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Livermore
Livermore
ZHEN

HAP Trading, LLC

SEC CIK
0001484972
Latest filing
Aug 13, 2025

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
523
+5 vs. Q2 2021
Portfolio value
$1.36B
−$255.0M (−15.8%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of HAP Trading, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NVDANVIDIA CorpStock50,469$10.5M0.8%+50,469NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR93,742$10.5M0.8%+56,590+152.3%AddedHistory
INVHInvitation Homes Inc.COM276,563$10.6M0.8%+276,563NewHistory
OPENOpendoor Technologies Inc.COM519,748$10.7M0.8%+487,864+1,530.1%AddedHistory
Global X FDS37954Y624AUTONMOUS EV ETF391,102$10.7M0.8%+325,175+493.2%Added–
COSTCostco Wholesale CorpStock27,464$12.3M0.9%+27,464NewHistory
AMTAmerican Tower CorpREIT46,630$12.4M0.9%+257+0.6%AddedHistory
DISWalt Disney CoStock74,518$12.6M0.9%−16,270−17.9%ReducedHistory
WDAYWorkday, Inc.CL A52,654$13.2M1.0%−50,698−49.1%ReducedHistory
WFCWells Fargo & CompanyStock289,248$13.4M1.0%+289,248NewHistory
BIIBBiogen Inc.COM47,485$13.4M1.0%+9,484+25.0%AddedHistory
EAElectronic Arts Inc.COM97,565$13.9M1.0%+97,565NewHistory
VanEck ETF Trust92189F106GOLD MINERS ETF512,252$15.1M1.1%+369,868+259.8%Added–
GSGoldman Sachs Group IncStock41,186$15.6M1.1%+41,186NewHistory
SHOPShopify Inc.Stock11,932$16.2M1.2%+11,932NewHistory
GILDGilead Sciences, Inc.Stock235,831$16.5M1.2%+199,616+551.2%AddedHistory
BACBank of America CorpStock428,611$18.2M1.3%+333,691+351.5%AddedHistory
OKTAOkta, Inc.CL A88,311$21.0M1.5%+33,643+61.5%AddedHistory
FIVNFive9, Inc.COM139,072$22.2M1.6%+139,072NewHistory
BNSBank of Nova ScotiaCOM379,675$23.4M1.7%+379,675NewHistory
iShares Inc464286509MSCI CDA ETF897,983$32.6M2.4%+880,862+5,144.9%Added–
iShares Tr46428743220 YR TR BD ETF288,174$41.6M3.1%+288,174New–
SPYSPDR S&P 500 ETF TrustETF222,049$95.3M7.0%+182,733+464.8%AddedHistory

Options (1,262)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 1,262 by value.

