Wellington Shields & Co., LLC
- SEC CIK
- 0001506073
- Latest filing
- Aug 10, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Nov 5, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 324
- +8 vs. Q2 2025
- Portfolio value
- $383.4M
- +$30.1M (+8.5%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 68,186 | $35.3M | 9.2% | −606−0.9% | Reduced | History |
| AAPLApple Inc. | Stock | 111,255 | $28.3M | 7.4% | +522+0.5% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 49,308 | $15.6M | 4.1% | −527−1.1% | Reduced | History |
| NVDANVIDIA Corp | Stock | 66,573 | $12.4M | 3.2% | −120−0.2% | Reduced | History |
| LLYEli Lilly & Co | Stock | 12,820 | $9.78M | 2.6% | +55+0.4% | Added | History |
| GOOGAlphabet Inc. | Stock | 34,823 | $8.48M | 2.2% | +656+1.9% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 67,596 | $7.62M | 2.0% | −320−0.5% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 26,969 | $7.61M | 2.0% | −298−1.1% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 29,442 | $6.82M | 1.8% | −300−1.0% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 30,268 | $6.65M | 1.7% | +645+2.2% | Added | History |
| BXBlackstone Inc. | COM | 33,352 | $5.70M | 1.5% | +346+1.0% | Added | History |
| GOOGLAlphabet Inc. | Stock | 18,419 | $4.48M | 1.2% | −500−2.6% | Reduced | History |
| HONHoneywell International Inc | COM | 20,534 | $4.32M | 1.1% | 00.0% | Unchanged | History |
| VVisa Inc. | Stock | 12,648 | $4.32M | 1.1% | +306+2.5% | Added | History |
| CATCaterpillar Inc | Stock | 8,908 | $4.25M | 1.1% | 00.0% | Unchanged | History |
| FLOFlowers Foods Inc | COM | 323,352 | $4.22M | 1.1% | −168−0.1% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 12,667 | $4.18M | 1.1% | −368−2.8% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 17,488 | $4.13M | 1.1% | 00.0% | Unchanged | History |
| BRK.BBerkshire Hathaway Inc | Stock | 8,178 | $4.11M | 1.1% | +24+0.3% | Added | History |
| WMTWalmart Inc. | Stock | 35,953 | $3.71M | 1.0% | −574−1.6% | Reduced | History |
| ABTAbbott Laboratories | Stock | 26,653 | $3.57M | 0.9% | −100−0.4% | Reduced | History |
| DISWalt Disney Co | Stock | 30,748 | $3.52M | 0.9% | +151+0.5% | Added | History |
| RKLBRocket Lab Corp | COM | 72,656 | $3.48M | 0.9% | −3,859−5.0% | Reduced | History |
| NEMNEWMONT Corp | Stock | 37,800 | $3.19M | 0.8% | −1,400−3.6% | Reduced | History |
| CCitigroup Inc | Stock | 31,188 | $3.17M | 0.8% | −500−1.6% | Reduced | History |
| GEGeneral Electric Co | Stock | 10,510 | $3.16M | 0.8% | −112−1.1% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 6,200 | $3.02M | 0.8% | 00.0% | Unchanged | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 4,460 | $2.97M | 0.8% | +70+1.6% | Added | History |
| JNJJohnson & Johnson | Stock | 15,795 | $2.93M | 0.8% | −100−0.6% | Reduced | History |
| PLTRPalantir Technologies Inc. | Stock | 15,734 | $2.87M | 0.7% | −945−5.7% | Reduced | History |
| ILMNIllumina, Inc. | COM | 29,227 | $2.78M | 0.7% | 00.0% | Unchanged | History |
| PANWPalo Alto Networks Inc | Stock | 12,629 | $2.57M | 0.7% | +472+3.9% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 90,624 | $2.57M | 0.7% | +263+0.3% | Added | History |
| GLWCorning Inc | COM | 30,676 | $2.52M | 0.7% | −5,500−15.2% | Reduced | History |
| APOApollo Global Management, Inc. | COM | 18,708 | $2.49M | 0.7% | +297+1.6% | Added | History |
| HDHome Depot, Inc. | Stock | 5,920 | $2.40M | 0.6% | 00.0% | Unchanged | History |
