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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
4,828
+60 vs. Q2 2021
Portfolio value
$12.0B
+$1.30B (+12.1%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Captrust Financial Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock3,235,310$457.8M3.8%+429,748+15.3%AddedHistory
iShares Core S&P 500 ETF464287200ETF940,465$405.2M3.4%+64,822+7.4%Added–
MSFTMicrosoft CorpStock1,345,485$379.3M3.2%+94,641+7.6%AddedHistory
Vanguard Morningstar Value ETF922908744ETF2,169,072$293.6M2.4%+441,268+25.5%Added–
EMREmerson Electric CoStock2,941,147$277.1M2.3%+25,349+0.9%AddedHistory
SPYSPDR S&P 500 ETF TrustETF470,813$202.7M1.7%−5,750−1.2%ReducedHistory
AMZNAmazon Com IncStock54,923$180.4M1.5%+3,464+6.7%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF1,012,158$151.1M1.3%+20,286+2.0%Added–
Vanguard S&P 500 ETF922908363ETF342,326$135.5M1.1%+211,599+161.9%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF2,361,971$119.8M1.0%+227,054+10.6%Added–
Vanguard Short-Term Bond ETF921937827ETF1,424,108$116.7M1.0%+307,913+27.6%Added–
PGProcter & Gamble CoStock832,382$116.4M1.0%+67,065+8.8%AddedHistory
LOWLowes Companies IncStock540,957$109.7M0.9%+17,660+3.4%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF461,628$109.3M0.9%+316,720+218.6%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF856,310$98.3M0.8%+233,391+37.5%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF447,957$98.0M0.8%+241,617+117.1%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF418,706$93.0M0.8%+8,182+2.0%Added–
Vanguard Ftse Developed Markets ETF921943858ETF1,820,549$91.9M0.8%+352,205+24.0%Added–
iShares Tr464288588MBS ETF849,403$91.9M0.8%+91,677+12.1%Added–
Vanguard Morningstar Growth ETF922908736ETF313,649$91.0M0.8%+94,712+43.3%Added–
GOOGLAlphabet Inc.Stock33,699$90.1M0.7%+2,807+9.1%AddedHistory
LRCXLam Research CorpCOM155,631$88.8M0.7%+6,063+4.1%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF1,651,293$83.0M0.7%−206,349−11.1%Reduced–
WMTWalmart Inc.Stock560,494$78.1M0.6%+37,296+7.1%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF296,450$78.0M0.6%+15,509+5.5%Added–
iShares Tr4642874571 3 YR TREAS BD895,397$77.1M0.6%+108,800+13.8%Added–
AVGOBroadcom Inc.Stock159,034$77.1M0.6%+9,343+6.2%AddedHistory
JEFJefferies Financial Group Inc.COM2,066,031$76.7M0.6%+44,088+2.2%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF577,698$76.1M0.6%−79,469−12.1%Reduced–
BRK.BBerkshire Hathaway IncStock274,732$75.0M0.6%+12,549+4.8%AddedHistory
JNJJohnson & JohnsonStock456,628$73.7M0.6%+62,823+16.0%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF266,861$73.1M0.6%+11,856+4.6%Added–
AMGNAmgen IncStock341,234$72.6M0.6%+22,626+7.1%AddedHistory
WALWestern Alliance BancorporationCOM658,374$71.6M0.6%+653,353+13,012.4%AddedHistory
VZVerizon Communications IncStock1,325,443$71.6M0.6%+104,972+8.6%AddedHistory
WisdomTree Tr97717X578EM EX ST-OWNED1,892,484$70.6M0.6%+77,976+4.3%Added–
ADBEAdobe Inc.Stock120,496$69.4M0.6%+2,527+2.1%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF451,351$69.3M0.6%+25,490+6.0%Added–
JPMJPMorgan Chase & CoStock413,612$67.7M0.6%+39,718+10.6%AddedHistory
GILDGilead Sciences, Inc.Stock943,064$65.9M0.5%+83,250+9.7%AddedHistory
WSMWilliams Sonoma IncCOM363,313$64.4M0.5%+549+0.2%AddedHistory
