Captrust Financial Advisors
- SEC CIK
- 0001512024
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 5,032
- +204 vs. Q3 2021
- Portfolio value
- $14.6B
- +$2.55B (+21.1%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WRNWestern Copper & Gold Corp | Stock | 150 | $0 | 0.0% | 00.0% | Unchanged | History |
| First Trust Indxx Innovative Transaction & Process ETF33741X201 | ETF | 9 | $0 | 0.0% | +9 | New | – |
| ESPREsperion Therapeutics, Inc. | COM | 100 | $0 | 0.0% | −450−81.8% | Reduced | History |
| Global X FDS37954Y285 | TELMDC&DIG ETF | 29 | $0 | 0.0% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| WBWEIBO Corp | SPONSORED ADR | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| NUNu Holdings Ltd. | ORD SHS CL A | 20 | $0 | 0.0% | +20 | New | History |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 9 | $0 | 0.0% | +9 | New | – |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 1 | $0 | 0.0% | +1 | New | – |
| CTOSCustom Truck One Source, Inc. | COM CL A | 7 | $0 | 0.0% | +7 | New | History |
| LFSTLifeStance Health Group, Inc. | COM | 19 | $0 | 0.0% | −234−92.5% | Reduced | History |
| COURCoursera, Inc. | COM | 13 | $0 | 0.0% | +13 | New | History |
| SPDR Index Shs FDS78463X749 | ST DOW GLOBA ETF | 3 | $0 | 0.0% | −98−97.0% | Reduced | – |
| LXFRLuxfer Holdings PLC | SHS | 9 | $0 | 0.0% | +9 | New | History |
| Advisorshares Tr00768Y560 | ADVISORSHS ETF | 3 | $0 | 0.0% | +3 | New | – |
| AGIOAgios Pharmaceuticals, Inc. | COM | 8 | $0 | 0.0% | −24−75.0% | Reduced | History |
| SVRASavara Inc | COM | 142 | $0 | 0.0% | 00.0% | Unchanged | History |
| WFRDWeatherford International plc | ORD SHS | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| Global X FDS37954Y392 | VDEO GAM ESPRT | 8 | $0 | 0.0% | 00.0% | Unchanged | – |
| AVPTAvePoint, Inc. | COM CL A | 35 | $0 | 0.0% | 00.0% | Unchanged | History |
| RXRXRecursion Pharmaceuticals, Inc. | CL A | 20 | $0 | 0.0% | +20 | New | History |
| Procure ETF Trust II74280R205 | SPACE ETF | 11 | $0 | 0.0% | +1+10.0% | Added | – |
| DSPViant Technology Inc. | COM CL A | 18 | $0 | 0.0% | +18 | New | History |
| TKCTurkcell Iletisim Hizmetleri A S | SPON ADR NEW | 136 | $0 | 0.0% | 00.0% | Unchanged | History |
| VIPSVipshop Holdings Ltd | SPONSORED ADS A | 53 | $0 | 0.0% | 00.0% | Unchanged | History |
| AKBAAkebia Therapeutics, Inc. | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| ALLOAllogene Therapeutics, Inc. | COM | 18 | $0 | 0.0% | −147−89.1% | Reduced | History |
| ALXOAlx Oncology Holdings Inc | COM | 13 | $0 | 0.0% | +13 | New | History |
| AMPGAmpliTech Group, Inc. | COM NEW | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| ASCArdmore Shipping Corp | COM | 113 | $0 | 0.0% | 00.0% | Unchanged | History |
| ALOTAstroNova, Inc. | COM | 19 | $0 | 0.0% | 00.0% | Unchanged | History |
| BYSIBeyondSpring Inc. | SHS | 56 | $0 | 0.0% | +56 | New | History |
| CURICuriosityStream Inc. | COM CL A | 32 | $0 | 0.0% | +32 | New | History |
| FBIZFirst Business Financial Services, Inc. | COM | 17 | $0 | 0.0% | −23−57.5% | Reduced | History |
| FUTUFutu Holdings Ltd | SPON ADS CL A | 11 | $0 | 0.0% | +6+120.0% | Added | History |
| GILTGilat Satellite Networks Ltd | SHS NEW | 70 | $0 | 0.0% | +70 | New | History |
