Shaker Financial Services, LLC
- SEC CIK
- 0001511794
- Latest filing
- Jul 15, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 13, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 157
- +5 vs. Q4 2023
- Portfolio value
- $258.4M
- +$14.9M (+6.1%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| STEWSRH Total Return Fund, Inc. | COM | 679,159 | $10.2M | 4.0% | +60,391+9.8% | Added | History |
| FUNDSprott Focus Trust Inc. | COM | 902,867 | $7.26M | 2.8% | +65,826+7.9% | Added | History |
| ASGLiberty All Star Growth Fund Inc. | COM | 1,302,176 | $7.15M | 2.8% | +291,124+28.8% | Added | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 509,619 | $6.86M | 2.7% | +116,048+29.5% | Added | History |
| CETCentral Securities Corp | COM | 144,940 | $6.05M | 2.3% | −65,830−31.2% | Reduced | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 304,440 | $5.93M | 2.3% | +145,194+91.2% | Added | History |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 243,838 | $5.75M | 2.2% | +68,443+39.0% | Added | History |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 229,898 | $5.64M | 2.2% | +109,094+90.3% | Added | History |
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 303,374 | $5.54M | 2.1% | −146,137−32.5% | Reduced | History |
| ERCAllspring Multi-Sector Income Fund | COM | 512,598 | $4.81M | 1.9% | +141,324+38.1% | Added | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 358,786 | $4.64M | 1.8% | +76,808+27.2% | Added | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 488,719 | $4.62M | 1.8% | +178,086+57.3% | Added | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 275,950 | $4.41M | 1.7% | +89,293+47.8% | Added | History |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 633,335 | $4.24M | 1.6% | +66,208+11.7% | Added | History |
| FFAFirst Trust Enhanced Equity Income Fund | COM | 210,193 | $3.97M | 1.5% | +19,039+10.0% | Added | History |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 252,359 | $3.88M | 1.5% | +56,676+29.0% | Added | History |
| JFRNuveen Floating Rate Income Fund | COM | 437,190 | $3.85M | 1.5% | −28,127−6.0% | Reduced | History |
| EODAllspring Global Dividend Opportunity Fund | COM | 768,800 | $3.78M | 1.5% | +73,956+10.6% | Added | History |
| GAMGeneral American Investors Co Inc | COM | 76,463 | $3.56M | 1.4% | +21,128+38.2% | Added | History |
| HGLBHighland Global Allocation Fund | COM | 455,967 | $3.49M | 1.4% | +31,050+7.3% | Added | History |
| JCENuveen Core Equity Alpha Fund | COM | 234,193 | $3.36M | 1.3% | +216,690+1,238.0% | Added | History |
| ETBEaton Vance Tax-Managed Buy-Write Income Fund | COM | 245,603 | $3.35M | 1.3% | +55,929+29.5% | Added | History |
| VGIVirtus Global Multi-Sector Income Fund | COM | 436,897 | $3.35M | 1.3% | +76,647+21.3% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 336,662 | $3.28M | 1.3% | −100,042−22.9% | Reduced | History |
| FTFFranklin Ltd Duration Income Trust | COM | 518,783 | $3.25M | 1.3% | +263,863+103.5% | Added | History |
| EEAEuropean Equity Fund, Inc | COM | 361,027 | $3.22M | 1.2% | +34,856+10.7% | Added | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 391,833 | $3.20M | 1.2% | −52,223−11.8% | Reduced | History |
| MCRMFS Charter Income Trust | SH BEN INT | 476,421 | $3.02M | 1.2% | +171,496+56.2% | Added | History |
| JHIJohn Hancock Investors Trust | COM | 220,220 | $2.90M | 1.1% | +25,739+13.2% | Added | History |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 191,249 | $2.86M | 1.1% | −45,976−19.4% | Reduced | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 348,448 | $2.86M | 1.1% | −42,007−10.8% | Reduced | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 335,907 | $2.80M | 1.1% | +126,348+60.3% | Added | History |
| GFNew Germany Fund Inc | COM | 321,746 | $2.80M | 1.1% | +15,750+5.1% | Added | History |
| GDVGabelli Dividend & Income Trust | COM | 119,022 | $2.74M | 1.1% | −57,353−32.5% | Reduced | History |
| PGPPIMCO Global StocksPLUS & Income Fund | COM | 354,480 | $2.73M | 1.1% | +176,023+98.6% | Added | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 137,042 | $2.68M | 1.0% | +116,237+558.7% | Added | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 153,903 | $2.52M | 1.0% | −98,541−39.0% | Reduced | History |