LLYEli Lilly & CoStock268,319$62.0M0.5%+34,709+14.9%AddedHistory
HPQHP IncStock2,216,840$61.1M0.5%+98,934+4.7%AddedHistory
PEPPepsiCo IncStock392,469$59.0M0.5%+182,790+87.2%AddedHistory
METAMeta Platforms, Inc.Stock170,760$58.0M0.5%+29,174+20.6%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F907,650$57.4M0.5%−579,125−39.0%Reduced–
BACBank of America CorpStock1,351,418$57.4M0.5%−925,186−40.6%ReducedHistory
CCitigroup IncStock810,260$56.9M0.5%+33,054+4.3%AddedHistory
CVXChevron CorpStock558,804$56.7M0.5%+49,895+9.8%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF506,952$55.4M0.5%−33,228−6.2%Reduced–
iShares Tr464288158SHRT NAT MUN ETF493,148$53.0M0.4%+141,092+40.1%Added–
IPGInterpublic Group of Companies, Inc.COM1,438,837$52.8M0.4%−182,335−11.2%ReducedHistory
GOOGAlphabet Inc.Stock19,570$52.2M0.4%+1,298+7.1%AddedHistory
CVSCVS Health CorpStock613,875$52.1M0.4%+59,089+10.7%AddedHistory
SPGIS&P Global Inc.Stock121,646$51.7M0.4%+11,699+10.6%AddedHistory
MGAMagna International IncCOM680,531$51.2M0.4%+166,161+32.3%AddedHistory
DVNDevon Energy CorpStock1,419,385$50.4M0.4%−710.0%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD598,133$49.3M0.4%+249,143+71.4%Added–
TMUST-Mobile US, Inc.Stock384,007$49.1M0.4%−10,735−2.7%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF637,537$47.3M0.4%+100,182+18.6%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF761,853$47.1M0.4%+116,954+18.1%Added–
KOCoca Cola CoStock871,065$46.1M0.4%+602,469+224.3%AddedHistory
PHMPultegroup IncCOM970,998$44.7M0.4%+53,850+5.9%AddedHistory
BAHBooz Allen Hamilton Holding CorpCL A556,367$44.1M0.4%+67,445+13.8%AddedHistory
ABBVAbbVie Inc.Stock406,713$43.9M0.4%+66,561+19.6%AddedHistory
VVisa Inc.Stock196,578$43.8M0.4%+19,422+11.0%AddedHistory
CSCOCisco Systems, Inc.Stock804,454$43.8M0.4%+32,837+4.3%AddedHistory
NTRNutrien Ltd.COM655,414$42.8M0.4%+7,093+1.1%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF853,395$42.7M0.4%+103,530+13.8%Added–
HONHoneywell International IncCOM193,513$41.1M0.3%+108,711+128.2%AddedHistory
iShares Russell 2000 ETF464287655ETF185,607$40.6M0.3%−43,459−19.0%Reduced–
ORCLOracle CorpStock464,650$40.5M0.3%+74,714+19.2%AddedHistory
iShares Tr4642874407-10 YR TRSY BD350,415$40.4M0.3%+75,622+27.5%Added–
TFCTruist Financial CorpCOM680,737$39.9M0.3%+354,645+108.8%AddedHistory
PFEPfizer IncStock912,498$39.2M0.3%+138,290+17.9%AddedHistory
HDHome Depot, Inc.Stock119,236$39.1M0.3%+20,545+20.8%AddedHistory
DISWalt Disney CoStock231,122$39.1M0.3%+26,075+12.7%AddedHistory
IPInternational Paper CoCOM693,754$38.8M0.3%−71,374−9.3%ReducedHistory
GRMNGarmin LtdSHS244,123$38.0M0.3%+3,413+1.4%AddedHistory
UNHUnitedHealth Group IncStock97,035$37.9M0.3%+14,113+17.0%AddedHistory
CMCSAComcast CorpStock660,994$37.0M0.3%+56,914+9.4%AddedHistory
KRKroger CoStock910,949$36.8M0.3%+7,180+0.8%AddedHistory
Vanguard Utilities ETF92204A876ETF261,982$36.7M0.3%+28,176+12.1%Added–
GSKGSK plcSPONSORED ADR912,985$35.4M0.3%+140,056+18.1%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY911,470$34.5M0.3%+893,595+4,999.1%Added–
BNYBank of New York Mellon CorpStock659,645$34.2M0.3%+108,343+19.7%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS625,374$34.2M0.3%+115,661+22.7%Added–
