Shaker Financial Services, LLC
- SEC CIK
- 0001511794
- Latest filing
- Jul 15, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 7, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 152
- −3 vs. Q3 2023
- Portfolio value
- $243.6M
- +$29.0M (+13.5%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| STEWSRH Total Return Fund, Inc. | COM | 618,768 | $8.58M | 3.5% | +6,643+1.1% | Added | History |
| CETCentral Securities Corp | COM | 210,770 | $7.96M | 3.3% | +2,884+1.4% | Added | History |
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 449,511 | $7.69M | 3.2% | −129,640−22.4% | Reduced | History |
| FUNDSprott Focus Trust Inc. | COM | 837,041 | $6.70M | 2.7% | +158,107+23.3% | Added | History |
| ASGLiberty All Star Growth Fund Inc. | COM | 1,011,052 | $5.42M | 2.2% | +209,674+26.2% | Added | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 393,571 | $5.05M | 2.1% | +64,072+19.4% | Added | History |
| USALiberty All Star Equity Fund | SH BEN INT | 659,722 | $4.23M | 1.7% | +394,909+149.1% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 436,704 | $4.18M | 1.7% | +137,627+46.0% | Added | History |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 175,395 | $3.90M | 1.6% | +59,810+51.7% | Added | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 316,056 | $3.88M | 1.6% | +200,921+174.5% | Added | History |
| JFRNuveen Floating Rate Income Fund | COM | 465,317 | $3.82M | 1.6% | +54,007+13.1% | Added | History |
| GDVGabelli Dividend & Income Trust | COM | 176,375 | $3.82M | 1.6% | −125,354−41.5% | Reduced | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 252,444 | $3.78M | 1.6% | +252,444 | New | History |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 567,127 | $3.73M | 1.5% | −9,474−1.6% | Reduced | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 467,273 | $3.59M | 1.5% | −393,239−45.7% | Reduced | History |
| ERCAllspring Multi-Sector Income Fund | COM | 371,274 | $3.53M | 1.4% | +249,599+205.1% | Added | History |
| FFAFirst Trust Enhanced Equity Income Fund | COM | 191,154 | $3.49M | 1.4% | +156,436+450.6% | Added | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 281,978 | $3.48M | 1.4% | +135,463+92.5% | Added | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 444,056 | $3.43M | 1.4% | −13,798−3.0% | Reduced | History |
| PFNPIMCO Income Strategy Fund II | COM | 463,132 | $3.38M | 1.4% | +194,937+72.7% | Added | History |
| HGLBHighland Global Allocation Fund | COM | 424,917 | $3.34M | 1.4% | +22,072+5.5% | Added | History |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 237,225 | $3.32M | 1.4% | +18,328+8.4% | Added | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 472,136 | $3.19M | 1.3% | +305,505+183.3% | Added | History |
| EODAllspring Global Dividend Opportunity Fund | COM | 694,844 | $3.09M | 1.3% | +250,500+56.4% | Added | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 390,455 | $3.03M | 1.2% | +144,101+58.5% | Added | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 159,246 | $3.03M | 1.2% | +159,246 | New | History |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 195,683 | $2.96M | 1.2% | +95,248+94.8% | Added | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 310,633 | $2.87M | 1.2% | +49,136+18.8% | Added | History |
| EEAEuropean Equity Fund, Inc | COM | 326,171 | $2.86M | 1.2% | +18,188+5.9% | Added | History |
| VGIVirtus Global Multi-Sector Income Fund | COM | 360,250 | $2.82M | 1.2% | −42,840−10.6% | Reduced | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 186,657 | $2.81M | 1.2% | +81,750+77.9% | Added | History |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 120,804 | $2.80M | 1.1% | +86,730+254.5% | Added | History |
| GFNew Germany Fund Inc | COM | 305,996 | $2.69M | 1.1% | +72,507+31.1% | Added | History |
| CHWCalamos Global Dynamic Income Fund | COM | 461,495 | $2.69M | 1.1% | +77,561+20.2% | Added | History |
| AVKAdvent Convertible & Income Fund | COM | 227,821 | $2.59M | 1.1% | +17,138+8.1% | Added | History |
| JHIJohn Hancock Investors Trust | COM | 194,481 | $2.52M | 1.0% | +43,927+29.2% | Added | History |
| ETBEaton Vance Tax-Managed Buy-Write Income Fund | COM | 189,674 | $2.46M | 1.0% | −19,927−9.5% | Reduced | History |
| GABGabelli Equity Trust Inc | COM | 480,414 | $2.44M | 1.0% | +480,414 | New | History |