| HGTYHagerty, Inc. | CL A COM | 15 | $0 | 0.0% | +15 | New | History |
| KURAKura Oncology, Inc. | COM | 28 | $0 | 0.0% | −20−41.7% | Reduced | History |
| LXRXLexicon Pharmaceuticals, Inc. | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| NABLN-able, Inc. | COMMON STOCK | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| OCGNOcugen, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| PHATPhathom Pharmaceuticals, Inc. | COM | 20 | $0 | 0.0% | −5−20.0% | Reduced | History |
| PRCHPorch Group, Inc. | COM | 13 | $0 | 0.0% | +13 | New | History |
| RBBRBB Bancorp | COM | 12 | $0 | 0.0% | 00.0% | Unchanged | History |
| RLAYRelay Therapeutics, Inc. | COM | 10 | $0 | 0.0% | +10 | New | History |
| TSBKTimberland Bancorp Inc | COM | 7 | $0 | 0.0% | −14−66.7% | Reduced | History |
| TWITitan International Inc | COM | 35 | $0 | 0.0% | +35 | New | History |
| UNTYUnity Bancorp Inc | COM | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| ULHUniversal Logistics Holdings, Inc. | COM | 19 | $0 | 0.0% | 00.0% | Unchanged | History |
| URGNUroGen Pharma Ltd. | COM | 19 | $0 | 0.0% | +19 | New | History |
| VHIValhi Inc | COM | 6 | $0 | 0.0% | −48−88.9% | Reduced | History |
| VNCEVince Holding Corp. | COM NEW | 34 | $0 | 0.0% | 00.0% | Unchanged | History |
| WSBFWaterstone Financial, Inc. | COM | 8 | $0 | 0.0% | −43−84.3% | Reduced | History |
| WHWKWhitehawk Therapeutics, Inc. | COM | 15 | $0 | 0.0% | 00.0% | Unchanged | History |
| XBITXBiotech Inc. | COM | 21 | $0 | 0.0% | +21 | New | History |
| ZNTLZentalis Pharmaceuticals, Inc. | COM | 5 | $0 | 0.0% | +5 | New | History |
| AXDXAccelerate Diagnostics, Inc | COM | 59 | $0 | 0.0% | +59 | New | History |
| Acasti Pharma Inc00430K402 | CL A NEW | 125 | $0 | 0.0% | 00.0% | Unchanged | – |
| ACURAcura Pharmaceuticals, Inc | COM | 245 | $0 | 0.0% | 00.0% | Unchanged | History |
| ADTXAditxt, Inc. | COM | 600 | $0 | 0.0% | +600 | New | History |
| Advanced C00791F109 | Common Stock | 1 | $0 | 0.0% | +1 | New | – |
| UAVSAgEagle Aerial Systems Inc. | COM | 160 | $0 | 0.0% | 00.0% | Unchanged | History |
| Aleafia Health Inc Com01444Q104 | COM | 3,427 | $0 | 0.0% | 00.0% | Unchanged | – |
| ALLKAllakos Inc. | COM | 21 | $0 | 0.0% | +4+23.5% | Added | History |
| ALTXAltex Industries Inc | Common Stock | 200 | $0 | 0.0% | 00.0% | Unchanged | History |
| USASAmericas Gold & Silver Corp | COM | 396 | $0 | 0.0% | 00.0% | Unchanged | History |
| Amryt Pharma PLC03217L106 | SPONSORED ADS | 5 | $0 | 0.0% | 00.0% | Unchanged | – |
| Anr - Contingent Rev Pymt Thru03634H118 | RT | 4,776 | $0 | 0.0% | +4,776 | New | – |
| AUVIApplied UV, Inc. | COM | 2 | $0 | 0.0% | +2 | New | History |
| TECXTectonic Therapeutic, Inc. | COM | 38 | $0 | 0.0% | −8−17.4% | Reduced | History |
| BFINBankFinancial CORP | COM | 27 | $0 | 0.0% | −121−81.8% | Reduced | History |
| Bantec Inc06684B204 | COM | 18,300 | $0 | 0.0% | −25,000−57.7% | Reduced | – |
| Barclays Bank PLC Ipsp Croil ETN3606738C760 | ETF | 2 | $0 | 0.0% | −5−71.4% | Reduced | – |
| Bebe Stores Inc Com New075571208 | Common Stock | 7 | $0 | 0.0% | 00.0% | Unchanged | – |
| Bellicum Pharmaceuticals, Inc079481404 | COM NEW | 30 | $0 | 0.0% | 00.0% | Unchanged | – |
| BTAIQBioXcel Therapeutics, Inc. | COM | 17 | $0 | 0.0% | −250−93.6% | Reduced | History |
