals, Inc.COM NEW4$00.0%−150−97.4%ReducedHistory
NDT Pharmaceuticals Inc Com63948Q105Common Stock50$00.0%+50New–
NGTFNightFood Holdings, Inc.COM2,000$00.0%00.0%UnchangedHistory
Nokian Tyres Oyj ADR65528V107ADR16$00.0%00.0%Unchanged–
Northisle Copper & Gold Inc Com66644R103Common Stock75$00.0%00.0%Unchanged–
NCNANuCana plcSPONSORED ADR200$00.0%00.0%UnchangedHistory
Numinus Wellness Inc67054W103COM100$00.0%−25,642−99.6%Reduced–
ONCYOncolytics Biotech IncCOM NEW1$00.0%+1NewHistory
VIVSVivoSim Labs, INC.COM NEW75$00.0%−40−34.8%ReducedHistory
PFINP&F Industries IncCL A NEW80$00.0%00.0%UnchangedHistory
PCSBPCSB Financial CorpCOM9$00.0%00.0%UnchangedHistory
Patient Access Solutions Inc Com New70324A208Common Stock100,000$00.0%00.0%Unchanged–
PHUNPhunware, Inc.COM20$00.0%+20NewHistory
Plantx Life Ord72750P105COM1,700$00.0%00.0%Unchanged–
AGSPlayAGS, Inc.COM38$00.0%00.0%UnchangedHistory
CNSYCerenome, Inc.COM NEW17$00.0%+17NewHistory
Polaris Infrastructure Inc Com73106R100Common Stock4$00.0%00.0%Unchanged–
Om Holdings International Inc Com735867103Common Stock4$00.0%+4New–
POSHPoshmark, Inc.COM CL A10$00.0%−138−93.2%ReducedHistory
Predictive Technology Group Com74039H102Common Stock2,500$00.0%00.0%Unchanged–
ProShares Tr74347B276PSHS ULDOW30 NEW31$00.0%00.0%Unchanged–
ProShares Tr74347R404PSHS ULT MCAP4007$00.0%+7New–
Puration Inc Com74609P104COM1,000$00.0%00.0%Unchanged–
FRBKRepublic First Bancorp IncCOM54$00.0%00.0%UnchangedHistory
RIBTRiceBran TechnologiesCOM NEW25$00.0%+25NewHistory
RIGLRigel Pharmaceuticals IncCOM NEW121$00.0%−348−74.2%ReducedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART6$00.0%00.0%Unchanged–
Sears Holdings Corporation Com812350106COM200$00.0%+60+42.9%Added–
SENSSenseonics Holdings, Inc.COM27$00.0%+27NewHistory

Sold out since Q3 2021 (243)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 243 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
iShares Tr46434VBK5IBONDS DEC21 ETF392,808$9.71M0.1%–
MCFContango Oil & Gas CoCOM NEW1,603,500$7.33M0.1%History
BOCHBank of Commerce HoldingsCOM120,137$1.82M<0.1%History
NCNOnCino, Inc.COM17,642$1.25M<0.1%History
KSUKansas City SouthernCOM NEW3,838$1.04M<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB48,017$1.01M<0.1%History
HRCHill-Rom Holdings, Inc.COM4,390$659.0K<0.1%History
Spartacus Acquisition Corp84677L109CL A46,359$469.0K<0.1%–
NVTSNavitas Semiconductor CorpCOM CL A46,290$462.0K<0.1%History
Pathfinder Acquisition CorpG04119106CL A43,110$426.0K<0.1%–
Yucaipa Acquisition CorpG9879L105COM41,042$405.0K<0.1%–
UBS AG London Branch902677780EN LG CP GRWTH481$340.0K<0.1%–
XECCimarex Energy CoCOM3,609$315.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI12,473$315.0K<0.1%–
KURIAlkuri Global Acquisition Corp.COM CL A31,036$309.0K<0.1%History
Marlin Technology Corp.G58411128UNIT 99/99/999929,537$295.0K<0.1%–
APOApollo Global Management, Inc.COM CL A4,396$271.0K<0.1%History
CIVICivitas Resources, Inc.COM NEW5,444$261.0K<0.1%History
Orocobre Ltd ShsQ7142R106Common Stock37,500$235.0K<0.1%–
Jack Creek Investment Corp.G4989X107UNIT 10/01/202323,199$233.0K<0.1%–
EBSBMeridian Bancorp, Inc.COM10,770$225.0K<0.1%History
CF Acquisition Corp VIII12520C208UNIT 03/31/202820,560$208.0K<0.1%–
NSTDNorthern Star Investment Corp. IVCOM CL A20,560$201.0K<0.1%History
STMPStamps.com IncCOM NEW585$193.0K<0.1%History
GIGCAPITAL4 Inc37518G101COM19,611$193.0K<0.1%–
Mason Industrial Technolgy I57520Y205UNIT 99/99/999919,082$190.0K<0.1%–
26 Capital Acquisition Corp.90138P209UNIT 12/31/202716,854$170.0K<0.1%–
DFPHStarling Oncology, Inc.COM CL A15,829$157.0K<0.1%History
CTACKing LLC Merger Sub, LLCSHS CL A19,458$152.0K<0.1%History
CNBKACentury Bancorp IncCL A NON VTG1,079$125.0K<0.1%History
HRVSFHarvest Health & Recreation Inc.COM39,720$124.0K<0.1%History