JJacobs Solutions Inc.COM254,501$33.7M0.3%+11,725+4.8%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA338,125$33.3M0.3%+304,729+912.5%Added–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF439,527$33.1M0.3%+78,047+21.6%Added–
TSLATesla, Inc.Stock42,667$33.1M0.3%+1,732+4.2%AddedHistory
COSTCostco Wholesale CorpStock73,591$33.1M0.3%+4,548+6.6%AddedHistory
MDUMdu Resources Group IncStock1,103,803$32.9M0.3%+373,312+51.1%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF316,380$32.9M0.3%+6,383+2.1%Added–
ABTAbbott LaboratoriesStock275,563$32.6M0.3%+29,240+11.9%AddedHistory
TAT&T Inc.Stock1,183,431$32.0M0.3%+123,210+11.6%AddedHistory
WBSWebster Financial CorpCOM583,034$31.8M0.3%+92,557+18.9%AddedHistory
MAMastercard IncStock90,828$31.6M0.3%+10,085+12.5%AddedHistory
SFBSServisFirst Bancshares, Inc.COM403,888$31.5M0.3%+1930.0%AddedHistory
SAPSAP SEADR231,135$31.2M0.3%−15,698−6.4%ReducedHistory

Sold out since Q2 2021 (323)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 323 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PRAHPRA Health Sciences, Inc.COM10,491$1.73M<0.1%History
Watford Hldgs LtdG94787101SHS49,468$1.73M<0.1%–
IDNIntellicheck, Inc.COM NEW187,969$1.57M<0.1%History
MXIMMaxim Integrated Products IncCOM14,577$1.54M<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM4,025$739.0K<0.1%History
Pernod Ricard SA ADR714264207ADR15,495$690.0K<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/202669,350$690.0K<0.1%–
Soaring Eagle Acquisition CoG8354H126CL A SHS59,659$594.0K<0.1%–
Churchill Capital Corp IV171439102CL A17,784$513.0K<0.1%–
Proptech Investment Corp II743497208UNIT 99/99/999950,803$510.0K<0.1%–
BACKIMAC Holdings, Inc.COM249,200$493.0K<0.1%History
WOLFWolfspeed, Inc.COM3,912$383.0K<0.1%History
GRAW R Grace & CoCOM5,464$378.0K<0.1%History
IG Acquisition Corp.449534106COM CL A34,293$334.0K<0.1%–
PROSProSight Global, Inc.COM26,085$333.0K<0.1%History
E Merge Technology Acquisiti26873Y104COM CL A33,537$327.0K<0.1%–
CADECadence BancorporationCL A15,114$316.0K<0.1%History
MNDTMandiant, Inc.COM12,671$256.0K<0.1%History
Global Gas Corp265334102COM CL A22,789$223.0K<0.1%–
Amplitude Hlthcre Aqustin Co03212A105COM CL A22,253$221.0K<0.1%–
USCRU.S. Concrete, Inc.COM2,889$213.0K<0.1%History
ACHRArcher Aviation Inc.COM21,317$212.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR4,135$209.0K<0.1%–
Spartan Acquisition Corp. III84677R205UNIT 99/99/999920,088$202.0K<0.1%–
GIGCAPITAL4 Inc37518G200UNIT 99/99/999919,612$200.0K<0.1%–
ALTIAlTi Global, Inc.CL A SHS20,316$196.0K<0.1%History
TSEOQTrinseo PLCSHS3,219$193.0K<0.1%History
American Bank Inc Pa Com024343105Common Stock12,078$187.0K<0.1%–
Empower LtdG3R39W102CL A COM17,968$180.0K<0.1%–
Landcadia Holdings III Inc51476H100COM CL A12,819$159.0K<0.1%–
COVA Acquisition Corp.G2554Y112UNIT 04/01/202115,056$152.0K<0.1%–
Locust Walk Acquisition Corp54015L103COM CL A13,953$138.0K<0.1%–
Powerverde Inc Com73937M106Common Stock55,528$136.0K<0.1%–
Austerlitz Acquisition CorpG0633U119UNIT 99/99/999913,024$131.0K<0.1%–
CORECore-Mark Holding Company, LLCCOM2,789$126.0K<0.1%History
SYKESykes Enterprises IncCOM2,323$125.0K<0.1%History
CHP Merger Corp.12558Y106COM CL A12,000$119.0K<0.1%–
AMRBAmerican River BanksharesCOM6,364$115.0K<0.1%History
Cambria ETF Tr132061862TAIL RISK5,663$106.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A2,266$100.0K<0.1%History