| BlackRock ETF Trust09290C301 | FUTURE TECH ETF | 10 | $0 | 0.0% | 00.0% | Unchanged | – |
| BRF SA10552T107 | SPONSORED ADR | 100 | $0 | 0.0% | 00.0% | Unchanged | – |
| Bristol Myers Squibb Co110122140 | RIGHT 12/30/2030 | 971 | $0 | 0.0% | 00.0% | Unchanged | – |
| DOGPDogecoin Cash, Inc. | COM | 20 | $0 | 0.0% | +20 | New | History |
| CTLPCantaloupe, Inc. | COM | 33 | $0 | 0.0% | 00.0% | Unchanged | History |
| Capstar SPL Purp Acquisition14070Y119 | *W EXP 99/99/999 | 315 | $0 | 0.0% | −2,685−89.5% | Reduced | – |
| Carnival Corp Ltd.14365C103 | ADR | 22 | $0 | 0.0% | 00.0% | Unchanged | – |
| PRTSCarParts.com, Inc. | COM | 14 | $0 | 0.0% | −8−36.4% | Reduced | History |
| IMNNImunon, Inc. | COM PAR NEW | 42 | $0 | 0.0% | −1−2.3% | Reduced | History |
| Cenovus Energy Inc.15135U117 | *W EXP 01/01/202 | 13 | $0 | 0.0% | 00.0% | Unchanged | – |
| CLSDClearside Biomedical, Inc. | COM | 100 | $0 | 0.0% | +100 | New | History |
| CLVSClovis Oncology, Inc. | COM | 30 | $0 | 0.0% | 00.0% | Unchanged | History |
| COCPCocrystal Pharma, Inc. | COM | 303 | $0 | 0.0% | +37+13.9% | Added | History |
| Compute Health Acquisitin Co204833115 | *W EXP 01/25/202 | 100 | $0 | 0.0% | 00.0% | Unchanged | – |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 750 | $0 | 0.0% | +250+50.0% | Added | History |
| Core One Labs Inc Com21872J208 | Common Stock | 15 | $0 | 0.0% | 00.0% | Unchanged | – |
| CREXCreative Realities, Inc. | COM NEW | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| Velocityshares Daily 2X Vix Short Term ETN22542D258 | ETF | 3 | $0 | 0.0% | 00.0% | Unchanged | – |
| Crucible Acquisition Corp22877P116 | *W EXP 12/26/202 | 100 | $0 | 0.0% | 00.0% | Unchanged | – |
| CYTHCyclo Therapeutics, Inc. | COM NEW | 100 | $0 | 0.0% | 00.0% | Unchanged | History |
| DRIODarioHealth Corp. | COM NEW | 35 | $0 | 0.0% | 00.0% | Unchanged | History |
| Decision Diagnostics Corp Com243443108 | Common Stock | 41,900 | $0 | 0.0% | 00.0% | Unchanged | – |
| Deutsche Wohnen SE - Unsponsored ADR25161M103 | ADR | 19 | $0 | 0.0% | −289−93.8% | Reduced | – |
| Diego Pellicer Worldwide Inc Com New25367R203 | Common Stock | 7,500 | $0 | 0.0% | 00.0% | Unchanged | – |
Sold out since Q3 2021 (243)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 243 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 392,808 | $9.71M | 0.1% | – |
| MCFContango Oil & Gas Co | COM NEW | 1,603,500 | $7.33M | 0.1% | History |
| BOCHBank of Commerce Holdings | COM | 120,137 | $1.82M | <0.1% | History |
| NCNOnCino, Inc. | COM | 17,642 | $1.25M | <0.1% | History |
| KSUKansas City Southern | COM NEW | 3,838 | $1.04M | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 48,017 | $1.01M | <0.1% | History |
| HRCHill-Rom Holdings, Inc. | COM | 4,390 | $659.0K | <0.1% | History |
| Spartacus Acquisition Corp84677L109 | CL A | 46,359 | $469.0K | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 46,290 | $462.0K | <0.1% | History |
| Pathfinder Acquisition CorpG04119106 | CL A | 43,110 | $426.0K | <0.1% | – |
| Yucaipa Acquisition CorpG9879L105 | COM | 41,042 | $405.0K | <0.1% | – |
| UBS AG London Branch902677780 | EN LG CP GRWTH | 481 | $340.0K | <0.1% | – |
| XECCimarex Energy Co | COM | 3,609 | $315.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 12,473 | $315.0K | <0.1% | – |
