Skip to main content
Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
4,828
+60 vs. Q2 2021
Portfolio value
$12.0B
+$1.30B (+12.1%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Captrust Financial Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
FROGJFrog LtdStock6$00.0%−1−14.3%ReducedHistory
WRNWestern Copper & Gold CorpStock150$00.0%00.0%UnchangedHistory
HYLNHyliion Holdings Corp.COMMON STOCK56$00.0%+56NewHistory
NWPXNWPX Infrastructure, Inc.COM18$00.0%−181−91.0%ReducedHistory
BAPCredicorp LtdCOM2$00.0%−50−96.2%ReducedHistory
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF2$00.0%+2New–
WBWEIBO CorpSPONSORED ADR1$00.0%00.0%UnchangedHistory
CRNXCrinetics Pharmaceuticals, Inc.COM23$00.0%00.0%UnchangedHistory
IAGIamgold CorpCOM100$00.0%00.0%UnchangedHistory
ARAYAccuray IncCOM67$00.0%00.0%UnchangedHistory
AXGNAxogen, Inc.COM10$00.0%+10NewHistory
INSMINSMED IncCOM PAR $.0116$00.0%−242−93.8%ReducedHistory
SPDR Series Trust78468R549SP O&G EQP SERV7$00.0%00.0%Unchanged–
RYTMRhythm Pharmaceuticals, Inc.COM19$00.0%−12−38.7%ReducedHistory
REALTheRealReal, Inc.COM34$00.0%−257−88.3%ReducedHistory
SVRASavara IncCOM142$00.0%00.0%UnchangedHistory
WFRDWeatherford International plcORD SHS1$00.0%00.0%UnchangedHistory
Global X FDS37954Y392VDEO GAM ESPRT8$00.0%00.0%Unchanged–
VETVermilion Energy Inc.COM20$00.0%+20NewHistory
AVPTAvePoint, Inc.COM CL A35$00.0%+35NewHistory
HRMYHarmony Biosciences Holdings, Inc.COM9$00.0%00.0%UnchangedHistory
Procure ETF Trust II74280R205SPACE ETF10$00.0%00.0%Unchanged–
AKBAAkebia Therapeutics, Inc.COM10$00.0%−357−97.3%ReducedHistory
AMPGAmpliTech Group, Inc.COM NEW10$00.0%00.0%UnchangedHistory
ASCArdmore Shipping CorpCOM113$00.0%−181−61.6%ReducedHistory
ARKOARKO Corp.COM36$00.0%+36NewHistory
ALOTAstroNova, Inc.COM19$00.0%00.0%UnchangedHistory
CIACitizens, Inc.CL A71$00.0%00.0%UnchangedHistory
CTGOContango Silver & Gold Inc.COM2$00.0%00.0%UnchangedHistory
FUTUFutu Holdings LtdSPON ADS CL A5$00.0%+4+400.0%AddedHistory
GOTUGaotu Techedu Inc.SPONSORED ADS100$00.0%00.0%UnchangedHistory
ICLICL Group Ltd.SHS58$00.0%00.0%UnchangedHistory
KOSSKoss CorpCOM1$00.0%00.0%UnchangedHistory
LSFLaird Superfood, Inc.COM STK12$00.0%+12NewHistory
MGTXMeiraGTx Holdings plcCOM28$00.0%00.0%UnchangedHistory
NABLN-able, Inc.COMMON STOCK2$00.0%+2NewHistory
OLMAOlema Pharmaceuticals, Inc.COM6$00.0%+6NewHistory
PCYOPure Cycle CorpCOM NEW7$00.0%+7NewHistory
RBBRBB BancorpCOM12$00.0%00.0%UnchangedHistory
RMBIRichmond Mutual Bancorporation, Inc.COM25$00.0%−65−72.2%ReducedHistory
RCKYRocky Brands, Inc.COM9$00.0%00.0%UnchangedHistory
STTKShattuck Labs, Inc.COM9$00.0%+9NewHistory
UNTYUnity Bancorp IncCOM11$00.0%00.0%UnchangedHistory
ULHUniversal Logistics Holdings, Inc.COM19$00.0%00.0%UnchangedHistory
VNCEVince Holding Corp.COM NEW34$00.0%−592−94.6%ReducedHistory
WHWKWhitehawk Therapeutics, Inc.COM15$00.0%+15NewHistory
Acasti Pharma Inc00430K402CL A NEW125$00.0%+125New–
ACURAcura Pharmaceuticals, IncCOM245$00.0%00.0%UnchangedHistory
UAVSAgEagle Aerial Systems Inc.COM160$00.0%+80+100.0%AddedHistory