| GAMGeneral American Investors Co Inc | COM | 55,335 | $2.38M | 1.0% | −66,507−54.6% | Reduced | History |
| SWZTotal Return Securities Fund | COM | 288,658 | $2.37M | 1.0% | +3,982+1.4% | Added | History |
| SPESpecial Opportunities Fund, Inc. | COM | 197,348 | $2.34M | 1.0% | −16,160−7.6% | Reduced | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 142,178 | $2.34M | 1.0% | +17,638+14.2% | Added | History |
| HEQJohn Hancock Diversified Income Fund | COM | 222,476 | $2.24M | 0.9% | −22,137−9.0% | Reduced | History |
| PFLPIMCO Income Strategy Fund | COM | 250,269 | $2.13M | 0.9% | +86,666+53.0% | Added | History |
| TEITempleton Emerging Markets Income Fund | COM | 389,206 | $1.98M | 0.8% | +20,465+5.5% | Added | History |
| SORSource Capital | COM | 49,119 | $1.98M | 0.8% | −7,106−12.6% | Reduced | History |
| MCRMFS Charter Income Trust | SH BEN INT | 304,925 | $1.97M | 0.8% | +86,354+39.5% | Added | History |
| First Tr High Income L/S FD33738E109 | COM | 161,735 | $1.96M | 0.8% | −120,781−42.8% | Reduced | – |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 99,220 | $1.86M | 0.8% | +3,017+3.1% | Added | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 191,435 | $1.80M | 0.7% | −2,656−1.4% | Reduced | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 146,778 | $1.79M | 0.7% | +69,942+91.0% | Added | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 143,483 | $1.78M | 0.7% | +40,323+39.1% | Added | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 209,934 | $1.76M | 0.7% | −15,345−6.8% | Reduced | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 119,433 | $1.74M | 0.7% | +4,524+3.9% | Added | History |
| BLWBlackRock Ltd Duration Income Trust | COM SHS | 123,586 | $1.73M | 0.7% | −27,174−18.0% | Reduced | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 154,822 | $1.67M | 0.7% | −57,947−27.2% | Reduced | History |
| ACPabrdn Income Credit Strategies Fund | COM | 241,241 | $1.66M | 0.7% | +241,241 | New | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 209,559 | $1.64M | 0.7% | +22,987+12.3% | Added | History |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 97,484 | $1.62M | 0.7% | +97,484 | New | History |
| FTFFranklin Ltd Duration Income Trust | COM | 254,920 | $1.59M | 0.7% | −43,748−14.6% | Reduced | History |
| NHSNeuberger High Yield Strategies Fund Inc. | COM | 196,162 | $1.51M | 0.6% | +196,162 | New | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 81,204 | $1.42M | 0.6% | +44,210+119.5% | Added | History |
| VLTInvesco High Income Trust II | COM | 136,396 | $1.42M | 0.6% | +39,554+40.8% | Added | History |
| PGPPIMCO Global StocksPLUS & Income Fund | COM | 178,457 | $1.34M | 0.6% | +147,846+483.0% | Added | History |
| GLOClough Global Opportunities Fund | SH BEN INT | 277,858 | $1.31M | 0.5% | −12,389−4.3% | Reduced | History |
| BGHBarings Global Short Duration High Yield Fund | COM | 94,154 | $1.28M | 0.5% | +58,465+163.8% | Added | History |
| BWGBrandywineGLOBAL-Global Income Opportunities Fund Inc | COM | 151,059 | $1.26M | 0.5% | +64,818+75.2% | Added | History |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 89,144 | $1.24M | 0.5% | +33,737+60.9% | Added | History |
| DHFBNY Mellon High Yield Strategies Fund | SH BEN INT | 532,357 | $1.23M | 0.5% | −15,508−2.8% | Reduced | History |
| TWNTaiwan Fund Inc | COM | 33,272 | $1.15M | 0.5% | −250−0.7% | Reduced | History |
| PDTJohn Hancock Premium Dividend Fund | COM SH BEN INT | 107,421 | $1.14M | 0.5% | −54,863−33.8% | Reduced | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 184,982 | $1.14M | 0.5% | −505−0.3% | Reduced | History |
| BTXBlackRock Technology & Private Equity Term Trust | SHS BEN INT | 148,344 | $1.09M | 0.4% | +148,344 | New | History |
| BCVBancroft Fund Ltd | COM | 66,966 | $1.07M | 0.4% | −7,329−9.9% | Reduced | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 104,730 | $1.07M | 0.4% | +104,730 | New | History |
| TYTRI-CONTINENTAL Corp | COM | 36,464 | $1.05M | 0.4% | −51,467−58.5% | Reduced | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 197,370 | $1.04M | 0.4% | +81,315+70.1% | Added | History |
| HYIWestern Asset High Yield Opportunity Fund Inc. | COM | 81,934 | $990.6K | 0.4% | −9,327−10.2% | Reduced | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 215,627 | $981.1K | 0.4% | +7,438+3.6% | Added | History |
| MXEMexico Equity & Income Fund Inc | COM | 84,204 | $968.4K | 0.4% | −4,571−5.1% | Reduced | History |
