Wellington Shields & Co., LLC
- SEC CIK
- 0001506073
- Latest filing
- Aug 10, 2026
Holdings in Q4 2025
Holdings as of Dec 31, 2025, filed Feb 9, 2026. Long positions only; changes compare share counts with Q3 2025.
- Positions
- 321
- −3 vs. Q3 2025
- Portfolio value
- $405.4M
- +$22.0M (+5.7%) vs. Q3 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 69,990 | $33.8M | 8.3% | +1,804+2.6% | Added | History |
| AAPLApple Inc. | Stock | 110,258 | $30.0M | 7.4% | −997−0.9% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 47,531 | $15.3M | 3.8% | −1,777−3.6% | Reduced | History |
| LLYEli Lilly & Co | Stock | 12,977 | $13.9M | 3.4% | +157+1.2% | Added | History |
| NVDANVIDIA Corp | Stock | 68,172 | $12.7M | 3.1% | +1,599+2.4% | Added | History |
| GOOGAlphabet Inc. | Stock | 35,538 | $11.2M | 2.8% | +715+2.1% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 76,928 | $9.26M | 2.3% | +9,332+13.8% | Added | History |
| IBMInternational Business Machines Corp | Stock | 26,503 | $7.85M | 1.9% | −466−1.7% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 30,817 | $7.04M | 1.7% | +1,375+4.7% | Added | History |
| AMZNAmazon Com Inc | Stock | 30,236 | $6.98M | 1.7% | −32−0.1% | Reduced | History |
| CATCaterpillar Inc | Stock | 9,417 | $5.39M | 1.3% | +509+5.7% | Added | History |
| GOOGLAlphabet Inc. | Stock | 16,540 | $5.18M | 1.3% | −1,879−10.2% | Reduced | History |
| BXBlackstone Inc. | COM | 33,301 | $5.13M | 1.3% | −51−0.2% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 6,816 | $4.65M | 1.1% | +2,356+52.8% | Added | History |
| VVisa Inc. | Stock | 12,941 | $4.54M | 1.1% | +293+2.3% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 8,652 | $4.35M | 1.1% | +474+5.8% | Added | History |
| AVGOBroadcom Inc. | Stock | 12,167 | $4.21M | 1.0% | −500−3.9% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 17,488 | $4.05M | 1.0% | 00.0% | Unchanged | History |
| RKLBRocket Lab Corp | COM | 57,643 | $4.02M | 1.0% | −15,013−20.7% | Reduced | History |
| WMTWalmart Inc. | Stock | 36,002 | $4.01M | 1.0% | +49+0.1% | Added | History |
| HONHoneywell International Inc | COM | 20,044 | $3.91M | 1.0% | −490−2.4% | Reduced | History |
| ILMNIllumina, Inc. | COM | 28,618 | $3.75M | 0.9% | −609−2.1% | Reduced | History |
| ABTAbbott Laboratories | Stock | 29,746 | $3.73M | 0.9% | +3,093+11.6% | Added | History |
| GEGeneral Electric Co | Stock | 12,097 | $3.73M | 0.9% | +1,587+15.1% | Added | History |
| CCitigroup Inc | Stock | 31,188 | $3.64M | 0.9% | 00.0% | Unchanged | History |
| NEMNEWMONT Corp | Stock | 36,200 | $3.61M | 0.9% | −1,600−4.2% | Reduced | History |
| FLOFlowers Foods Inc | COM | 320,985 | $3.49M | 0.9% | −2,367−0.7% | Reduced | History |
| JNJJohnson & Johnson | Stock | 16,815 | $3.48M | 0.9% | +1,020+6.5% | Added | History |
| CEGConstellation Energy Corp | Stock | 9,728 | $3.44M | 0.8% | +2,877+42.0% | Added | History |
| DISWalt Disney Co | Stock | 28,250 | $3.21M | 0.8% | −2,498−8.1% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 5,800 | $3.03M | 0.7% | −400−6.5% | Reduced | History |
| APOApollo Global Management, Inc. | COM | 20,676 | $2.99M | 0.7% | +1,968+10.5% | Added | History |
| PLTRPalantir Technologies Inc. | Stock | 15,734 | $2.80M | 0.7% | 00.0% | Unchanged | History |
| PANWPalo Alto Networks Inc | Stock | 14,962 | $2.76M | 0.7% | +2,333+18.5% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 4,217 | $2.59M | 0.6% | +357+9.2% | Added | – |
| GLWCorning Inc | COM | 29,576 | $2.59M | 0.6% | −1,100−3.6% | Reduced | History |
| MCKMcKesson Corp | Stock | 3,145 | $2.58M | 0.6% | +650+26.1% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 90,624 | $2.49M | 0.6% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 23,366 | $2.46M | 0.6% | −925−3.8% | Reduced | History |