Ajinomoto ADR009707100ADR13$00.0%+13New–
ALTXAltex Industries IncCommon Stock200$00.0%00.0%UnchangedHistory
ATERAterian, Inc.Equity5$00.0%+5NewHistory
USASAmericas Gold & Silver CorpCOM396$00.0%00.0%UnchangedHistory
Amryt Pharma PLC03217L106SPONSORED ADS5$00.0%00.0%Unchanged–
Atos Origin SA Unsponsord ADR04962A105ADR22$00.0%−146−86.9%Reduced–
TECXTectonic Therapeutic, Inc.COM46$00.0%+46NewHistory
Bantec Inc06684B204COM43,300$00.0%00.0%Unchanged–
Bebe Stores Inc Com New075571208Common Stock7$00.0%00.0%Unchanged–
Bellicum Pharmaceuticals, Inc079481404COM NEW30$00.0%00.0%Unchanged–
BlackRock ETF Trust09290C301FUTURE TECH ETF10$00.0%00.0%Unchanged–
Bristol Myers Squibb Co110122140RIGHT 12/30/2030971$00.0%00.0%Unchanged–
CTLPCantaloupe, Inc.COM33$00.0%00.0%UnchangedHistory
PRTSCarParts.com, Inc.COM22$00.0%00.0%UnchangedHistory
IMNNImunon, Inc.COM PAR NEW43$00.0%00.0%UnchangedHistory
Cenovus Energy Inc.15135U117*W EXP 01/01/20213$00.0%00.0%Unchanged–
Champion Inds Inc W V Com New158520205Common Stock40$00.0%00.0%Unchanged–
CLVSClovis Oncology, Inc.COM30$00.0%−352−92.1%ReducedHistory
COCPCocrystal Pharma, Inc.COM266$00.0%00.0%UnchangedHistory
Compute Health Acquisitin Co204833115*W EXP 01/25/202100$00.0%00.0%Unchanged–
Core One Labs Inc Com21872J208Common Stock15$00.0%−110−88.0%Reduced–
CREXCreative Realities, Inc.COM NEW8$00.0%+8NewHistory
Velocityshares Daily 2X Vix Short Term ETN22542D258ETF3$00.0%00.0%Unchanged–
Crucible Acquisition Corp22877P116*W EXP 12/26/202100$00.0%00.0%Unchanged–
Danske BK A/S ADR236363206ADR36$00.0%00.0%Unchanged–
DRIODarioHealth Corp.COM NEW35$00.0%+35NewHistory
Decision Diagnostics Corp Com243443108Common Stock41,900$00.0%00.0%Unchanged–
Diego Pellicer Worldwide Inc Com New25367R203Common Stock7,500$00.0%00.0%Unchanged–
DRDDrdgold LtdSPON ADR REPSTG50$00.0%00.0%UnchangedHistory
EIGREiger BioPharmaceuticals, Inc.COM52$00.0%00.0%UnchangedHistory
Epiphany Technology Acquisit29429X117*W EXP 01/12/202500$00.0%00.0%Unchanged–
EXTNExterran CorpCOM15$00.0%−187−92.6%ReducedHistory
Fbec Worldwide Inc Com30255M100COM3,750,000$00.0%+750,000+25.0%Added–
First Tr Exchange Traded FD33733A102CHINDIA ETF1$00.0%+1New–
ALRAlerisLife Inc.COM NEW23$00.0%−100−81.3%ReducedHistory
Force Protn Video Equip Corp Com New34520J207Common Stock50,000$00.0%00.0%Unchanged–
FWDIForward Industries, Inc.COM NEW34$00.0%+18+112.5%AddedHistory
GTYHGTY Technology Holdings Inc.COM20$00.0%+20NewHistory
GS Acquisition Hldgs Corp II36258Q113*W EXP 06/30/202224$00.0%00.0%Unchanged–
GAXYGalaxy Next Generation, Inc.Common Stock2,500$00.0%00.0%UnchangedHistory
Global X FDS37950E408MSCI CHINA CNSMR13$00.0%00.0%Unchanged–
Global X FDS37954Y566MSCI CHINA LRG2$00.0%+2New–
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF4$00.0%−519−99.2%Reduced–
ASIIAccredited Solutions, Inc.Common Stock100$00.0%00.0%UnchangedHistory
GTEGran Tierra Energy Inc.COM500$00.0%00.0%UnchangedHistory
Green Organic Dutchman Hldgs Com393210208COM2,000$00.0%00.0%Unchanged–
Greengro Technologies Inc Com39526G107COM10,000$00.0%00.0%Unchanged–
