Shaker Financial Services, LLC
- SEC CIK
- 0001511794
- Latest filing
- Jul 15, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 2, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 155
- −4 vs. Q2 2023
- Portfolio value
- $214.6M
- −$14.4M (−6.3%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 579,151 | $8.91M | 4.2% | +186,823+47.6% | Added | History |
| STEWSRH Total Return Fund, Inc. | COM | 612,125 | $7.95M | 3.7% | +18,699+3.2% | Added | History |
| CETCentral Securities Corp | COM | 207,886 | $7.37M | 3.4% | +13,563+7.0% | Added | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 860,512 | $6.55M | 3.1% | +204,572+31.2% | Added | History |
| GDVGabelli Dividend & Income Trust | COM | 301,729 | $5.87M | 2.7% | −50,723−14.4% | Reduced | History |
| FUNDSprott Focus Trust Inc. | COM | 678,934 | $5.11M | 2.4% | +128,100+23.3% | Added | History |
| GAMGeneral American Investors Co Inc | COM | 121,842 | $5.01M | 2.3% | +4,947+4.2% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 356,617 | $4.59M | 2.1% | +23,373+7.0% | Added | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 329,499 | $4.23M | 2.0% | +87,269+36.0% | Added | History |
| ASGLiberty All Star Growth Fund Inc. | COM | 801,378 | $3.96M | 1.8% | +238,659+42.4% | Added | History |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 576,601 | $3.54M | 1.7% | +36,940+6.8% | Added | History |
| JFRNuveen Floating Rate Income Fund | COM | 411,310 | $3.41M | 1.6% | +360,909+716.1% | Added | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 457,854 | $3.37M | 1.6% | +25,860+6.0% | Added | History |
| HGLBHighland Global Allocation Fund | COM | 402,845 | $3.22M | 1.5% | +7,971+2.0% | Added | History |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 218,897 | $3.10M | 1.4% | −210,861−49.1% | Reduced | History |
| First Tr High Income L/S FD33738E109 | COM | 282,516 | $3.03M | 1.4% | +154,840+121.3% | Added | – |
| VGIVirtus Global Multi-Sector Income Fund | COM | 403,090 | $2.96M | 1.4% | −8,712−2.1% | Reduced | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 299,077 | $2.70M | 1.3% | +69,432+30.2% | Added | History |
| ETBEaton Vance Tax-Managed Buy-Write Income Fund | COM | 209,601 | $2.64M | 1.2% | +105,949+102.2% | Added | History |
| JCENuveen Core Equity Alpha Fund | COM | 200,827 | $2.57M | 1.2% | +36,319+22.1% | Added | History |
| DSUBlackRock Debt Strategies Fund, Inc. | COM NEW | 247,782 | $2.54M | 1.2% | −161,828−39.5% | Reduced | History |
| EEAEuropean Equity Fund, Inc | COM | 307,983 | $2.45M | 1.1% | +31,097+11.2% | Added | History |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 115,585 | $2.45M | 1.1% | +16,818+17.0% | Added | History |
| HEQJohn Hancock Diversified Income Fund | COM | 244,613 | $2.34M | 1.1% | +108,786+80.1% | Added | History |
| TYTRI-CONTINENTAL Corp | COM | 87,931 | $2.34M | 1.1% | +17,185+24.3% | Added | History |
| SPESpecial Opportunities Fund, Inc. | COM | 213,508 | $2.33M | 1.1% | −12,629−5.6% | Reduced | History |
| AVKAdvent Convertible & Income Fund | COM | 210,683 | $2.21M | 1.0% | +69,923+49.7% | Added | History |
| SWZTotal Return Securities Fund | COM | 284,676 | $2.17M | 1.0% | −4,481−1.5% | Reduced | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 212,769 | $2.17M | 1.0% | −24,297−10.2% | Reduced | History |
| SORSource Capital | COM | 56,225 | $2.17M | 1.0% | −55,407−49.6% | Reduced | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 261,497 | $2.17M | 1.0% | +118,924+83.4% | Added | History |
| CHWCalamos Global Dynamic Income Fund | COM | 383,934 | $2.13M | 1.0% | −67,425−14.9% | Reduced | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 334,224 | $2.07M | 1.0% | 00.0% | Unchanged | – |
| BLWBlackRock Ltd Duration Income Trust | COM SHS | 150,760 | $1.94M | 0.9% | +30,080+24.9% | Added | History |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 229,915 | $1.91M | 0.9% | −98,974−30.1% | Reduced | History |
| GFNew Germany Fund Inc | COM | 233,489 | $1.91M | 0.9% | +12,627+5.7% | Added | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 246,354 | $1.88M | 0.9% | −16,873−6.4% | Reduced | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 124,540 | $1.86M | 0.9% | +24,948+25.1% | Added | History |
| JHIJohn Hancock Investors Trust | COM | 150,554 | $1.83M | 0.9% | +5,609+3.9% | Added | History |
