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Livermore
Livermore
ZHEN

Wellington Shields & Co., LLC

SEC CIK
0001506073
Latest filing
Aug 10, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed May 23, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
293
+4 vs. Q3 2023
Portfolio value
$271.1M
−$128.9M (−32.2%) vs. Q3 2023
Filed
May 23, 2024
AmendedSEC
Holdings of Wellington Shields & Co., LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock69,215$26.0M9.6%−1,090−1.6%ReducedHistory
AAPLApple Inc.Stock107,041$20.6M7.6%−2,456−2.2%ReducedHistory
JPMJPMorgan Chase & CoStock48,318$8.22M3.0%−382−0.8%ReducedHistory
LLYEli Lilly & CoStock13,612$7.93M2.9%+423+3.2%AddedHistory
FLOFlowers Foods IncCOM323,344$7.28M2.7%−6,526,031−95.3%ReducedHistory
XOMExxonMobil Holdings CorpCOM53,080$5.31M2.0%−338−0.6%ReducedHistory
ILMNIllumina, Inc.COM34,562$4.81M1.8%−12,717−26.9%ReducedHistory
ABBVAbbVie Inc.Stock29,555$4.58M1.7%−1,007−3.3%ReducedHistory
GOOGAlphabet Inc.Stock32,364$4.56M1.7%−967−2.9%ReducedHistory
BXBlackstone Inc.COM34,003$4.45M1.6%−2,287−6.3%ReducedHistory
HONHoneywell International IncCOM20,664$4.33M1.6%00.0%UnchangedHistory
UNPUnion Pacific CorpStock17,488$4.30M1.6%+600+3.6%AddedHistory
IBMInternational Business Machines CorpStock26,051$4.26M1.6%−196−0.7%ReducedHistory
AMZNAmazon Com IncStock26,050$3.96M1.5%−477−1.8%ReducedHistory
SPGIS&P Global Inc.Stock7,900$3.48M1.3%00.0%UnchangedHistory
VVisa Inc.Stock12,935$3.37M1.2%−575−4.3%ReducedHistory
NVDANVIDIA CorpStock6,057$3.00M1.1%+21+0.3%AddedHistory
ABTAbbott LaboratoriesStock27,233$3.00M1.1%−1,182−4.2%ReducedHistory
DISWalt Disney CoStock33,150$2.99M1.1%−75−0.2%ReducedHistory
MRKMerck & Co., Inc.Stock26,166$2.85M1.1%−450−1.7%ReducedHistory
CATCaterpillar IncStock9,608$2.84M1.0%+8+0.1%AddedHistory
BABoeing CoStock10,135$2.64M1.0%−817−7.5%ReducedHistory
CVSCVS Health CorpStock32,271$2.55M0.9%−2,432−7.0%ReducedHistory
JNJJohnson & JohnsonStock15,595$2.44M0.9%−25−0.2%ReducedHistory
BRK.BBerkshire Hathaway IncStock6,775$2.42M0.9%+83+1.2%AddedHistory
KMIKinder Morgan, Inc.Stock127,989$2.26M0.8%−1,635−1.3%ReducedHistory
GOOGLAlphabet Inc.Stock15,699$2.19M0.8%+455+3.0%AddedHistory
PFEPfizer IncStock72,279$2.08M0.8%−1,125−1.5%ReducedHistory
SHOPShopify Inc.Stock26,213$2.04M0.8%−3,897−12.9%ReducedHistory
HDHome Depot, Inc.Stock5,500$1.91M0.7%+14+0.3%AddedHistory
BMYBristol Myers Squibb CoStock36,983$1.90M0.7%+504+1.4%AddedHistory
CVXChevron CorpStock12,646$1.89M0.7%−15−0.1%ReducedHistory
EFXEquifax IncCOM7,229$1.79M0.7%−136−1.8%ReducedHistory
AVGOBroadcom Inc.Stock1,586$1.77M0.7%+26+1.7%AddedHistory
PXDPioneer Natural Resources CoCOM7,713$1.73M0.6%+1,314+20.5%AddedHistory