| KURIAlkuri Global Acquisition Corp. | COM CL A | 31,036 | $309.0K | <0.1% | History |
| Marlin Technology Corp.G58411128 | UNIT 99/99/9999 | 29,537 | $295.0K | <0.1% | – |
| APOApollo Global Management, Inc. | COM CL A | 4,396 | $271.0K | <0.1% | History |
| CIVICivitas Resources, Inc. | COM NEW | 5,444 | $261.0K | <0.1% | History |
| Orocobre Ltd ShsQ7142R106 | Common Stock | 37,500 | $235.0K | <0.1% | – |
| Jack Creek Investment Corp.G4989X107 | UNIT 10/01/2023 | 23,199 | $233.0K | <0.1% | – |
| EBSBMeridian Bancorp, Inc. | COM | 10,770 | $225.0K | <0.1% | History |
| CF Acquisition Corp VIII12520C208 | UNIT 03/31/2028 | 20,560 | $208.0K | <0.1% | – |
| NSTDNorthern Star Investment Corp. IV | COM CL A | 20,560 | $201.0K | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 585 | $193.0K | <0.1% | History |
| GIGCAPITAL4 Inc37518G101 | COM | 19,611 | $193.0K | <0.1% | – |
| Mason Industrial Technolgy I57520Y205 | UNIT 99/99/9999 | 19,082 | $190.0K | <0.1% | – |
| 26 Capital Acquisition Corp.90138P209 | UNIT 12/31/2027 | 16,854 | $170.0K | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 15,829 | $157.0K | <0.1% | History |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 19,458 | $152.0K | <0.1% | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 1,079 | $125.0K | <0.1% | History |
| HRVSFHarvest Health & Recreation Inc. | COM | 39,720 | $124.0K | <0.1% | History |
| CF Acquisition Corp VI12521J202 | UNIT 99/99/9999 | 11,764 | $116.0K | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 2,365 | $113.0K | <0.1% | – |
| Mexivada MNG Corp Com593053101 | Stock | 59,450 | $113.0K | <0.1% | – |
| Lydall Inc550819106 | COM | 1,793 | $111.0K | <0.1% | – |
| iShares Tr46435G789 | IBONDS DEC2021 | 4,218 | $108.0K | <0.1% | – |
| UFSDomtar CORP | COM NEW | 1,868 | $102.0K | <0.1% | History |
| MDPHawkeye Acquisition, Inc. | COM | 1,642 | $91.0K | <0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 3,804 | $87.0K | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 10,000 | $87.0K | <0.1% | History |
| SPDR Series Trust78468R804 | ST STR R1K LOWV | 645 | $86.0K | <0.1% | – |
| ProShares Tr74347B383 | ULTRASHRT S&P500 | 8,990 | $80.0K | <0.1% | – |
| PRQRProQR Therapeutics N.V. | SHS EURO | 7,500 | $63.0K | <0.1% | History |
| EJF Acquisition Corp.G2955B117 | UNIT 03/10/2026 | 6,003 | $62.0K | <0.1% | – |
| Capstar SPL Purp Acquisition14070Y101 | COM CL A | 6,000 | $60.0K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 1,920 | $58.0K | <0.1% | History |
| Thimble Point Acquisition Co88408P107 | COM CL A | 5,667 | $56.0K | <0.1% | – |
| Ampal Amern Israel Corp CL A New032015703 | Common Stock | 925 | $50.0K | <0.1% | – |
| Global X FDS37950E549 | GLB X SUPERDIV | 3,658 | $48.0K | <0.1% | – |
| XENEXenon Pharmaceuticals Inc. | COM | 3,000 | $46.0K | <0.1% | History |
| CAI International, Inc.12477X106 | COM | 828 | $46.0K | <0.1% | – |
| Crystal Peak Minerals Inc Com22938T107 | Common Stock | 10,439,596 | $41.0K | <0.1% | – |
| The a2 Milk Co LtdQ2774Q104 | COM | 8,850 | $39.0K | <0.1% | – |
| INOVInovalon Holdings, Inc. | COM CL A | 877 | $35.0K | <0.1% | History |
| MSPRMSP Recovery, Inc. | COM CL A | 2,934 | $29.0K | <0.1% | History |