| SHOPShopify Inc. | Stock | 15,643 | $2.32M | 0.6% | −300−1.9% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 3,860 | $2.32M | 0.6% | −102−2.6% | Reduced | – |
| TAT&T Inc. | Stock | 81,848 | $2.31M | 0.6% | −746−0.9% | Reduced | History |
| CEGConstellation Energy Corp | Stock | 6,851 | $2.25M | 0.6% | +2,311+50.9% | Added | History |
| MRKMerck & Co., Inc. | Stock | 24,291 | $2.04M | 0.5% | −5,606−18.8% | Reduced | History |
| WMWaste Management Inc | Stock | 9,163 | $2.02M | 0.5% | +10.0% | Added | History |
| PFEPfizer Inc | Stock | 78,991 | $2.01M | 0.5% | +97+0.1% | Added | History |
| CVXChevron Corp | Stock | 12,889 | $2.00M | 0.5% | +413+3.3% | Added | History |
| MCKMcKesson Corp | Stock | 2,495 | $1.93M | 0.5% | +151+6.4% | Added | History |
| PSNLPersonalis, Inc. | COM | 292,489 | $1.91M | 0.5% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 27,405 | $1.82M | 0.5% | −1,370−4.8% | Reduced | History |
| CFGCitizens Financial Group Inc | COM | 34,000 | $1.81M | 0.5% | 00.0% | Unchanged | History |
| BMYBristol Myers Squibb Co | Stock | 39,902 | $1.80M | 0.5% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 25,210 | $1.72M | 0.4% | −27−0.1% | Reduced | History |
| EFXEquifax Inc | COM | 6,529 | $1.67M | 0.4% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 5,019 | $1.67M | 0.4% | +20+0.4% | Added | History |
| VZVerizon Communications Inc | Stock | 37,631 | $1.65M | 0.4% | −110−0.3% | Reduced | History |
| SOSouthern Co | Stock | 17,288 | $1.64M | 0.4% | +54+0.3% | Added | History |
| GTLSChart Industries Inc | COM | 8,158 | $1.63M | 0.4% | −5,329−39.5% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 2,221 | $1.63M | 0.4% | +14+0.6% | Added | History |
| EHCEncompass Health Corp | COM | 12,330 | $1.57M | 0.4% | 00.0% | Unchanged | History |
| BLKBlackRock, Inc. | Stock | 1,338 | $1.56M | 0.4% | +32+2.5% | Added | History |
| QXOQXO, Inc. | COM NEW | 81,770 | $1.56M | 0.4% | 00.0% | Unchanged | History |
| AFLAflac Inc | Stock | 13,866 | $1.55M | 0.4% | −272−1.9% | Reduced | History |
| LINLinde PLC | Stock | 3,214 | $1.53M | 0.4% | −65−2.0% | Reduced | History |
| BABoeing Co | Stock | 6,974 | $1.51M | 0.4% | +15+0.2% | Added | History |
| ETNEaton Corp plc | Stock | 3,976 | $1.49M | 0.4% | −136−3.3% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 2,960 | $1.48M | 0.4% | +200+7.2% | Added | History |
| CVSCVS Health Corp | Stock | 19,152 | $1.44M | 0.4% | −1,868−8.9% | Reduced | History |
| AMGNAmgen Inc | Stock | 5,059 | $1.43M | 0.4% | 00.0% | Unchanged | History |
| SPGSimon Property Group Inc. | REIT | 7,300 | $1.37M | 0.4% | +600+9.0% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 4,905 | $1.37M | 0.4% | +1,312+36.5% | Added | History |
| GEVGE Vernova Inc. | Stock | 2,168 | $1.33M | 0.3% | +12+0.6% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 41,448 | $1.30M | 0.3% | 00.0% | Unchanged | History |
| OKEONEOK Inc | COM | 17,320 | $1.26M | 0.3% | −500−2.8% | Reduced | History |
| GNRCGenerac Holdings Inc. | Stock | 7,506 | $1.26M | 0.3% | −50−0.7% | Reduced | History |
| JXNJackson Financial Inc. | COM CL A | 12,375 | $1.25M | 0.3% | 00.0% | Unchanged | History |
| FSLRFirst Solar, Inc. | Stock | 5,579 | $1.23M | 0.3% | −47−0.8% | Reduced | History |
| CSXCSX Corp | Stock | 33,847 | $1.20M | 0.3% | 00.0% | Unchanged | History |
| PRUPrudential Financial Inc | Stock | 11,237 | $1.17M | 0.3% | +310+2.8% | Added | History |