| GABGabelli Equity Trust Inc | COM | 443,099 | $2.45M | 0.9% | −37,315−7.8% | Reduced | History |
| TEITempleton Emerging Markets Income Fund | COM | 446,002 | $2.42M | 0.9% | +56,796+14.6% | Added | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 274,924 | $2.37M | 0.9% | +64,990+31.0% | Added | History |
| SWZTotal Return Securities Fund | COM | 292,378 | $2.32M | 0.9% | +3,720+1.3% | Added | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 123,494 | $2.21M | 0.9% | −18,684−13.1% | Reduced | History |
| CHWCalamos Global Dynamic Income Fund | COM | 336,287 | $2.19M | 0.8% | −125,208−27.1% | Reduced | History |
| ACPabrdn Income Credit Strategies Fund | COM | 319,113 | $2.16M | 0.8% | +77,872+32.3% | Added | History |
| TYTRI-CONTINENTAL Corp | COM | 69,475 | $2.14M | 0.8% | +33,011+90.5% | Added | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 177,501 | $2.12M | 0.8% | +123,814+230.6% | Added | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 162,180 | $2.11M | 0.8% | +18,697+13.0% | Added | History |
| HEQJohn Hancock Diversified Income Fund | COM | 200,374 | $2.10M | 0.8% | −22,102−9.9% | Reduced | History |
| First Tr High Income L/S FD33738E109 | COM | 172,337 | $2.06M | 0.8% | +10,602+6.6% | Added | – |
| BCVBancroft Fund Ltd | COM | 125,446 | $2.01M | 0.8% | +58,480+87.3% | Added | History |
| BWGBrandywineGLOBAL-Global Income Opportunities Fund Inc | COM | 222,440 | $1.90M | 0.7% | +71,381+47.3% | Added | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 193,982 | $1.88M | 0.7% | +2,547+1.3% | Added | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 222,171 | $1.83M | 0.7% | −245,102−52.5% | Reduced | History |
| VLTInvesco High Income Trust II | COM | 147,806 | $1.59M | 0.6% | +11,410+8.4% | Added | History |
| DFPFlaherty & Crumrine Dynamic Preferred & Income Fund Inc | SHS | 78,379 | $1.50M | 0.6% | +29,947+61.8% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 95,125 | $1.44M | 0.6% | +36,107+61.2% | Added | History |
| SORSource Capital | COM | 32,836 | $1.40M | 0.5% | −16,283−33.2% | Reduced | History |
| RSFRiverNorth Capital & Income Fund, Inc. | COM | 87,785 | $1.39M | 0.5% | +87,785 | New | History |
| PFLPIMCO Income Strategy Fund | COM | 162,570 | $1.39M | 0.5% | −87,699−35.0% | Reduced | History |
| PDTJohn Hancock Premium Dividend Fund | COM SH BEN INT | 116,946 | $1.36M | 0.5% | +9,525+8.9% | Added | History |
| TWNTaiwan Fund Inc | COM | 33,272 | $1.32M | 0.5% | 00.0% | Unchanged | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 101,826 | $1.30M | 0.5% | +85,552+525.7% | Added | History |
| SPESpecial Opportunities Fund, Inc. | COM | 102,759 | $1.30M | 0.5% | −94,589−47.9% | Reduced | History |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 62,591 | $1.26M | 0.5% | +20,581+49.0% | Added | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 128,302 | $1.25M | 0.5% | +82,523+180.3% | Added | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 104,265 | $1.24M | 0.5% | −50,557−32.7% | Reduced | History |
| BRWSaba Capital Income & Opportunities Fund | SHS NEW | 166,533 | $1.21M | 0.5% | +128,330+335.9% | Added | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 342,209 | $1.21M | 0.5% | +264,024+337.7% | Added | History |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 101,114 | $1.19M | 0.5% | +44,832+79.7% | Added | History |
| AVKAdvent Convertible & Income Fund | COM | 99,796 | $1.19M | 0.5% | −128,025−56.2% | Reduced | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 182,946 | $1.16M | 0.4% | −2,036−1.1% | Reduced | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 158,013 | $1.14M | 0.4% | −314,123−66.5% | Reduced | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 84,424 | $1.13M | 0.4% | −62,354−42.5% | Reduced | History |
| NCZVirtus Convertible & Income Fund II | COM | 371,625 | $1.11M | 0.4% | +348,625+1,515.8% | Added | History |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 66,374 | $1.10M | 0.4% | +26,274+65.5% | Added | History |
| NCVVirtus Convertible & Income Fund | COM | 321,498 | $1.07M | 0.4% | +116,502+56.8% | Added | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 230,526 | $1.07M | 0.4% | +14,899+6.9% | Added | History |