| EODAllspring Global Dividend Opportunity Fund | COM | 444,344 | $1.83M | 0.9% | +50,190+12.7% | Added | History |
| FTFFranklin Ltd Duration Income Trust | COM | 298,668 | $1.82M | 0.8% | −99,124−24.9% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 4,250 | $1.82M | 0.8% | +2,300+117.9% | Added | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 225,279 | $1.78M | 0.8% | −57,457−20.3% | Reduced | History |
| PFNPIMCO Income Strategy Fund II | COM | 268,195 | $1.78M | 0.8% | +47,150+21.3% | Added | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 146,515 | $1.75M | 0.8% | +51,182+53.7% | Added | History |
| TEITempleton Emerging Markets Income Fund | COM | 368,741 | $1.70M | 0.8% | +243,472+194.4% | Added | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 114,909 | $1.70M | 0.8% | −95,148−45.3% | Reduced | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 194,091 | $1.68M | 0.8% | +25,053+14.8% | Added | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 96,203 | $1.65M | 0.8% | −2,618−2.6% | Reduced | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 104,907 | $1.61M | 0.8% | −46,326−30.6% | Reduced | History |
| USALiberty All Star Equity Fund | SH BEN INT | 264,813 | $1.57M | 0.7% | +264,813 | New | History |
| PDTJohn Hancock Premium Dividend Fund | COM SH BEN INT | 162,284 | $1.56M | 0.7% | +162,284 | New | History |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 100,435 | $1.46M | 0.7% | +20,612+25.8% | Added | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 186,572 | $1.43M | 0.7% | +186,572 | New | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 115,135 | $1.37M | 0.6% | +31,089+37.0% | Added | History |
| Pioneer High Income Tr72369H106 | COM | 201,412 | $1.35M | 0.6% | −146,680−42.1% | Reduced | – |
| GLOClough Global Opportunities Fund | SH BEN INT | 290,247 | $1.29M | 0.6% | −74,389−20.4% | Reduced | History |
| MCRMFS Charter Income Trust | SH BEN INT | 218,571 | $1.28M | 0.6% | +113,580+108.2% | Added | History |
| PFLPIMCO Income Strategy Fund | COM | 163,603 | $1.26M | 0.6% | −52,342−24.2% | Reduced | History |
| EFTEaton Vance Floating-Rate Income Trust | COM | 99,117 | $1.22M | 0.6% | −76,318−43.5% | Reduced | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 103,160 | $1.22M | 0.6% | +60,930+144.3% | Added | History |
| DHFBNY Mellon High Yield Strategies Fund | SH BEN INT | 547,865 | $1.17M | 0.5% | −37,800−6.5% | Reduced | History |
| EFREaton Vance Senior Floating-Rate Trust | COM | 96,756 | $1.17M | 0.5% | −124,464−56.3% | Reduced | History |
| BCVBancroft Fund Ltd | COM | 74,295 | $1.17M | 0.5% | −32,406−30.4% | Reduced | History |
| Invesco High Income 2023 Tar46135X108 | COM | 165,216 | $1.13M | 0.5% | +137,252+490.8% | Added | – |
| ERCAllspring Multi-Sector Income Fund | COM | 121,675 | $1.11M | 0.5% | −28,272−18.9% | Reduced | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 185,487 | $1.07M | 0.5% | +998+0.5% | Added | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 166,631 | $1.06M | 0.5% | 00.0% | Unchanged | History |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 61,961 | $1.06M | 0.5% | +328+0.5% | Added | History |
| HYIWestern Asset High Yield Opportunity Fund Inc. | COM | 91,261 | $1.06M | 0.5% | +91,261 | New | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 97,857 | $1.05M | 0.5% | +27,746+39.6% | Added | History |
| TDFTempleton Dragon Fund Inc | COM | 118,649 | $1.01M | 0.5% | 00.0% | Unchanged | History |
| TWNTaiwan Fund Inc | COM | 33,522 | $1.00M | 0.5% | −399−1.2% | Reduced | History |
| BSLBlackstone Senior Floating Rate 2027 Term Fund | COM | 73,642 | $975.8K | 0.5% | −2,623−3.4% | Reduced | History |
| ZTRVirtus Total Return Fund Inc. | COM | 202,758 | $973.2K | 0.5% | +185,704+1,088.9% | Added | History |
| VLTInvesco High Income Trust II | COM | 96,842 | $962.6K | 0.4% | −9,822−9.2% | Reduced | History |
| RGTRoyce Global Trust, Inc. | COM | 107,419 | $935.7K | 0.4% | +21,257+24.7% | Added | History |
| FGBFirst Trust Specialty Finance & Financial Opportunities Fund | COM BEN INTR | 276,825 | $932.9K | 0.4% | +150,165+118.6% | Added | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 208,189 | $886.9K | 0.4% | +126,869+156.0% | Added | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 76,836 | $886.7K | 0.4% | +60,836+380.2% | Added | History |
| IGRCbre Global Real Estate Income Fund | COM | 193,400 | $870.3K | 0.4% | +193,400 | New | History |
