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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
4,828
+60 vs. Q2 2021
Portfolio value
$12.0B
+$1.30B (+12.1%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Captrust Financial Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Casio Computer Co Ltd ADR147618201ADR6$1.00K<0.1%00.0%Unchanged–
Cat Strategic Metals Corp Com14875E102Common Stock25,000$1.00K<0.1%00.0%Unchanged–
Centrica PLC Spon ADR New15639K300ADR256$1.00K<0.1%00.0%Unchanged–
CEMIChembio Diagnostics, Inc.COM NEW500$1.00K<0.1%−165−24.8%ReducedHistory
CODXCo-Diagnostics, Inc.COM82$1.00K<0.1%−80−49.4%ReducedHistory
Cochlear Limited Unsponsord ADR191459205ADR16$1.00K<0.1%00.0%Unchanged–
Columbia ETF Tr II19762B509EMRG MARKETS ETF26$1.00K<0.1%00.0%Unchanged–
ESXBCommunity Bankers Trust CorpCOM105$1.00K<0.1%00.0%UnchangedHistory
Computershare Ltd Sponsored ADR20557R105ADR45$1.00K<0.1%00.0%Unchanged–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM500$1.00K<0.1%00.0%UnchangedHistory
CYTHCyclo Therapeutics, Inc.COM NEW100$1.00K<0.1%00.0%UnchangedHistory
MSPDatto Holding Corp.COM41$1.00K<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25459W771DL FTSE BLL 3X98$1.00K<0.1%00.0%Unchanged–
Entain ADR293603106ADR36$1.00K<0.1%−1,157−97.0%Reduced–
Eros Res Corp Com29601R102Common Stock10,000$1.00K<0.1%00.0%Unchanged–
Erste Group BK A G Sponsored ADR296036304ADR48$1.00K<0.1%00.0%Unchanged–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR15$1.00K<0.1%00.0%Unchanged–
XCURExicure, Inc.COM1,000$1.00K<0.1%00.0%UnchangedHistory
XONEExOne CoCOM50$1.00K<0.1%−1,773−97.3%ReducedHistory
Frmo Corp Com New30262F205COM100$1.00K<0.1%00.0%Unchanged–
FTCVFintech Acquisition Corp VCOM CL A100$1.00K<0.1%+100NewHistory
FFNWFirst Financial Northwest, Inc.COM49$1.00K<0.1%00.0%UnchangedHistory
FLICFirst of Long Island CorpCOM65$1.00K<0.1%−18−21.7%ReducedHistory
FLNTFluent, Inc.COM330$1.00K<0.1%+330NewHistory
Forecross Corp Calif Com34545C104Common Stock29,500$1.00K<0.1%+14,500+96.7%Added–
FMTXForma Therapeutics Holdings, Inc.SHS40$1.00K<0.1%+40NewHistory
Go Acquisition Corp362019119*W EXP 08/31/202966$1.00K<0.1%00.0%Unchanged–
Geely Automobile Holdings Limited36847Q103ADR18$1.00K<0.1%00.0%Unchanged–
Global X FDS37954Y228CLEANTECH ETF51$1.00K<0.1%−149−74.5%Reduced–
Gold STD Ventures Corp380738104COM3,000$1.00K<0.1%00.0%Unchanged–
INKWGreene Concepts, IncCommon Stock76,250$1.00K<0.1%+1,250+1.7%AddedHistory
Harbor Diversified Inc Com41150R102Common Stock310$1.00K<0.1%00.0%Unchanged–
HKHHYHeineken Holding N VADR13$1.00K<0.1%00.0%UnchangedHistory
ACGNAceragen, Inc.COM PAR812$1.00K<0.1%00.0%UnchangedHistory
IMAImageneBio, Inc.COM113$1.00K<0.1%+113NewHistory
ICDIndependence Contract Drilling, Inc.COM288$1.00K<0.1%00.0%UnchangedHistory
INOInovio Pharmaceuticals, Inc.COM NEW135$1.00K<0.1%00.0%UnchangedHistory
IPIXInnovation Pharmaceuticals Inc.Common Stock5,150$1.00K<0.1%00.0%UnchangedHistory
THMInternational Tower Hill Mines LtdCOM800$1.00K<0.1%00.0%UnchangedHistory
JAMFJamf Holding Corp.COM35$1.00K<0.1%−15−30.0%ReducedHistory
Jeronimo Martins SGPS SA476493101ADR29$1.00K<0.1%00.0%Unchanged–
KALAKALA BIO, Inc.COM361$1.00K<0.1%−64−15.1%ReducedHistory
