Shaker Financial Services, LLC
- SEC CIK
- 0001511794
- Latest filing
- Jul 15, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 140
- −17 vs. Q2 2021
- Portfolio value
- $249.9M
- −$19.9M (−7.4%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FDEUFirst Trust Dynamic Europe Equity Income Fund | COM SHS | 170,279 | $2.19M | 0.9% | −43,822−20.5% | Reduced | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 483,343 | $2.21M | 0.9% | −92,984−16.1% | Reduced | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 351,402 | $2.31M | 0.9% | +298,262+561.3% | Added | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 89,874 | $2.40M | 1.0% | −55,603−38.2% | Reduced | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 170,091 | $2.42M | 1.0% | −17,654−9.4% | Reduced | History |
| FAMFirst Trust/Abrdn Global Opportunity Income Fund | COM SHS | 245,827 | $2.49M | 1.0% | −15,673−6.0% | Reduced | History |
| LGILazard Global Total Return & Income Fund Inc | COM | 129,493 | $2.59M | 1.0% | +129,493 | New | History |
| NSLNuveen Senior Income Fund | COM | 445,263 | $2.60M | 1.0% | +277,852+166.0% | Added | History |
| VGIVirtus Global Multi-Sector Income Fund | COM | 230,415 | $2.71M | 1.1% | +71,485+45.0% | Added | History |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 197,459 | $2.73M | 1.1% | −82,235−29.4% | Reduced | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 672,712 | $2.74M | 1.1% | −125,297−15.7% | Reduced | History |
| DEXDelaware Enhanced Global Dividend & Income Fund | COM | 275,692 | $2.79M | 1.1% | +275,692 | New | History |
| EEAEuropean Equity Fund, Inc | COM | 251,029 | $2.80M | 1.1% | +4,381+1.8% | Added | History |
| AIFApollo Tactical Income Fund Inc. | COM | 184,150 | $2.91M | 1.2% | −35,594−16.2% | Reduced | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 176,758 | $3.01M | 1.2% | +78,444+79.8% | Added | History |
| BGHBarings Global Short Duration High Yield Fund | COM | 180,809 | $3.09M | 1.2% | +14,412+8.7% | Added | History |
| EHIWestern Asset Global High Income Fund Inc. | COM | 300,918 | $3.10M | 1.2% | +141,564+88.8% | Added | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 156,348 | $3.16M | 1.3% | +83,746+115.3% | Added | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 518,246 | $3.19M | 1.3% | +350,626+209.2% | Added | History |
| SCDLMP Capital & Income Fund Inc. | COM | 240,000 | $3.30M | 1.3% | +185,685+341.9% | Added | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 304,168 | $3.56M | 1.4% | +190,676+168.0% | Added | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 235,307 | $3.62M | 1.5% | +36,424+18.3% | Added | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 233,509 | $3.70M | 1.5% | −32,178−12.1% | Reduced | – |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 221,428 | $3.78M | 1.5% | +221,428 | New | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 131,032 | $3.86M | 1.5% | +19,974+18.0% | Added | History |
| ASGLiberty All Star Growth Fund Inc. | COM | 500,753 | $4.32M | 1.7% | +500,753 | New | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 461,580 | $4.52M | 1.8% | +221,467+92.2% | Added | History |
| GFNew Germany Fund Inc | COM | 234,213 | $4.63M | 1.9% | −700−0.3% | Reduced | History |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 284,109 | $4.76M | 1.9% | +5,321+1.9% | Added | History |
| DSLDoubleLine Income Solutions Fund | COM | 296,633 | $5.27M | 2.1% | +76,142+34.5% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 300,394 | $5.41M | 2.2% | +63,134+26.6% | Added | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 276,243 | $5.47M | 2.2% | −73,607−21.0% | Reduced | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 490,424 | $5.60M | 2.2% | +117,128+31.4% | Added | History |