| Live Oak Acquisition Corp II53804W114 | *W EXP 12/07/202 | 14,630 | $28.0K | <0.1% | – |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 2,612 | $27.0K | <0.1% | History |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 550 | $24.0K | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 2,885 | $23.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 1,314 | $21.0K | <0.1% | History |
| Xiaomi Corp Unsponsored ADS98421U108 | ADR | 1,576 | $21.0K | <0.1% | – |
| CELUCelularity Inc | COM CL A | 3,000 | $21.0K | <0.1% | History |
| BFXBowflex Inc. | COM | 2,000 | $19.0K | <0.1% | History |
| SHCRSharecare, Inc. | COM CL A | 2,252 | $19.0K | <0.1% | History |
| SPDR Index Shs FDS78463X400 | SP CHINA ETF | 165 | $18.0K | <0.1% | – |
| Advisorshares Tr00768Y529 | DORSY SHRT ETF | 2,000 | $18.0K | <0.1% | – |
| DSPGDSP Group Inc | COM | 837 | $18.0K | <0.1% | History |
| PROPROS Holdings, Inc. | COM | 498 | $18.0K | <0.1% | History |
| Spartacus Acquisition Corp84677L117 | *W EXP 10/31/202 | 11,597 | $18.0K | <0.1% | – |
| Jasper Therapeutics, Inc.471871111 | *W EXP 12/01/202 | 11,988 | $18.0K | <0.1% | – |
| iShares Inc464286426 | MSCI EM ASIA ETF | 200 | $17.0K | <0.1% | – |
| WLMSNOS4-1, Inc. | COM | 4,050 | $17.0K | <0.1% | History |
| ALTAAltabancorp | COM | 363 | $16.0K | <0.1% | History |
| H Lundbeck A/S40422M206 | ADR | 600 | $16.0K | <0.1% | – |
| Trident Acquisitions Corp89615T106 | COM | 1,406 | $16.0K | <0.1% | – |
| Ganfeng Lithium COY2690M105 | Common Stock | 905 | $16.0K | <0.1% | – |
| iShares Tr464289883 | CORE 30 70 ETF | 392 | $15.0K | <0.1% | – |
| CSODCornerstone OnDemand Inc | COM | 255 | $15.0K | <0.1% | History |
| ZYMEZymeworks Inc. | COM | 500 | $15.0K | <0.1% | History |
| Bakkt, Inc.G9441E100 | SHS CL A | 1,453 | $15.0K | <0.1% | – |
| Yucaipa Acquisition CorpG9879L113 | *W EXP 99/99/999 | 13,681 | $15.0K | <0.1% | – |
| Good Vibrations Shoe382147205 | Common | 525,000 | $15.0K | <0.1% | – |
| ABATAmerican Battery Technology Co | COM | 9,200 | $14.0K | <0.1% | History |
| RAVNRaven Industries Inc | COM | 248 | $14.0K | <0.1% | History |
| RSRVReserve Petroleum Co | Common Stock | 79 | $14.0K | <0.1% | History |
| FOCLEdap TMS SA | SPONSORED ADR | 2,000 | $13.0K | <0.1% | History |
| CCAIUCascadia Acquisition Corp. | UNIT 09/30/2028 | 1,300 | $13.0K | <0.1% | History |
| ANIXAnixa Biosciences Inc | COM | 2,500 | $12.0K | <0.1% | History |
| CGENCompugen Ltd | ORD | 2,000 | $12.0K | <0.1% | History |
| AUTOAutoWeb, Inc. | COM | 4,420 | $12.0K | <0.1% | History |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | 1,000 | $11.0K | <0.1% | History |
| REKRRekor Systems, Inc. | COM | 1,000 | $11.0K | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 563 | $11.0K | <0.1% | History |
| KLRKaleyra, Inc. | COM | 1,000 | $11.0K | <0.1% | History |
| Alkuri Global Acquisition Corp.66981N111 | *W EXP 02/09/202 | 7,759 | $11.0K | <0.1% | – |
| WM Morrison Supermarkets PLC92933J107 | ADR | 560 | $11.0K | <0.1% | – |
| Arco Platform LtdG04553106 | COM CL A | 500 | $11.0K | <0.1% | – |
| MNDYmonday.com Ltd. | SHS | 30 | $10.0K | <0.1% | History |
| XLRNAcceleron Pharma Inc | COM | 58 | $10.0K | <0.1% | History |
| Kensington Capital Acquisiti49006L203 | UNIT 99/99/9999 | 1,200 | $10.0K | <0.1% | – |