Cascade Acquisition Corp147151104COM CL A9,019$89.0K<0.1%–
STXSStereotaxis, Inc.COM NEW8,528$82.0K<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM2,838$81.0K<0.1%–
Direxion Daily S&P Biotech Bear 3X Shares25460E539ETF4,200$81.0K<0.1%–
iShares Tr46429B333GNMA BOND ETF1,525$76.0K<0.1%–
SCSantander Consumer USA Holdings Inc.COM2,066$75.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF1,445$69.0K<0.1%–
BolloreF10659260COM12,132$65.0K<0.1%–
HCATHealth Catalyst, Inc.COM1,010$56.0K<0.1%History
Leo Holdings III CorpG5463T116UNIT 99/99/99995,168$52.0K<0.1%–
CBBCincinnati Bell IncCOM NEW3,296$51.0K<0.1%History
Svenska Handelsbanken AB Shs AW9112U104Common Stock4,510$51.0K<0.1%–
HOMEAt Home Group Inc.COM1,248$46.0K<0.1%History
NAVNavistar International CorpCOM1,003$45.0K<0.1%History
Dassault Aviation SA OrdF24539102Common Stock38$45.0K<0.1%–
PFPTProofpoint IncCOM249$43.0K<0.1%History
Boston Private Finl Hldgs IN101119105COM2,661$39.0K<0.1%–
SPDR Series Trust78464A755ST STR SP METAL834$36.0K<0.1%–
Thales OrdF9156M108Common Stock345$35.0K<0.1%–
Melrose Indust PLC ShsG5973J178COM16,416$35.0K<0.1%–
GX Acquisition Corp36251A107COM CL A3,000$31.0K<0.1%–
EDUNew Oriental Education & Technology Group Inc.SPON ADR3,494$29.0K<0.1%History
Immunitybio Inc Com63016Q102Stock1,920$27.0K<0.1%–
BARKBark, Inc.COM2,432$27.0K<0.1%History
Amplitude Hlthcre Aqustin Co03212A113*W EXP 12/01/20222,253$26.0K<0.1%–
Hertz Global Holdings, Inc42806J106Common Stock2,900$25.0K<0.1%–
Climate Change Crisis Real I18716C100CL A COM1,500$23.0K<0.1%–
Redball Acquisition CorpG7417R105COM CL A2,326$23.0K<0.1%–
BP Midstream Partners LP0556EL109UNIT LTD PTNR1,430$21.0K<0.1%–
Falcon Capital Acquisitn Cor30606L108COM CL A2,252$21.0K<0.1%–
Home Finl Bancorp Com43708T101Common Stock2,000$21.0K<0.1%–
MSG Network Inc553573106CL A1,416$21.0K<0.1%–
BCKIFBabcock International Group PLCCommon Stock5,348$21.0K<0.1%History
Atlas Crest Invt Corp049284110*W EXP 01/30/20213,013$20.0K<0.1%–
Galileo Acquisition CorpG3770A110*W EXP 10/31/20217,047$20.0K<0.1%–
Kraneshares Tr500767835MSCI ALL CHINA415$19.0K<0.1%–
iShares Tr46429B366CMBS ETF335$18.0K<0.1%–
DNB ASA Sponsored ADR23328E106ADR831$18.0K<0.1%–
ORBCOMM Inc.68555P100COM1,625$18.0K<0.1%–
TLNDTalend S.A.ADS275$18.0K<0.1%History
Aena SA Un00774W103ADR1,105$18.0K<0.1%–
Pennon Group PLC-Unsp ADR708326103ADR521$17.0K<0.1%–
ABCLAbCellera Biologics Inc.COM750$16.0K<0.1%History
WisdomTree Tr97717Y691CLOUD COMPUTNG278$16.0K<0.1%–
Good Works Acquisition Corp38216X107COM1,295$13.0K<0.1%–
INSGInseego Corp.COM1,324$13.0K<0.1%History
Altimeter Growth CorpG0370L108CL A1,083$13.0K<0.1%–
Altimeter Growth Corp 2G0371B109COM CL A1,302$13.0K<0.1%–
TLSTelos CorpCOM355$12.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/2025775$12.0K<0.1%–
Invesco Exch Traded FD Tr II46138E578KBW REGL BKG200$12.0K<0.1%–
iShares Tr464288703MRNING SM CP ETF182$11.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER270$10.0K<0.1%–
OTRKOntrak, Inc.COM297$10.0K<0.1%History
PFBIPremier Financial Bancorp IncCOM595$10.0K<0.1%History
SWTXSpringWorks Therapeutics, Inc.COM126$10.0K<0.1%History
Ajax IG0190X100COM1,000$10.0K<0.1%–
Bridgetown 2 Holdings LtdG1355V103CL A1,000$10.0K<0.1%–
Ion Acquisition Corp 1 LtdG49392106SHS CL A1,003$10.0K<0.1%–
SVF Investment Corp.G8601L102CL A SHS1,000$10.0K<0.1%–