WMTWalmart Inc.Stock10,757$1.70M0.6%00.0%UnchangedHistory
WMWaste Management IncStock9,217$1.65M0.6%−500−5.1%ReducedHistory
FLRFluor CorpStock39,600$1.55M0.6%−29,546−42.7%ReducedHistory
TAT&T Inc.Stock90,898$1.53M0.6%−3,358−3.6%ReducedHistory
CSCOCisco Systems, Inc.Stock28,837$1.46M0.5%+6,900+31.5%AddedHistory
VZVerizon Communications IncStock38,394$1.45M0.5%−3,093−7.5%ReducedHistory
WYWeyerhaeuser CoCOM NEW41,606$1.45M0.5%−1,030−2.4%ReducedHistory
SOSouthern CoStock20,486$1.44M0.5%−260−1.3%ReducedHistory
AMGNAmgen IncStock4,814$1.39M0.5%00.0%UnchangedHistory
CCitigroup IncStock26,491$1.36M0.5%−837−3.1%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock2,495$1.32M0.5%−229−8.4%ReducedHistory
EPDEnterprise Products Partners L.P.Stock47,648$1.26M0.5%−3,300−6.5%ReducedHistory
DVNDevon Energy CorpStock27,448$1.24M0.5%−2,952−9.7%ReducedHistory
OKEONEOK IncCOM17,320$1.22M0.4%00.0%UnchangedHistory
RTXRTX CorpStock14,402$1.21M0.4%−400−2.7%ReducedHistory
BLDRBuilders FirstSource, Inc.Stock7,210$1.20M0.4%+11+0.2%AddedHistory
QCOMQualcomm IncStock7,811$1.13M0.4%−1,400−15.2%ReducedHistory
CFGCitizens Financial Group IncCOM34,000$1.13M0.4%00.0%UnchangedHistory
AFLAflac IncStock13,617$1.12M0.4%−2,995−18.0%ReducedHistory
GTLSChart Industries IncCOM8,198$1.12M0.4%+41+0.5%AddedHistory
PANWPalo Alto Networks IncStock3,729$1.10M0.4%+38+1.0%AddedHistory
INTCIntel CorpStock21,749$1.09M0.4%−1,004−4.4%ReducedHistory
BLKBlackRock, Inc.COM1,344$1.09M0.4%−187−12.2%ReducedHistory
CMCSAComcast CorpStock24,273$1.06M0.4%−1,793−6.9%ReducedHistory
MDTMedtronic plcStock12,800$1.05M0.4%+1,865+17.1%AddedHistory
CSXCSX CorpStock30,000$1.04M0.4%−130−0.4%ReducedHistory
GISGeneral Mills IncStock15,818$1.03M0.4%+11+0.1%AddedHistory
Invesco QQQ Trust Series I46090E103ETF2,505$1.03M0.4%+1,389+124.5%Added–
LMTLockheed Martin CorpStock2,260$1.02M0.4%−50−2.2%ReducedHistory
KOCoca Cola CoStock16,937$998.1K0.4%+862+5.4%AddedHistory
PGProcter & Gamble CoStock6,717$984.3K0.4%+1,201+21.8%AddedHistory
KMXCarMax IncCOM12,733$977.1K0.4%−107−0.8%ReducedHistory
CMICummins IncStock4,075$976.2K0.4%+1,860+84.0%AddedHistory
PEPPepsiCo IncStock5,625$955.4K0.4%+275+5.1%AddedHistory
FCXFreeport-McMoran IncStock22,065$939.3K0.3%−1,237−5.3%ReducedHistory
NEMNEWMONT CorpStock21,600$894.0K0.3%−400−1.8%ReducedHistory
APOApollo Global Management, Inc.COM9,557$890.6K0.3%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock2,500$884.9K0.3%−43−1.7%ReducedHistory
KEYKeycorpCOM61,200$881.3K0.3%00.0%UnchangedHistory
NEENextera Energy IncStock14,084$855.5K0.3%−1,475−9.5%ReducedHistory
GNRCGenerac Holdings Inc.Stock6,505$840.7K0.3%−107−1.6%ReducedHistory