| SHOPShopify Inc. | Stock | 14,893 | $2.40M | 0.6% | −750−4.8% | Reduced | History |
| HDHome Depot, Inc. | Stock | 6,816 | $2.35M | 0.6% | +896+15.1% | Added | History |
| PSNLPersonalis, Inc. | COM | 292,489 | $2.33M | 0.6% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 15,929 | $2.28M | 0.6% | +9,707+156.0% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 40,540 | $2.19M | 0.5% | +638+1.6% | Added | History |
| TAT&T Inc. | Stock | 85,844 | $2.13M | 0.5% | +3,996+4.9% | Added | History |
| WMWaste Management Inc | Stock | 9,464 | $2.08M | 0.5% | +301+3.3% | Added | History |
| PFEPfizer Inc | Stock | 80,956 | $2.02M | 0.5% | +1,965+2.5% | Added | History |
| CFGCitizens Financial Group Inc | COM | 34,000 | $1.99M | 0.5% | 00.0% | Unchanged | History |
| CVXChevron Corp | Stock | 13,013 | $1.98M | 0.5% | +124+1.0% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 25,510 | $1.97M | 0.5% | +300+1.2% | Added | History |
| AXPAmerican Express Co | Stock | 5,186 | $1.92M | 0.5% | +167+3.3% | Added | History |
| KOCoca Cola Co | Stock | 25,400 | $1.78M | 0.4% | −2,005−7.3% | Reduced | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 5,829 | $1.77M | 0.4% | +924+18.8% | Added | History |
| AMGNAmgen Inc | Stock | 5,309 | $1.74M | 0.4% | +250+4.9% | Added | History |
| GEVGE Vernova Inc. | Stock | 2,602 | $1.70M | 0.4% | +434+20.0% | Added | History |
| SOSouthern Co | Stock | 18,484 | $1.61M | 0.4% | +1,196+6.9% | Added | History |
| BABoeing Co | Stock | 7,389 | $1.60M | 0.4% | +415+6.0% | Added | History |
| QXOQXO, Inc. | COM NEW | 81,770 | $1.58M | 0.4% | 00.0% | Unchanged | History |
| AFLAflac Inc | Stock | 13,866 | $1.53M | 0.4% | 00.0% | Unchanged | History |
| BLKBlackRock, Inc. | Stock | 1,418 | $1.52M | 0.4% | +80+6.0% | Added | History |
| FSLRFirst Solar, Inc. | Stock | 5,727 | $1.50M | 0.4% | +148+2.7% | Added | History |
| RTXRTX Corp | Stock | 8,033 | $1.47M | 0.4% | +1,481+22.6% | Added | History |
| SPGSimon Property Group Inc. | REIT | 7,819 | $1.45M | 0.4% | +519+7.1% | Added | History |
| VZVerizon Communications Inc | Stock | 35,498 | $1.45M | 0.4% | −2,133−5.7% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 2,178 | $1.44M | 0.4% | −43−1.9% | Reduced | History |
| CVSCVS Health Corp | Stock | 17,844 | $1.42M | 0.3% | −1,308−6.8% | Reduced | History |
| OKEONEOK Inc | COM | 18,886 | $1.39M | 0.3% | +1,566+9.0% | Added | History |
| ETNEaton Corp plc | Stock | 4,257 | $1.36M | 0.3% | +281+7.1% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 41,448 | $1.33M | 0.3% | 00.0% | Unchanged | History |
| EHCEncompass Health Corp | COM | 12,330 | $1.31M | 0.3% | 00.0% | Unchanged | History |
| JXNJackson Financial Inc. | COM CL A | 12,163 | $1.30M | 0.3% | −212−1.7% | Reduced | History |
| LINLinde PLC | Stock | 3,020 | $1.29M | 0.3% | −194−6.0% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 2,660 | $1.29M | 0.3% | −300−10.1% | Reduced | History |
| MMM3M Co | Stock | 7,974 | $1.28M | 0.3% | +565+7.6% | Added | History |
| KEYKeycorp | COM | 61,200 | $1.26M | 0.3% | 00.0% | Unchanged | History |
| CSXCSX Corp | Stock | 33,847 | $1.23M | 0.3% | 00.0% | Unchanged | History |
| AMATApplied Materials Inc | Stock | 4,650 | $1.20M | 0.3% | +1,750+60.3% | Added | History |
| PMPhilip Morris International Inc. | Stock | 7,132 | $1.14M | 0.3% | 00.0% | Unchanged | History |
| DVNDevon Energy Corp | Stock | 30,726 | $1.13M | 0.3% | +5,701+22.8% | Added | History |
| QCOMQualcomm Inc | Stock | 6,500 | $1.11M | 0.3% | 00.0% | Unchanged | History |
| ENBEnbridge Inc | Stock | 22,889 | $1.10M | 0.3% | +251+1.1% | Added | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 34,300 | $1.07M | 0.3% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 7,345 | $1.05M | 0.3% | +865+13.3% | Added | History |
