Wellington Shields & Co., LLC
- SEC CIK
- 0001506073
- Latest filing
- Aug 10, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 289
- −3 vs. Q2 2023
- Portfolio value
- $400.0M
- −$25.4M (−6.0%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FLOFlowers Foods Inc | COM | 6,849,375 | $151.9M | 38.0% | −1,9720.0% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 70,305 | $22.2M | 5.6% | +5,574+8.6% | Added | History |
| AAPLApple Inc. | Stock | 109,497 | $18.7M | 4.7% | −1,491−1.3% | Reduced | History |
| LLYEli Lilly & Co | Stock | 13,189 | $7.08M | 1.8% | −671−4.8% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 48,700 | $7.06M | 1.8% | −296−0.6% | Reduced | History |
| ILMNIllumina, Inc. | COM | 47,279 | $6.49M | 1.6% | −6,083−11.4% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 53,418 | $6.28M | 1.6% | −400−0.7% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 30,562 | $4.56M | 1.1% | +3,218+11.8% | Added | History |
| GOOGAlphabet Inc. | Stock | 33,331 | $4.39M | 1.1% | −920−2.7% | Reduced | History |
| BXBlackstone Inc. | COM | 36,290 | $3.89M | 1.0% | −754−2.0% | Reduced | History |
| HONHoneywell International Inc | COM | 20,664 | $3.82M | 1.0% | −874−4.1% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 26,247 | $3.68M | 0.9% | +273+1.1% | Added | History |
| UNPUnion Pacific Corp | Stock | 16,888 | $3.44M | 0.9% | −1,320−7.2% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 26,527 | $3.37M | 0.8% | −304−1.1% | Reduced | History |
| VVisa Inc. | Stock | 13,510 | $3.11M | 0.8% | −61−0.4% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 7,900 | $2.89M | 0.7% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 28,415 | $2.75M | 0.7% | +4,548+19.1% | Added | History |
| MRKMerck & Co., Inc. | Stock | 26,616 | $2.74M | 0.7% | +1,500+6.0% | Added | History |
| DISWalt Disney Co | Stock | 33,225 | $2.69M | 0.7% | +3,700+12.5% | Added | History |
| NVDANVIDIA Corp | Stock | 6,036 | $2.63M | 0.7% | −79−1.3% | Reduced | History |
| CATCaterpillar Inc | Stock | 9,600 | $2.62M | 0.7% | 00.0% | Unchanged | History |
| FLRFluor Corp | Stock | 69,146 | $2.54M | 0.6% | −2,500−3.5% | Reduced | History |
| PFEPfizer Inc | Stock | 73,404 | $2.43M | 0.6% | +13,964+23.5% | Added | History |
| JNJJohnson & Johnson | Stock | 15,620 | $2.43M | 0.6% | +1,788+12.9% | Added | History |
| CVSCVS Health Corp | Stock | 34,703 | $2.42M | 0.6% | +1,922+5.9% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 6,692 | $2.34M | 0.6% | +77+1.2% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 129,624 | $2.15M | 0.5% | −1,000−0.8% | Reduced | History |
| CVXChevron Corp | Stock | 12,661 | $2.13M | 0.5% | +2,936+30.2% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 36,479 | $2.12M | 0.5% | +140.0% | Added | History |
| BABoeing Co | Stock | 10,952 | $2.10M | 0.5% | −447−3.9% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 15,244 | $1.99M | 0.5% | −200−1.3% | Reduced | History |
| WMTWalmart Inc. | Stock | 10,757 | $1.72M | 0.4% | +3,040+39.4% | Added | History |
| HDHome Depot, Inc. | Stock | 5,486 | $1.66M | 0.4% | +60+1.1% | Added | History |
| SHOPShopify Inc. | Stock | 30,110 | $1.64M | 0.4% | −1,500−4.7% | Reduced | History |
| WMWaste Management Inc | Stock | 9,717 | $1.48M | 0.4% | +10.0% | Added | History |
| PXDPioneer Natural Resources Co | COM | 6,399 | $1.47M | 0.4% | +732+12.9% | Added | History |