PRUPrudential Financial IncStock7,958$825.3K0.3%+433+5.8%AddedHistory
PNCPNC Financial Services Group, Inc.Stock5,328$825.1K0.3%−200−3.6%ReducedHistory
GEGeneral Electric CoStock6,453$823.6K0.3%−126−1.9%ReducedHistory
EHCEncompass Health CorpCOM12,330$822.7K0.3%00.0%UnchangedHistory
MMM3M CoStock7,465$816.1K0.3%+1,400+23.1%AddedHistory
ENBEnbridge IncStock22,642$815.6K0.3%00.0%UnchangedHistory
SPGSimon Property Group Inc.REIT5,700$813.0K0.3%+500+9.6%AddedHistory
AXPAmerican Express CoStock4,320$809.3K0.3%00.0%UnchangedHistory
FSLRFirst Solar, Inc.Stock4,494$774.2K0.3%+91+2.1%AddedHistory
DOWDow Inc.Stock14,069$771.5K0.3%−352−2.4%ReducedHistory
IRMIron Mountain IncCOM10,643$744.8K0.3%−390−3.5%ReducedHistory
COPConocoPhillipsStock6,213$721.1K0.3%+47+0.8%AddedHistory
NOCNorthrop Grumman CorpStock1,530$716.3K0.3%−16−1.0%ReducedHistory
WSTWest Pharmaceutical Services IncCOM2,000$704.2K0.3%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN49,527$683.5K0.3%+805+1.7%AddedHistory
MCDMcDonalds CorpStock2,266$672.0K0.2%−340−13.0%ReducedHistory
LINLinde PLCStock1,622$666.2K0.2%+516+46.7%AddedHistory
PMPhilip Morris International Inc.Stock7,000$658.6K0.2%00.0%UnchangedHistory
JXNJackson Financial Inc.COM CL A12,411$635.4K0.2%−233−1.8%ReducedHistory
FISFidelity National Information Services, Inc.Stock10,500$630.7K0.2%00.0%UnchangedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK22,774$629.5K0.2%+6,935+43.8%AddedHistory
ITWIllinois Tool Works IncStock2,400$628.7K0.2%00.0%UnchangedHistory
BPBP PLCADR17,619$623.7K0.2%−300−1.7%ReducedHistory
PSNLPersonalis, Inc.COM294,097$617.6K0.2%−310,170−51.3%ReducedHistory

Sold out since Q3 2023 (17)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Wellington Shields & Co., LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
PEBOPeoples Bancorp IncCOM53,830$1.37M0.3%History
OKTAOkta, Inc.CL A7,350$599.1K0.1%History
GMGeneral Motors CoCOM14,400$474.8K0.1%History
UTGReaves Utility Income FundCOM SH BEN INT8,539$210.5K0.1%History
SKINSkinHealth Systems Inc.COM CL A33,750$203.2K0.1%History
KRKroger CoStock4,497$201.2K0.1%History
BUDAnheuser-Busch InBev SA/NVADR3,417$189.0K<0.1%History
BABAAlibaba Group Holding LtdADR2,055$178.3K<0.1%History
TJXTJX Companies IncStock2,000$177.8K<0.1%History
KODKodiak Sciences Inc.COM80,000$144.0K<0.1%History
Global X FDS37954Y673US INFR DEV ETF4,702$142.8K<0.1%–
GEOGeo Group IncCOM12,300$100.6K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY1,565$80.8K<0.1%–
iShares MSCI USA Momentum Factor ETF46432F396ETF522$72.9K<0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF1,500$40.4K<0.1%–
ATVIActivision Blizzard, Inc.COM251$23.5K<0.1%History
VALEVale S.A.SPONSORED ADS73$978<0.1%History