| BSLBlackstone Senior Floating Rate 2027 Term Fund | COM | 68,413 | $921.1K | 0.4% | −5,229−7.1% | Reduced | History |
| PHDPioneer Floating Rate Fund, Inc. | COM | 93,683 | $867.7K | 0.4% | +8,250+9.7% | Added | History |
| DFPFlaherty & Crumrine Dynamic Preferred & Income Fund Inc | SHS | 48,432 | $859.7K | 0.4% | +30,095+164.1% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 59,018 | $859.3K | 0.4% | −297,599−83.5% | Reduced | History |
| HQLabrdn Life Sciences Investors | SH BEN INT | 61,683 | $840.0K | 0.3% | −4,845−7.3% | Reduced | History |
| NBXGNeuberger Next Generation Connectivity Fund Inc. | COMMON STOCK | 74,249 | $811.5K | 0.3% | +74,249 | New | History |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 68,753 | $794.3K | 0.3% | +5,164+8.1% | Added | History |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 42,010 | $774.3K | 0.3% | −19,951−32.2% | Reduced | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 60,142 | $770.4K | 0.3% | +60,142 | New | History |
| CGOCalamos Global Total Return Fund | COM SH BEN INT | 80,650 | $738.6K | 0.3% | +15,924+24.6% | Added | History |
| DSLDoubleLine Income Solutions Fund | COM | 59,529 | $728.6K | 0.3% | +47,229+384.0% | Added | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 142,215 | $712.5K | 0.3% | +65,350+85.0% | Added | History |
| NCVVirtus Convertible & Income Fund | COM | 204,996 | $695.0K | 0.3% | +95,974+88.0% | Added | History |
| GCVGabelli Convertible & Income Securities Fund Inc | COM | 189,528 | $682.3K | 0.3% | +189,528 | New | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 32,456 | $680.9K | 0.3% | −2,009−5.8% | Reduced | History |
| HPSJohn Hancock Preferred Income Fund III | COM | 47,653 | $673.8K | 0.3% | +47,653 | New | History |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 56,282 | $659.1K | 0.3% | +30,965+122.3% | Added | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 79,104 | $641.6K | 0.3% | +60,457+324.2% | Added | History |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 40,100 | $637.7K | 0.3% | +23,899+147.5% | Added | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 53,687 | $615.3K | 0.3% | −44,170−45.1% | Reduced | History |
Sold out since Q3 2023 (23)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| DSUBlackRock Debt Strategies Fund, Inc. | COM NEW | 247,782 | $2.54M | 1.2% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 334,224 | $2.07M | 1.0% | – |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 229,915 | $1.91M | 0.9% | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 4,250 | $1.82M | 0.8% | History |
| EFTEaton Vance Floating-Rate Income Trust | COM | 99,117 | $1.22M | 0.6% | History |
| EFREaton Vance Senior Floating-Rate Trust | COM | 96,756 | $1.17M | 0.5% | History |
| Invesco High Income 2023 Tar46135X108 | COM | 165,216 | $1.13M | 0.5% | – |
| IGRCbre Global Real Estate Income Fund | COM | 193,400 | $870.3K | 0.4% | History |
| FOFCohen & Steers Closed-End Opportunity Fund, Inc. | COM | 51,456 | $531.0K | 0.2% | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 54,099 | $466.9K | 0.2% | History |
| HTYJohn Hancock Tax-Advantaged Global Shareholder Yield Fund | TAX ADV GLB SH | 93,454 | $411.2K | 0.2% | History |
| GLVClough Global Dividend & Income Fund | COM | 77,731 | $386.3K | 0.2% | History |
| KIOKKR Income Opportunities Fund | COM | 30,582 | $365.8K | 0.2% | History |
| MCNXAI Madison Equity Premium Income Fund | COM | 48,738 | $344.6K | 0.2% | History |
| VVRInvesco Senior Income Trust | COM | 79,718 | $312.5K | 0.1% | History |
| FDEUFirst Trust Dynamic Europe Equity Income Fund | COM SHS | 24,053 | $298.3K | 0.1% | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 17,190 | $230.0K | 0.1% | History |
| PSFCohen & Steers Select Preferred & Income Fund, Inc. | COM | 12,485 | $225.9K | 0.1% | History |
| FAMFirst Trust/Abrdn Global Opportunity Income Fund | COM SHS | 39,426 | $224.7K | 0.1% | History |
| CIKCredit Suisse Asset Management Income Fund, Inc. | COM | 81,332 | $210.7K | 0.1% | History |
| TBLDThornburg Income Builder Opportunities Trust | COM | 11,862 | $173.2K | 0.1% | History |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 12,000 | $131.9K | 0.1% | History |
| NRONeuberger Real Estate Securities Income Fund Inc | COM | 18,589 | $51.9K | <0.1% | History |