KRTXKaruna Therapeutics, Inc.COM8$1.00K<0.1%00.0%UnchangedHistory
KSPNKaspien Holdings Inc.COM NEW34$1.00K<0.1%00.0%UnchangedHistory
Koninklijke Vopak N V ADR50048T105ADR36$1.00K<0.1%−19−34.5%Reduced–
Kose Corp ADR500679105ADR32$1.00K<0.1%00.0%Unchanged–
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.90$1.00K<0.1%−60−40.0%Reduced–
Lionheart Acquisition Corp I53625R112*W EXP 02/14/2021,467$1.00K<0.1%00.0%Unchanged–
LogicBio Therapeutics, Inc.54142F102COM300$1.00K<0.1%00.0%Unchanged–
MRCMRC Global Inc.COM117$1.00K<0.1%00.0%UnchangedHistory
MCOAMarijuana Co of America, Inc.Common Stock200,000$1.00K<0.1%+15,000+8.1%AddedHistory
MRMDMarimed Inc.COM716$1.00K<0.1%+500+231.5%AddedHistory
MRKRMarker Therapeutics, Inc.COM592$1.00K<0.1%−464−43.9%ReducedHistory
Marks & Spencer Group PLC ADR570912105ADR284$1.00K<0.1%00.0%Unchanged–
MDLAMedallia, Inc.COM21$1.00K<0.1%−5,572−99.6%ReducedHistory
Medical Marijuana Inc Com58463A105COM22,331$1.00K<0.1%00.0%Unchanged–
Mercari Inc Unsponsord ADS587573106ADR44$1.00K<0.1%00.0%Unchanged–
MBRXMoleculin Biotech, Inc.COM334$1.00K<0.1%00.0%UnchangedHistory
Mondi PLC ADR60921V101ADR19$1.00K<0.1%00.0%Unchanged–
MNPRMonopar TherapeuticsCOM170$1.00K<0.1%00.0%UnchangedHistory
NGLNGL Energy Partners LPCOM UNIT REPST450$1.00K<0.1%00.0%UnchangedHistory
NBEVNewAge, Inc.COM931$1.00K<0.1%00.0%UnchangedHistory
Nikon Corp PLC ADR654111202ADR80$1.00K<0.1%00.0%Unchanged–
NCNANuCana plcSPONSORED ADR200$1.00K<0.1%00.0%UnchangedHistory
ONEM1Life Healthcare IncCOM25$1.00K<0.1%−15−37.5%ReducedHistory
Ono Pharmaceutical Co Ltd ADR682736103ADR154$1.00K<0.1%−71−31.6%Reduced–
VIVSVivoSim Labs, INC.COM NEW115$1.00K<0.1%+75+187.5%AddedHistory
OMOutset Medical, Inc.COM15$1.00K<0.1%+1+7.1%AddedHistory
OZSCOzop Energy Solutions, Inc.COM20,000$1.00K<0.1%00.0%UnchangedHistory
PFINP&F Industries IncCL A NEW80$1.00K<0.1%00.0%UnchangedHistory
P10 Hldg Inc Com69372U207Common Stock47$1.00K<0.1%00.0%Unchanged–
Pandora A/S ADS698341203ADR38$1.00K<0.1%00.0%Unchanged–
Partner Communications Co LT70211M109ADR190$1.00K<0.1%+190New–
Persimmon Unsponsord ADR715318101ADR12$1.00K<0.1%00.0%Unchanged–
Phunware, Inc.71948P118*W EXP 12/26/2022,814$1.00K<0.1%00.0%Unchanged–
Plantx Life Ord72750P105COM1,700$1.00K<0.1%+1,700New–
PBPBPotbelly CorpCOM150$1.00K<0.1%00.0%UnchangedHistory
PRAXPraxis Precision Medicines, Inc.COM53$1.00K<0.1%+53NewHistory
PCB Bancorp Com740163100Common Stock64$1.00K<0.1%00.0%Unchanged–
UCOProShares Trust IIULTA BLMBG 201710$1.00K<0.1%−400−97.6%ReducedHistory
PVCTProvectus Biopharmaceuticals, Inc.COM22,457$1.00K<0.1%00.0%UnchangedHistory
Prysmian SpA Unsponsord ADR74440L106ADR42$1.00K<0.1%00.0%Unchanged–
Radient Technologies Inc Com75034P106Common Stock22,200$1.00K<0.1%00.0%Unchanged–
SPDR Ser Tr78468R630S&P KENSHO FINAL30$1.00K<0.1%00.0%Unchanged–
SNESSenesTech, Inc.COM NEW941$1.00K<0.1%00.0%UnchangedHistory
SILKSilk Road Medical IncCOM17$1.00K<0.1%+5+41.7%AddedHistory
WDLFDecentral Life, Inc.Common Stock120,000$1.00K<0.1%00.0%UnchangedHistory
SOSSOS LtdSPNSORD ADS NEW418$1.00K<0.1%+80+23.7%AddedHistory
SBTSterling Bancorp, Inc.COM123$1.00K<0.1%00.0%UnchangedHistory
SNDLSNDL Inc.COM1,520$1.00K<0.1%+20+1.3%AddedHistory