| MXEMexico Equity & Income Fund Inc | COM | 88,775 | $834.5K | 0.4% | 00.0% | Unchanged | History |
| HQLabrdn Life Sciences Investors | SH BEN INT | 66,528 | $829.6K | 0.4% | +1,342+2.1% | Added | History |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 34,074 | $813.7K | 0.4% | +34,074 | New | History |
| MFVMFS Special Value Trust | SH BEN INT | 206,053 | $803.6K | 0.4% | +67,082+48.3% | Added | History |
| PHDPioneer Floating Rate Fund, Inc. | COM | 85,433 | $769.8K | 0.4% | −853−1.0% | Reduced | History |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 63,589 | $740.8K | 0.3% | −89,475−58.5% | Reduced | History |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 55,407 | $738.0K | 0.3% | +6,572+13.5% | Added | History |
| BWGBrandywineGLOBAL-Global Income Opportunities Fund Inc | COM | 86,241 | $654.4K | 0.3% | −2,755−3.1% | Reduced | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 34,465 | $649.7K | 0.3% | −3,185−8.5% | Reduced | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 36,994 | $610.8K | 0.3% | +36,994 | New | History |
| FFAFirst Trust Enhanced Equity Income Fund | COM | 34,718 | $599.6K | 0.3% | −118,062−77.3% | Reduced | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 116,055 | $579.1K | 0.3% | +58,955+103.2% | Added | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 169,613 | $572.7K | 0.3% | −5,901−3.4% | Reduced | History |
| CGOCalamos Global Total Return Fund | COM SH BEN INT | 64,726 | $566.4K | 0.3% | +27,466+73.7% | Added | History |
| CHNChina Fund, Inc. | COM | 53,424 | $564.7K | 0.3% | 00.0% | Unchanged | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 65,870 | $552.3K | 0.3% | −81,013−55.2% | Reduced | History |
| JOFJapan Smaller Capitalization Fund Inc | COM | 75,633 | $537.8K | 0.3% | 00.0% | Unchanged | History |
| FOFCohen & Steers Closed-End Opportunity Fund, Inc. | COM | 51,456 | $531.0K | 0.2% | −57,360−52.7% | Reduced | History |
| RIVRivernorth Opportunities Fund, Inc. | COM | 48,474 | $509.5K | 0.2% | −112,241−69.8% | Reduced | History |
Sold out since Q2 2023 (26)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| NSLNuveen Senior Income Fund | COM | 569,336 | $2.63M | 1.1% | History |
| AIFApollo Tactical Income Fund Inc. | COM | 150,946 | $1.92M | 0.8% | History |
| NMAINuveen Multi-Asset Income Fund | COM | 157,241 | $1.87M | 0.8% | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 122,271 | $1.80M | 0.8% | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 81,804 | $941.3K | 0.4% | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 48,528 | $898.3K | 0.4% | History |
| JSDNuveen Short Duration Credit Opportunities Fund | COM | 74,251 | $865.8K | 0.4% | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 66,749 | $823.0K | 0.4% | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 83,333 | $656.2K | 0.3% | History |
| NBXGNeuberger Next Generation Connectivity Fund Inc. | COMMON STOCK | 59,168 | $645.5K | 0.3% | History |
| JGHNuveen Global High Income Fund | SHS | 56,583 | $637.9K | 0.3% | History |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 29,814 | $491.6K | 0.2% | History |
| First Tr Energy Infrastrctr33738C103 | COM | 22,370 | $328.8K | 0.1% | – |
| RSFRiverNorth Capital & Income Fund, Inc. | COM | 19,413 | $299.3K | 0.1% | History |
| BMEZBlackRock Health Sciences Term Trust | COM SHS | 15,000 | $246.3K | 0.1% | History |
| BTXBlackRock Technology & Private Equity Term Trust | SHS BEN INT | 30,000 | $235.5K | 0.1% | History |
| ETOEaton Vance Tax-Advantaged Global Dividend Opportunities Fund | COM | 10,000 | $229.6K | 0.1% | History |
| JRSNuveen Real Estate Income Fund | COM | 28,405 | $215.9K | 0.1% | History |
| AAPLApple Inc. | Stock | 1,100 | $213.4K | 0.1% | History |
| HPFJohn Hancock Preferred Income Fund II | COM | 14,035 | $211.8K | 0.1% | History |
| ECFEllsworth Growth & Income Fund Ltd | COM | 22,059 | $189.7K | 0.1% | History |
| VBFInvesco Bond Fund | COM | 11,810 | $175.7K | 0.1% | History |
| MFDMacquarie/First Trust Global Infrastr/Util Div & Inc Fund | COM | 22,469 | $175.3K | 0.1% | History |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 26,571 | $126.7K | 0.1% | History |
| PGZPrincipal Real Estate Income Fund | SHS BEN INT | 11,315 | $107.0K | <0.1% | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 16,731 | $91.4K | <0.1% | History |