| SORSource Capital | COM | 138,562 | $6.18M | 2.5% | −7,026−4.8% | Reduced | History |
| GDVGabelli Dividend & Income Trust | COM | 259,559 | $6.69M | 2.7% | +169,038+186.7% | Added | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 475,512 | $7.05M | 2.8% | +220,768+86.7% | Added | History |
| CETCentral Securities Corp | COM | 169,384 | $7.16M | 2.9% | +1,877+1.1% | Added | History |
| GAMGeneral American Investors Co Inc | COM | 174,275 | $7.50M | 3.0% | −12,808−6.8% | Reduced | History |
| TYTRI-CONTINENTAL Corp | COM | 226,654 | $7.57M | 3.0% | +4,387+2.0% | Added | History |
| STEWSRH Total Return Fund, Inc. | COM | 639,251 | $8.38M | 3.4% | +186,125+41.1% | Added | History |
Sold out since Q2 2021 (36)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 207,913 | $4.84M | 1.8% | History |
| SPESpecial Opportunities Fund, Inc. | COM | 254,451 | $3.86M | 1.4% | History |
| GLQClough Global Equity Fund | COM | 252,582 | $3.73M | 1.4% | History |
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 140,652 | $2.95M | 1.1% | History |
| Ivy High Income Opportunitie465893105 | COM | 207,651 | $2.92M | 1.1% | – |
| JCENuveen Core Equity Alpha Fund | COM | 166,913 | $2.74M | 1.0% | History |
| ACPabrdn Income Credit Strategies Fund | COM | 182,738 | $2.03M | 0.8% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 120,227 | $1.78M | 0.7% | – |
| TEITempleton Emerging Markets Income Fund | COM | 206,936 | $1.65M | 0.6% | History |
| ETOEaton Vance Tax-Advantaged Global Dividend Opportunities Fund | COM | 55,141 | $1.61M | 0.6% | History |
| ERCAllspring Multi-Sector Income Fund | COM | 110,837 | $1.42M | 0.5% | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 137,865 | $1.41M | 0.5% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 152,188 | $1.31M | 0.5% | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 91,835 | $1.30M | 0.5% | History |
| HQLabrdn Life Sciences Investors | SH BEN INT | 59,972 | $1.29M | 0.5% | History |
| AVKAdvent Convertible & Income Fund | COM | 49,178 | $948.0K | 0.4% | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,119 | $907.0K | 0.3% | History |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 59,901 | $906.0K | 0.3% | History |
| BSLBlackstone Senior Floating Rate 2027 Term Fund | COM | 53,003 | $867.0K | 0.3% | History |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 111,333 | $681.0K | 0.3% | History |
| PAIWestern Asset Investment Grade Income Fund Inc. | COM | 43,093 | $674.0K | 0.2% | History |
| Macquarie Global Infrastruct55608D101 | COM | 29,088 | $671.0K | 0.2% | – |
| IDEVoya Infrastructure, Industrials & Materials Fund | COM | 51,166 | $655.0K | 0.2% | History |
| DCFBNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | COM | 59,783 | $574.0K | 0.2% | History |
| FEOFirst Trust/Abrdn Emerging Opportunity Fund | COM | 31,087 | $469.0K | 0.2% | History |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 47,641 | $467.0K | 0.2% | History |
| VBFInvesco Bond Fund | COM | 16,984 | $353.0K | 0.1% | History |
| HIEMiller/Howard High Income Equity Fund | COM SHS BEN IN | 31,909 | $334.0K | 0.1% | History |
| RSFRiverNorth Capital & Income Fund, Inc. | COM | 13,700 | $273.0K | 0.1% | History |
| INSIInsight Select Income Fund | COM | 11,000 | $238.0K | 0.1% | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 13,143 | $213.0K | 0.1% | History |
| WEAWestern Asset Premier Bond Fund | SHS BEN INT | 14,023 | $206.0K | 0.1% | History |
| EXDEaton Vance Tax-Managed Buy-Write Strategy Fund | COM SH BEN INT | 16,218 | $187.0K | 0.1% | History |
| HYIWestern Asset High Yield Opportunity Fund Inc. | COM | 11,485 | $180.0K | 0.1% | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 25,740 | $161.0K | 0.1% | History |
| CBHVirtus Convertible & Income 2024 Target Term Fund | COM | 15,400 | $161.0K | 0.1% | History |