| DVNDevon Energy Corp | Stock | 30,400 | $1.45M | 0.4% | −2,626−8.0% | Reduced | History |
| TAT&T Inc. | Stock | 94,256 | $1.42M | 0.4% | +5,483+6.2% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 50,948 | $1.39M | 0.3% | −3,500−6.4% | Reduced | History |
| GTLSChart Industries Inc | COM | 8,157 | $1.38M | 0.3% | +514+6.7% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2,724 | $1.38M | 0.3% | +99+3.8% | Added | History |
| PEBOPeoples Bancorp Inc | COM | 53,830 | $1.37M | 0.3% | 00.0% | Unchanged | History |
| EFXEquifax Inc | COM | 7,365 | $1.35M | 0.3% | 00.0% | Unchanged | History |
| VZVerizon Communications Inc | Stock | 41,487 | $1.34M | 0.3% | +5,610+15.6% | Added | History |
| SOSouthern Co | Stock | 20,746 | $1.34M | 0.3% | +5,521+36.3% | Added | History |
| WYWeyerhaeuser Co | COM NEW | 42,636 | $1.31M | 0.3% | +10,274+31.7% | Added | History |
| AVGOBroadcom Inc. | Stock | 1,560 | $1.30M | 0.3% | +10+0.6% | Added | History |
| AMGNAmgen Inc | Stock | 4,814 | $1.29M | 0.3% | +1,400+41.0% | Added | History |
| AFLAflac Inc | Stock | 16,612 | $1.27M | 0.3% | −394−2.3% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 21,937 | $1.18M | 0.3% | 00.0% | Unchanged | History |
| CMCSAComcast Corp | Stock | 26,066 | $1.16M | 0.3% | −1,200−4.4% | Reduced | History |
| CCitigroup Inc | Stock | 27,328 | $1.12M | 0.3% | +400+1.5% | Added | History |
| OKEONEOK Inc | COM | 17,320 | $1.10M | 0.3% | 00.0% | Unchanged | History |
| PAXPatria Investments Ltd | COM CL A | 73,400 | $1.07M | 0.3% | −5,400−6.9% | Reduced | History |
| RTXRTX Corp | Stock | 14,802 | $1.07M | 0.3% | +3,450+30.4% | Added | History |
| QCOMQualcomm Inc | Stock | 9,211 | $1.02M | 0.3% | 00.0% | Unchanged | History |
| GISGeneral Mills Inc | Stock | 15,807 | $1.01M | 0.3% | +8,088+104.8% | Added | History |
| BLKBlackRock, Inc. | COM | 1,531 | $989.8K | 0.2% | −11−0.7% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 2,310 | $944.7K | 0.2% | −25−1.1% | Reduced | History |
| CSXCSX Corp | Stock | 30,130 | $926.5K | 0.2% | −500−1.6% | Reduced | History |
| CFGCitizens Financial Group Inc | COM | 34,000 | $911.2K | 0.2% | 00.0% | Unchanged | History |
| KMXCarMax Inc | COM | 12,840 | $908.2K | 0.2% | +38+0.3% | Added | History |
| PEPPepsiCo Inc | Stock | 5,350 | $906.5K | 0.2% | −230−4.1% | Reduced | History |
| KOCoca Cola Co | Stock | 16,075 | $899.9K | 0.2% | −100−0.6% | Reduced | History |
| BLDRBuilders FirstSource, Inc. | Stock | 7,199 | $896.2K | 0.2% | 00.0% | Unchanged | History |
| NEENextera Energy Inc | Stock | 15,559 | $891.4K | 0.2% | 00.0% | Unchanged | History |
| FCXFreeport-McMoran Inc | Stock | 23,302 | $868.9K | 0.2% | −400−1.7% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 3,691 | $865.3K | 0.2% | +454+14.0% | Added | History |
| APOApollo Global Management, Inc. | COM | 9,557 | $857.8K | 0.2% | 00.0% | Unchanged | History |
| MDTMedtronic plc | Stock | 10,935 | $856.9K | 0.2% | +600+5.8% | Added | History |
| EHCEncompass Health Corp | COM | 12,330 | $828.1K | 0.2% | 00.0% | Unchanged | History |
| NEMNEWMONT Corp | Stock | 22,000 | $812.9K | 0.2% | 00.0% | Unchanged | History |
| INTCIntel Corp | Stock | 22,753 | $808.9K | 0.2% | −1,593−6.5% | Reduced | History |
| PGProcter & Gamble Co | Stock | 5,516 | $804.6K | 0.2% | −250−4.3% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 2,543 | $763.4K | 0.2% | −350−12.1% | Reduced | History |