STROSutro Biopharma, Inc.COM58$1.00K<0.1%00.0%UnchangedHistory
Swiss Life Hldg ADR87089E100ADR44$1.00K<0.1%00.0%Unchanged–
SYBXSynlogic, Inc.COM239$1.00K<0.1%−896−78.9%ReducedHistory
THK Co ADR872434105ADR113$1.00K<0.1%00.0%Unchanged–
Taisho Pharma Hold Unsp- ADR87402P105ADR38$1.00K<0.1%+38New–
TTCFTattooed Chef, Inc.COM CL A40$1.00K<0.1%+10+33.3%AddedHistory
TCRRTCR2 Therapeutics Inc.COM118$1.00K<0.1%+18+18.0%AddedHistory
TELE2 AB ADR87952P307ADR92$1.00K<0.1%00.0%Unchanged–
TKOITelkonet Inccom40,479$1.00K<0.1%00.0%UnchangedHistory
Thyssenkrupp AG Sponsored ADR88629Q207ADR91$1.00K<0.1%00.0%Unchanged–

Sold out since Q2 2021 (323)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 323 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PRAHPRA Health Sciences, Inc.COM10,491$1.73M<0.1%History
Watford Hldgs LtdG94787101SHS49,468$1.73M<0.1%–
IDNIntellicheck, Inc.COM NEW187,969$1.57M<0.1%History
MXIMMaxim Integrated Products IncCOM14,577$1.54M<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM4,025$739.0K<0.1%History
Pernod Ricard SA ADR714264207ADR15,495$690.0K<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/202669,350$690.0K<0.1%–
Soaring Eagle Acquisition CoG8354H126CL A SHS59,659$594.0K<0.1%–
Churchill Capital Corp IV171439102CL A17,784$513.0K<0.1%–
Proptech Investment Corp II743497208UNIT 99/99/999950,803$510.0K<0.1%–
BACKIMAC Holdings, Inc.COM249,200$493.0K<0.1%History
WOLFWolfspeed, Inc.COM3,912$383.0K<0.1%History
GRAW R Grace & CoCOM5,464$378.0K<0.1%History
IG Acquisition Corp.449534106COM CL A34,293$334.0K<0.1%–
PROSProSight Global, Inc.COM26,085$333.0K<0.1%History
E Merge Technology Acquisiti26873Y104COM CL A33,537$327.0K<0.1%–
CADECadence BancorporationCL A15,114$316.0K<0.1%History
MNDTMandiant, Inc.COM12,671$256.0K<0.1%History
Global Gas Corp265334102COM CL A22,789$223.0K<0.1%–
Amplitude Hlthcre Aqustin Co03212A105COM CL A22,253$221.0K<0.1%–
USCRU.S. Concrete, Inc.COM2,889$213.0K<0.1%History
ACHRArcher Aviation Inc.COM21,317$212.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR4,135$209.0K<0.1%–
Spartan Acquisition Corp. III84677R205UNIT 99/99/999920,088$202.0K<0.1%–
GIGCAPITAL4 Inc37518G200UNIT 99/99/999919,612$200.0K<0.1%–
ALTIAlTi Global, Inc.CL A SHS20,316$196.0K<0.1%History
TSEOQTrinseo PLCSHS3,219$193.0K<0.1%History
American Bank Inc Pa Com024343105Common Stock12,078$187.0K<0.1%–
Empower LtdG3R39W102CL A COM17,968$180.0K<0.1%–
Landcadia Holdings III Inc51476H100COM CL A12,819$159.0K<0.1%–
COVA Acquisition Corp.G2554Y112UNIT 04/01/202115,056$152.0K<0.1%–
Locust Walk Acquisition Corp54015L103COM CL A13,953$138.0K<0.1%–
Powerverde Inc Com73937M106Common Stock55,528$136.0K<0.1%–
Austerlitz Acquisition CorpG0633U119UNIT 99/99/999913,024$131.0K<0.1%–
CORECore-Mark Holding Company, LLCCOM2,789$126.0K<0.1%History
SYKESykes Enterprises IncCOM2,323$125.0K<0.1%History
CHP Merger Corp.12558Y106COM CL A12,000$119.0K<0.1%–
AMRBAmerican River BanksharesCOM6,364$115.0K<0.1%History
Cambria ETF Tr132061862TAIL RISK5,663$106.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A2,266$100.0K<0.1%History
Cascade Acquisition Corp147151104COM CL A9,019$89.0K<0.1%–
STXSStereotaxis, Inc.COM NEW8,528$82.0K<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM2,838$81.0K<0.1%–