CF Acquisition Corp VI12521J202UNIT 99/99/999911,764$116.0K<0.1%–
Echo Global Logistics, Inc.27875T101COM2,365$113.0K<0.1%–
Mexivada MNG Corp Com593053101Stock59,450$113.0K<0.1%–
Lydall Inc550819106COM1,793$111.0K<0.1%–
iShares Tr46435G789IBONDS DEC20214,218$108.0K<0.1%–
UFSDomtar CORPCOM NEW1,868$102.0K<0.1%History
MDPHawkeye Acquisition, Inc.COM1,642$91.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund3,804$87.0K<0.1%–
KDMNKadmon Holdings, Inc.COM10,000$87.0K<0.1%History
SPDR Series Trust78468R804ST STR R1K LOWV645$86.0K<0.1%–
ProShares Tr74347B383ULTRASHRT S&P5008,990$80.0K<0.1%–
PRQRProQR Therapeutics N.V.SHS EURO7,500$63.0K<0.1%History
EJF Acquisition Corp.G2955B117UNIT 03/10/20266,003$62.0K<0.1%–
Capstar SPL Purp Acquisition14070Y101COM CL A6,000$60.0K<0.1%–
SKMSK Telecom Co LtdSPONSORED ADR1,920$58.0K<0.1%History
Thimble Point Acquisition Co88408P107COM CL A5,667$56.0K<0.1%–
Ampal Amern Israel Corp CL A New032015703Common Stock925$50.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV3,658$48.0K<0.1%–
XENEXenon Pharmaceuticals Inc.COM3,000$46.0K<0.1%History
CAI International, Inc.12477X106COM828$46.0K<0.1%–
Crystal Peak Minerals Inc Com22938T107Common Stock10,439,596$41.0K<0.1%–
The a2 Milk Co LtdQ2774Q104COM8,850$39.0K<0.1%–
INOVInovalon Holdings, Inc.COM CL A877$35.0K<0.1%History
MSPRMSP Recovery, Inc.COM CL A2,934$29.0K<0.1%History
Live Oak Acquisition Corp II53804W114*W EXP 12/07/20214,630$28.0K<0.1%–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR2,612$27.0K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF550$24.0K<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN2,885$23.0K<0.1%–
CLDRCloudera, Inc.COM1,314$21.0K<0.1%History
Xiaomi Corp Unsponsored ADS98421U108ADR1,576$21.0K<0.1%–
CELUCelularity IncCOM CL A3,000$21.0K<0.1%History
BFXBowflex Inc.COM2,000$19.0K<0.1%History
SHCRSharecare, Inc.COM CL A2,252$19.0K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF165$18.0K<0.1%–
Advisorshares Tr00768Y529DORSY SHRT ETF2,000$18.0K<0.1%–
DSPGDSP Group IncCOM837$18.0K<0.1%History
PROPROS Holdings, Inc.COM498$18.0K<0.1%History
Spartacus Acquisition Corp84677L117*W EXP 10/31/20211,597$18.0K<0.1%–
Jasper Therapeutics, Inc.471871111*W EXP 12/01/20211,988$18.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF200$17.0K<0.1%–
WLMSNOS4-1, Inc.COM4,050$17.0K<0.1%History
ALTAAltabancorpCOM363$16.0K<0.1%History
H Lundbeck A/S40422M206ADR600$16.0K<0.1%–
Trident Acquisitions Corp89615T106COM1,406$16.0K<0.1%–
Ganfeng Lithium COY2690M105Common Stock905$16.0K<0.1%–
iShares Tr464289883CORE 30 70 ETF392$15.0K<0.1%–
CSODCornerstone OnDemand IncCOM255$15.0K<0.1%History
ZYMEZymeworks Inc.COM500$15.0K<0.1%History
Bakkt, Inc.G9441E100SHS CL A1,453$15.0K<0.1%–
Yucaipa Acquisition CorpG9879L113*W EXP 99/99/99913,681$15.0K<0.1%–
Good Vibrations Shoe382147205Common525,000$15.0K<0.1%–
ABATAmerican Battery Technology CoCOM9,200$14.0K<0.1%History
RAVNRaven Industries IncCOM248$14.0K<0.1%History
RSRVReserve Petroleum CoCommon Stock79$14.0K<0.1%History
FOCLEdap TMS SASPONSORED ADR2,000$13.0K<0.1%History
CCAIUCascadia Acquisition Corp.UNIT 09/30/20281,300$13.0K<0.1%History
ANIXAnixa Biosciences IncCOM2,500$12.0K<0.1%History
CGENCompugen LtdORD2,000$12.0K<0.1%History
AUTOAutoWeb, Inc.COM4,420$12.0K<0.1%History
TVGrupo Televisa, S.A.B.SPON ADR REP ORD1,000$11.0K<0.1%History
REKRRekor Systems, Inc.COM1,000$11.0K<0.1%History
DRNADicerna Pharmaceuticals IncCOM563$11.0K<0.1%History
KLRKaleyra, Inc.COM1,000$11.0K<0.1%History
Alkuri Global Acquisition Corp.66981N111*W EXP 02/09/2027,759$11.0K<0.1%–
WM Morrison Supermarkets PLC92933J107ADR560$11.0K<0.1%–
Arco Platform LtdG04553106COM CL A500$11.0K<0.1%–
MNDYmonday.com Ltd.SHS30$10.0K<0.1%History
XLRNAcceleron Pharma IncCOM58$10.0K<0.1%History
Kensington Capital Acquisiti49006L203UNIT 99/99/99991,200$10.0K<0.1%–