Option positions of HAP Trading, LLC in Q3 2021
SecurityClassPutsCalls
TSLATesla, Inc.Stock$24.0M$275.1M
EXPEExpedia Group, Inc.Stock$2.18M$119.5M
BABAAlibaba Group Holding LtdADR$84.4M$7.28M
ZZillow Group, Inc.CL C CAP STK$31.1M$8.77M
CVNACarvana Co.CL A$5.89M$32.8M
XYZBlock, Inc.CL A$23.1M$13.3M
WWayfair Inc.CL A$21.0M$14.2M
AMZNAmazon Com IncStock$13.3M$20.0M
OKTAOkta, Inc.CL A$27.2M$313.0K
MSFTMicrosoft CorpStock$12.5M$12.9M
CHTRCharter Communications, Inc.CL A$25.2M$172.0K
AAPLApple Inc.Stock$3.82M$20.7M
BBIGVinco Ventures, Inc.COM$14.8M$9.03M
MTCHMatch Group, Inc.COM–$23.7M
TEAMAtlassian CorpCL A–$21.9M
RHRHCOM$6.50M$13.3M
NIONIO Inc.ADR$1.97M$16.7M
ZSZscaler, Inc.Stock–$17.9M
SPYSPDR S&P 500 ETF TrustETF$5.44M$11.9M
ETSYEtsy IncCOM$12.5M$4.78M
SNAPSnap IncStock$14.7M$2.31M
NVDANVIDIA CorpStock$1.27M$14.7M
NFLXNetflix IncStock$4.44M$11.4M
METAMeta Platforms, Inc.Stock$10.4M$4.97M
SESea LtdSPONSORD ADS$257.0K$14.1M
MELIMercadolibre IncCOM$8.34M$5.63M
BKNGBooking Holdings Inc.Stock–$13.0M
PLAYDave & Buster's Entertainment, Inc.COM–$12.8M
GOOGLAlphabet Inc.Stock$839.0K$11.4M
OPENOpendoor Technologies Inc.COM$170.0K$11.8M
UPSTUpstart Holdings, Inc.COM$76.0K$11.1M
SPLKSplunk IncCOM$4.07M$6.98M
ARK Innovation ETF00214Q104ETF$10.5M$504.0K
GMEGameStop Corp.Stock$268.0K$10.5M
DDOGDatadog, Inc.CL A COM$316.0K$9.89M
WDAYWorkday, Inc.CL A$7.61M$2.43M
PANWPalo Alto Networks IncStock$3.25M$6.76M
DXCMDexcom IncCOM$87.0K$9.92M
iShares Inc464286509MSCI CDA ETF$9.85M–
MRNAModerna, Inc.Stock$1.74M$8.09M
XOMExxonMobil Holdings CorpCOM$1.59M$8.17M
ISRGIntuitive Surgical IncCOM NEW$187.0K$8.60M
ASPNAspen Aerogels IncCOM$85.0K$8.23M
GOOGAlphabet Inc.Stock$1.28M$6.45M
NVCRNovoCure LtdORD SHS$7.50M$216.0K
MSTRStrategy IncStock–$6.94M
LYVLive Nation Entertainment, Inc.COM$42.0K$6.26M
OXYOccidental Petroleum CorpStock$79.0K$6.17M
ALGNAlign Technology IncCOM$79.0K$5.88M
NVAXNovavax IncCOM NEW$1.80M$4.01M
COINCoinbase Global, Inc.COM CL A$2.51M$3.27M
LUVSouthwest Airlines CoCOM$94.0K$5.65M
CCitigroup IncStock$5.14M$556.0K
COPConocoPhillipsStock$29.0K$5.19M
WIXWix.com Ltd.SHS$5.08M–
ZMZoom Communications, Inc.Stock$3.42M$1.65M
SHOPShopify Inc.Stock$1.25M$3.78M
LYFTLyft, Inc.CL A COM$43.0K$4.96M
ONOn Semiconductor CorpStock$930.0K$4.06M
CCLCarnival Corp Ltd.UNIT 99/99/9999$2.38M$2.56M
MROMarathon Oil CorpCOM$17.0K$4.92M
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU$90.0K$4.82M
ProShares Tr74347X831ULTRAPRO QQQ$608.0K$4.27M
MCHPMicrochip Technology IncStock$31.0K$4.67M
CSCOCisco Systems, Inc.Stock$3.32M$1.30M
DOCUDocuSign, Inc.Stock$231.0K$4.29M
AMCAMC Entertainment Holdings, Inc.CL A COM$3.65M$854.0K
BNSBank of Nova ScotiaCOM$4.39M$33.0K
QSQuantumScape CorpCOM CL A$4.33M$77.0K
Invesco QQQ Trust Series I46090E103ETF$1.57M$2.54M
FFord Motor CoStock$2.36M$1.75M
iShares Tr46428743220 YR TR BD ETF$3.67M$401.0K
SPRSpirit AeroSystems Holdings, Inc.COM CL A$35.0K$3.92M
ROKURoku, IncCOM CL A$2.55M$1.17M
SPOTSpotify Technology S.A.Stock$3.63M–
State Street SPDR S&P Biotech ETF78464A870ETF$3.36M$210.0K
BNTXBioNTech SESPONSORED ADS$793.0K$2.76M
CMGChipotle Mexican Grill IncCOM$363.0K$2.77M
VMWVmware LLCCL A COM$2.21M$718.0K
TTDTrade Desk, Inc.Stock$535.0K$2.38M
BILIBilibili Inc.SPONS ADS REP Z$266.0K$2.64M
GSGoldman Sachs Group IncStock$937.0K$1.96M
TIGRUP Fintech Holding LtdSPONSORED ADS$2.86M$6.00K
State Street Technology Select Sector SPDR ETF81369Y803ETF$345.0K$2.50M
BLMNBloomin' Brands, Inc.COM–$2.77M
Paramount Global92556H206CL B$1.56M$1.19M
BABoeing CoStock$1.41M$1.27M
UUnity Software Inc.COM$241.0K$2.40M
Kraneshares Trust500767306CSI CHI INTERNET$2.24M$395.0K
AMDAdvanced Micro Devices IncStock$257.0K$2.33M
SVXYProShares Trust IISHT VIX ST TRM$683.0K$1.90M
PYPLPayPal Holdings, Inc.Stock$1.21M$1.35M
BYNDBeyond Meat, Inc.COM$2.41M$131.0K
Direxion Shs ETF Tr25459W102DLY TECH BULL 3X$54.0K$2.43M
TSMTaiwan Semiconductor Manufacturing Co LtdADR$2.25M$177.0K
NETCloudflare, Inc.CL A COM$147.0K$2.26M
CRMSalesforce, Inc.Stock$263.0K$2.09M
ProShares Tr74347B201PSHS ULTSH 20YRS$2.01M$315.0K
AUPHAurinia Pharmaceuticals Inc.COM$19.0K$2.27M
GMGeneral Motors CoCOM$314.0K$1.97M