| PMPhilip Morris International Inc. | Stock | 7,132 | $1.16M | 0.3% | +132+1.9% | Added | History |
| MMM3M Co | Stock | 7,409 | $1.15M | 0.3% | 00.0% | Unchanged | History |
| KEYKeycorp | COM | 61,200 | $1.14M | 0.3% | 00.0% | Unchanged | History |
| ENBEnbridge Inc | Stock | 22,638 | $1.14M | 0.3% | +29+0.1% | Added | History |
| RTXRTX Corp | Stock | 6,552 | $1.10M | 0.3% | 00.0% | Unchanged | History |
| IRMIron Mountain Inc | COM | 10,643 | $1.08M | 0.3% | 00.0% | Unchanged | History |
| QCOMQualcomm Inc | Stock | 6,500 | $1.08M | 0.3% | 00.0% | Unchanged | History |
| NEENextera Energy Inc | Stock | 14,214 | $1.07M | 0.3% | −100−0.7% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 1,100 | $1.02M | 0.3% | 00.0% | Unchanged | History |
| ORCLOracle Corp | Stock | 3,612 | $1.02M | 0.3% | 00.0% | Unchanged | History |
| PNCPNC Financial Services Group, Inc. | Stock | 4,843 | $973.1K | 0.3% | 00.0% | Unchanged | History |
| WYWeyerhaeuser Co | COM NEW | 38,772 | $961.2K | 0.3% | −1,000−2.5% | Reduced | History |
| PGProcter & Gamble Co | Stock | 6,222 | $956.0K | 0.2% | −49−0.8% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 1,529 | $931.6K | 0.2% | 00.0% | Unchanged | History |
| MDTMedtronic plc | Stock | 9,775 | $931.0K | 0.2% | −600−5.8% | Reduced | History |
| PEPPepsiCo Inc | Stock | 6,480 | $910.1K | 0.2% | +165+2.6% | Added | History |
| RKTRocket Companies, Inc. | Stock | 46,600 | $903.1K | 0.2% | 00.0% | Unchanged | History |
| FLUTFlutter Entertainment plc | SHS | 3,537 | $898.4K | 0.2% | +325+10.1% | Added | History |
| EMREmerson Electric Co | Stock | 6,810 | $893.4K | 0.2% | −30.0% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 52,056 | $893.3K | 0.2% | −330−0.6% | Reduced | History |
| DVNDevon Energy Corp | Stock | 25,025 | $877.4K | 0.2% | −172−0.7% | Reduced | History |
| SNOWSnowflake Inc. | Stock | 3,800 | $857.1K | 0.2% | 00.0% | Unchanged | History |
| BXSLBlackstone Secured Lending Fund | COMMON STOCK | 32,872 | $857.0K | 0.2% | +2,110+6.9% | Added | History |
| BLDRBuilders FirstSource, Inc. | Stock | 6,925 | $839.7K | 0.2% | 00.0% | Unchanged | History |
Sold out since Q2 2025 (17)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| RDNTRadNet, Inc. | COM | 7,900 | $449.6K | 0.1% | History |
| WYNNWynn Resorts Ltd | COM | 3,300 | $309.1K | 0.1% | History |
| HSYHershey Co | COM | 1,700 | $282.1K | 0.1% | History |
| Invesco Exch Traded FD Tr II46138E586 | KBW PPTY CASUT | 2,199 | $270.1K | 0.1% | – |
| Paramount Global92556H206 | CL B | 17,327 | $223.5K | 0.1% | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 1,900 | $161.1K | <0.1% | – |
| CLFCleveland-Cliffs Inc. | COM | 14,920 | $113.4K | <0.1% | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 1,664 | $106.4K | <0.1% | – |
| NVONovo Nordisk A S | ADR | 1,432 | $98.8K | <0.1% | History |
| LBRTLiberty Energy Inc. | COM CL A | 8,000 | $91.8K | <0.1% | History |
| HESHess Corp | Stock | 500 | $69.3K | <0.1% | History |
| CTASCintas Corp | Stock | 250 | $55.7K | <0.1% | History |
| EAElectronic Arts Inc. | COM | 322 | $51.4K | <0.1% | History |
| CORZCore Scientific, Inc. | COM | 1,859 | $31.7K | <0.1% | History |
| TPICQTpi Composites, Inc | COM | 16,213 | $13.9K | <0.1% | History |
| ISRGIntuitive Surgical Inc | COM NEW | 11 | $5.98K | <0.1% | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 130 | $1.63K | <0.1% | History |