| ALBAlbemarle Corp | Stock | 4,483 | $762.3K | 0.2% | +1,348+43.0% | Added | History |
| ENBEnbridge Inc | Stock | 22,642 | $751.5K | 0.2% | −1,220−5.1% | Reduced | History |
| WSTWest Pharmaceutical Services Inc | COM | 2,000 | $750.4K | 0.2% | 00.0% | Unchanged | History |
| DOWDow Inc. | Stock | 14,421 | $743.5K | 0.2% | −137−0.9% | Reduced | History |
| COPConocoPhillips | Stock | 6,166 | $738.7K | 0.2% | 00.0% | Unchanged | History |
| PSNLPersonalis, Inc. | COM | 604,267 | $731.2K | 0.2% | −13,144−2.1% | Reduced | History |
| GEGeneral Electric Co | Stock | 6,579 | $727.3K | 0.2% | −62−0.9% | Reduced | History |
| GNRCGenerac Holdings Inc. | Stock | 6,612 | $720.4K | 0.2% | +2,335+54.6% | Added | History |
| PRUPrudential Financial Inc | Stock | 7,525 | $714.0K | 0.2% | +1,305+21.0% | Added | History |
| FSLRFirst Solar, Inc. | Stock | 4,403 | $711.5K | 0.2% | 00.0% | Unchanged | History |
| BPBP PLC | ADR | 17,919 | $693.8K | 0.2% | −950−5.0% | Reduced | History |
| MCDMcDonalds Corp | Stock | 2,606 | $686.6K | 0.2% | +1,472+129.8% | Added | History |
| MRNAModerna, Inc. | Stock | 6,626 | $684.4K | 0.2% | +2,655+66.9% | Added | History |
| GLWCorning Inc | COM | 22,456 | $684.2K | 0.2% | −290−1.3% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 48,722 | $683.6K | 0.2% | −242−0.5% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 1,546 | $680.5K | 0.2% | −70−4.3% | Reduced | History |
| FDXFedEx Corp | Stock | 2,562 | $678.7K | 0.2% | −2,700−51.3% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 5,528 | $678.7K | 0.2% | 00.0% | Unchanged | History |
| KEYKeycorp | COM | 61,200 | $658.5K | 0.2% | 00.0% | Unchanged | History |
| IRMIron Mountain Inc | COM | 11,033 | $655.9K | 0.2% | +2,500+29.3% | Added | History |
| SLBSLB Limited | Stock | 11,200 | $653.0K | 0.2% | 00.0% | Unchanged | History |
| PMPhilip Morris International Inc. | Stock | 7,000 | $648.1K | 0.2% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 4,320 | $644.5K | 0.2% | 00.0% | Unchanged | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 3,800 | $636.0K | 0.2% | −500−11.6% | Reduced | History |
| OKTAOkta, Inc. | CL A | 7,350 | $599.1K | 0.1% | +7,350 | New | History |
Sold out since Q2 2023 (16)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| NAPADuckhorn Portfolio, Inc. | COM | 59,994 | $778.1K | 0.2% | History |
| SJMJ M SMUCKER Co | Stock | 2,251 | $332.4K | 0.1% | History |
| AEMAgnico Eagle Mines Ltd | Stock | 5,677 | $283.7K | 0.1% | History |
| HSYHershey Co | COM | 800 | $199.8K | <0.1% | History |
| OTISOtis Worldwide Corp | Stock | 1,914 | $170.4K | <0.1% | History |
| AESAES Corp | Stock | 7,186 | $149.0K | <0.1% | History |
| ZBRAZebra Technologies Corp | CL A | 360 | $106.5K | <0.1% | History |
| AEPAmerican Electric Power Co Inc | Stock | 1,150 | $96.8K | <0.1% | History |
| TTEKTetra Tech Inc | COM | 500 | $81.9K | <0.1% | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 501 | $74.9K | <0.1% | – |
| UFIUnifi Inc | COM NEW | 6,334 | $51.1K | <0.1% | History |
| FBINFortune Brands Innovations, Inc. | COM | 500 | $36.0K | <0.1% | History |
| SSYSStratasys Ltd. | SHS | 2,000 | $35.5K | <0.1% | History |
| FRBKRepublic First Bancorp Inc | COM | 24,000 | $21.6K | <0.1% | History |
| INSGInseego Corp. | COM | 10,365 | $6.67K | <0.1% | History |
| DGDollar General Corp | COM | 25 | $4.25K | <0.1% | History |