GNTYGuaranty Bancshares IncCOM5$00.0%00.0%UnchangedHistory
GULTUGulf Coast Ultra Deep Royalty TrustUNIT BEN INT6,293$00.0%+150+2.4%AddedHistory
HEESH&E Equipment Services, Inc.COM11$00.0%00.0%UnchangedHistory
Harvest Oil & Gas Corp Com New41755V201Common Stock5$00.0%00.0%Unchanged–

Sold out since Q2 2021 (323)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 323 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PRAHPRA Health Sciences, Inc.COM10,491$1.73M<0.1%History
Watford Hldgs LtdG94787101SHS49,468$1.73M<0.1%–
IDNIntellicheck, Inc.COM NEW187,969$1.57M<0.1%History
MXIMMaxim Integrated Products IncCOM14,577$1.54M<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM4,025$739.0K<0.1%History
Pernod Ricard SA ADR714264207ADR15,495$690.0K<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/202669,350$690.0K<0.1%–
Soaring Eagle Acquisition CoG8354H126CL A SHS59,659$594.0K<0.1%–
Churchill Capital Corp IV171439102CL A17,784$513.0K<0.1%–
Proptech Investment Corp II743497208UNIT 99/99/999950,803$510.0K<0.1%–
BACKIMAC Holdings, Inc.COM249,200$493.0K<0.1%History
WOLFWolfspeed, Inc.COM3,912$383.0K<0.1%History
GRAW R Grace & CoCOM5,464$378.0K<0.1%History
IG Acquisition Corp.449534106COM CL A34,293$334.0K<0.1%–
PROSProSight Global, Inc.COM26,085$333.0K<0.1%History
E Merge Technology Acquisiti26873Y104COM CL A33,537$327.0K<0.1%–
CADECadence BancorporationCL A15,114$316.0K<0.1%History
MNDTMandiant, Inc.COM12,671$256.0K<0.1%History
Global Gas Corp265334102COM CL A22,789$223.0K<0.1%–
Amplitude Hlthcre Aqustin Co03212A105COM CL A22,253$221.0K<0.1%–
USCRU.S. Concrete, Inc.COM2,889$213.0K<0.1%History
ACHRArcher Aviation Inc.COM21,317$212.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR4,135$209.0K<0.1%–
Spartan Acquisition Corp. III84677R205UNIT 99/99/999920,088$202.0K<0.1%–
GIGCAPITAL4 Inc37518G200UNIT 99/99/999919,612$200.0K<0.1%–
ALTIAlTi Global, Inc.CL A SHS20,316$196.0K<0.1%History
TSEOQTrinseo PLCSHS3,219$193.0K<0.1%History
American Bank Inc Pa Com024343105Common Stock12,078$187.0K<0.1%–
Empower LtdG3R39W102CL A COM17,968$180.0K<0.1%–
Landcadia Holdings III Inc51476H100COM CL A12,819$159.0K<0.1%–
COVA Acquisition Corp.G2554Y112UNIT 04/01/202115,056$152.0K<0.1%–
Locust Walk Acquisition Corp54015L103COM CL A13,953$138.0K<0.1%–
Powerverde Inc Com73937M106Common Stock55,528$136.0K<0.1%–
Austerlitz Acquisition CorpG0633U119UNIT 99/99/999913,024$131.0K<0.1%–
CORECore-Mark Holding Company, LLCCOM2,789$126.0K<0.1%History
SYKESykes Enterprises IncCOM2,323$125.0K<0.1%History
CHP Merger Corp.12558Y106COM CL A12,000$119.0K<0.1%–
AMRBAmerican River BanksharesCOM6,364$115.0K<0.1%History
Cambria ETF Tr132061862TAIL RISK5,663$106.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A2,266$100.0K<0.1%History
Cascade Acquisition Corp147151104COM CL A9,019$89.0K<0.1%–
STXSStereotaxis, Inc.COM NEW8,528$82.0K<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM2,838$81.0K<0.1%–
Direxion Daily S&P Biotech Bear 3X Shares25460E539ETF4,200$81.0K<0.1%–
iShares Tr46429B333GNMA BOND ETF1,525$76.0K<0.1%–