Direxion Daily S&P Biotech Bear 3X Shares25460E539ETF4,200$81.0K<0.1%–
iShares Tr46429B333GNMA BOND ETF1,525$76.0K<0.1%–
SCSantander Consumer USA Holdings Inc.COM2,066$75.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF1,445$69.0K<0.1%–
BolloreF10659260COM12,132$65.0K<0.1%–
HCATHealth Catalyst, Inc.COM1,010$56.0K<0.1%History
Leo Holdings III CorpG5463T116UNIT 99/99/99995,168$52.0K<0.1%–
CBBCincinnati Bell IncCOM NEW3,296$51.0K<0.1%History
Svenska Handelsbanken AB Shs AW9112U104Common Stock4,510$51.0K<0.1%–
HOMEAt Home Group Inc.COM1,248$46.0K<0.1%History
NAVNavistar International CorpCOM1,003$45.0K<0.1%History
Dassault Aviation SA OrdF24539102Common Stock38$45.0K<0.1%–
PFPTProofpoint IncCOM249$43.0K<0.1%History
Boston Private Finl Hldgs IN101119105COM2,661$39.0K<0.1%–
SPDR Series Trust78464A755ST STR SP METAL834$36.0K<0.1%–
Thales OrdF9156M108Common Stock345$35.0K<0.1%–
Melrose Indust PLC ShsG5973J178COM16,416$35.0K<0.1%–
GX Acquisition Corp36251A107COM CL A3,000$31.0K<0.1%–
EDUNew Oriental Education & Technology Group Inc.SPON ADR3,494$29.0K<0.1%History
Immunitybio Inc Com63016Q102Stock1,920$27.0K<0.1%–
BARKBark, Inc.COM2,432$27.0K<0.1%History
Amplitude Hlthcre Aqustin Co03212A113*W EXP 12/01/20222,253$26.0K<0.1%–
Hertz Global Holdings, Inc42806J106Common Stock2,900$25.0K<0.1%–
Climate Change Crisis Real I18716C100CL A COM1,500$23.0K<0.1%–
Redball Acquisition CorpG7417R105COM CL A2,326$23.0K<0.1%–
BP Midstream Partners LP0556EL109UNIT LTD PTNR1,430$21.0K<0.1%–
Falcon Capital Acquisitn Cor30606L108COM CL A2,252$21.0K<0.1%–
Home Finl Bancorp Com43708T101Common Stock2,000$21.0K<0.1%–
MSG Network Inc553573106CL A1,416$21.0K<0.1%–
BCKIFBabcock International Group PLCCommon Stock5,348$21.0K<0.1%History
Atlas Crest Invt Corp049284110*W EXP 01/30/20213,013$20.0K<0.1%–
Galileo Acquisition CorpG3770A110*W EXP 10/31/20217,047$20.0K<0.1%–
Kraneshares Tr500767835MSCI ALL CHINA415$19.0K<0.1%–
iShares Tr46429B366CMBS ETF335$18.0K<0.1%–
DNB ASA Sponsored ADR23328E106ADR831$18.0K<0.1%–
ORBCOMM Inc.68555P100COM1,625$18.0K<0.1%–
TLNDTalend S.A.ADS275$18.0K<0.1%History
Aena SA Un00774W103ADR1,105$18.0K<0.1%–
Pennon Group PLC-Unsp ADR708326103ADR521$17.0K<0.1%–
ABCLAbCellera Biologics Inc.COM750$16.0K<0.1%History
WisdomTree Tr97717Y691CLOUD COMPUTNG278$16.0K<0.1%–
Good Works Acquisition Corp38216X107COM1,295$13.0K<0.1%–
INSGInseego Corp.COM1,324$13.0K<0.1%History
Altimeter Growth CorpG0370L108CL A1,083$13.0K<0.1%–
Altimeter Growth Corp 2G0371B109COM CL A1,302$13.0K<0.1%–
TLSTelos CorpCOM355$12.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/2025775$12.0K<0.1%–
Invesco Exch Traded FD Tr II46138E578KBW REGL BKG200$12.0K<0.1%–
iShares Tr464288703MRNING SM CP ETF182$11.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER270$10.0K<0.1%–
OTRKOntrak, Inc.COM297$10.0K<0.1%History
PFBIPremier Financial Bancorp IncCOM595$10.0K<0.1%History
SWTXSpringWorks Therapeutics, Inc.COM126$10.0K<0.1%History
Ajax IG0190X100COM1,000$10.0K<0.1%–
Bridgetown 2 Holdings LtdG1355V103CL A1,000$10.0K<0.1%–
Ion Acquisition Corp 1 LtdG49392106SHS CL A1,003$10.0K<0.1%–
SVF Investment Corp.G8601L102CL A SHS1,000$10.0K<0.1%–