| BXSLBlackstone Secured Lending Fund | COMMON STOCK | 39,634 | $1.04M | 0.3% | +6,762+20.6% | Added | History |
| EFXEquifax Inc | COM | 4,800 | $1.04M | 0.3% | −1,729−26.5% | Reduced | History |
| PRUPrudential Financial Inc | Stock | 9,137 | $1.03M | 0.3% | −2,100−18.7% | Reduced | History |
| FCXFreeport-McMoran Inc | Stock | 20,019 | $1.02M | 0.3% | 00.0% | Unchanged | History |
| GNRCGenerac Holdings Inc. | Stock | 7,359 | $1.00M | 0.2% | −147−2.0% | Reduced | History |
| NEENextera Energy Inc | Stock | 12,464 | $1.00M | 0.2% | −1,750−12.3% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 4,643 | $969.2K | 0.2% | −200−4.1% | Reduced | History |
| EIXEdison International | Stock | 15,400 | $924.3K | 0.2% | +2,700+21.3% | Added | History |
| EMREmerson Electric Co | Stock | 6,959 | $923.5K | 0.2% | +149+2.2% | Added | History |
| GRALGRAIL, Inc. | COM | 10,739 | $919.2K | 0.2% | −19−0.2% | Reduced | History |
| WYWeyerhaeuser Co | COM NEW | 38,772 | $918.5K | 0.2% | 00.0% | Unchanged | History |
| COSTCostco Wholesale Corp | Stock | 1,050 | $905.5K | 0.2% | −50−4.5% | Reduced | History |
| RKTRocket Companies, Inc. | Stock | 46,600 | $902.2K | 0.2% | 00.0% | Unchanged | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 6,192 | $891.5K | 0.2% | +1,330+27.4% | AddedConverted for a 2-for-1 split | – |
| IRMIron Mountain Inc | COM | 10,643 | $882.8K | 0.2% | 00.0% | Unchanged | History |
| TMOThermo Fisher Scientific Inc. | Stock | 1,510 | $875.0K | 0.2% | +43+2.9% | Added | History |
| NOCNorthrop Grumman Corp | Stock | 1,525 | $869.6K | 0.2% | −4−0.3% | Reduced | History |
Sold out since Q3 2025 (27)
Positions held at the end of Q3 2025 that are gone from this filing.
| Security | Class | Shares in Q3 2025 | Value in Q3 2025 | % of portfolio in Q3 2025 | History |
|---|---|---|---|---|---|
| INSMINSMED Inc | COM PAR $.01 | 3,950 | $568.8K | 0.1% | History |
| TRMBTrimble Inc. | COM | 6,500 | $530.7K | 0.1% | History |
| Invesco Exchange Traded FD T46137V720 | LEISU ENTMT ETF | 6,534 | $395.8K | 0.1% | – |
| SMCISuper Micro Computer, Inc. | Stock | 7,269 | $348.5K | 0.1% | History |
| SYMSymbotic Inc. | Stock | 5,750 | $309.9K | 0.1% | History |
| Invesco Exchange Traded FD T46137V845 | DORSEY WRGT INDS | 1,784 | $308.3K | 0.1% | – |
| ONONOn Holding AG | Stock | 7,100 | $300.7K | 0.1% | History |
| PYPLPayPal Holdings, Inc. | Stock | 3,757 | $251.9K | 0.1% | History |
| HPQHP Inc | Stock | 9,200 | $250.5K | 0.1% | History |
| OKLOOklo Inc. | COM CL A | 2,057 | $229.6K | 0.1% | History |
| ULUnilever PLC | SPON ADR NEW | 3,812 | $226.0K | 0.1% | History |
| SJMJ M SMUCKER Co | Stock | 2,001 | $217.3K | 0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 1,019 | $182.1K | <0.1% | History |
| KMBKimberly Clark Corp | Stock | 1,405 | $174.7K | <0.1% | History |
| CLXClorox Co | Stock | 1,400 | $172.6K | <0.1% | History |
| DGXQuest Diagnostics Inc | COM | 900 | $171.5K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 5,209 | $167.6K | <0.1% | History |
| IPInternational Paper Co | COM | 3,124 | $145.0K | <0.1% | History |
| FLGFlagstar Bank, National Association | Stock | 10,014 | $115.7K | <0.1% | History |
| FISVFiserv Inc | Stock | 682 | $87.9K | <0.1% | History |
| SBUXStarbucks Corp | Stock | 910 | $77.0K | <0.1% | History |
| PEGPublic Service Enterprise Group Inc | COM | 900 | $75.1K | <0.1% | History |
| AHRTAH Realty Trust, Inc. | COM | 10,000 | $70.1K | <0.1% | History |
| CASIFCASI Pharmaceuticals, Inc. | ORD SHS | 30,091 | $50.0K | <0.1% | History |
| ZBRAZebra Technologies Corp | CL A | 150 | $44.6K | <0.1% | History |
| UEICUniversal Electronics Inc | COM | 7,300 | $34.0K | <0.1% | History |
| ROPRoper Technologies Inc | Stock | 50 | $24.9K | <0.1% | History |