Sold out since Q2 2021 (204)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 204 by value last quarter.

Positions of HAP Trading, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
AMZNAmazon Com IncStock45,142$155.3M9.6%History
iShares Tr464288513IBOXX HI YD ETF988,106$87.0M5.4%–
BMYBristol Myers Squibb CoStock681,269$45.5M2.8%History
WWayfair Inc.CL A122,647$38.7M2.4%History
ALGNAlign Technology IncCOM34,704$21.2M1.3%History
Churchill Capital Corp IV171439102CL A587,691$16.9M1.1%–
ITGartner IncCOM61,062$14.8M0.9%History
PYPLPayPal Holdings, Inc.Stock38,253$11.2M0.7%History
QCOMQualcomm IncStock73,711$10.5M0.7%History
VALEVale S.A.SPONSORED ADS431,003$9.83M0.6%History
NOWServiceNow, Inc.Stock17,756$9.76M0.6%History
State Street Materials Select Sector SPDR ETF81369Y100ETF118,363$9.74M0.6%–
XOMExxonMobil Holdings CorpCOM135,258$8.53M0.5%History
GMSGMS Inc.COM166,651$8.02M0.5%History
BBBY20230930-DK-Butterfly-1, Inc.COM219,287$7.30M0.5%History
TMUST-Mobile US, Inc.Stock41,269$5.98M0.4%History
AAPLApple Inc.Stock43,583$5.97M0.4%History
WORKSlack Technologies, Inc.COM CL A130,060$5.76M0.4%History
CATCaterpillar IncStock24,789$5.39M0.3%History
iShares Semiconductor ETF464287523ETF10,827$4.92M0.3%–
PFPTProofpoint IncCOM24,470$4.25M0.3%History
DEDeere & CoStock11,843$4.18M0.3%History
NXSTNexstar Media Group, Inc.COMMON STOCK27,259$4.03M0.2%History
CORECore-Mark Holding Company, LLCCOM89,111$4.01M0.2%History
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE42,394$3.93M0.2%–
IBMInternational Business Machines CorpStock26,421$3.87M0.2%History
DKNGDraftKings Inc.COM CL A73,746$3.85M0.2%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF30,045$3.78M0.2%–
LKQLKQ CorpCOM76,267$3.75M0.2%History
CWHCamping World Holdings, Inc.CL A91,537$3.75M0.2%History
METAMeta Platforms, Inc.Stock10,668$3.71M0.2%History
TRIPTripAdvisor, Inc.COM91,608$3.69M0.2%History
HDHome Depot, Inc.Stock11,413$3.64M0.2%History
Ajax IG0190X100COM358,472$3.57M0.2%–
Vanguard Morningstar Total Stock Market ETF922908769ETF15,773$3.52M0.2%–
QTSQTS Realty Trust, Inc.COM CL A41,000$3.17M0.2%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF45,129$3.16M0.2%–
State Street Financial Select Sector SPDR ETF81369Y605ETF85,055$3.12M0.2%–
iShares Tr46435G425ESG AWR MSCI USA28,825$2.84M0.2%–
BEKEKE Holdings Inc.SPONSORED ADS55,849$2.66M0.2%History
Global X FDS37954Y673US INFR DEV ETF100,714$2.59M0.2%–
NEMNEWMONT CorpStock39,943$2.53M0.2%History
ENPHEnphase Energy, Inc.Stock13,120$2.41M0.1%History
Beachbody Company, Inc.073463101COM CL A230,086$2.39M0.1%–
MMM3M CoStock11,981$2.38M0.1%History
iShares Tr464287556ISHARES BIOTECH14,380$2.35M0.1%–
CZRCaesars Entertainment, Inc.COM22,089$2.29M0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF24,585$2.27M0.1%–