SCSantander Consumer USA Holdings Inc.COM2,066$75.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF1,445$69.0K<0.1%–
BolloreF10659260COM12,132$65.0K<0.1%–
HCATHealth Catalyst, Inc.COM1,010$56.0K<0.1%History
Leo Holdings III CorpG5463T116UNIT 99/99/99995,168$52.0K<0.1%–
CBBCincinnati Bell IncCOM NEW3,296$51.0K<0.1%History
Svenska Handelsbanken AB Shs AW9112U104Common Stock4,510$51.0K<0.1%–
HOMEAt Home Group Inc.COM1,248$46.0K<0.1%History
NAVNavistar International CorpCOM1,003$45.0K<0.1%History
Dassault Aviation SA OrdF24539102Common Stock38$45.0K<0.1%–
PFPTProofpoint IncCOM249$43.0K<0.1%History
Boston Private Finl Hldgs IN101119105COM2,661$39.0K<0.1%–
SPDR Series Trust78464A755ST STR SP METAL834$36.0K<0.1%–
Thales OrdF9156M108Common Stock345$35.0K<0.1%–
Melrose Indust PLC ShsG5973J178COM16,416$35.0K<0.1%–
GX Acquisition Corp36251A107COM CL A3,000$31.0K<0.1%–
EDUNew Oriental Education & Technology Group Inc.SPON ADR3,494$29.0K<0.1%History
Immunitybio Inc Com63016Q102Stock1,920$27.0K<0.1%–
BARKBark, Inc.COM2,432$27.0K<0.1%History
Amplitude Hlthcre Aqustin Co03212A113*W EXP 12/01/20222,253$26.0K<0.1%–
Hertz Global Holdings, Inc42806J106Common Stock2,900$25.0K<0.1%–
Climate Change Crisis Real I18716C100CL A COM1,500$23.0K<0.1%–
Redball Acquisition CorpG7417R105COM CL A2,326$23.0K<0.1%–
BP Midstream Partners LP0556EL109UNIT LTD PTNR1,430$21.0K<0.1%–
Falcon Capital Acquisitn Cor30606L108COM CL A2,252$21.0K<0.1%–
Home Finl Bancorp Com43708T101Common Stock2,000$21.0K<0.1%–
MSG Network Inc553573106CL A1,416$21.0K<0.1%–
BCKIFBabcock International Group PLCCommon Stock5,348$21.0K<0.1%History
Atlas Crest Invt Corp049284110*W EXP 01/30/20213,013$20.0K<0.1%–
Galileo Acquisition CorpG3770A110*W EXP 10/31/20217,047$20.0K<0.1%–
Kraneshares Tr500767835MSCI ALL CHINA415$19.0K<0.1%–
iShares Tr46429B366CMBS ETF335$18.0K<0.1%–
DNB ASA Sponsored ADR23328E106ADR831$18.0K<0.1%–
ORBCOMM Inc.68555P100COM1,625$18.0K<0.1%–
TLNDTalend S.A.ADS275$18.0K<0.1%History
Aena SA Un00774W103ADR1,105$18.0K<0.1%–
Pennon Group PLC-Unsp ADR708326103ADR521$17.0K<0.1%–
ABCLAbCellera Biologics Inc.COM750$16.0K<0.1%History
WisdomTree Tr97717Y691CLOUD COMPUTNG278$16.0K<0.1%–
Good Works Acquisition Corp38216X107COM1,295$13.0K<0.1%–
INSGInseego Corp.COM1,324$13.0K<0.1%History
Altimeter Growth CorpG0370L108CL A1,083$13.0K<0.1%–
Altimeter Growth Corp 2G0371B109COM CL A1,302$13.0K<0.1%–
TLSTelos CorpCOM355$12.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/2025775$12.0K<0.1%–
Invesco Exch Traded FD Tr II46138E578KBW REGL BKG200$12.0K<0.1%–
iShares Tr464288703MRNING SM CP ETF182$11.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER270$10.0K<0.1%–
OTRKOntrak, Inc.COM297$10.0K<0.1%History
PFBIPremier Financial Bancorp IncCOM595$10.0K<0.1%History
SWTXSpringWorks Therapeutics, Inc.COM126$10.0K<0.1%History
Ajax IG0190X100COM1,000$10.0K<0.1%–
Bridgetown 2 Holdings LtdG1355V103CL A1,000$10.0K<0.1%–
Ion Acquisition Corp 1 LtdG49392106SHS CL A1,003$10.0K<0.1%–
SVF Investment Corp.G8601L102CL A SHS1,000$10.0K<0.1%–