| BGHBarings Global Short Duration High Yield Fund | COM | 72,075 | $1.04M | 0.4% | −22,079−23.4% | Reduced | History |
| PHDPioneer Floating Rate Fund, Inc. | COM | 106,971 | $1.04M | 0.4% | +13,288+14.2% | Added | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 98,884 | $1.03M | 0.4% | +68,108+221.3% | Added | History |
| BLWBlackRock Ltd Duration Income Trust | COM SHS | 71,216 | $999.2K | 0.4% | −52,370−42.4% | Reduced | History |
| NBXGNeuberger Next Generation Connectivity Fund Inc. | COMMON STOCK | 83,526 | $981.4K | 0.4% | +9,277+12.5% | Added | History |
| MXEMexico Equity & Income Fund Inc | COM | 84,204 | $973.4K | 0.4% | 00.0% | Unchanged | History |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 78,248 | $940.5K | 0.4% | +64,586+472.7% | Added | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 38,974 | $872.6K | 0.3% | +38,974 | New | History |
| GLOClough Global Opportunities Fund | SH BEN INT | 171,389 | $870.7K | 0.3% | −106,469−38.3% | Reduced | History |
| DHFBNY Mellon High Yield Strategies Fund | SH BEN INT | 341,470 | $836.1K | 0.3% | −190,887−35.9% | Reduced | History |
| ECFEllsworth Growth & Income Fund Ltd | COM | 97,238 | $789.6K | 0.3% | +97,238 | New | History |
| PSFCohen & Steers Select Preferred & Income Fund, Inc. | COM | 38,902 | $777.7K | 0.3% | +38,902 | New | History |
| EVGEaton Vance Short Duration Diversified Income Fund | COM | 72,355 | $764.1K | 0.3% | +32,827+83.0% | Added | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 38,322 | $751.5K | 0.3% | +38,322 | New | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 85,437 | $708.3K | 0.3% | +6,333+8.0% | Added | History |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 38,357 | $699.2K | 0.3% | −59,127−60.7% | Reduced | History |
| SABASaba Capital Income & Opportunities Fund II | COM | 181,785 | $694.4K | 0.3% | +150,286+477.1% | Added | History |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 46,211 | $671.9K | 0.3% | −42,933−48.2% | Reduced | History |
| NBBNuveen Taxable Municipal Income Fund | COM | 43,375 | $667.7K | 0.3% | +9,825+29.3% | Added | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 51,253 | $662.2K | 0.3% | −8,889−14.8% | Reduced | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 32,762 | $660.8K | 0.3% | −66,458−67.0% | Reduced | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 117,473 | $649.6K | 0.3% | −79,897−40.5% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 1,222 | $644.3K | 0.2% | +1,222 | New | History |
Sold out since Q4 2023 (19)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| USALiberty All Star Equity Fund | SH BEN INT | 659,722 | $4.23M | 1.7% | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 316,056 | $3.88M | 1.6% | History |
| NHSNeuberger High Yield Strategies Fund Inc. | COM | 196,162 | $1.51M | 0.6% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 81,204 | $1.42M | 0.6% | History |
| BSLBlackstone Senior Floating Rate 2027 Term Fund | COM | 68,413 | $921.1K | 0.4% | History |
| HQLabrdn Life Sciences Investors | SH BEN INT | 61,683 | $840.0K | 0.3% | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 32,456 | $680.9K | 0.3% | History |
| HPSJohn Hancock Preferred Income Fund III | COM | 47,653 | $673.8K | 0.3% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 148,970 | $575.0K | 0.2% | History |
| MFVMFS Special Value Trust | SH BEN INT | 115,301 | $471.6K | 0.2% | History |
| LGILazard Global Total Return & Income Fund Inc | COM | 29,860 | $457.5K | 0.2% | History |
| FGBFirst Trust Specialty Finance & Financial Opportunities Fund | COM BEN INTR | 121,027 | $433.3K | 0.2% | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 35,110 | $429.7K | 0.2% | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 33,246 | $396.0K | 0.2% | History |
| AWPabrdn Global Premier Properties Fund | COM SH BEN INT | 87,724 | $343.9K | 0.1% | History |
| EDFVirtus Stone Harbor Emerging Markets Income Fund | COM | 74,783 | $322.3K | 0.1% | History |
| PCFHigh Income Securities Fund | SHS BEN INT | 37,567 | $241.2K | 0.1% | History |
| HQHabrdn Healthcare Investors | SH BEN INT | 13,050 | $221.6K | 0.1% | History |
| AAPLApple Inc. | Stock | 1,100 | $211.8K | 0.1% | History |