iShares Tr464288521CRE U S REIT ETF36,798$2.15M0.1%–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX16,952$2.10M0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF30,891$2.04M0.1%–
KMBKimberly Clark CorpStock15,261$2.04M0.1%History
AIRAar CorpStock50,034$1.94M0.1%History
RCLRoyal Caribbean Cruises LtdCOM22,418$1.91M0.1%History
FNVFranco Nevada CorpStock13,142$1.91M0.1%History
ARK Innovation ETF00214Q104ETF14,540$1.90M0.1%–
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X18,300$1.79M0.1%–
AAgilent Technologies, Inc.COM11,886$1.76M0.1%History
MGAMagna International IncCOM18,751$1.74M0.1%History
ARK Next Generation Technology ETF00214Q401ETF11,252$1.73M0.1%–
ABBVAbbVie Inc.Stock15,380$1.73M0.1%History
MSG Network Inc553573106CL A116,740$1.70M0.1%–
Spinnaker ETF Series84858T400CANNABIS ETF96,711$1.66M0.1%–
ABTAbbott LaboratoriesStock13,276$1.54M0.1%History
Eve Holding, Inc.98907K103COM CL A152,417$1.53M0.1%–
Advisorshares Tr00768Y495PURE CANNABIS71,302$1.50M0.1%–
TERTeradyne, IncStock10,683$1.43M0.1%History
TXTernium S.A.SPONSORED ADS36,419$1.40M0.1%History
HAINHain Celestial Group IncCOM34,610$1.39M0.1%History
MARMarriott International IncStock10,086$1.38M0.1%History
KOCoca Cola CoStock24,800$1.34M0.1%History
RTXRTX CorpStock15,693$1.34M0.1%History
CTXSCitrix Systems IncCOM10,516$1.23M0.1%History
WPMWheaton Precious Metals Corp.COM27,853$1.23M0.1%History
Cambria ETF Tr132061821CANNABIS ETF67,413$1.22M0.1%–
NRGNRG Energy, Inc.Stock29,561$1.19M0.1%History
VanEck Vectors ETF Tr92189F841NAT RES ETF25,303$1.17M0.1%–
SBUXStarbucks CorpStock10,337$1.16M0.1%History
FBCFlagstar Bancorp IncCOM PAR .00127,202$1.15M0.1%History
DQDaqo New Energy Corp.SPNSRD ADS NEW17,471$1.14M0.1%History
AEOAmerican Eagle Outfitters IncCOM29,779$1.12M0.1%History
WESWestern Midstream Partners, LPCOM UNIT LP INT50,885$1.09M0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN95,507$1.08M0.1%History
VanEck Vectors ETF Tr92189H870ENERGY INCOME19,200$1.07M0.1%–
SYFSynchrony FinancialCOM21,894$1.06M0.1%History
iShares Tr464289180MSCI EURO FL ETF52,780$1.03M0.1%–
Procure ETF Trust II74280R205SPACE ETF32,872$1.02M0.1%–
Direxion Shs ETF Tr25460G831DAILY JR GLD MIN12,430$1.01M0.1%–
KBHKB HomeCOM24,874$1.01M0.1%History
Arrival GroupL0423Q108SHS64,396$1.01M0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A95,407$992.0K0.1%–
SVXYProShares Trust IISHT VIX ST TRM17,839$991.0K0.1%History
Macquarie Infrastructure Cor55608B105COM25,417$973.0K0.1%–
LESLLeslie's, Inc.COM35,176$967.0K0.1%History
BOXBox IncCL A37,584$960.0K0.1%History
iShares Inc464286400MSCI BRAZIL ETF23,547$955.0K0.1%–
PSXPPhillips 66 Partners LPCOM UNIT REP INT24,194$955.0K0.1%History
Barclays Bank PLC06746P563ETN LKD 4821,125$951.0K0.1%–
iShares Tr46435G276MSCI ARGENTINA35,536$944.0K0.1%–
CRSRCorsair Gaming, Inc.COM26,984$898.0K0.1%History